Retirement Group, LLC
- SEC CIK
- 0001740491
- Latest filing
- Apr 30, 2024
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 17, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 695
- −71 vs. Q1 2021
- Portfolio value
- $207.3M
- −$13.1M (−5.9%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| DXCDXC Technology Co | Stock | 12 | $0 | 0.0% | 00.0% | Unchanged | History |
| ARCCAres Capital Corp | CEF | 11 | $0 | 0.0% | 00.0% | Unchanged | History |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 3 | $0 | 0.0% | 00.0% | Unchanged | – |
| OGNOrganon & Co. | Stock | 15 | $0 | 0.0% | +15 | New | History |
| PANWPalo Alto Networks Inc | Stock | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| WFCWells Fargo & Company | Stock | 10 | $0 | 0.0% | 00.0% | Unchanged | History |
| CCChemours Co | Stock | 11 | $0 | 0.0% | 00.0% | Unchanged | History |
| SPOTSpotify Technology S.A. | Stock | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| AGNCAGNC Investment Corp. | REIT | 5 | $0 | 0.0% | 00.0% | Unchanged | History |
| DNOWDNOW Inc. | COM | 50 | $0 | 0.0% | 00.0% | Unchanged | History |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 2 | $0 | 0.0% | 00.0% | Unchanged | – |
| MNSTMonster Beverage Corp | COM | 5 | $0 | 0.0% | 00.0% | Unchanged | History |
| GDDYGoDaddy Inc. | CL A | 3 | $0 | 0.0% | 00.0% | Unchanged | History |
| RIOTRiot Platforms, Inc. | COM | 6 | $0 | 0.0% | +6 | New | History |
| DNNDenison Mines Corp. | COM | 50 | $0 | 0.0% | 00.0% | Unchanged | History |
| SPDR Series Trust78464A664 | ST LON TREAS ETF | 2 | $0 | 0.0% | 00.0% | Unchanged | – |
| JDJD.com, Inc. | SPON ADS CL A | 6 | $0 | 0.0% | +2+50.0% | Added | History |
| SIGSignet Jewelers Ltd | SHS | 3 | $0 | 0.0% | +3 | New | History |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | 14 | $0 | 0.0% | 00.0% | Unchanged | History |
| PJTPJT Partners Inc. | COM CL A | 2 | $0 | 0.0% | −6−75.0% | Reduced | History |
| ELANElanco Animal Health Inc | COM | 2 | $0 | 0.0% | +2 | New | History |
| VVXV2X, Inc. | COM | 2 | $0 | 0.0% | 00.0% | Unchanged | History |
| NXHNeighborhood Intelligence, Inc. | COM | 3 | $0 | 0.0% | 00.0% | Unchanged | History |
| ACRACRES Commercial Realty Corp. | COM NEW | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| FHTXFoghorn Therapeutics Inc. | COM | 29 | $0 | 0.0% | 00.0% | Unchanged | History |
| LILAKLiberty Latin America Ltd. | COM CL C | 8 | $0 | 0.0% | 00.0% | Unchanged | History |
| RLMDRelmada Therapeutics, Inc. | COM | 5 | $0 | 0.0% | +5 | New | History |
| ACBAurora Cannabis Inc | COM | 32 | $0 | 0.0% | 00.0% | Unchanged | History |
| Camber Energy Inc13200M508 | COM | 1 | $0 | 0.0% | 00.0% | Unchanged | – |
| CODXCo-Diagnostics, Inc. | COM | 35 | $0 | 0.0% | +10+40.0% | Added | History |
| DMDesktop Metal, Inc. | COM CL A | 15 | $0 | 0.0% | +15 | New | History |
| HRHealthcare Realty Trust Inc | COM | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| NSPRInspireMD, Inc. | COM | 4 | $0 | 0.0% | +1+20.0% | AddedConverted for a 1-for-15 split | History |
| Micro Focus Intl PLC594837403 | SPON ADR NEW | 15 | $0 | 0.0% | 00.0% | Unchanged | – |
| Orphazyme A S687305102 | ADS | 50 | $0 | 0.0% | +50 | New | – |
| TYMETyme Technologies, Inc. | COM | 300 | $0 | 0.0% | 00.0% | Unchanged | History |
| UNITUniti Group Inc. | COM | 14 | $0 | 0.0% | 00.0% | Unchanged | History |
| VanEck Vectors ETF Tr92189F445 | INTL HIGH YIELD | 1 | $0 | 0.0% | 00.0% | Unchanged | – |
| Maxeon Solar Technologies LTY58473102 | SHS | 1 | $0 | 0.0% | −62−98.4% | Reduced | – |
| PRUPrudential Financial Inc | Stock | 10 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| ULTAUlta Beauty, Inc. | Stock | 2 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| VRTXVertex Pharmaceuticals Inc | Stock | 3 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| BAXBaxter International Inc | Stock | 18 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| VLOValero Energy Corp | Stock | 12 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| iShares U.S. Healthcare Providers ETF464288828 | ETF | 5 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| RGRSturm Ruger & Co Inc | Stock | 10 | $1.00K | <0.1% | +10 | New | History |
| SYYSysco Corp | Stock | 19 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| CMICummins Inc | Stock | 6 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| ZBHZimmer Biomet Holdings, Inc. | Stock | 4 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| TMUST-Mobile US, Inc. | Stock | 9 | $1.00K | <0.1% | +1+12.5% | Added | History |
| TSNTyson Foods, Inc. | Stock | 14 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| EMEEMCOR Group, Inc. | Stock | 11 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| QRVOQorvo, Inc. | Stock | 3 | $1.00K | <0.1% | +2+200.0% | Added | History |
| SAPSAP SE | ADR | 8 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| KEYSKeysight Technologies, Inc. | Stock | 4 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| AKAMAkamai Technologies Inc | COM | 11 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| TTWOTake Two Interactive Software Inc | COM | 3 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| FICOFair Isaac Corp | COM | 1 | $1.00K | <0.1% | +1 | New | History |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 24 | $1.00K | <0.1% | −149−86.1% | Reduced | History |
| SMFGSumitomo Mitsui Financial Group, Inc. | SPONSORED ADR | 210 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| First Tr Exch TRD Alphdx FD33737J158 | JAPAN ALPHADEX | 15 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 12 | $1.00K | <0.1% | −115−90.6% | Reduced | – |
| AERAerCap Holdings N.V. | SHS | 22 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464287556 | ISHARES BIOTECH | 9 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| SNNSmith & Nephew PLC | SPDN ADR NEW | 27 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| SPDR Series Trust78464A607 | ST STR DOW REIT | 14 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| PPLPPL Corp | COM | 34 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288836 | U.S. PHARMA ETF | 4 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464288588 | MBS ETF | 13 | $1.00K | <0.1% | +5+62.5% | Added | – |
| CNPCenterpoint Energy Inc | COM | 37 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| Exchange Traded Concepts Tru301505889 | EMQQ EME MAR ETF | 20 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| BKDBrookdale Senior Living Inc. | COM | 100 | $1.00K | <0.1% | +100 | New | History |
| YETIYETI Holdings, Inc. | COM | 9 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| HUNHuntsman CORP | COM | 37 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| LYGLloyds Banking Group plc | SPONSORED ADR | 290 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr46429B408 | MSCI PHILIPS ETF | 38 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| CNQCanadian Natural Resources Ltd | COM | 32 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| First Tr Exchange-Traded Alp33737M409 | SML CAP VAL ALPH | 25 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| NINisource Inc. | COM | 60 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| SANBanco Santander, S.A. | ADR | 129 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288521 | CRE U S REIT ETF | 25 | $1.00K | <0.1% | +25 | New | – |
| HSBCHSBC Holdings PLC | SPON ADR NEW | 25 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr46435G342 | MORTGE REL ETF | 31 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| DARDarling Ingredients Inc. | COM | 14 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| DALDelta Air Lines, Inc. | COM NEW | 19 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464287838 | U.S. BAS MTL ETF | 6 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| CFGCitizens Financial Group Inc | COM | 22 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| LNCLincoln National Corp | COM | 14 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| ABEVAmbev S.A. | SPONSORED ADR | 158 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| AITApplied Industrial Technologies Inc | COM | 13 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| LEALear Corp | COM NEW | 6 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| MTArcelorMittal | NY REGISTRY SH | 25 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| ATNMActinium Pharmaceuticals, Inc. | COM | 79 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| AZPNASPENTECH Corp | COM | 4 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| BHP Group Ltd05545E209 | SPONSORED ADR | 20 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| GTBPGT Biopharma, Inc. | COM NEW | 44 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr46434VBA7 | IBONDS DEC22 ETF | 48 | $1.00K | <0.1% | −2,690−98.2% | Reduced | – |
| iShares Tr46436E882 | IBONDS 23 TRM TS | 47 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| JPMorgan Chase & Co46625H365 | ALERIAN ML ETN | 33 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| MINAberdeen Intermediate Income Fund | SH BEN INT | 166 | $1.00K | <0.1% | 00.0% | Unchanged | History |
Sold out since Q1 2021 (117)
Positions held at the end of Q1 2021 that are gone from this filing.
The largest 100 of 117 by value last quarter.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| DKNGDraftKings Inc. | COM CL A | 8,638 | $530.0K | 0.2% | History |
| VEEVVeeva Systems Inc | Stock | 1,977 | $516.0K | 0.2% | History |
| DXCMDexcom Inc | COM | 1,396 | $502.0K | 0.2% | History |
| Tidal ETF Tr886364504 | SOFI GIG ETF | 11,564 | $433.0K | 0.2% | – |
| ISRGIntuitive Surgical Inc | COM NEW | 489 | $361.0K | 0.2% | History |
| CMBMFCambium Networks Corp | SHS | 6,545 | $306.0K | 0.1% | History |
| NKENIKE, Inc. | Stock | 1,918 | $255.0K | 0.1% | History |
| PODDInsulet Corp | Stock | 969 | $253.0K | 0.1% | History |
| ARK Next Generation Technology ETF00214Q401 | ETF | 1,597 | $235.0K | 0.1% | – |
| LAZRQLuminar Technologies, Inc. | COM CL A | 9,390 | $228.0K | 0.1% | History |
| ARK ETF Tr00214Q203 | AUTNMUS TECHNLGY | 2,531 | $212.0K | 0.1% | – |
| TNDMTandem Diabetes Care Inc | COM NEW | 1,835 | $162.0K | 0.1% | History |
| iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0 | ETF | 5,327 | $140.0K | 0.1% | – |
| LOWLowes Companies Inc | Stock | 724 | $138.0K | 0.1% | History |
| ADMArcher-Daniels-Midland Co | Stock | 2,353 | $134.0K | 0.1% | History |
| iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1 | ETF | 4,727 | $127.0K | 0.1% | – |
| DHRDanaher Corp | Stock | 492 | $111.0K | 0.1% | History |
| DLRDigital Realty Trust, Inc. | COM | 738 | $104.0K | <0.1% | History |
| iShares Ibonds Dec 2030 Term Corporate ETF46436E726 | ETF | 4,034 | $100.0K | <0.1% | – |
| TFCTruist Financial Corp | COM | 1,662 | $97.0K | <0.1% | History |
| iShares Ibonds Dec 2029 Term Corporate ETF46436E205 | ETF | 3,635 | $95.0K | <0.1% | – |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | 3,342 | $88.0K | <0.1% | – |
| iShares Ibonds Dec 2028 Term Corporate ETF46435U515 | ETF | 3,036 | $86.0K | <0.1% | – |
| iShares Ibonds Dec 2028 Term Muni Bond ETF46435U325 | ETF | 3,072 | $83.0K | <0.1% | – |
| SBUXStarbucks Corp | Stock | 730 | $80.0K | <0.1% | History |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 2,955 | $77.0K | <0.1% | – |
| iShares Tr464289479 | CORE LT USDB ETF | 1,046 | $72.0K | <0.1% | – |
| iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9 | ETF | 2,376 | $63.0K | <0.1% | – |
| EXCExelon Corp | Stock | 1,327 | $58.0K | <0.1% | History |
| UUnity Software Inc. | COM | 581 | $58.0K | <0.1% | History |
| RCLRoyal Caribbean Cruises Ltd | COM | 649 | $56.0K | <0.1% | History |
| LRCXLam Research Corp | COM | 94 | $56.0K | <0.1% | History |
| ORGOOrganogenesis Holdings Inc. | COM | 2,955 | $54.0K | <0.1% | History |
| VCRAVocera Communications, Inc. | COM | 1,383 | $53.0K | <0.1% | History |
| FIRYFiry Inc. | COM | 2,752 | $52.0K | <0.1% | History |
| QSQuantumScape Corp | COM CL A | 1,149 | $51.0K | <0.1% | History |
| CoreSite Realty Corp21870Q105 | COM | 350 | $42.0K | <0.1% | – |
| RBLXRoblox Corp | Stock | 623 | $40.0K | <0.1% | History |
| MDTMedtronic plc | Stock | 330 | $39.0K | <0.1% | History |
| TXNTexas Instruments Inc | Stock | 189 | $36.0K | <0.1% | History |
| TRNOTerreno Realty Corp | COM | 588 | $34.0K | <0.1% | History |
| WIXWix.com Ltd. | SHS | 105 | $29.0K | <0.1% | History |
| SWKSSkyworks Solutions, Inc. | Stock | 142 | $26.0K | <0.1% | History |
| ARK ETF Tr00214Q609 | ISRAEL INOVATE | 805 | $25.0K | <0.1% | – |
| SPDR Series Trust78464A540 | ST STR SP TELCO | 251 | $24.0K | <0.1% | – |
| State Street SPDR S&P Software & Services ETF78464A599 | ETF | 148 | $23.0K | <0.1% | – |
| iShares Tr464288430 | ASIA 50 ETF | 246 | $23.0K | <0.1% | – |
| SPDR Ser Tr78464A813 | S&P 600 SML CAP | 246 | $23.0K | <0.1% | – |
| PENNPENN Entertainment, Inc. | COM | 214 | $22.0K | <0.1% | History |
| GNTXGentex Corp | COM | 594 | $21.0K | <0.1% | History |
| NNDMNano Dimension Ltd. | SPONSORD ADS NEW | 2,475 | $21.0K | <0.1% | History |
| WKWorkiva Inc | COM CL A | 225 | $20.0K | <0.1% | History |
| iShares Tr464288844 | US OIL EQ&SV ETF | 1,522 | $20.0K | <0.1% | – |
| FS KKR Cap Corp II35952V303 | COM | 1,035 | $20.0K | <0.1% | – |
| iShares Tr46434V274 | INTL EQTY FACTOR | 624 | $18.0K | <0.1% | – |
| MGMMGM Resorts International | Stock | 435 | $17.0K | <0.1% | History |
| TTDTrade Desk, Inc. | Stock | 26 | $17.0K | <0.1% | History |
| iShares Tr464289511 | 10+ YR INVST GRD | 253 | $17.0K | <0.1% | – |
| Deutsche BK AG London BRH Ele Morn TTL2225153Q708 | ETF | 399 | $17.0K | <0.1% | – |
| ITWIllinois Tool Works Inc | Stock | 72 | $16.0K | <0.1% | History |
| OMFOneMain Holdings, Inc. | COM | 300 | $16.0K | <0.1% | History |
| EQIXEquinix Inc | COM | 24 | $16.0K | <0.1% | History |
| CODICompass Diversified Holdings | SH BEN INT | 700 | $16.0K | <0.1% | History |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | 1,450 | $15.0K | <0.1% | History |
| Pershing Square Tontine Hldg71531R109 | COM CL A | 608 | $15.0K | <0.1% | – |
| NVTAInvitae Corp | COM | 319 | $12.0K | <0.1% | History |
| GISGeneral Mills Inc | Stock | 179 | $11.0K | <0.1% | History |
| HUMHumana Inc | Stock | 26 | $11.0K | <0.1% | History |
| ARK ETF Tr00214Q500 | 3D PRINTING ETF | 286 | $11.0K | <0.1% | – |
| INOInovio Pharmaceuticals, Inc. | COM NEW | 1,200 | $11.0K | <0.1% | History |
| MRNAModerna, Inc. | Stock | 71 | $9.00K | <0.1% | History |
| SHWSherwin Williams Co | COM | 12 | $9.00K | <0.1% | History |
| CVLTCommvault Systems Inc | COM | 1,110 | $9.00K | <0.1% | History |
| SPLKSplunk Inc | COM | 67 | $9.00K | <0.1% | History |
| iShares Tr46435G102 | CONV BD ETF | 79 | $8.00K | <0.1% | – |
| FRFirst Industrial Realty Trust Inc | COM | 185 | $8.00K | <0.1% | History |
| EBAYeBay Inc | COM | 120 | $7.00K | <0.1% | History |
| CACICACI International Inc | CL A | 30 | $7.00K | <0.1% | History |
| SUSuncor Energy Inc | Stock | 300 | $6.00K | <0.1% | History |
| iShares Tr46434V787 | YLD OPTIM BD | 221 | $6.00K | <0.1% | – |
| NTRSNorthern Trust Corp | COM | 59 | $6.00K | <0.1% | History |
| iShares Tr464288653 | 10-20 YR TRS ETF | 42 | $6.00K | <0.1% | – |
| CONECyrusOne Holdco LLC | COM | 83 | $6.00K | <0.1% | History |
| BRBroadridge Financial Solutions, Inc. | Stock | 30 | $5.00K | <0.1% | History |
| CLSKCleanspark, Inc. | COM NEW | 200 | $5.00K | <0.1% | History |
| iShares Tr464288851 | US OIL GS EX ETF | 110 | $5.00K | <0.1% | – |
| AMBAAmbarella Inc | SHS | 50 | $5.00K | <0.1% | History |
| UBSIUnited Bankshares Inc | COM | 135 | $5.00K | <0.1% | History |
| EGPEastgroup Properties Inc | COM | 32 | $5.00K | <0.1% | History |
| IDXGInterpace Biosciences, Inc. | COM | 1,000 | $5.00K | <0.1% | History |
| MKCMcCormick & Co Inc | Stock | 49 | $4.00K | <0.1% | History |
| CHWYChewy, Inc. | CL A | 48 | $4.00K | <0.1% | History |
| ROSTRoss Stores, Inc. | COM | 33 | $4.00K | <0.1% | History |
| CRMDCorMedix Inc. | COM | 399 | $4.00K | <0.1% | History |
| XLNXXilinx Inc | COM | 35 | $4.00K | <0.1% | History |
| LINLinde PLC | SHS | 16 | $4.00K | <0.1% | History |
| OMCOmnicom Group Inc. | COM | 47 | $3.00K | <0.1% | History |
| WTRGEssential Utilities, Inc. | COM | 74 | $3.00K | <0.1% | History |
| ATOSAtossa Therapeutics, Inc. | COM | 1,250 | $3.00K | <0.1% | History |
| ZOMDFZomedica Corp. | COM | 2,200 | $3.00K | <0.1% | History |