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Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
2,696
+100 vs. Q2 2023
Portfolio value
$15.8B
+$1.45B (+10.1%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Cetera Advisor Networks LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
MAMastercard IncStock85,943$34.0M0.2%+7,299+9.3%AddedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF732,941$33.7M0.2%+110,439+17.7%Added–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF302,803$33.5M0.2%+67,062+28.4%Added–
AVGOBroadcom Inc.Stock39,943$33.2M0.2%+692+1.8%AddedHistory
iShares Tr464287622RUS 1000 ETF139,654$32.8M0.2%+23,780+20.5%Added–
AMDAdvanced Micro Devices IncStock318,323$32.7M0.2%+125,915+65.4%AddedHistory
Capital Group Dividend Value14020W106SHS CREAT UNIT1,217,233$32.2M0.2%+510,058+72.1%Added–
LMTLockheed Martin CorpStock78,296$32.0M0.2%+6,294+8.7%AddedHistory
Vanguard Health Care ETF92204A504ETF135,906$32.0M0.2%+79,598+141.4%Added–
PFEPfizer IncStock961,079$31.9M0.2%+34,094+3.7%AddedHistory
iShares Russell 2000 Growth ETF464287648ETF141,285$31.7M0.2%+103,924+278.2%Added–
UPSUnited Parcel Service IncStock203,042$31.6M0.2%+6,542+3.3%AddedHistory
iShares Tips Bond ETF464287176ETF287,242$29.8M0.2%+108,710+60.9%Added–
CMCSAComcast CorpStock661,260$29.3M0.2%+41,134+6.6%AddedHistory
AMGNAmgen IncStock108,783$29.2M0.2%+6,482+6.3%AddedHistory
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS504,081$29.0M0.2%+27,123+5.7%Added–
iShares Tr46435G425ESG AWR MSCI USA305,840$28.7M0.2%−30,381−9.0%Reduced–
iShares Tr464288612INTRM GOV CR ETF280,581$28.4M0.2%+5,338+1.9%Added–
ADBEAdobe Inc.Stock53,689$27.4M0.2%+5,531+11.5%AddedHistory
iShares Select Dividend ETF464287168ETF253,559$27.3M0.2%−60,570−19.3%Reduced–
KOCoca Cola CoStock481,689$27.0M0.2%+17,630+3.8%AddedHistory
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF387,813$26.7M0.2%−9,271−2.3%Reduced–
John Hancock Exchange Traded47804J206MULTIFACTOR MI547,407$25.9M0.2%+7,991+1.5%Added–
QCOMQualcomm IncStock232,154$25.8M0.2%+6,834+3.0%AddedHistory
iShares Tr4642874407-10 YR TRSY BD273,926$25.1M0.2%+45,401+19.9%Added–
Vanguard Malvern FDS922020805STRM INFPROIDX529,684$25.0M0.2%+174,110+49.0%Added–
CRMSalesforce, Inc.Stock123,426$25.0M0.2%+4,931+4.2%AddedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF795,977$24.7M0.2%+56,178+7.6%Added–
SPDR Series Trust78468R556SP O&G EXPL PRO166,783$24.7M0.2%+14,566+9.6%Added–
Vanguard Energy ETF92204A306ETF194,145$24.6M0.2%+87,518+82.1%Added–
VanEck Morningstar Wide Moat ETF92189F643ETF323,470$24.5M0.2%+177,762+122.0%Added–
Pacer US Small Cap Cash Cows ETF69374H857ETF588,161$24.5M0.2%+80,892+15.9%Added–
iShares Core S&P U.S. Growth ETF464287671ETF258,011$24.5M0.2%+5,548+2.2%Added–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF656,224$24.2M0.2%+67,203+11.4%Added–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT510,515$24.1M0.2%−5,192−1.0%Reduced–
First Tr Exchange-Traded FD336917109SHS712,045$23.8M0.2%−200,655−22.0%Reduced–
MDTMedtronic plcStock300,304$23.5M0.1%+19,754+7.0%AddedHistory
APDAir Products & Chemicals, Inc.Stock82,423$23.4M0.1%+2,414+3.0%AddedHistory
SPDR Index Shs FDS78463X509ST PORT MARK ETF679,508$22.8M0.1%+73,097+12.1%Added–
ORealty Income CorpREIT453,838$22.7M0.1%+68,097+17.7%AddedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 167,485$22.6M0.1%−2,591−3.7%ReducedHistory
Capital Group Growth ETF14020G101SHS CREAT UNIT919,167$22.5M0.1%+301,698+48.9%Added–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR452,546$22.5M0.1%+34,619+8.3%Added–
UNPUnion Pacific CorpStock110,256$22.5M0.1%+7,242+7.0%AddedHistory
WisdomTree Tr97717Y527FLOATNG RAT TREA435,757$21.9M0.1%+43,960+11.2%Added–
Vanguard Index FDS922908652EXTEND MKT ETF152,814$21.9M0.1%+18,268+13.6%Added–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD520,065$21.9M0.1%+69,838+15.5%Added–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF287,758$21.9M0.1%+5,754+2.0%Added–
LOWLowes Companies IncStock105,121$21.8M0.1%+2,791+2.7%AddedHistory
SBUXStarbucks CorpStock238,140$21.7M0.1%+23,924+11.2%AddedHistory
ETNEaton Corp plcStock101,050$21.6M0.1%+2,840+2.9%AddedHistory
First Tr Exchange-Traded FD33734H106SHS573,508$21.4M0.1%+67,933+13.4%Added–
ProShares Tr74348A467S&P 500 DV ARIST240,278$21.3M0.1%−29,063−10.8%Reduced–
State Street SPDR S&P Semiconductor ETF78464A862ETF108,415$21.3M0.1%+6,884+6.8%Added–
PMPhilip Morris International Inc.Stock228,737$21.2M0.1%+15,601+7.3%AddedHistory
iShares Russell Mid-Cap Value ETF464287473ETF202,166$21.1M0.1%+51,702+34.4%Added–
State Street Utilities Select Sector SPDR ETF81369Y886ETF357,336$21.1M0.1%+107,549+43.1%Added–
DISWalt Disney CoStock259,557$21.0M0.1%−17,810−6.4%ReducedHistory
iShares Core High Dividend ETF46429B663ETF211,302$20.9M0.1%−177,669−45.7%Reduced–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW350,851$20.8M0.1%+134,057+61.8%Added–
WisdomTree Tr97717W208US HIGH DIVIDEND266,279$20.8M0.1%−5,134−1.9%Reduced–
BXBlackstone Inc.COM193,428$20.7M0.1%+70,588+57.5%AddedHistory
Vanguard Consumer Staples ETF92204A207ETF112,115$20.5M0.1%+73,575+190.9%Added–
iShares Tr46429B655FLTG RATE NT ETF401,921$20.5M0.1%+31,875+8.6%Added–
Vanguard Mun BD FDS922907746TAX EXEMPT BD424,475$20.4M0.1%+9,931+2.4%Added–
BABoeing CoStock106,277$20.4M0.1%+2,163+2.1%AddedHistory
SPDR Series Trust78468R622ST BLOO HIGH ETF223,507$20.2M0.1%+31,613+16.5%Added–
iShares Tr464287150CORE S&P TTL STK214,327$20.2M0.1%+82,400+62.5%Added–
DUKDuke Energy CORPStock225,768$19.9M0.1%+8,436+3.9%AddedHistory
IBMInternational Business Machines CorpStock141,642$19.9M0.1%+4,009+2.9%AddedHistory
PIMCO Active Bond Exchange-Traded Fund72201R775ETF225,933$19.9M0.1%+23,255+11.5%Added–
Pgim ETF Tr69344A107PGIM ULTRA SH BD400,516$19.8M0.1%+237,071+145.0%Added–
OKEONEOK IncCOM312,116$19.8M0.1%+28,014+9.9%AddedHistory
iShares Tr46434V878ULTRA SHORT DUR390,371$19.7M0.1%+33,993+9.5%Added–
COPConocoPhillipsStock163,481$19.6M0.1%+17,976+12.4%AddedHistory
Vanguard Intermediate-Term Bond ETF921937819ETF268,918$19.4M0.1%+5,721+2.2%Added–
TAT&T Inc.Stock1,288,156$19.3M0.1%−104,079−7.5%ReducedHistory
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF785,542$19.2M0.1%+80,674+11.4%Added–
WisdomTree Tr97717W505US MIDCAP DIVID468,462$19.2M0.1%−16,300−3.4%Reduced–
HONHoneywell International IncCOM103,594$19.1M0.1%−7,390−6.7%ReducedHistory
ORCLOracle CorpStock178,570$18.9M0.1%+15,895+9.8%AddedHistory
Vanguard Industrials ETF92204A603ETF96,570$18.8M0.1%+38,609+66.6%Added–
MOAltria Group, Inc.Stock444,381$18.7M0.1%+35,435+8.7%AddedHistory
Vanguard Financials ETF92204A405ETF230,379$18.5M0.1%+133,646+138.2%Added–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF141,215$18.5M0.1%+22,135+18.6%Added–
iShares Tr464287721U.S. TECH ETF174,452$18.3M0.1%−73,749−29.7%Reduced–
BACBank of America CorpStock654,927$17.9M0.1%+191,580+41.3%AddedHistory
iShares Tr4642886613 7 YR TREAS BD157,259$17.8M0.1%−112,977−41.8%Reduced–
Vanguard Total World Stock ETF922042742ETF190,813$17.8M0.1%+47,481+33.1%Added–
GPCGenuine Parts CoStock123,118$17.8M0.1%+633+0.5%AddedHistory
DEDeere & CoStock47,099$17.8M0.1%−1,721−3.5%ReducedHistory
iShares Tr464288687PFD AND INCM SEC587,893$17.7M0.1%+8,865+1.5%Added–
ADPAutomatic Data Processing IncStock73,250$17.6M0.1%+2,915+4.1%AddedHistory
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF397,546$17.6M0.1%−25,162−6.0%Reduced–
State Street Industrial Select Sector SPDR ETF81369Y704ETF172,294$17.5M0.1%+35,039+25.5%Added–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF255,806$17.3M0.1%−2,159−0.8%Reduced–
Pacer Trendpilot US Large Cap ETF69374H105ETF433,443$17.3M0.1%−17,735−3.9%Reduced–
IAUiShares Gold TrustETF492,911$17.2M0.1%+1,772+0.4%AddedHistory
Schwab U.S. Mid-Cap ETF808524508ETF254,491$17.2M0.1%+14,738+6.1%Added–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF585,534$17.2M0.1%−186,385−24.1%Reduced–

Options (14)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q3 2023
SecurityClassPutsCalls
AMDAdvanced Micro Devices IncStock–$171.5K
AAPLApple Inc.Stock$35.4K–
AGFirst Majestic Silver CorpCOM–$6.87K
CATCaterpillar IncStock–$3.20K
XYZBlock, Inc.CL A–$3.20K
VanEck Semiconductor ETF92189F676ETF–$2.59K
HSBCHSBC Holdings PLCSPON ADR NEW–$1.45K
BALLBALL CorpCOM$1.20K–
PAASPan American Silver CorpStock–$1.13K
TSLATesla, Inc.Stock–$850
iShares Tr46428743220 YR TR BD ETF–$390
VanEck ETF Trust92189F106GOLD MINERS ETF–$260
MTZMastec IncCOM–$100
NVDANVIDIA CorpStock$26–

Sold out since Q2 2023 (128)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 128 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP51,255$3.19M<0.1%History
iShares Tr46436E858IBONDS 26 TRM TS97,431$2.21M<0.1%–
iShares Tr46436E841IBONDS 27 TRM TS98,261$2.18M<0.1%–
Invesco Exchange Traded FD T46137V589GBL LISTED PVT200,082$2.10M<0.1%–
AMEDAmedisys IncCOM15,888$1.45M<0.1%History
iShares Tr464288182MSCI AC ASIA ETF21,638$1.44M<0.1%–
Hartford FDS Exchange Traded41653L602SHRT DURTN ETF36,811$1.40M<0.1%–
BNY Mellon ETF Trust09661T800HIGH YIELD ETF28,117$1.31M<0.1%–
First Tr Bick Index FD33733H107COM SHS34,491$939.2K<0.1%–
HAHawaiian Holdings IncCOM84,478$909.8K<0.1%History
WALWestern Alliance BancorporationCOM24,558$895.6K<0.1%History
RTLNecessity Retail REIT, Inc.COM CLASS A126,169$852.9K<0.1%History
LEGLeggett & Platt IncStock24,577$728.0K<0.1%History
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG27,350$717.1K<0.1%–
LSILife Storage, Inc.COM5,383$715.7K<0.1%History
TNLTravel & Leisure Co.COM17,628$711.1K<0.1%History
BF.ABrown Forman CorpCL A10,114$688.4K<0.1%History
First Tr Exchange Traded FD33738R696DORSEYWRIGHT MOM17,666$500.6K<0.1%–
SPDR Series Trust78464A383ST STR BACKE ETF22,809$499.7K<0.1%–
TKRTimken CoCOM5,394$493.7K<0.1%History
MKTXMarketaxess Holdings IncCOM1,888$493.4K<0.1%History
NMFCNew Mountain Finance CorpCOM39,635$493.1K<0.1%History
Cambria ETF Tr132061888VALUE MOMENTUM18,988$488.8K<0.1%–
iShares Tr46436E833IBONDS 28 TRM TS20,913$460.1K<0.1%–
TRTNTriton International LtdCL A5,515$459.2K<0.1%History
Franklin Templeton ETF Tr35473P595SENIOR LOAN ETF18,962$456.8K<0.1%–
CTLTCatalent, Inc.COM9,347$405.3K<0.1%History
OLEDUniversal Display CorpCOM2,751$396.6K<0.1%History
FSLYFastly, Inc.CL A24,123$380.4K<0.1%History
PBFPBF Energy Inc.CL A9,269$379.5K<0.1%History
UPSTUpstart Holdings, Inc.COM10,524$376.9K<0.1%History
iShares Inc464286806MSCI GERMANY ETF10,791$308.3K<0.1%–
BKIBlack Knight, Inc.COM5,158$308.1K<0.1%History
Ea Series Trust02072L672STRIVE US SEMICO8,878$308.0K<0.1%–
COCOVita Coco Company, Inc.COM11,300$303.6K<0.1%History
PVHPVH Corp.COM3,466$294.5K<0.1%History
Global X FDS37954Y319MSCI GREECE ETF7,845$291.3K<0.1%–
MHKMohawk Industries IncCOM2,777$286.5K<0.1%History
Invesco Exch Traded FD Tr II46138E628KBW BK ETF6,845$281.0K<0.1%–
iShares Tr46436E551ESG SELECT SCRE7,763$276.5K<0.1%–
DENDenbury IncCOM3,185$274.7K<0.1%History
Global X FDS37954Y376RATE PREFERRED12,198$272.4K<0.1%–
COHRCoherent Corp.COM5,096$259.8K<0.1%History
NTRSNorthern Trust CorpCOM3,501$259.6K<0.1%History
ALGMAllegro Microsystems, Inc.COM5,590$252.3K<0.1%History
MRCCMonroe Capital CorpCOM30,333$248.1K<0.1%History
ETF Ser Solutions26922A727CLEARSHS OCIO8,097$241.5K<0.1%–
First Tr Exchange-Traded FD33733E872LUNT US FACTOR9,180$241.2K<0.1%–
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM19,433$237.3K<0.1%History
NOVTNovanta IncCOM1,285$236.6K<0.1%History
EHTHeHealth, Inc.COM29,382$236.2K<0.1%History
Nisource Inc.65473P121UNIT 12/01/20232,300$234.0K<0.1%–
VRRMVerra Mobility CorpCL A COM STK11,771$232.1K<0.1%History
iShares Tr46436E825IBONDS 29 TRM TS10,690$231.2K<0.1%–
Schwab Strategic Tr8085247141 5YR CORP BD4,840$228.8K<0.1%–
PZZAPapa Johns International IncStock3,086$227.9K<0.1%History
AAPAdvance Auto Parts IncCOM3,234$227.4K<0.1%History
WOLFWolfspeed, Inc.Stock4,040$224.6K<0.1%History
Kraneshares Tr500767827ELEC VEH FUTUR7,066$220.5K<0.1%–
STEMStem, Inc.CL A38,428$219.8K<0.1%History
J P Morgan Exchange-Traded F46641Q407JPMORGAN DIVER2,242$219.2K<0.1%–
QGENQiagen N.V.SHS NEW4,879$219.0K<0.1%History
ESNTEssent Group Ltd.COM4,671$218.6K<0.1%History
APPSDigital Turbine, Inc.COM NEW23,517$218.2K<0.1%History
CNMDCONMED CorpCOM1,605$218.1K<0.1%History
Virtus ETF Tr II92790A504VIRTUS US QLTY7,528$216.6K<0.1%–
SANMSanmina CorpCOM3,564$214.8K<0.1%History
SPRSpirit AeroSystems Holdings, Inc.COM CL A7,337$214.2K<0.1%History
First Tr Exchng Traded FD VI33740U737FT VEST US EQT6,831$213.1K<0.1%–
iShares Tr464288117INTL TREA BD ETF5,269$208.6K<0.1%–
Schwab Fundamental U.S. Small Company ETF808524763ETF4,132$208.4K<0.1%–
Innovator ETFs Trust45782C425US EQT ULTRA BFR7,436$206.9K<0.1%–
Global X FDS37954Y863GLOBAL X GOLD EX8,525$205.2K<0.1%–
CPRICapri Holdings LtdSHS5,704$204.7K<0.1%History
EFSCEnterprise Financial Services CorpCOM5,223$204.2K<0.1%History
SPDR Index Shs FDS78463X400SP CHINA ETF2,737$201.9K<0.1%–
ETF Ser Solutions26922A321DISTILLATE US4,437$200.8K<0.1%–
AVDXAvidXchange Holdings, Inc.COM18,863$195.8K<0.1%History
ACREAres Commercial Real Estate CorpCOM18,785$190.7K<0.1%History
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS25,079$188.8K<0.1%History
XPEVXpeng Inc.ADS11,749$157.7K<0.1%History
ARK ETF Tr00214Q807SPACE & DEFENSE10,220$155.3K<0.1%–
PAIWestern Asset Investment Grade Income Fund Inc.COM12,392$144.1K<0.1%History
HYIWestern Asset High Yield Opportunity Fund Inc.COM11,833$139.0K<0.1%History
PSFEPaysafe LtdSHS13,601$137.2K<0.1%History
PMXPIMCO Municipal Income Fund IIICOM16,547$133.2K<0.1%History
JHIJohn Hancock Investors TrustCOM10,365$131.0K<0.1%History
VPVInvesco Pennsylvania Value Municipal Income TrustCOM12,749$125.7K<0.1%History
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1106,000$116.0K<0.1%–
KTKT CorpSPONSORED ADR10,176$115.0K<0.1%History
Global X FDS37950E333GLBX SUPRINC ETF12,450$112.6K<0.1%–
MHIPioneer Municipal High Income Fund, Inc.COM SHS10,492$89.5K<0.1%History
DXLGDestination XL Group, Inc.COM16,588$81.3K<0.1%History
UAAUnder Armour, Inc.Stock10,253$74.0K<0.1%History
FTFranklin Universal TrustSH BEN INT10,367$69.8K<0.1%History
ARRArmour Residential REIT, Inc.COM NEW13,044$69.5K<0.1%History
Silvercrest Metals Inc828363101COM11,150$65.4K<0.1%–
EODAllspring Global Dividend Opportunity FundCOM13,896$60.5K<0.1%History
InterDigital, Inc.45867GAB7NOTE 2.000% 6/050,000$60.3K<0.1%–
FSRFisker Inc.CL A COM STK10,566$59.6K<0.1%History