Skip to main content

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 17, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
695
−71 vs. Q1 2021
Portfolio value
$207.3M
−$13.1M (−5.9%) vs. Q1 2021
Filed
Aug 17, 2021
SEC
Holdings of Retirement Group, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
BRK.BBerkshire Hathaway IncStock96,396$26.8M12.9%+1,681+1.8%AddedHistory
Invesco Exchange Traded FD T46137V233S&P 500 TOP 5052,190$17.0M8.2%+2,163+4.3%Added–
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF116,875$10.0M4.8%+3,452+3.0%Added–
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF139,335$9.41M4.5%+4,931+3.7%Added–
XOMExxonMobil Holdings CorpCOM133,235$8.40M4.1%+47,409+55.2%AddedHistory
Schwab US Dividend Equity ETF808524797ETF102,612$7.76M3.7%+7,247+7.6%Added–
CVXChevron CorpStock71,790$7.52M3.6%−165−0.2%ReducedHistory
First Tr Exch Traded FD III33739E108PFD SECS INC ETF222,247$4.58M2.2%+25,311+12.9%Added–
Invesco QQQ Trust Series I46090E103ETF12,786$4.53M2.2%−3,643−22.2%Reduced–
CATCaterpillar IncStock19,471$4.24M2.0%−2,713−12.2%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF14,395$4.13M2.0%−956−6.2%Reduced–
iShares Core S&P 500 ETF464287200ETF9,557$4.11M2.0%−376−3.8%Reduced–
Vanguard Morningstar Value ETF922908744ETF23,848$3.28M1.6%+2,082+9.6%Added–
TAT&T Inc.Stock112,385$3.23M1.6%+7,209+6.9%AddedHistory
SPYSPDR S&P 500 ETF TrustETF7,002$3.00M1.4%−6,541−48.3%ReducedHistory
JEFJefferies Financial Group Inc.COM78,729$2.69M1.3%+9,920+14.4%AddedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF77,701$2.64M1.3%+53,543+221.6%Added–
First Tr Exchange-Traded FD33738D309SENIOR LN FD52,732$2.53M1.2%+9,612+22.3%Added–
BAMBrookfield Asset Management Ltd.CL A LTD VT SH47,774$2.44M1.2%+3,902+8.9%AddedHistory
Schwab US Aggregate Bond ETF808524839ETF43,657$2.38M1.2%+6,065+16.1%Added–
Vanguard Dividend Appreciation ETF921908844ETF14,748$2.28M1.1%+250+1.7%Added–
Ssga Active ETF Tr78467V608ST STR BL LN ETF39,400$1.82M0.9%+9,019+29.7%Added–
AMZNAmazon Com IncStock523$1.80M0.9%−1,095−67.7%ReducedHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF116,154$1.78M0.9%−13,250−10.2%Reduced–
Schwab U.S. Broad Market ETF808524102ETF16,705$1.74M0.8%−89−0.5%Reduced–
iShares Tr464288646ISHS 1-5YR INVS31,200$1.71M0.8%−1,212−3.7%Reduced–
GLDSPDR Gold TrustETF9,341$1.55M0.7%+4,134+79.4%AddedHistory
iShares Core Dividend Growth ETF46434V621ETF30,637$1.54M0.7%+2,499+8.9%Added–
Global X FDS37954Y657US PFD ETF55,143$1.44M0.7%+29,743+117.1%Added–
Vanguard Ftse Developed Markets ETF921943858ETF23,578$1.22M0.6%+48+0.2%Added–
Invesco Exchange Traded FD T46137V621FINL PFD ETF62,464$1.21M0.6%−2,479−3.8%Reduced–
iShares Tr46432F388MSCI USA VALUE11,440$1.20M0.6%+2,661+30.3%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF5,313$1.18M0.6%−875−14.1%Reduced–
iShares Tr46434V1000-5YR INVT GR CP22,745$1.18M0.6%+3,060+15.5%Added–
iShares Russell 2000 ETF464287655ETF4,911$1.13M0.5%−296−5.7%Reduced–
Invesco Actively Managed Exc46090A804TOTAL RETURN19,498$1.11M0.5%−2,360−10.8%Reduced–
ADBEAdobe Inc.Stock1,744$1.02M0.5%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD38,504$1.01M0.5%+13,179+52.0%Added–
MSFTMicrosoft CorpStock3,733$1.01M0.5%−8,014−68.2%ReducedHistory
Schwab U.S. Large-Cap Value ETF808524409ETF14,498$991.0K0.5%+3,195+28.3%Added–
NVDANVIDIA CorpStock1,174$939.0K0.5%−5,758−83.1%ReducedHistory
Schwab US Tips ETF808524870ETF14,785$924.0K0.4%+2,809+23.5%Added–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS39,469$883.0K0.4%+3,337+9.2%AddedHistory
AAPLApple Inc.Stock6,389$875.0K0.4%−19,763−75.6%ReducedHistory
SGOLabrdn Gold ETF TrustETF51,120$869.0K0.4%+3,100+6.5%AddedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF4,895$849.0K0.4%+73+1.5%Added–
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS33,281$838.0K0.4%−34−0.1%ReducedHistory
COPConocoPhillipsStock13,654$832.0K0.4%+40+0.3%AddedHistory
Schwab Fundamental U.S. Small Company ETF808524763ETF15,121$822.0K0.4%+4,142+37.7%Added–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF26,151$819.0K0.4%−7,900−23.2%Reduced–
VanEck ETF Trust92189F429PREFERRED SECURT37,130$792.0K0.4%+12,330+49.7%Added–
Vanguard High Dividend Yield Index ETF921946406ETF6,725$705.0K0.3%+15+0.2%Added–
iShares Core S&P Mid-Cap ETF464287507ETF2,504$673.0K0.3%−6−0.2%Reduced–
Osi ETF Tr67110P704OSHS GBL INTER11,450$654.0K0.3%+84+0.7%Added–
Schwab International Equity ETF808524805ETF16,212$640.0K0.3%−37−0.2%Reduced–
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM37,572$612.0K0.3%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH26,775$591.0K0.3%−4,385−14.1%Reduced–
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF11,045$578.0K0.3%−4,494−28.9%Reduced–
ORealty Income CorpREIT8,548$571.0K0.3%−242−2.8%ReducedHistory
RTLNecessity Retail REIT, Inc.COM CLASS A64,780$549.0K0.3%+1,400+2.2%AddedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF4,064$546.0K0.3%−429−9.5%Reduced–
iShares Tr464288687PFD AND INCM SEC12,865$506.0K0.2%+1,055+8.9%Added–
PSXPhillips 66Stock5,861$503.0K0.2%+12+0.2%AddedHistory
WisdomTree Tr97717X511YIELD ENHANCD US9,608$502.0K0.2%−636−6.2%Reduced–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF6,611$499.0K0.2%+136+2.1%Added–
HONHoneywell International IncCOM2,271$498.0K0.2%−98−4.1%ReducedHistory
iShares Tr4642874571 3 YR TREAS BD5,284$455.0K0.2%00.0%Unchanged–
iShares Tr46435G409MSCI INTL VLU FT17,578$454.0K0.2%+45+0.3%Added–
Schwab Strategic Tr808524862SHT TM US TRES8,538$437.0K0.2%+1,099+14.8%Added–
iShares Tr46434V4070-5YR HI YL CP9,366$431.0K0.2%+275+3.0%Added–
Schwab U.S. REIT ETF808524847ETF8,927$409.0K0.2%+1,006+12.7%Added–
TSLATesla, Inc.Stock589$400.0K0.2%−307−34.3%ReducedHistory
IBMInternational Business Machines CorpStock2,664$390.0K0.2%+22+0.8%AddedHistory
WMWaste Management IncStock2,581$362.0K0.2%00.0%UnchangedHistory
ProShares Tr74348A467S&P 500 DV ARIST3,989$362.0K0.2%+2,907+268.7%Added–
INTCIntel CorpStock6,319$355.0K0.2%−94−1.5%ReducedHistory
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE8,505$351.0K0.2%−109−1.3%Reduced–
SPDR Series Trust78468R200ST STR RATE ETF11,096$340.0K0.2%−294−2.6%Reduced–
Schwab Emerging Markets Equity ETF808524706ETF9,682$318.0K0.2%+1,596+19.7%Added–
BXBlackstone Inc.COM3,278$318.0K0.2%−1,073−24.7%ReducedHistory
BACBank of America CorpStock7,618$314.0K0.2%00.0%UnchangedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF3,603$312.0K0.2%+9+0.3%Added–
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI12,270$301.0K0.1%+102+0.8%Added–
SPDR Series Trust78468R606ST PORT HIGH ETF11,036$297.0K0.1%−375−3.3%Reduced–
Schwab Intermediate-Term US Treasury ETF808524854ETF5,193$295.0K0.1%+573+12.4%Added–
Schwab U.S. Mid-Cap ETF808524508ETF3,711$290.0K0.1%−273−6.9%Reduced–
Schwab U.S. Small-Cap ETF808524607ETF2,772$289.0K0.1%−50−1.8%Reduced–
iShares Core U.S. Aggregate Bond ETF464287226ETF2,482$286.0K0.1%−414−14.3%Reduced–
Vanguard Morningstar Small-Cap Value ETF922908611ETF1,634$284.0K0.1%+1,198+274.8%Added–
WPMWheaton Precious Metals Corp.COM6,417$283.0K0.1%00.0%UnchangedHistory
PCGPG&E CorpStock27,474$279.0K0.1%−37−0.1%ReducedHistory
Vanguard Total World Stock ETF922042742ETF2,400$249.0K0.1%00.0%Unchanged–
iShares Tr464288513IBOXX HI YD ETF2,832$249.0K0.1%−275−8.9%Reduced–
GOOGAlphabet Inc.Stock99$248.0K0.1%−89−47.3%ReducedHistory
iShares Tr46435G425ESG AWR MSCI USA2,497$246.0K0.1%+11+0.4%Added–
PSLVSprott Physical Silver TrustPHYSICAL SILVER26,080$242.0K0.1%−140−0.5%ReducedHistory
MOAltria Group, Inc.Stock4,948$236.0K0.1%+11+0.2%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF1,593$235.0K0.1%+2+0.1%Added–
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF9,000$231.0K0.1%00.0%Unchanged–
iShares Tr464288877EAFE VALUE ETF4,459$231.0K0.1%+3,577+405.6%Added–

Sold out since Q1 2021 (117)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 117 by value last quarter.

Positions of Retirement Group, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
DKNGDraftKings Inc.COM CL A8,638$530.0K0.2%History
VEEVVeeva Systems IncStock1,977$516.0K0.2%History
DXCMDexcom IncCOM1,396$502.0K0.2%History
Tidal ETF Tr886364504SOFI GIG ETF11,564$433.0K0.2%–
ISRGIntuitive Surgical IncCOM NEW489$361.0K0.2%History
CMBMFCambium Networks CorpSHS6,545$306.0K0.1%History
NKENIKE, Inc.Stock1,918$255.0K0.1%History
PODDInsulet CorpStock969$253.0K0.1%History
ARK Next Generation Technology ETF00214Q401ETF1,597$235.0K0.1%–
LAZRQLuminar Technologies, Inc.COM CL A9,390$228.0K0.1%History
ARK ETF Tr00214Q203AUTNMUS TECHNLGY2,531$212.0K0.1%–
TNDMTandem Diabetes Care IncCOM NEW1,835$162.0K0.1%History
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF5,327$140.0K0.1%–
LOWLowes Companies IncStock724$138.0K0.1%History
ADMArcher-Daniels-Midland CoStock2,353$134.0K0.1%History
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF4,727$127.0K0.1%–
DHRDanaher CorpStock492$111.0K0.1%History
DLRDigital Realty Trust, Inc.COM738$104.0K<0.1%History
iShares Ibonds Dec 2030 Term Corporate ETF46436E726ETF4,034$100.0K<0.1%–
TFCTruist Financial CorpCOM1,662$97.0K<0.1%History
iShares Ibonds Dec 2029 Term Corporate ETF46436E205ETF3,635$95.0K<0.1%–
iShares Tr46434VBG4IBONDS DEC24 ETF3,342$88.0K<0.1%–
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF3,036$86.0K<0.1%–
iShares Ibonds Dec 2028 Term Muni Bond ETF46435U325ETF3,072$83.0K<0.1%–
SBUXStarbucks CorpStock730$80.0K<0.1%History
iShares Tr46434VAX8IBONDS DEC23 ETF2,955$77.0K<0.1%–
iShares Tr464289479CORE LT USDB ETF1,046$72.0K<0.1%–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF2,376$63.0K<0.1%–
EXCExelon CorpStock1,327$58.0K<0.1%History
UUnity Software Inc.COM581$58.0K<0.1%History
RCLRoyal Caribbean Cruises LtdCOM649$56.0K<0.1%History
LRCXLam Research CorpCOM94$56.0K<0.1%History
ORGOOrganogenesis Holdings Inc.COM2,955$54.0K<0.1%History
VCRAVocera Communications, Inc.COM1,383$53.0K<0.1%History
FIRYFiry Inc.COM2,752$52.0K<0.1%History
QSQuantumScape CorpCOM CL A1,149$51.0K<0.1%History
CoreSite Realty Corp21870Q105COM350$42.0K<0.1%–
RBLXRoblox CorpStock623$40.0K<0.1%History
MDTMedtronic plcStock330$39.0K<0.1%History
TXNTexas Instruments IncStock189$36.0K<0.1%History
TRNOTerreno Realty CorpCOM588$34.0K<0.1%History
WIXWix.com Ltd.SHS105$29.0K<0.1%History
SWKSSkyworks Solutions, Inc.Stock142$26.0K<0.1%History
ARK ETF Tr00214Q609ISRAEL INOVATE805$25.0K<0.1%–
SPDR Series Trust78464A540ST STR SP TELCO251$24.0K<0.1%–
State Street SPDR S&P Software & Services ETF78464A599ETF148$23.0K<0.1%–
iShares Tr464288430ASIA 50 ETF246$23.0K<0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP246$23.0K<0.1%–
PENNPENN Entertainment, Inc.COM214$22.0K<0.1%History
GNTXGentex CorpCOM594$21.0K<0.1%History
NNDMNano Dimension Ltd.SPONSORD ADS NEW2,475$21.0K<0.1%History
WKWorkiva IncCOM CL A225$20.0K<0.1%History
iShares Tr464288844US OIL EQ&SV ETF1,522$20.0K<0.1%–
FS KKR Cap Corp II35952V303COM1,035$20.0K<0.1%–
iShares Tr46434V274INTL EQTY FACTOR624$18.0K<0.1%–
MGMMGM Resorts InternationalStock435$17.0K<0.1%History
TTDTrade Desk, Inc.Stock26$17.0K<0.1%History
iShares Tr46428951110+ YR INVST GRD253$17.0K<0.1%–
Deutsche BK AG London BRH Ele Morn TTL2225153Q708ETF399$17.0K<0.1%–
ITWIllinois Tool Works IncStock72$16.0K<0.1%History
OMFOneMain Holdings, Inc.COM300$16.0K<0.1%History
EQIXEquinix IncCOM24$16.0K<0.1%History
CODICompass Diversified HoldingsSH BEN INT700$16.0K<0.1%History
AMCAMC Entertainment Holdings, Inc.CL A COM1,450$15.0K<0.1%History
Pershing Square Tontine Hldg71531R109COM CL A608$15.0K<0.1%–
NVTAInvitae CorpCOM319$12.0K<0.1%History
GISGeneral Mills IncStock179$11.0K<0.1%History
HUMHumana IncStock26$11.0K<0.1%History
ARK ETF Tr00214Q5003D PRINTING ETF286$11.0K<0.1%–
INOInovio Pharmaceuticals, Inc.COM NEW1,200$11.0K<0.1%History
MRNAModerna, Inc.Stock71$9.00K<0.1%History
SHWSherwin Williams CoCOM12$9.00K<0.1%History
CVLTCommvault Systems IncCOM1,110$9.00K<0.1%History
SPLKSplunk IncCOM67$9.00K<0.1%History
iShares Tr46435G102CONV BD ETF79$8.00K<0.1%–
FRFirst Industrial Realty Trust IncCOM185$8.00K<0.1%History
EBAYeBay IncCOM120$7.00K<0.1%History
CACICACI International IncCL A30$7.00K<0.1%History
SUSuncor Energy IncStock300$6.00K<0.1%History
iShares Tr46434V787YLD OPTIM BD221$6.00K<0.1%–
NTRSNorthern Trust CorpCOM59$6.00K<0.1%History
iShares Tr46428865310-20 YR TRS ETF42$6.00K<0.1%–
CONECyrusOne Holdco LLCCOM83$6.00K<0.1%History
BRBroadridge Financial Solutions, Inc.Stock30$5.00K<0.1%History
CLSKCleanspark, Inc.COM NEW200$5.00K<0.1%History
iShares Tr464288851US OIL GS EX ETF110$5.00K<0.1%–
AMBAAmbarella IncSHS50$5.00K<0.1%History
UBSIUnited Bankshares IncCOM135$5.00K<0.1%History
EGPEastgroup Properties IncCOM32$5.00K<0.1%History
IDXGInterpace Biosciences, Inc.COM1,000$5.00K<0.1%History
MKCMcCormick & Co IncStock49$4.00K<0.1%History
CHWYChewy, Inc.CL A48$4.00K<0.1%History
ROSTRoss Stores, Inc.COM33$4.00K<0.1%History
CRMDCorMedix Inc.COM399$4.00K<0.1%History
XLNXXilinx IncCOM35$4.00K<0.1%History
LINLinde PLCSHS16$4.00K<0.1%History
OMCOmnicom Group Inc.COM47$3.00K<0.1%History
WTRGEssential Utilities, Inc.COM74$3.00K<0.1%History
ATOSAtossa Therapeutics, Inc.COM1,250$3.00K<0.1%History
ZOMDFZomedica Corp.COM2,200$3.00K<0.1%History