Cetera Advisor Networks LLC
- SEC CIK
- 0001534468
- Latest filing
- May 24, 2024
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 2,696
- +100 vs. Q2 2023
- Portfolio value
- $15.8B
- +$1.45B (+10.1%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| TCRTAlaunos Therapeutics, Inc. | COM | 13,157 | $1.73K | <0.1% | +797+6.4% | Added | History |
| MCOMmicromobility.com Inc. | CLASS A COM | 30,000 | $1.77K | <0.1% | +1,212+4.2% | Added | History |
| PHUNPhunware, Inc. | COM | 11,220 | $2.01K | <0.1% | 00.0% | Unchanged | History |
| ISUNIsun, Inc. | COM | 10,625 | $2.39K | <0.1% | +10,625 | New | History |
| HYMCHycroft Mining Holding Corp | COM CL A | 12,700 | $3.79K | <0.1% | 00.0% | Unchanged | History |
| NAKNorthern Dynasty Minerals Ltd | COM NEW | 13,800 | $4.49K | <0.1% | 00.0% | Unchanged | History |
| INOInovio Pharmaceuticals, Inc. | COM NEW | 13,277 | $5.17K | <0.1% | +1,670+14.4% | Added | History |
| SDCSmileDirectClub, Inc. | CL A COM | 16,711 | $6.93K | <0.1% | −1,414−7.8% | Reduced | History |
| WTERAlkaline Water Co Inc | Stock | 19,196 | $7.01K | <0.1% | +19,196 | New | History |
| GAUGaliano Gold Inc. | COM | 12,000 | $7.19K | <0.1% | 00.0% | Unchanged | History |
| ACBAurora Cannabis Inc | COM | 12,412 | $7.25K | <0.1% | −653−5.0% | Reduced | History |
| Ezcorp Inc302301AE6 | CONVERTIBLE BOND | 11,000 | $10.3K | <0.1% | +11,000 | New | – |
| AMRNAmarin Corp PLC | SPONS ADR NEW | 11,205 | $10.3K | <0.1% | −350−3.0% | Reduced | History |
| LFWDLifeward Ltd. | SHS | 13,800 | $10.5K | <0.1% | 00.0% | Unchanged | History |
| GLDGGoldMining Inc. | COM | 13,500 | $10.6K | <0.1% | +1,500+12.5% | Added | History |
| PetIQ, Inc.71639TAB2 | NOTE 4.000% 6/0 | 13,000 | $12.6K | <0.1% | 00.0% | Unchanged | – |
| SENSSenseonics Holdings, Inc. | COM | 21,300 | $12.9K | <0.1% | −7,700−26.6% | Reduced | History |
| ESPREsperion Therapeutics, Inc. | COM | 13,262 | $13.0K | <0.1% | 00.0% | Unchanged | History |
| QBTSD-Wave Quantum Inc. | Stock | 14,000 | $13.5K | <0.1% | 00.0% | Unchanged | History |
| CGENCompugen Ltd | ORD | 15,495 | $14.1K | <0.1% | +15,495 | New | History |
| VXRTVaxart, Inc. | COM NEW | 19,665 | $14.8K | <0.1% | +4,575+30.3% | Added | History |
| MBOTMicrobot Medical Inc. | COM NEW | 10,800 | $15.0K | <0.1% | +10,800 | New | History |
| ZOMDFZomedica Corp. | COM | 91,000 | $15.2K | <0.1% | 00.0% | Unchanged | History |
| NVTAInvitae Corp | COM | 25,823 | $15.6K | <0.1% | −969−3.6% | Reduced | History |
| BZFDBuzzFeed, Inc. | CLASS A COM | 42,500 | $16.2K | <0.1% | 00.0% | Unchanged | History |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | 17,000 | $16.7K | <0.1% | 00.0% | Unchanged | – |
| Velo3D, Inc.92259N104 | COMMON STOCK | 11,005 | $17.2K | <0.1% | +11,005 | New | – |
| FGHFG Group Holdings Inc. | COM | 10,866 | $18.3K | <0.1% | 00.0% | Unchanged | History |
| PETVPetVivo Holdings, Inc. | COM | 10,000 | $18.4K | <0.1% | 00.0% | Unchanged | History |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | 22,000 | $18.4K | <0.1% | +22,000 | New | – |
| TVRDTvardi Therapeutics, Inc. | COM | 11,977 | $20.1K | <0.1% | +322+2.8% | Added | History |
| WisdomTree Invts Inc97717PAD6 | NOTE 3.250% 6/1 | 21,000 | $20.4K | <0.1% | +21,000 | New | – |
| SPCEVirgin Galactic Holdings, Inc | COM | 12,000 | $21.6K | <0.1% | +12,000 | New | History |
| GWHESS Tech, Inc. | CL SHS | 11,728 | $22.0K | <0.1% | −357−3.0% | Reduced | History |
| GOEVCanoo Inc. | COM CL A | 47,033 | $23.0K | <0.1% | +26,970+134.4% | Added | History |
| WRAPWrap Technologies, Inc. | COM | 17,201 | $25.8K | <0.1% | 00.0% | Unchanged | History |
| SVMSilvercorp Metals Inc | COM | 11,063 | $26.0K | <0.1% | 00.0% | Unchanged | History |
| Enphase Energy, Inc.29355AAH0 | NOTE 3/0 | 31,000 | $27.2K | <0.1% | +7,000+29.2% | Added | – |
| ZYNEZynerba Pharmaceuticals, Inc. | COM | 22,124 | $28.2K | <0.1% | −5,330−19.4% | Reduced | History |
| RMTIRockwell Medical, Inc. | COM NEW | 14,127 | $29.4K | <0.1% | 00.0% | Unchanged | History |
| DHFBNY Mellon High Yield Strategies Fund | SH BEN INT | 13,908 | $29.8K | <0.1% | +42+0.3% | Added | History |
| TLRYTilray Brands, Inc. | COM CL 2 | 12,852 | $30.7K | <0.1% | −2,633−17.0% | Reduced | History |
| DMDesktop Metal, Inc. | COM CL A | 21,051 | $30.7K | <0.1% | −1,570−6.9% | Reduced | History |
| Guess Inc401617AD7 | NOTE 2.000% 4/1 | 31,000 | $31.5K | <0.1% | −5,000−13.9% | Reduced | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | 36,000 | $33.1K | <0.1% | 00.0% | Unchanged | – |
| DNNDenison Mines Corp. | COM | 20,870 | $34.4K | <0.1% | 00.0% | Unchanged | History |
| AGENAgenus Inc | COM NEW | 32,860 | $37.1K | <0.1% | 00.0% | Unchanged | History |
| Airbnb, Inc.009066AB7 | NOTE 3/1 | 43,000 | $37.8K | <0.1% | +43,000 | New | – |
| CNSLConsolidated Communications Holdings, Inc. | COM | 11,809 | $40.4K | <0.1% | 00.0% | Unchanged | History |
| DRIODarioHealth Corp. | COM NEW | 12,500 | $41.0K | <0.1% | +80+0.6% | Added | History |
| Imax Corp45245EAJ8 | NOTE 0.500% 4/0 | 45,000 | $42.0K | <0.1% | +33,000+275.0% | Added | – |
| NNDMNano Dimension Ltd. | SPONSORD ADS NEW | 15,523 | $42.2K | <0.1% | +4,392+39.5% | Added | History |
| NRONeuberger Real Estate Securities Income Fund Inc | COM | 15,150 | $42.3K | <0.1% | −9,848−39.4% | Reduced | History |
| BBAIBigBear.ai Holdings, Inc. | COM | 28,051 | $42.4K | <0.1% | +28,051 | New | History |
| EVGOEVgo Inc. | CL A COM | 12,595 | $42.6K | <0.1% | +12,595 | New | History |
| CMUMFS High Yield Municipal Trust | SH BEN INT | 14,055 | $44.0K | <0.1% | −4,035−22.3% | Reduced | History |
| NICE Ltd.653656AB4 | NOTE 9/1 | 50,000 | $45.0K | <0.1% | −20,000−28.6% | Reduced | – |
| MNKDMannkind Corp | COM NEW | 11,627 | $48.0K | <0.1% | +167+1.5% | Added | History |
| BLDPBallard Power Systems Inc. | COM | 13,091 | $48.0K | <0.1% | +955+7.9% | Added | History |
| AQMSAqua Metals, Inc. | COM | 43,000 | $48.6K | <0.1% | 00.0% | Unchanged | History |
| Pennymac Corp70932AAD5 | NOTE 5.500%11/0 | 50,000 | $48.8K | <0.1% | +50,000 | New | – |
| EXKEndeavour Silver Corp | COM | 21,060 | $51.2K | <0.1% | 00.0% | Unchanged | History |
| CCOClear Channel Outdoor Holdings, Inc. | COM | 33,075 | $52.3K | <0.1% | +33,075 | New | History |
| AWPabrdn Global Premier Properties Fund | COM SH BEN INT | 14,900 | $54.2K | <0.1% | +557+3.9% | Added | History |
| MINAberdeen Intermediate Income Fund | SH BEN INT | 20,296 | $54.4K | <0.1% | +584+3.0% | Added | History |
| Biomarin Pharmaceutical Inc09061GAK7 | NOTE 1.250% 5/1 | 56,000 | $55.5K | <0.1% | +12,000+27.3% | Added | – |
| BKCCBlackRock Capital Investment Corp | COM | 15,160 | $56.2K | <0.1% | −526−3.4% | Reduced | History |
| CHMICherry Hill Mortgage Investment Corp | COM | 15,371 | $57.2K | <0.1% | +59+0.4% | Added | History |
| TZOOTravelzoo | COM NEW | 10,000 | $58.3K | <0.1% | +10,000 | New | History |
| JBLUJetBlue Airways Corp | COM | 12,962 | $59.6K | <0.1% | −1,621−11.1% | Reduced | History |
| First Tr Exchng Traded FD VI33740F540 | SKYB CRY IND ETF | 12,095 | $59.8K | <0.1% | −12,819−51.5% | Reduced | – |
| MFMAberdeen Municipal Income Fund | SH BEN INT | 13,164 | $59.9K | <0.1% | 00.0% | Unchanged | History |
| EGYVaalco Energy Inc | COM NEW | 13,672 | $60.0K | <0.1% | −4,672−25.5% | Reduced | History |
| BRCCBRC Inc. | COM CL A | 17,259 | $62.0K | <0.1% | −4,068−19.1% | Reduced | History |
| Pacira BioSciences, Inc.695127AF7 | NOTE 0.750% 8/0 | 69,000 | $62.1K | <0.1% | 00.0% | Unchanged | – |
| LLAPTerran Orbital Corp | COM | 75,500 | $62.8K | <0.1% | +75,500 | New | History |
| NWGNatWest Group plc | SPONS ADR | 11,022 | $64.3K | <0.1% | +11,022 | New | History |
| OPKOpko Health, Inc. | COM | 40,195 | $64.3K | <0.1% | +30,000+294.3% | Added | History |
| Sandstorm Gold Ltd Com New80013R206 | Stock | 13,824 | $64.4K | <0.1% | −199−1.4% | Reduced | – |
| ACHRArcher Aviation Inc. | Stock | 12,765 | $64.6K | <0.1% | +12,765 | New | History |
| TGBTrekor Metals Ltd | COM | 51,506 | $65.4K | <0.1% | +7,000+15.7% | Added | History |
| WITWipro Ltd | SPON ADR 1 SH | 13,523 | $65.5K | <0.1% | +13,523 | New | History |
| NEXTNextDecade Corp | COM | 12,900 | $66.0K | <0.1% | +12,900 | New | History |
| UAUnder Armour, Inc. | CL C | 10,498 | $67.0K | <0.1% | −2,254−17.7% | Reduced | History |
| ELIQElectriq Power Holdings, Inc. | COM SHS | 38,126 | $67.1K | <0.1% | +38,126 | New | History |
| Pioneer High Income Tr72369H106 | COM | 10,004 | $67.1K | <0.1% | +10,004 | New | – |
| PAYOPayoneer Global Inc. | COM | 11,017 | $67.4K | <0.1% | −20.0% | Reduced | History |
| Lci Inds501812AB7 | NOTE 1.125% 5/1 | 73,000 | $67.8K | <0.1% | +4,000+5.8% | Added | – |
| MFGMizuho Financial Group Inc | SPONSORED ADR | 20,506 | $70.3K | <0.1% | +3,034+17.4% | Added | History |
| OXSQOxford Square Capital Corp. | COM | 23,526 | $70.8K | <0.1% | 00.0% | Unchanged | History |
| OPTUOptimum Communications, Inc. | CL A | 21,704 | $71.0K | <0.1% | +282+1.3% | Added | History |
| CHWCalamos Global Dynamic Income Fund | COM | 12,829 | $71.1K | <0.1% | +12,829 | New | History |
| MVISMicrovision, Inc. | COM NEW | 33,513 | $73.4K | <0.1% | +12,300+58.0% | Added | History |
| Solaredge Technologies, Inc.83417MAD6 | NOTE 9/1 | 81,000 | $73.8K | <0.1% | +81,000 | New | – |
| FINVFinVolution Group | SPONSORED ADS | 14,947 | $74.4K | <0.1% | +14,947 | New | History |
| Uber Technologies, Inc90353TAJ9 | NOTE 12/1 | 80,000 | $74.6K | <0.1% | +80,000 | New | – |
| KMFKayne Anderson NextGen Energy & Infrastructure, Inc. | COM | 10,495 | $74.7K | <0.1% | +10,495 | New | History |
| ALTOAlto Ingredients, Inc. | COM | 17,010 | $75.2K | <0.1% | 00.0% | Unchanged | History |
| Itron, Inc.465741AN6 | NOTE 3/1 | 91,000 | $78.3K | <0.1% | 00.0% | Unchanged | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | 95,000 | $78.5K | <0.1% | 00.0% | Unchanged | – |
Options (14)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| AMDAdvanced Micro Devices Inc | Stock | – | $171.5K |
| AAPLApple Inc. | Stock | $35.4K | – |
| AGFirst Majestic Silver Corp | COM | – | $6.87K |
| CATCaterpillar Inc | Stock | – | $3.20K |
| XYZBlock, Inc. | CL A | – | $3.20K |
| VanEck Semiconductor ETF92189F676 | ETF | – | $2.59K |
| HSBCHSBC Holdings PLC | SPON ADR NEW | – | $1.45K |
| BALLBALL Corp | COM | $1.20K | – |
| PAASPan American Silver Corp | Stock | – | $1.13K |
| TSLATesla, Inc. | Stock | – | $850 |
| iShares Tr464287432 | 20 YR TR BD ETF | – | $390 |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | – | $260 |
| MTZMastec Inc | COM | – | $100 |
| NVDANVIDIA Corp | Stock | $26 | – |
Sold out since Q2 2023 (128)
Positions held at the end of Q2 2023 that are gone from this filing.
The largest 100 of 128 by value last quarter.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 51,255 | $3.19M | <0.1% | History |
| iShares Tr46436E858 | IBONDS 26 TRM TS | 97,431 | $2.21M | <0.1% | – |
| iShares Tr46436E841 | IBONDS 27 TRM TS | 98,261 | $2.18M | <0.1% | – |
| Invesco Exchange Traded FD T46137V589 | GBL LISTED PVT | 200,082 | $2.10M | <0.1% | – |
| AMEDAmedisys Inc | COM | 15,888 | $1.45M | <0.1% | History |
| iShares Tr464288182 | MSCI AC ASIA ETF | 21,638 | $1.44M | <0.1% | – |
| Hartford FDS Exchange Traded41653L602 | SHRT DURTN ETF | 36,811 | $1.40M | <0.1% | – |
| BNY Mellon ETF Trust09661T800 | HIGH YIELD ETF | 28,117 | $1.31M | <0.1% | – |
| First Tr Bick Index FD33733H107 | COM SHS | 34,491 | $939.2K | <0.1% | – |
| HAHawaiian Holdings Inc | COM | 84,478 | $909.8K | <0.1% | History |
| WALWestern Alliance Bancorporation | COM | 24,558 | $895.6K | <0.1% | History |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 126,169 | $852.9K | <0.1% | History |
| LEGLeggett & Platt Inc | Stock | 24,577 | $728.0K | <0.1% | History |
| First Tr Exchange-Traded FD33738R852 | NASDQ FOD BVRG | 27,350 | $717.1K | <0.1% | – |
| LSILife Storage, Inc. | COM | 5,383 | $715.7K | <0.1% | History |
| TNLTravel & Leisure Co. | COM | 17,628 | $711.1K | <0.1% | History |
| BF.ABrown Forman Corp | CL A | 10,114 | $688.4K | <0.1% | History |
| First Tr Exchange Traded FD33738R696 | DORSEYWRIGHT MOM | 17,666 | $500.6K | <0.1% | – |
| SPDR Series Trust78464A383 | ST STR BACKE ETF | 22,809 | $499.7K | <0.1% | – |
| TKRTimken Co | COM | 5,394 | $493.7K | <0.1% | History |
| MKTXMarketaxess Holdings Inc | COM | 1,888 | $493.4K | <0.1% | History |
| NMFCNew Mountain Finance Corp | COM | 39,635 | $493.1K | <0.1% | History |
| Cambria ETF Tr132061888 | VALUE MOMENTUM | 18,988 | $488.8K | <0.1% | – |
| iShares Tr46436E833 | IBONDS 28 TRM TS | 20,913 | $460.1K | <0.1% | – |
| TRTNTriton International Ltd | CL A | 5,515 | $459.2K | <0.1% | History |
| Franklin Templeton ETF Tr35473P595 | SENIOR LOAN ETF | 18,962 | $456.8K | <0.1% | – |
| CTLTCatalent, Inc. | COM | 9,347 | $405.3K | <0.1% | History |
| OLEDUniversal Display Corp | COM | 2,751 | $396.6K | <0.1% | History |
| FSLYFastly, Inc. | CL A | 24,123 | $380.4K | <0.1% | History |
| PBFPBF Energy Inc. | CL A | 9,269 | $379.5K | <0.1% | History |
| UPSTUpstart Holdings, Inc. | COM | 10,524 | $376.9K | <0.1% | History |
| iShares Inc464286806 | MSCI GERMANY ETF | 10,791 | $308.3K | <0.1% | – |
| BKIBlack Knight, Inc. | COM | 5,158 | $308.1K | <0.1% | History |
| Ea Series Trust02072L672 | STRIVE US SEMICO | 8,878 | $308.0K | <0.1% | – |
| COCOVita Coco Company, Inc. | COM | 11,300 | $303.6K | <0.1% | History |
| PVHPVH Corp. | COM | 3,466 | $294.5K | <0.1% | History |
| Global X FDS37954Y319 | MSCI GREECE ETF | 7,845 | $291.3K | <0.1% | – |
| MHKMohawk Industries Inc | COM | 2,777 | $286.5K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E628 | KBW BK ETF | 6,845 | $281.0K | <0.1% | – |
| iShares Tr46436E551 | ESG SELECT SCRE | 7,763 | $276.5K | <0.1% | – |
| DENDenbury Inc | COM | 3,185 | $274.7K | <0.1% | History |
| Global X FDS37954Y376 | RATE PREFERRED | 12,198 | $272.4K | <0.1% | – |
| COHRCoherent Corp. | COM | 5,096 | $259.8K | <0.1% | History |
| NTRSNorthern Trust Corp | COM | 3,501 | $259.6K | <0.1% | History |
| ALGMAllegro Microsystems, Inc. | COM | 5,590 | $252.3K | <0.1% | History |
| MRCCMonroe Capital Corp | COM | 30,333 | $248.1K | <0.1% | History |
| ETF Ser Solutions26922A727 | CLEARSHS OCIO | 8,097 | $241.5K | <0.1% | – |
| First Tr Exchange-Traded FD33733E872 | LUNT US FACTOR | 9,180 | $241.2K | <0.1% | – |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 19,433 | $237.3K | <0.1% | History |
| NOVTNovanta Inc | COM | 1,285 | $236.6K | <0.1% | History |
| EHTHeHealth, Inc. | COM | 29,382 | $236.2K | <0.1% | History |
| Nisource Inc.65473P121 | UNIT 12/01/2023 | 2,300 | $234.0K | <0.1% | – |
| VRRMVerra Mobility Corp | CL A COM STK | 11,771 | $232.1K | <0.1% | History |
| iShares Tr46436E825 | IBONDS 29 TRM TS | 10,690 | $231.2K | <0.1% | – |
| Schwab Strategic Tr808524714 | 1 5YR CORP BD | 4,840 | $228.8K | <0.1% | – |
| PZZAPapa Johns International Inc | Stock | 3,086 | $227.9K | <0.1% | History |
| AAPAdvance Auto Parts Inc | COM | 3,234 | $227.4K | <0.1% | History |
| WOLFWolfspeed, Inc. | Stock | 4,040 | $224.6K | <0.1% | History |
| Kraneshares Tr500767827 | ELEC VEH FUTUR | 7,066 | $220.5K | <0.1% | – |
| STEMStem, Inc. | CL A | 38,428 | $219.8K | <0.1% | History |
| J P Morgan Exchange-Traded F46641Q407 | JPMORGAN DIVER | 2,242 | $219.2K | <0.1% | – |
| QGENQiagen N.V. | SHS NEW | 4,879 | $219.0K | <0.1% | History |
| ESNTEssent Group Ltd. | COM | 4,671 | $218.6K | <0.1% | History |
| APPSDigital Turbine, Inc. | COM NEW | 23,517 | $218.2K | <0.1% | History |
| CNMDCONMED Corp | COM | 1,605 | $218.1K | <0.1% | History |
| Virtus ETF Tr II92790A504 | VIRTUS US QLTY | 7,528 | $216.6K | <0.1% | – |
| SANMSanmina Corp | COM | 3,564 | $214.8K | <0.1% | History |
| SPRSpirit AeroSystems Holdings, Inc. | COM CL A | 7,337 | $214.2K | <0.1% | History |
| First Tr Exchng Traded FD VI33740U737 | FT VEST US EQT | 6,831 | $213.1K | <0.1% | – |
| iShares Tr464288117 | INTL TREA BD ETF | 5,269 | $208.6K | <0.1% | – |
| Schwab Fundamental U.S. Small Company ETF808524763 | ETF | 4,132 | $208.4K | <0.1% | – |
| Innovator ETFs Trust45782C425 | US EQT ULTRA BFR | 7,436 | $206.9K | <0.1% | – |
| Global X FDS37954Y863 | GLOBAL X GOLD EX | 8,525 | $205.2K | <0.1% | – |
| CPRICapri Holdings Ltd | SHS | 5,704 | $204.7K | <0.1% | History |
| EFSCEnterprise Financial Services Corp | COM | 5,223 | $204.2K | <0.1% | History |
| SPDR Index Shs FDS78463X400 | SP CHINA ETF | 2,737 | $201.9K | <0.1% | – |
| ETF Ser Solutions26922A321 | DISTILLATE US | 4,437 | $200.8K | <0.1% | – |
| AVDXAvidXchange Holdings, Inc. | COM | 18,863 | $195.8K | <0.1% | History |
| ACREAres Commercial Real Estate Corp | COM | 18,785 | $190.7K | <0.1% | History |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | 25,079 | $188.8K | <0.1% | History |
| XPEVXpeng Inc. | ADS | 11,749 | $157.7K | <0.1% | History |
| ARK ETF Tr00214Q807 | SPACE & DEFENSE | 10,220 | $155.3K | <0.1% | – |
| PAIWestern Asset Investment Grade Income Fund Inc. | COM | 12,392 | $144.1K | <0.1% | History |
| HYIWestern Asset High Yield Opportunity Fund Inc. | COM | 11,833 | $139.0K | <0.1% | History |
| PSFEPaysafe Ltd | SHS | 13,601 | $137.2K | <0.1% | History |
| PMXPIMCO Municipal Income Fund III | COM | 16,547 | $133.2K | <0.1% | History |
| JHIJohn Hancock Investors Trust | COM | 10,365 | $131.0K | <0.1% | History |
| VPVInvesco Pennsylvania Value Municipal Income Trust | COM | 12,749 | $125.7K | <0.1% | History |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | 106,000 | $116.0K | <0.1% | – |
| KTKT Corp | SPONSORED ADR | 10,176 | $115.0K | <0.1% | History |
| Global X FDS37950E333 | GLBX SUPRINC ETF | 12,450 | $112.6K | <0.1% | – |
| MHIPioneer Municipal High Income Fund, Inc. | COM SHS | 10,492 | $89.5K | <0.1% | History |
| DXLGDestination XL Group, Inc. | COM | 16,588 | $81.3K | <0.1% | History |
| UAAUnder Armour, Inc. | Stock | 10,253 | $74.0K | <0.1% | History |
| FTFranklin Universal Trust | SH BEN INT | 10,367 | $69.8K | <0.1% | History |
| ARRArmour Residential REIT, Inc. | COM NEW | 13,044 | $69.5K | <0.1% | History |
| Silvercrest Metals Inc828363101 | COM | 11,150 | $65.4K | <0.1% | – |
| EODAllspring Global Dividend Opportunity Fund | COM | 13,896 | $60.5K | <0.1% | History |
| InterDigital, Inc.45867GAB7 | NOTE 2.000% 6/0 | 50,000 | $60.3K | <0.1% | – |
| FSRFisker Inc. | CL A COM STK | 10,566 | $59.6K | <0.1% | History |