Cetera Advisor Networks LLC

SEC CIK: 0001534468
Latest filing: May 24, 2024

SEC filings (opens in a new tab)

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 10, 2023. Long positions only; changes compare share counts with Q1 2023.

Positions: 2,596; +18 vs. Q1 2023
Portfolio value: $14.4B; +$833.5M (+6.1%) vs. Q1 2023
Filed: Aug 10, 2023; SEC

Holdings of Cetera Advisor Networks LLC in Q2 2023
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
AAPLApple Inc.	Stock	2,210,550	$428.8M	3.0%	−1,911−0.1%	Reduced	History
iShares Core S&P 500 ETF464287200	ETF	687,321	$306.3M	2.1%	−32,378−4.5%	Reduced	–
MSFTMicrosoft Corp	Stock	893,075	$304.1M	2.1%	+24,688+2.8%	Added	History
Invesco QQQ Trust Series I46090E103	ETF	757,568	$279.9M	1.9%	−16,198−2.1%	Reduced	–
iShares Russell 1000 Growth ETF464287614	ETF	685,070	$187.2M	1.3%	+87,682+14.7%	Added	–
SPYSPDR S&P 500 ETF Trust	ETF	401,818	$178.1M	1.2%	+24,414+6.5%	Added	History
AMZNAmazon Com Inc	Stock	1,244,198	$162.2M	1.1%	+34,711+2.9%	Added	History
Vanguard Short-Term Bond ETF921937827	ETF	2,102,452	$158.7M	1.1%	+36,358+1.8%	Added	–
Vanguard Morningstar Total Stock Market ETF922908769	ETF	710,180	$156.4M	1.1%	+113,750+19.1%	Added	–
Vanguard S&P 500 ETF922908363	ETF	348,143	$141.8M	1.0%	+3,506+1.0%	Added	–
iShares Tr46436E718	0-3 MTH TREASURY	1,228,735	$123.6M	0.9%	+571,836+87.1%	Added	–
Vanguard High Dividend Yield Index ETF921946406	ETF	1,098,296	$116.5M	0.8%	+12,514+1.2%	Added	–
Vanguard Morningstar Value ETF922908744	ETF	816,999	$115.7M	0.8%	+45,081+5.8%	Added	–
Vanguard Total Bond Market ETF921937835	ETF	1,588,405	$115.3M	0.8%	+108,137+7.3%	Added	–
NVDANVIDIA Corp	Stock	268,775	$113.7M	0.8%	−6,217−2.3%	Reduced	History
BRK.BBerkshire Hathaway Inc	Stock	295,023	$100.6M	0.7%	+17,925+6.5%	Added	History
JPMorgan Ultra-Short Income ETF46641Q837	ETF	1,957,526	$98.2M	0.7%	+24,420+1.3%	Added	–
J P Morgan Exchange Traded F46641Q332	EQUITY PREMIUM	1,744,794	$96.5M	0.7%	+267,000+18.1%	Added	–
iShares Core MSCI Eafe ETF46432F842	ETF	1,393,580	$93.7M	0.7%	−74,564−5.1%	Reduced	–
Vanguard Morningstar Growth ETF922908736	ETF	319,104	$89.6M	0.6%	+10,220+3.3%	Added	–
iShares Core U.S. Aggregate Bond ETF464287226	ETF	897,500	$87.7M	0.6%	−536−0.1%	Reduced	–
iShares Russell 1000 Value ETF464287598	ETF	546,174	$85.2M	0.6%	+90,804+19.9%	Added	–
Vanguard Ftse Developed Markets ETF921943858	ETF	1,762,695	$81.4M	0.6%	+9,354+0.5%	Added	–
Pacer US Cash Cows 100 ETF69374H881	ETF	1,665,561	$79.7M	0.6%	−37,633−2.2%	Reduced	–
iShares Core S&P Small Cap ETF464287804	ETF	779,111	$77.6M	0.5%	−174,176−18.3%	Reduced	–
iShares Tr46434V613	CORE UNIVRSL USD	1,682,998	$76.5M	0.5%	−96,329−5.4%	Reduced	–
Vanguard Morningstar Large-Cap ETF922908637	ETF	365,147	$74.0M	0.5%	−12,187−3.2%	Reduced	–
HDHome Depot, Inc.	Stock	237,003	$73.6M	0.5%	+1,426+0.6%	Added	History
State Street Technology Select Sector SPDR ETF81369Y803	ETF	418,171	$72.7M	0.5%	+12,634+3.1%	Added	–
VVisa Inc.	Stock	305,903	$72.6M	0.5%	+16,295+5.6%	Added	History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663	ETF	730,921	$67.1M	0.5%	−161,647−18.1%	Reduced	–
iShares Tr464288513	IBOXX HI YD ETF	854,861	$64.1M	0.4%	+518,981+154.5%	Added	–
iShares Core MSCI Emerging Markets ETF46434G103	ETF	1,294,930	$63.8M	0.4%	−151,032−10.4%	Reduced	–
iShares Tr464288414	NATIONAL MUN ETF	590,911	$63.1M	0.4%	+10,502+1.8%	Added	–
KYNKayne Anderson Energy Infrastructure Fund, Inc.	COM	7,698,682	$62.7M	0.4%	+156,525+2.1%	Added	History
JNJJohnson & Johnson	Stock	378,322	$62.6M	0.4%	+10,095+2.7%	Added	History
UNHUnitedHealth Group Inc	Stock	129,270	$62.1M	0.4%	−520−0.4%	Reduced	History
PGProcter & Gamble Co	Stock	403,298	$61.2M	0.4%	+9,294+2.4%	Added	History
iShares Core S&P Mid-Cap ETF464287507	ETF	232,419	$60.8M	0.4%	−24,813−9.6%	Reduced	–
XOMExxonMobil Holdings Corp	COM	564,709	$60.6M	0.4%	+36,005+6.8%	Added	History
iShares MSCI USA Quality Factor ETF46432F339	ETF	447,716	$60.4M	0.4%	+9,181+2.1%	Added	–
Schwab U.S. Large-Cap Growth ETF808524300	ETF	797,189	$59.7M	0.4%	+75,094+10.4%	Added	–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409	ETF	962,445	$58.7M	0.4%	+109,636+12.9%	Added	–
TSLATesla, Inc.	Stock	223,489	$58.5M	0.4%	+17,329+8.4%	Added	History
GOOGLAlphabet Inc.	Stock	485,941	$58.2M	0.4%	−35,778−6.9%	Reduced	History
Vanguard Dividend Appreciation ETF921908844	ETF	346,411	$56.3M	0.4%	+43,673+14.4%	Added	–
Vanguard Information Technology ETF92204A702	ETF	124,847	$55.2M	0.4%	−6,558−5.0%	Reduced	–
GOOGAlphabet Inc.	Stock	445,937	$53.9M	0.4%	+6,632+1.5%	Added	History
State Street SPDR Portfolio S&P 500 ETF78464A854	ETF	1,026,500	$53.5M	0.4%	+176,220+20.7%	Added	–
METAMeta Platforms, Inc.	Stock	184,985	$53.1M	0.4%	−5,725−3.0%	Reduced	History
Vanguard Total International Bond ETF92203J407	ETF	1,072,828	$52.4M	0.4%	−57,099−5.1%	Reduced	–
GLDSPDR Gold Trust	ETF	289,962	$51.7M	0.4%	+23,204+8.7%	Added	History
iShares Core MSCI Total International Stock ETF46432F834	ETF	823,203	$51.5M	0.4%	+267,741+48.2%	Added	–
JPMJPMorgan Chase & Co	Stock	350,191	$50.9M	0.4%	+2,495+0.7%	Added	History
iShares Tr464287457	1 3 YR TREAS BD	625,752	$50.7M	0.4%	−34,406−5.2%	Reduced	–
Vanguard Ftse All-World Ex-US Index Fund922042775	ETF	928,831	$50.5M	0.4%	−46,897−4.8%	Reduced	–
Schwab US Dividend Equity ETF808524797	ETF	688,694	$50.0M	0.3%	−15,331−2.2%	Reduced	–
iShares Core Dividend Growth ETF46434V621	ETF	927,434	$47.8M	0.3%	−22,956−2.4%	Reduced	–
iShares Tr464288588	MBS ETF	510,130	$47.6M	0.3%	+12,493+2.5%	Added	–
SPDR Series Trust78464A763	ST STR SP DIV	389,269	$47.5M	0.3%	+13,433+3.6%	Added	–
State Street SPDR Portfolio S&P 500 Value ETF78464A508	ETF	1,090,154	$47.1M	0.3%	+277,572+34.2%	Added	–
CVXChevron Corp	Stock	297,973	$46.9M	0.3%	+11,943+4.2%	Added	History
MRKMerck & Co., Inc.	Stock	405,777	$46.8M	0.3%	+10,071+2.5%	Added	History
Invesco Exchange Traded FD T46137V357	S&P500 EQL WGT	312,475	$46.8M	0.3%	+26,055+9.1%	Added	–
Vanguard Morningstar Small-Cap ETF922908751	ETF	235,345	$46.5M	0.3%	+38,124+19.3%	Added	–
State Street Health Care Select Sector SPDR ETF81369Y209	ETF	350,147	$46.5M	0.3%	+4,930+1.4%	Added	–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242	ETF	427,775	$46.3M	0.3%	+69,689+19.5%	Added	–
MCDMcDonalds Corp	Stock	147,312	$44.0M	0.3%	+6,981+5.0%	Added	History
iShares MSCI USA Min Vol Factor ETF46429B697	ETF	581,594	$43.2M	0.3%	+9,307+1.6%	Added	–
Vanguard Star FDS921909768	VG TL INTL STK F	770,000	$43.2M	0.3%	−49,504−6.0%	Reduced	–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407	ETF	250,984	$42.6M	0.3%	+87,219+53.3%	Added	–
VZVerizon Communications Inc	Stock	1,121,480	$41.7M	0.3%	+65,445+6.2%	Added	History
WMTWalmart Inc.	Stock	259,803	$40.8M	0.3%	−190.0%	Reduced	History
iShares Tr464288885	EAFE GRWTH ETF	420,904	$40.2M	0.3%	+16,425+4.1%	Added	–
iShares Russell Midcap ETF464287499	ETF	550,050	$39.8M	0.3%	−3,272−0.6%	Reduced	–
iShares Core High Dividend ETF46429B663	ETF	388,971	$39.2M	0.3%	+6,574+1.7%	Added	–
PEPPepsiCo Inc	Stock	208,648	$38.6M	0.3%	+1,748+0.8%	Added	History
ABBVAbbVie Inc.	Stock	284,001	$38.3M	0.3%	−1,236−0.4%	Reduced	History
Invesco Nasdaq 100 ETF46138G649	ETF	243,395	$37.0M	0.3%	+61,070+33.5%	Added	–
iShares Tr46434V860	TRS FLT RT BD	720,829	$36.5M	0.3%	+323,446+81.4%	Added	–
iShares Tr46434V456	MSCI INTL QUALTY	1,010,072	$36.0M	0.2%	+320,102+46.4%	Added	–
COSTCostco Wholesale Corp	Stock	66,477	$35.8M	0.2%	+2,179+3.4%	Added	History
iShares Select Dividend ETF464287168	ETF	314,129	$35.6M	0.2%	−82,869−20.9%	Reduced	–
iShares MSCI Eafe ETF464287465	ETF	495,904	$35.5M	0.2%	−12,029−2.4%	Reduced	–
UPSUnited Parcel Service Inc	Stock	196,500	$35.2M	0.2%	+9,955+5.3%	Added	History
Vanguard Ftse Emerging Markets ETF922042858	ETF	843,906	$34.2M	0.2%	+39,986+5.0%	Added	–
AVGOBroadcom Inc.	Stock	39,251	$34.0M	0.2%	+2,278+6.2%	Added	History
iShares Russell 2000 ETF464287655	ETF	182,780	$34.0M	0.2%	+18,588+11.3%	Added	–
Vanguard Morningstar Mid-Cap ETF922908629	ETF	156,992	$34.0M	0.2%	−16,986−9.8%	Reduced	–
PFEPfizer Inc	Stock	926,985	$34.0M	0.2%	+21,943+2.4%	Added	History
LLYEli Lilly & Co	Stock	71,776	$33.7M	0.2%	+2,809+4.1%	Added	History
CSCOCisco Systems, Inc.	Stock	646,116	$33.4M	0.2%	−4,118−0.6%	Reduced	History
LMTLockheed Martin Corp	Stock	72,002	$33.1M	0.2%	+3,649+5.3%	Added	History
iShares Tr46435G425	ESG AWR MSCI USA	336,221	$32.8M	0.2%	−49,988−12.9%	Reduced	–
First Tr Exchange-Traded FD33733E104	CAP STRENGTH ETF	435,387	$32.7M	0.2%	−5,220−1.2%	Reduced	–
iShares Tr464288877	EAFE VALUE ETF	657,177	$32.2M	0.2%	−19,315−2.9%	Reduced	–
WisdomTree Tr97717X669	US QTLY DIV GRT	476,233	$31.7M	0.2%	+37,325+8.5%	Added	–
State Street Energy Select Sector SPDR ETF81369Y506	ETF	388,618	$31.5M	0.2%	−32,077−7.6%	Reduced	–
iShares Tr464288661	3 7 YR TREAS BD	270,236	$31.1M	0.2%	+55,433+25.8%	Added	–
First Tr Exchange-Traded FD336917109	SHS	912,700	$31.0M	0.2%	−131,603−12.6%	Reduced	–

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q2 2023
Security	Class	Puts	Calls
AGFirst Majestic Silver Corp	COM	–	$11.1K
AMDAdvanced Micro Devices Inc	Stock	–	$2.49K
PAASPan American Silver Corp	Stock	–	$1.06K
NVDANVIDIA Corp	Stock	$82	–

Sold out since Q1 2023 (145)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 145 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q1 2023
Security	Class	Shares in Q1 2023	Value in Q1 2023	% of portfolio in Q1 2023	History
SPDR Ser Tr78464A813	S&P 600 SML CAP	61,142	$5.14M	<0.1%	–
J P Morgan Exchange Traded F46641Q647	MUNICIPAL ETF	92,499	$4.68M	<0.1%	–
JGHNuveen Global High Income Fund	SHS	285,955	$3.17M	<0.1%	History
ETF Managers Tr26924G409	PRIME MOBILE PAY	51,815	$2.16M	<0.1%	–
HGLBHighland Global Allocation Fund	COM	182,136	$1.65M	<0.1%	History
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367	ETF	64,164	$1.52M	<0.1%	–
BHKBlackRock Core Bond Trust	SHS BEN INT	132,125	$1.43M	<0.1%	History
ABBNYABB Ltd	SPONSORED ADR	39,656	$1.36M	<0.1%	History
Yamana Gold Inc98462Y100	COM	227,928	$1.33M	<0.1%	–
First Tr Exchng Traded FD VI33740U836	FT VEST NAS	66,421	$1.28M	<0.1%	–
WBXWallbox N.V.	SHS	260,728	$1.27M	<0.1%	History
Tidal ETF Tr886364793	SOUND EQUITY INM	47,873	$1.23M	<0.1%	–
CERTCertara, Inc.	COM	50,781	$1.22M	<0.1%	History
Invesco Exch Traded FD Tr II46138E610	KBW HIG DV YLD	79,231	$1.17M	<0.1%	–
First Tr Exch Traded FD III33740J104	ULTRA SHT DUR MU	50,791	$1.01M	<0.1%	–
CRFCornerstone Total Return Fund Inc	COM	134,033	$990.5K	<0.1%	History
UBSIUnited Bankshares Inc	COM	27,793	$978.3K	<0.1%	History
JNPRJuniper Networks Inc	COM	27,500	$946.6K	<0.1%	History
Direxion Shares ETF Trust25459Y207	NASDAQ 100 EQ WT	10,486	$760.8K	<0.1%	–
BEPCBrookfield Renewable Corp	CL A SUB VTG	20,995	$733.2K	<0.1%	History
Starboard Invt Tr85521B775	RH TACTICAL ROT	57,923	$689.1K	<0.1%	–
Invesco Exch TRD SLF Idx FD46138J742	RAFI STRATGIC US	17,581	$673.4K	<0.1%	–
TXNMTXNM Energy Inc	COM	12,938	$629.8K	<0.1%	History
NEOGNeogen Corp	COM	31,509	$583.5K	<0.1%	History
VLYValley National Bancorp	COM	55,967	$517.1K	<0.1%	History
SNVSynovus Financial Corp	COM NEW	16,652	$513.4K	<0.1%	History
CXTCrane NXT, Co.	COM	4,115	$467.0K	<0.1%	History
Invesco Exch Traded FD Tr II46138E495	PURBTA 0 5 YR	18,399	$459.1K	<0.1%	–
SPDR Index Shs FDS78463X541	ST STR NAT ETF	7,977	$455.4K	<0.1%	–
FIBKFirst Interstate Bancsystem Inc	COM	14,089	$420.7K	<0.1%	History
PPBIPacific Premier Bancorp Inc	COM	17,247	$414.3K	<0.1%	History
TRIThomson Reuters Corp	COM NEW	3,133	$407.7K	<0.1%	History
WisdomTree Tr97717X719	CHINADIV EX FI	11,492	$399.7K	<0.1%	–
PDDPDD Holdings Inc.	SPONSORED ADS	5,256	$398.9K	<0.1%	History
iShares Tr464288265	MSCI KOKUSAI ETF	4,446	$389.9K	<0.1%	–
WisdomTree Tr97717W380	INTRST RATE HDGE	8,938	$389.1K	<0.1%	–
TNDMTandem Diabetes Care Inc	COM NEW	9,050	$367.5K	<0.1%	History
Nuveen Intermediate Duration Quality Municipal Term Fund670677103	COM	28,575	$364.9K	<0.1%	–
First Tr Exchange Traded FD33738R837	NASDQ PHRMTCLS	13,491	$352.1K	<0.1%	–
PBProsperity Bancshares Inc	COM	5,689	$350.0K	<0.1%	History
Invesco Exch Traded FD Tr II46138G672	S&P MDCP 400 REV	3,724	$337.5K	<0.1%	–
iShares Tr464287275	GBL COMM SVC ETF	5,037	$322.7K	<0.1%	–
HTHTH World Group Ltd	SPONSORED ADS	6,503	$318.5K	<0.1%	History
SPDR Series Trust78464A151	SST SPDR BLOOMBE	11,039	$315.1K	<0.1%	–
HALOHalozyme Therapeutics, Inc.	COM	8,227	$314.2K	<0.1%	History
iShares Inc464286475	EM MKT SM-CP ETF	6,181	$311.4K	<0.1%	–
SBRSabine Royalty Trust	UNIT BEN INT	4,307	$309.3K	<0.1%	History
BGSB&G Foods, Inc.	COM	19,327	$300.2K	<0.1%	History
PSFCohen & Steers Select Preferred & Income Fund, Inc.	COM	16,506	$298.8K	<0.1%	History
ETF Managers Tr26924G888	ETHO CLIMATE LEA	5,632	$293.8K	<0.1%	–
FFIVF5, Inc.	Stock	1,978	$288.2K	<0.1%	History
IQiQIYI, Inc.	SPONSORED ADS	38,703	$281.8K	<0.1%	History
UMBFUmb Financial Corp	COM	4,742	$273.7K	<0.1%	History
GLPGlobal Partners LP	COM UNITS	8,561	$265.6K	<0.1%	History
WSCWillScot Holdings Corp	COM CL A	5,422	$254.2K	<0.1%	History
AEGAegon Ltd.	NY REGISTRY SHS	58,836	$253.0K	<0.1%	History
LKFNLakeland Financial Corp	COM	3,969	$248.6K	<0.1%	History
GSGiShares S&P GSCI Commodity-Indexed Trust	UNIT BEN INT	12,194	$245.3K	<0.1%	History
ProShares Tr74347B557	SP500 EX TECH	3,535	$244.3K	<0.1%	–
BCPCBalchem Corp	COM	1,921	$243.0K	<0.1%	History
SPDR Series Trust78468R747	ST STR MSCI GEN	2,896	$240.1K	<0.1%	–
DNLIDenali Therapeutics Inc.	COM	10,373	$239.0K	<0.1%	History
ASHAshland Inc.	COM	2,308	$237.1K	<0.1%	History
First Tr Exchng Traded FD VI33740F656	FT VEST INTE	11,021	$235.2K	<0.1%	–
CPKChesapeake Utilities Corp	COM	1,835	$234.9K	<0.1%	History
LOGILogitech International S.A.	SHS	4,020	$233.4K	<0.1%	History
TFIITFI International Inc.	COM	1,954	$232.9K	<0.1%	History
Atlantica Sustainable Infr PG0751N103	SHS	7,708	$227.8K	<0.1%	–
POSTPost Holdings, Inc.	COM	2,516	$226.1K	<0.1%	History
NWNNorthwest Natural Holding Co	COM	4,744	$225.6K	<0.1%	History
DBEInvesco DB Energy Fund	ENERGY FD	10,821	$222.3K	<0.1%	History
Invesco Actively Managed Exc46090A705	S&P500 DOWNSID	6,743	$221.7K	<0.1%	–
MGEEMge Energy Inc	COM	2,838	$220.4K	<0.1%	History
Invesco Actively Managed Exc46090A101	ACTIVE US REAL	2,510	$219.5K	<0.1%	–
iShares MSCI India ETF46429B598	ETF	5,572	$219.3K	<0.1%	–
iShares Inc464286707	MSCI FRANCE ETF	5,781	$218.5K	<0.1%	–
CASSCass Information Systems Inc	COM	5,015	$217.2K	<0.1%	History
Global X FDS37960A669	SUPERDIVIDEND	9,404	$216.7K	<0.1%	–
PRKPark National Corp	COM	1,800	$213.4K	<0.1%	History
SYFSynchrony Financial	COM	7,198	$209.3K	<0.1%	History
WisdomTree Tr97717W786	INTL DIV EX FINL	5,382	$209.1K	<0.1%	–
SPDR Series Trust78464A789	ST STR SP INS	5,295	$208.4K	<0.1%	–
NEWRNew Relic, Inc.	COM	2,768	$208.4K	<0.1%	History
Harbor ETF Trust41151J505	COMM ALL WEA ETF	9,402	$208.3K	<0.1%	–
AAOIApplied Optoelectronics, Inc.	COM	94,000	$207.7K	<0.1%	History
MCRMFS Charter Income Trust	SH BEN INT	32,999	$207.6K	<0.1%	History
COLMColumbia Sportswear Co	COM	2,295	$207.1K	<0.1%	History
SPDR Series Trust78464A540	ST STR SP TELCO	2,548	$206.5K	<0.1%	–
HRBH&R Block Inc	COM	5,779	$203.7K	<0.1%	History
SSTKShutterstock, Inc.	COM	2,804	$203.6K	<0.1%	History
CHRDChord Energy Corp	COM NEW	1,507	$202.8K	<0.1%	History
iShares Inc464286772	MSCI STH KOR ETF	3,295	$201.7K	<0.1%	–
Invesco Exchange Traded FD T46137V712	DYNMC MKT ETF	1,824	$201.5K	<0.1%	–
COLLCollegium Pharmaceutical, Inc	COM	8,371	$200.8K	<0.1%	History
First Rep BK San Francisco C33616C100	COM	13,933	$194.9K	<0.1%	–
MRCMRC Global Inc.	COM	19,613	$190.6K	<0.1%	History
NWBINorthwest Bancshares, Inc.	COM	15,030	$180.8K	<0.1%	History
MGFAberdeen Government Markets Income Fund	SH BEN INT	49,950	$164.8K	<0.1%	History
MACMacerich Co	COM	14,210	$150.6K	<0.1%	History
PSNYPolestar Automotive Holding UK PLC	ADS A	39,505	$149.7K	<0.1%	History