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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 17, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
695
−71 vs. Q1 2021
Portfolio value
$207.3M
−$13.1M (−5.9%) vs. Q1 2021
Filed
Aug 17, 2021
SEC
Holdings of Retirement Group, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
BPBP PLCADR8,684$229.0K0.1%00.0%UnchangedHistory
iShares S&P 500 Value ETF464287408ETF1,511$223.0K0.1%00.0%Unchanged–
iShares Select Dividend ETF464287168ETF1,891$221.0K0.1%+19+1.0%Added–
GOOGLAlphabet Inc.Stock88$215.0K0.1%−70−44.3%ReducedHistory
EPDEnterprise Products Partners L.P.Stock8,880$214.0K0.1%+200+2.3%AddedHistory
Invesco Actively Managed Exc46090A879VAR RATE INVT8,462$212.0K0.1%+9+0.1%Added–
VZVerizon Communications IncStock3,728$209.0K0.1%−1,256−25.2%ReducedHistory
SPDR Index Shs FDS78463X459ST STR SP GLBDIV3,058$208.0K0.1%+252+9.0%Added–
iShares MSCI USA Min Vol Factor ETF46429B697ETF2,794$206.0K0.1%−623−18.2%Reduced–
SLViShares Silver TrustETF8,473$205.0K0.1%00.0%UnchangedHistory
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM17,705$204.0K0.1%+3,200+22.1%AddedHistory
METAMeta Platforms, Inc.Stock581$202.0K0.1%−1,212−67.6%ReducedHistory
iShares Tr464288802ESG OPTIMIZED2,118$202.0K0.1%+256+13.7%Added–
VERVEREIT, Inc.COM4,394$202.0K0.1%00.0%UnchangedHistory
ETBEaton Vance Tax-Managed Buy-Write Income FundCOM11,939$200.0K0.1%−4,802−28.7%ReducedHistory
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR3,932$198.0K0.1%−2,405−38.0%Reduced–
ADIAnalog Devices IncStock1,146$197.0K0.1%00.0%UnchangedHistory
Vanguard Total Bond Market ETF921937835ETF2,284$196.0K0.1%+1,172+105.4%Added–
Vanguard Information Technology ETF92204A702ETF488$195.0K0.1%00.0%Unchanged–
BABoeing CoStock810$194.0K0.1%−5−0.6%ReducedHistory
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF2,730$191.0K0.1%−100−3.5%Reduced–
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY2,386$184.0K0.1%+546+29.7%Added–
Amplify ETF Tr032108847CEF HIGH INCOME10,190$180.0K0.1%−1,180−10.4%Reduced–
ABBVAbbVie Inc.Stock1,569$177.0K0.1%−152−8.8%ReducedHistory
iShares U.S. Medical Devices ETF464288810ETF487$176.0K0.1%−32−6.2%Reduced–
ProShares Tr74347B607INVT INT RT HG2,287$175.0K0.1%+11+0.5%Added–
iShares U S ETF Tr46431W812INT RT HD LONG6,599$167.0K0.1%+16+0.2%Added–
Medley Cap Corp58503F502COM4,021$164.0K0.1%−50−1.2%Reduced–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL3,704$163.0K0.1%−697−15.8%Reduced–
GEGeneral Electric CoCOM11,445$154.0K0.1%−2,403−17.4%ReducedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF2,839$153.0K0.1%−50,109−94.6%Reduced–
AMDAdvanced Micro Devices IncStock1,603$151.0K0.1%−13,257−89.2%ReducedHistory
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW3,125$147.0K0.1%+3+0.1%Added–
iShares Tr46435U796SYSTEMATIC BD ET1,427$144.0K0.1%−388−21.4%Reduced–
Vanguard Real Estate ETF922908553ETF1,390$142.0K0.1%+37+2.7%Added–
VanEck Morningstar Wide Moat ETF92189F643ETF1,865$138.0K0.1%+130+7.5%Added–
iShares Russell Mid-Cap Growth ETF464287481ETF1,209$137.0K0.1%−118−8.9%Reduced–
SPDR Series Trust78464A763ST STR SP DIV1,124$137.0K0.1%+328+41.2%Added–
iShares Core S&P Small Cap ETF464287804ETF1,174$133.0K0.1%+99+9.2%Added–
Schwab U.S. Large-Cap ETF808524201ETF1,258$131.0K0.1%00.0%Unchanged–
iShares Inc464286178US INTL HGH YLD2,544$129.0K0.1%00.0%Unchanged–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF3,139$126.0K0.1%+99+3.3%Added–
iShares Tr464288570ESG MSCI KLD ETF1,514$125.0K0.1%+80+5.6%Added–
WMTWalmart Inc.Stock879$124.0K0.1%−411−31.9%ReducedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF913$121.0K0.1%+33+3.8%Added–
PFEPfizer IncStock2,976$117.0K0.1%−242−7.5%ReducedHistory
Vanguard Consumer Discretionary ETF92204A108ETF368$116.0K0.1%00.0%Unchanged–
PMPhilip Morris International Inc.Stock1,163$115.0K0.1%00.0%UnchangedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF782$114.0K0.1%00.0%Unchanged–
SPDR Series Trust78468R804ST STR R1K LOWV850$113.0K0.1%+1+0.1%Added–
First Tr Exch Traded FD III33739N108MANAGD MUN ETF1,956$112.0K0.1%+10+0.5%Added–
Alps ETF Tr00162Q452ALERIAN MLP3,066$112.0K0.1%+36+1.2%Added–
IOVAIovance Biotherapeutics, Inc.COM4,250$111.0K0.1%+250+6.3%AddedHistory
iShares S&P 500 Growth ETF464287309ETF1,483$108.0K0.1%−39−2.6%Reduced–
WisdomTree Tr97717W315EMER MKT HIGH FD2,372$108.0K0.1%00.0%Unchanged–
State Street Financial Select Sector SPDR ETF81369Y605ETF2,769$102.0K<0.1%+656+31.0%Added–
iShares Tr46428743220 YR TR BD ETF703$102.0K<0.1%−37,641−98.2%Reduced–
Vanguard Energy ETF92204A306ETF1,337$101.0K<0.1%+658+96.9%Added–
iShares Tr464287291GLOBAL TECH ETF298$100.0K<0.1%−76−20.3%Reduced–
AMGNAmgen IncStock404$98.0K<0.1%00.0%UnchangedHistory
John Hancock Exchange Traded47804J305MULTIFACTOR CO1,800$95.0K<0.1%00.0%Unchanged–
ENBEnbridge IncStock2,335$93.0K<0.1%−180−7.2%ReducedHistory
NOCNorthrop Grumman CorpStock257$93.0K<0.1%−10−3.7%ReducedHistory
iShares U S ETF Tr46431W705INT RT HDG C B964$93.0K<0.1%00.0%Unchanged–
iShares Core MSCI Eafe ETF46432F842ETF1,222$91.0K<0.1%+54+4.6%Added–
Amplify ETF Tr032108102ONLIN RETL ETF705$91.0K<0.1%00.0%Unchanged–
GNLGlobal Net Lease, Inc.COM NEW4,746$88.0K<0.1%00.0%UnchangedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1255$88.0K<0.1%00.0%UnchangedHistory
Nushares ETF Tr67092P508NUVEEN ESG MIDVL2,391$87.0K<0.1%+341+16.6%Added–
KEYKeycorpCOM4,050$84.0K<0.1%00.0%UnchangedHistory
iShares Tr46434V647GLOBAL REIT ETF3,014$84.0K<0.1%+14+0.5%Added–
Pacer FDS Tr69374H766INDUSTRIAL RELET1,951$84.0K<0.1%00.0%Unchanged–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF587$82.0K<0.1%+4+0.7%Added–
ASOAcademy Sports & Outdoors, Inc.COM1,981$82.0K<0.1%+50+2.6%AddedHistory
XUnited States Steel CorpCOM3,400$82.0K<0.1%+3,400NewHistory
iShares Semiconductor ETF464287523ETF179$81.0K<0.1%−58−24.5%Reduced–
NTLAIntellia Therapeutics, Inc.COM500$81.0K<0.1%00.0%UnchangedHistory
DBX ETF Tr233051739XTRCK BLOMBRG BA3,623$81.0K<0.1%−908−20.0%Reduced–
State Street SPDR NYSE Technology ETF78464A102ETF500$80.0K<0.1%00.0%Unchanged–
Nushares ETF Tr67092P607NUVEEN ESG SMLCP1,766$80.0K<0.1%+336+23.5%Added–
iShares Inc46434G863ESG AWR MSCI EM1,772$80.0K<0.1%+69+4.1%Added–
AEEAmeren CorpCOM994$80.0K<0.1%00.0%UnchangedHistory
State Street SPDR S&P Homebuilders ETF78464A888ETF1,060$78.0K<0.1%00.0%Unchanged–
ARK Innovation ETF00214Q104ETF599$78.0K<0.1%−1,783−74.9%Reduced–
WisdomTree Tr97717W505US MIDCAP DIVID1,840$77.0K<0.1%00.0%Unchanged–
PYPLPayPal Holdings, Inc.Stock262$76.0K<0.1%−1,392−84.2%ReducedHistory
MAMastercard IncStock206$75.0K<0.1%−370−64.2%ReducedHistory
PLUGPlug Power IncStock2,200$75.0K<0.1%+700+46.7%AddedHistory
USALiberty All Star Equity FundSH BEN INT8,250$75.0K<0.1%00.0%UnchangedHistory
RYTMRhythm Pharmaceuticals, Inc.COM3,812$75.0K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV2,057$75.0K<0.1%+8+0.4%Added–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF1,086$73.0K<0.1%00.0%Unchanged–
Vanguard Morningstar Mid-Cap ETF922908629ETF304$72.0K<0.1%+1+0.3%Added–
iShares Tr464288885EAFE GRWTH ETF670$72.0K<0.1%+6+0.9%Added–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM6,882$70.0K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717Y808YIELD ENHANCED1,372$70.0K<0.1%−2,382−63.5%Reduced–
Fidelity MSCI Materials Index ETF316092881ETF1,500$69.0K<0.1%00.0%Unchanged–
IRMIron Mountain IncCOM1,608$68.0K<0.1%+10+0.6%AddedHistory
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM4,816$68.0K<0.1%−1,560−24.5%ReducedHistory
OCGNOcugen, Inc.COM8,505$68.0K<0.1%+2,505+41.8%AddedHistory

Sold out since Q1 2021 (117)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 117 by value last quarter.

Positions of Retirement Group, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
DKNGDraftKings Inc.COM CL A8,638$530.0K0.2%History
VEEVVeeva Systems IncStock1,977$516.0K0.2%History
DXCMDexcom IncCOM1,396$502.0K0.2%History
Tidal ETF Tr886364504SOFI GIG ETF11,564$433.0K0.2%–
ISRGIntuitive Surgical IncCOM NEW489$361.0K0.2%History
CMBMFCambium Networks CorpSHS6,545$306.0K0.1%History
NKENIKE, Inc.Stock1,918$255.0K0.1%History
PODDInsulet CorpStock969$253.0K0.1%History
ARK Next Generation Technology ETF00214Q401ETF1,597$235.0K0.1%–
LAZRQLuminar Technologies, Inc.COM CL A9,390$228.0K0.1%History
ARK ETF Tr00214Q203AUTNMUS TECHNLGY2,531$212.0K0.1%–
TNDMTandem Diabetes Care IncCOM NEW1,835$162.0K0.1%History
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF5,327$140.0K0.1%–
LOWLowes Companies IncStock724$138.0K0.1%History
ADMArcher-Daniels-Midland CoStock2,353$134.0K0.1%History
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF4,727$127.0K0.1%–
DHRDanaher CorpStock492$111.0K0.1%History
DLRDigital Realty Trust, Inc.COM738$104.0K<0.1%History
iShares Ibonds Dec 2030 Term Corporate ETF46436E726ETF4,034$100.0K<0.1%–
TFCTruist Financial CorpCOM1,662$97.0K<0.1%History
iShares Ibonds Dec 2029 Term Corporate ETF46436E205ETF3,635$95.0K<0.1%–
iShares Tr46434VBG4IBONDS DEC24 ETF3,342$88.0K<0.1%–
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF3,036$86.0K<0.1%–
iShares Ibonds Dec 2028 Term Muni Bond ETF46435U325ETF3,072$83.0K<0.1%–
SBUXStarbucks CorpStock730$80.0K<0.1%History
iShares Tr46434VAX8IBONDS DEC23 ETF2,955$77.0K<0.1%–
iShares Tr464289479CORE LT USDB ETF1,046$72.0K<0.1%–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF2,376$63.0K<0.1%–
EXCExelon CorpStock1,327$58.0K<0.1%History
UUnity Software Inc.COM581$58.0K<0.1%History
RCLRoyal Caribbean Cruises LtdCOM649$56.0K<0.1%History
LRCXLam Research CorpCOM94$56.0K<0.1%History
ORGOOrganogenesis Holdings Inc.COM2,955$54.0K<0.1%History
VCRAVocera Communications, Inc.COM1,383$53.0K<0.1%History
FIRYFiry Inc.COM2,752$52.0K<0.1%History
QSQuantumScape CorpCOM CL A1,149$51.0K<0.1%History
CoreSite Realty Corp21870Q105COM350$42.0K<0.1%–
RBLXRoblox CorpStock623$40.0K<0.1%History
MDTMedtronic plcStock330$39.0K<0.1%History
TXNTexas Instruments IncStock189$36.0K<0.1%History
TRNOTerreno Realty CorpCOM588$34.0K<0.1%History
WIXWix.com Ltd.SHS105$29.0K<0.1%History
SWKSSkyworks Solutions, Inc.Stock142$26.0K<0.1%History
ARK ETF Tr00214Q609ISRAEL INOVATE805$25.0K<0.1%–
SPDR Series Trust78464A540ST STR SP TELCO251$24.0K<0.1%–
State Street SPDR S&P Software & Services ETF78464A599ETF148$23.0K<0.1%–
iShares Tr464288430ASIA 50 ETF246$23.0K<0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP246$23.0K<0.1%–
PENNPENN Entertainment, Inc.COM214$22.0K<0.1%History
GNTXGentex CorpCOM594$21.0K<0.1%History
NNDMNano Dimension Ltd.SPONSORD ADS NEW2,475$21.0K<0.1%History
WKWorkiva IncCOM CL A225$20.0K<0.1%History
iShares Tr464288844US OIL EQ&SV ETF1,522$20.0K<0.1%–
FS KKR Cap Corp II35952V303COM1,035$20.0K<0.1%–
iShares Tr46434V274INTL EQTY FACTOR624$18.0K<0.1%–
MGMMGM Resorts InternationalStock435$17.0K<0.1%History
TTDTrade Desk, Inc.Stock26$17.0K<0.1%History
iShares Tr46428951110+ YR INVST GRD253$17.0K<0.1%–
Deutsche BK AG London BRH Ele Morn TTL2225153Q708ETF399$17.0K<0.1%–
ITWIllinois Tool Works IncStock72$16.0K<0.1%History
OMFOneMain Holdings, Inc.COM300$16.0K<0.1%History
EQIXEquinix IncCOM24$16.0K<0.1%History
CODICompass Diversified HoldingsSH BEN INT700$16.0K<0.1%History
AMCAMC Entertainment Holdings, Inc.CL A COM1,450$15.0K<0.1%History
Pershing Square Tontine Hldg71531R109COM CL A608$15.0K<0.1%–
NVTAInvitae CorpCOM319$12.0K<0.1%History
GISGeneral Mills IncStock179$11.0K<0.1%History
HUMHumana IncStock26$11.0K<0.1%History
ARK ETF Tr00214Q5003D PRINTING ETF286$11.0K<0.1%–
INOInovio Pharmaceuticals, Inc.COM NEW1,200$11.0K<0.1%History
MRNAModerna, Inc.Stock71$9.00K<0.1%History
SHWSherwin Williams CoCOM12$9.00K<0.1%History
CVLTCommvault Systems IncCOM1,110$9.00K<0.1%History
SPLKSplunk IncCOM67$9.00K<0.1%History
iShares Tr46435G102CONV BD ETF79$8.00K<0.1%–
FRFirst Industrial Realty Trust IncCOM185$8.00K<0.1%History
EBAYeBay IncCOM120$7.00K<0.1%History
CACICACI International IncCL A30$7.00K<0.1%History
SUSuncor Energy IncStock300$6.00K<0.1%History
iShares Tr46434V787YLD OPTIM BD221$6.00K<0.1%–
NTRSNorthern Trust CorpCOM59$6.00K<0.1%History
iShares Tr46428865310-20 YR TRS ETF42$6.00K<0.1%–
CONECyrusOne Holdco LLCCOM83$6.00K<0.1%History
BRBroadridge Financial Solutions, Inc.Stock30$5.00K<0.1%History
CLSKCleanspark, Inc.COM NEW200$5.00K<0.1%History
iShares Tr464288851US OIL GS EX ETF110$5.00K<0.1%–
AMBAAmbarella IncSHS50$5.00K<0.1%History
UBSIUnited Bankshares IncCOM135$5.00K<0.1%History
EGPEastgroup Properties IncCOM32$5.00K<0.1%History
IDXGInterpace Biosciences, Inc.COM1,000$5.00K<0.1%History
MKCMcCormick & Co IncStock49$4.00K<0.1%History
CHWYChewy, Inc.CL A48$4.00K<0.1%History
ROSTRoss Stores, Inc.COM33$4.00K<0.1%History
CRMDCorMedix Inc.COM399$4.00K<0.1%History
XLNXXilinx IncCOM35$4.00K<0.1%History
LINLinde PLCSHS16$4.00K<0.1%History
OMCOmnicom Group Inc.COM47$3.00K<0.1%History
WTRGEssential Utilities, Inc.COM74$3.00K<0.1%History
ATOSAtossa Therapeutics, Inc.COM1,250$3.00K<0.1%History
ZOMDFZomedica Corp.COM2,200$3.00K<0.1%History