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Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
2,696
+100 vs. Q2 2023
Portfolio value
$15.8B
+$1.45B (+10.1%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Cetera Advisor Networks LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock2,474,374$423.6M2.7%+263,824+11.9%AddedHistory
iShares Core S&P 500 ETF464287200ETF812,993$349.1M2.2%+125,672+18.3%Added–
MSFTMicrosoft CorpStock955,471$301.7M1.9%+62,396+7.0%AddedHistory
Invesco QQQ Trust Series I46090E103ETF842,064$301.7M1.9%+84,496+11.2%Added–
Vanguard S&P 500 ETF922908363ETF626,195$245.9M1.6%+278,052+79.9%Added–
SPYSPDR S&P 500 ETF TrustETF466,118$199.3M1.3%+64,300+16.0%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF687,260$182.8M1.2%+2,190+0.3%Added–
AMZNAmazon Com IncStock1,333,620$169.5M1.1%+89,422+7.2%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF1,794,971$168.8M1.1%+897,471+100.0%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF792,989$168.4M1.1%+82,809+11.7%Added–
Vanguard Morningstar Value ETF922908744ETF1,207,646$166.6M1.1%+390,647+47.8%Added–
iShares Tr46436E7180-3 MTH TREASURY1,513,499$152.4M1.0%+284,764+23.2%Added–
Vanguard Total Bond Market ETF921937835ETF1,866,668$130.3M0.8%+278,263+17.5%Added–
NVDANVIDIA CorpStock290,721$126.5M0.8%+21,946+8.2%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF440,607$120.0M0.8%+121,503+38.1%Added–
Vanguard High Dividend Yield Index ETF921946406ETF1,152,408$119.1M0.8%+54,112+4.9%Added–
BRK.BBerkshire Hathaway IncStock323,045$113.2M0.7%+28,022+9.5%AddedHistory
iShares Core MSCI Eafe ETF46432F842ETF1,705,278$109.7M0.7%+311,698+22.4%Added–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM1,973,493$105.7M0.7%+228,699+13.1%Added–
Vanguard Short-Term Bond ETF921937827ETF1,313,640$98.7M0.6%−788,812−37.5%Reduced–
iShares S&P 500 Value ETF464287408ETF631,118$97.1M0.6%+462,543+274.4%Added–
JPMorgan Ultra-Short Income ETF46641Q837ETF1,887,762$94.7M0.6%−69,764−3.6%Reduced–
Pacer US Cash Cows 100 ETF69374H881ETF1,806,265$89.3M0.6%+140,704+8.4%Added–
Vanguard Ftse Developed Markets ETF921943858ETF1,949,047$85.2M0.5%+186,352+10.6%Added–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF1,381,450$81.9M0.5%+419,005+43.5%Added–
Vanguard Morningstar Large-Cap ETF922908637ETF404,931$79.2M0.5%+39,784+10.9%Added–
VVisa Inc.Stock343,744$79.1M0.5%+37,841+12.4%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF836,374$78.9M0.5%+57,263+7.3%Added–
GLDSPDR Gold TrustETF456,215$78.2M0.5%+166,253+57.3%AddedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF851,588$78.2M0.5%+120,667+16.5%Added–
Vanguard Star FDS921909768VG TL INTL STK F1,453,799$77.8M0.5%+683,799+88.8%Added–
Vanguard Total International Bond ETF92203J407ETF1,614,174$77.2M0.5%+541,346+50.5%Added–
HDHome Depot, Inc.Stock240,325$72.6M0.5%+3,322+1.4%AddedHistory
iShares Tr464288414NATIONAL MUN ETF699,767$71.8M0.5%+108,856+18.4%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF1,455,497$69.3M0.4%+160,567+12.4%Added–
Vanguard Information Technology ETF92204A702ETF166,355$69.0M0.4%+41,508+33.2%Added–
GOOGLAlphabet Inc.Stock524,521$68.6M0.4%+38,580+7.9%AddedHistory
UNHUnitedHealth Group IncStock136,039$68.6M0.4%+6,769+5.2%AddedHistory
XOMExxonMobil Holdings CorpCOM582,416$68.5M0.4%+17,707+3.1%AddedHistory
iShares Tr46434V613CORE UNIVRSL USD1,563,605$68.4M0.4%−119,393−7.1%Reduced–
Vanguard Morningstar Small-Cap Value ETF922908611ETF427,438$68.2M0.4%+252,685+144.6%Added–
State Street Energy Select Sector SPDR ETF81369Y506ETF736,364$66.6M0.4%+347,746+89.5%Added–
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM7,910,167$66.5M0.4%+211,485+2.7%AddedHistory
iShares Russell 1000 Value ETF464287598ETF436,686$66.3M0.4%−109,488−20.0%Reduced–
iShares Core S&P Mid-Cap ETF464287507ETF264,908$66.1M0.4%+32,489+14.0%Added–
Vanguard Dividend Appreciation ETF921908844ETF424,181$65.9M0.4%+77,770+22.5%Added–
METAMeta Platforms, Inc.Stock217,198$65.2M0.4%+32,213+17.4%AddedHistory
GOOGAlphabet Inc.Stock487,672$64.3M0.4%+41,735+9.4%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF305,507$63.6M0.4%+148,515+94.6%Added–
iShares Russell 2000 ETF464287655ETF359,507$63.5M0.4%+176,727+96.7%Added–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF1,515,905$62.5M0.4%+425,751+39.1%Added–
TSLATesla, Inc.Stock245,326$61.4M0.4%+21,837+9.8%AddedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF1,536,074$60.2M0.4%+692,168+82.0%Added–
SPDR Series Trust78464A763ST STR SP DIV521,771$60.0M0.4%+132,502+34.0%Added–
PGProcter & Gamble CoStock409,884$59.8M0.4%+6,586+1.6%AddedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF802,910$58.4M0.4%+5,721+0.7%Added–
iShares Tr46434V860TRS FLT RT BD1,144,193$58.1M0.4%+423,364+58.7%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF440,465$58.0M0.4%−7,251−1.6%Reduced–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF1,145,381$57.6M0.4%+118,881+11.6%Added–
Vanguard Real Estate ETF922908553ETF738,355$55.9M0.4%+490,690+198.1%Added–
JPMJPMorgan Chase & CoStock379,478$55.0M0.3%+29,287+8.4%AddedHistory
JNJJohnson & JohnsonStock350,675$54.6M0.3%−27,647−7.3%ReducedHistory
iShares Core MSCI Total International Stock ETF46432F834ETF901,351$54.1M0.3%+78,148+9.5%Added–
CVXChevron CorpStock316,153$53.3M0.3%+18,180+6.1%AddedHistory
iShares Tr464288513IBOXX HI YD ETF717,007$52.9M0.3%−137,854−16.1%Reduced–
State Street Technology Select Sector SPDR ETF81369Y803ETF309,936$50.8M0.3%−108,235−25.9%Reduced–
Schwab US Dividend Equity ETF808524797ETF716,091$50.7M0.3%+27,397+4.0%Added–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF975,664$50.6M0.3%+46,833+5.0%Added–
iShares Tr46434V456MSCI INTL QUALTY1,487,399$50.0M0.3%+477,327+47.3%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF253,038$47.8M0.3%+17,693+7.5%Added–
iShares Tr464288877EAFE VALUE ETF969,740$47.4M0.3%+312,563+47.6%Added–
State Street Health Care Select Sector SPDR ETF81369Y209ETF368,447$47.4M0.3%+18,300+5.2%Added–
Invesco Nasdaq 100 ETF46138G649ETF315,779$46.5M0.3%+72,384+29.7%Added–
iShares Core Dividend Growth ETF46434V621ETF937,304$46.4M0.3%+9,870+1.1%Added–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT326,579$46.3M0.3%+14,104+4.5%Added–
WisdomTree Tr97717X669US QTLY DIV GRT709,315$45.0M0.3%+233,082+48.9%Added–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF278,241$44.8M0.3%+27,257+10.9%Added–
ABBVAbbVie Inc.Stock287,905$42.9M0.3%+3,904+1.4%AddedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF592,519$42.9M0.3%+10,925+1.9%Added–
MRKMerck & Co., Inc.Stock415,392$42.8M0.3%+9,615+2.4%AddedHistory
iShares Russell Midcap ETF464287499ETF591,503$41.0M0.3%+41,453+7.5%Added–
WMTWalmart Inc.Stock252,645$40.4M0.3%−7,158−2.8%ReducedHistory
MCDMcDonalds CorpStock153,244$40.4M0.3%+5,932+4.0%AddedHistory
iShares Tr4642874571 3 YR TREAS BD497,145$40.3M0.3%−128,607−20.6%Reduced–
iShares MSCI Eafe ETF464287465ETF579,380$39.9M0.3%+83,476+16.8%Added–
LLYEli Lilly & CoStock73,297$39.4M0.2%+1,521+2.1%AddedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF385,251$39.3M0.2%−42,524−9.9%Reduced–
COSTCostco Wholesale CorpStock69,222$39.1M0.2%+2,745+4.1%AddedHistory
iShares S&P 500 Growth ETF464287309ETF564,530$38.6M0.2%+200,122+54.9%Added–
PEPPepsiCo IncStock224,413$38.0M0.2%+15,765+7.6%AddedHistory
iShares Tr464288588MBS ETF425,557$37.8M0.2%−84,573−16.6%Reduced–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF512,211$37.7M0.2%+76,824+17.6%Added–
iShares Tr46428743220 YR TR BD ETF415,150$36.8M0.2%+119,985+40.7%Added–
VZVerizon Communications IncStock1,111,383$36.0M0.2%−10,097−0.9%ReducedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD473,639$35.6M0.2%+89,312+23.2%Added–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF165,660$35.5M0.2%+63,316+61.9%Added–
iShares Tr464288885EAFE GRWTH ETF407,319$35.2M0.2%−13,585−3.2%Reduced–
VanEck ETF Trust92189H607OIL SERVICES ETF100,082$34.5M0.2%+19,967+24.9%Added–
CSCOCisco Systems, Inc.Stock641,409$34.5M0.2%−4,707−0.7%ReducedHistory
CATCaterpillar IncStock126,097$34.4M0.2%+7,287+6.1%AddedHistory

Options (14)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q3 2023
SecurityClassPutsCalls
AMDAdvanced Micro Devices IncStock–$171.5K
AAPLApple Inc.Stock$35.4K–
AGFirst Majestic Silver CorpCOM–$6.87K
CATCaterpillar IncStock–$3.20K
XYZBlock, Inc.CL A–$3.20K
VanEck Semiconductor ETF92189F676ETF–$2.59K
HSBCHSBC Holdings PLCSPON ADR NEW–$1.45K
BALLBALL CorpCOM$1.20K–
PAASPan American Silver CorpStock–$1.13K
TSLATesla, Inc.Stock–$850
iShares Tr46428743220 YR TR BD ETF–$390
VanEck ETF Trust92189F106GOLD MINERS ETF–$260
MTZMastec IncCOM–$100
NVDANVIDIA CorpStock$26–

Sold out since Q2 2023 (128)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 128 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP51,255$3.19M<0.1%History
iShares Tr46436E858IBONDS 26 TRM TS97,431$2.21M<0.1%–
iShares Tr46436E841IBONDS 27 TRM TS98,261$2.18M<0.1%–
Invesco Exchange Traded FD T46137V589GBL LISTED PVT200,082$2.10M<0.1%–
AMEDAmedisys IncCOM15,888$1.45M<0.1%History
iShares Tr464288182MSCI AC ASIA ETF21,638$1.44M<0.1%–
Hartford FDS Exchange Traded41653L602SHRT DURTN ETF36,811$1.40M<0.1%–
BNY Mellon ETF Trust09661T800HIGH YIELD ETF28,117$1.31M<0.1%–
First Tr Bick Index FD33733H107COM SHS34,491$939.2K<0.1%–
HAHawaiian Holdings IncCOM84,478$909.8K<0.1%History
WALWestern Alliance BancorporationCOM24,558$895.6K<0.1%History
RTLNecessity Retail REIT, Inc.COM CLASS A126,169$852.9K<0.1%History
LEGLeggett & Platt IncStock24,577$728.0K<0.1%History
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG27,350$717.1K<0.1%–
LSILife Storage, Inc.COM5,383$715.7K<0.1%History
TNLTravel & Leisure Co.COM17,628$711.1K<0.1%History
BF.ABrown Forman CorpCL A10,114$688.4K<0.1%History
First Tr Exchange Traded FD33738R696DORSEYWRIGHT MOM17,666$500.6K<0.1%–
SPDR Series Trust78464A383ST STR BACKE ETF22,809$499.7K<0.1%–
TKRTimken CoCOM5,394$493.7K<0.1%History
MKTXMarketaxess Holdings IncCOM1,888$493.4K<0.1%History
NMFCNew Mountain Finance CorpCOM39,635$493.1K<0.1%History
Cambria ETF Tr132061888VALUE MOMENTUM18,988$488.8K<0.1%–
iShares Tr46436E833IBONDS 28 TRM TS20,913$460.1K<0.1%–
TRTNTriton International LtdCL A5,515$459.2K<0.1%History
Franklin Templeton ETF Tr35473P595SENIOR LOAN ETF18,962$456.8K<0.1%–
CTLTCatalent, Inc.COM9,347$405.3K<0.1%History
OLEDUniversal Display CorpCOM2,751$396.6K<0.1%History
FSLYFastly, Inc.CL A24,123$380.4K<0.1%History
PBFPBF Energy Inc.CL A9,269$379.5K<0.1%History
UPSTUpstart Holdings, Inc.COM10,524$376.9K<0.1%History
iShares Inc464286806MSCI GERMANY ETF10,791$308.3K<0.1%–
BKIBlack Knight, Inc.COM5,158$308.1K<0.1%History
Ea Series Trust02072L672STRIVE US SEMICO8,878$308.0K<0.1%–
COCOVita Coco Company, Inc.COM11,300$303.6K<0.1%History
PVHPVH Corp.COM3,466$294.5K<0.1%History
Global X FDS37954Y319MSCI GREECE ETF7,845$291.3K<0.1%–
MHKMohawk Industries IncCOM2,777$286.5K<0.1%History
Invesco Exch Traded FD Tr II46138E628KBW BK ETF6,845$281.0K<0.1%–
iShares Tr46436E551ESG SELECT SCRE7,763$276.5K<0.1%–
DENDenbury IncCOM3,185$274.7K<0.1%History
Global X FDS37954Y376RATE PREFERRED12,198$272.4K<0.1%–
COHRCoherent Corp.COM5,096$259.8K<0.1%History
NTRSNorthern Trust CorpCOM3,501$259.6K<0.1%History
ALGMAllegro Microsystems, Inc.COM5,590$252.3K<0.1%History
MRCCMonroe Capital CorpCOM30,333$248.1K<0.1%History
ETF Ser Solutions26922A727CLEARSHS OCIO8,097$241.5K<0.1%–
First Tr Exchange-Traded FD33733E872LUNT US FACTOR9,180$241.2K<0.1%–
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM19,433$237.3K<0.1%History
NOVTNovanta IncCOM1,285$236.6K<0.1%History
EHTHeHealth, Inc.COM29,382$236.2K<0.1%History
Nisource Inc.65473P121UNIT 12/01/20232,300$234.0K<0.1%–
VRRMVerra Mobility CorpCL A COM STK11,771$232.1K<0.1%History
iShares Tr46436E825IBONDS 29 TRM TS10,690$231.2K<0.1%–
Schwab Strategic Tr8085247141 5YR CORP BD4,840$228.8K<0.1%–
PZZAPapa Johns International IncStock3,086$227.9K<0.1%History
AAPAdvance Auto Parts IncCOM3,234$227.4K<0.1%History
WOLFWolfspeed, Inc.Stock4,040$224.6K<0.1%History
Kraneshares Tr500767827ELEC VEH FUTUR7,066$220.5K<0.1%–
STEMStem, Inc.CL A38,428$219.8K<0.1%History
J P Morgan Exchange-Traded F46641Q407JPMORGAN DIVER2,242$219.2K<0.1%–
QGENQiagen N.V.SHS NEW4,879$219.0K<0.1%History
ESNTEssent Group Ltd.COM4,671$218.6K<0.1%History
APPSDigital Turbine, Inc.COM NEW23,517$218.2K<0.1%History
CNMDCONMED CorpCOM1,605$218.1K<0.1%History
Virtus ETF Tr II92790A504VIRTUS US QLTY7,528$216.6K<0.1%–
SANMSanmina CorpCOM3,564$214.8K<0.1%History
SPRSpirit AeroSystems Holdings, Inc.COM CL A7,337$214.2K<0.1%History
First Tr Exchng Traded FD VI33740U737FT VEST US EQT6,831$213.1K<0.1%–
iShares Tr464288117INTL TREA BD ETF5,269$208.6K<0.1%–
Schwab Fundamental U.S. Small Company ETF808524763ETF4,132$208.4K<0.1%–
Innovator ETFs Trust45782C425US EQT ULTRA BFR7,436$206.9K<0.1%–
Global X FDS37954Y863GLOBAL X GOLD EX8,525$205.2K<0.1%–
CPRICapri Holdings LtdSHS5,704$204.7K<0.1%History
EFSCEnterprise Financial Services CorpCOM5,223$204.2K<0.1%History
SPDR Index Shs FDS78463X400SP CHINA ETF2,737$201.9K<0.1%–
ETF Ser Solutions26922A321DISTILLATE US4,437$200.8K<0.1%–
AVDXAvidXchange Holdings, Inc.COM18,863$195.8K<0.1%History
ACREAres Commercial Real Estate CorpCOM18,785$190.7K<0.1%History
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS25,079$188.8K<0.1%History
XPEVXpeng Inc.ADS11,749$157.7K<0.1%History
ARK ETF Tr00214Q807SPACE & DEFENSE10,220$155.3K<0.1%–
PAIWestern Asset Investment Grade Income Fund Inc.COM12,392$144.1K<0.1%History
HYIWestern Asset High Yield Opportunity Fund Inc.COM11,833$139.0K<0.1%History
PSFEPaysafe LtdSHS13,601$137.2K<0.1%History
PMXPIMCO Municipal Income Fund IIICOM16,547$133.2K<0.1%History
JHIJohn Hancock Investors TrustCOM10,365$131.0K<0.1%History
VPVInvesco Pennsylvania Value Municipal Income TrustCOM12,749$125.7K<0.1%History
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1106,000$116.0K<0.1%–
KTKT CorpSPONSORED ADR10,176$115.0K<0.1%History
Global X FDS37950E333GLBX SUPRINC ETF12,450$112.6K<0.1%–
MHIPioneer Municipal High Income Fund, Inc.COM SHS10,492$89.5K<0.1%History
DXLGDestination XL Group, Inc.COM16,588$81.3K<0.1%History
UAAUnder Armour, Inc.Stock10,253$74.0K<0.1%History
FTFranklin Universal TrustSH BEN INT10,367$69.8K<0.1%History
ARRArmour Residential REIT, Inc.COM NEW13,044$69.5K<0.1%History
Silvercrest Metals Inc828363101COM11,150$65.4K<0.1%–
EODAllspring Global Dividend Opportunity FundCOM13,896$60.5K<0.1%History
InterDigital, Inc.45867GAB7NOTE 2.000% 6/050,000$60.3K<0.1%–
FSRFisker Inc.CL A COM STK10,566$59.6K<0.1%History