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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 10, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
2,596
+18 vs. Q1 2023
Portfolio value
$14.4B
+$833.5M (+6.1%) vs. Q1 2023
Filed
Aug 10, 2023
SEC
Holdings of Cetera Advisor Networks LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
BINIBollinger Innovations, Inc.Stock11,792$1.27K<0.1%+11,792NewHistory
MOBQMobiquity Technologies, Inc.COM14,215$1.62K<0.1%+3,573+33.6%AddedHistory
BRQSFBorqs Technologies, Inc.SHS NEW10,110$1.68K<0.1%+10,110NewHistory
YYAIAirwa Inc.COM NEW10,684$2.36K<0.1%+10,684NewHistory
Meten Holding Group LtdG6055H148SHS NEW13,184$2.41K<0.1%+1,379+11.7%Added–
SXTCChina SXT Pharmaceuticals, Inc.SHS NEW10,415$2.45K<0.1%+10,415NewHistory
NIXXNixxy, Inc.COM NEW12,619$3.08K<0.1%+12,619NewHistory
MCOMmicromobility.com Inc.CLASS A COM28,788$3.24K<0.1%+28,788NewHistory
NAKNorthern Dynasty Minerals LtdCOM NEW13,800$3.31K<0.1%00.0%UnchangedHistory
HYMCHycroft Mining Holding CorpCOM CL A12,700$3.75K<0.1%−2,500−16.4%ReducedHistory
VRAYViewRay, Inc.COM11,100$3.91K<0.1%00.0%UnchangedHistory
INOInovio Pharmaceuticals, Inc.COM NEW11,607$5.18K<0.1%−120−1.0%ReducedHistory
PHUNPhunware, Inc.COM11,220$6.06K<0.1%00.0%UnchangedHistory
TCRTAlaunos Therapeutics, Inc.COM12,360$6.30K<0.1%00.0%UnchangedHistory
ACBAurora Cannabis IncCOM13,065$6.91K<0.1%−1,292−9.0%ReducedHistory
GAUGaliano Gold Inc.COM12,000$7.25K<0.1%+12,000NewHistory
LFWDLifeward Ltd.SHS13,800$8.28K<0.1%00.0%UnchangedHistory
ZYNEZynerba Pharmaceuticals, Inc.COM27,454$8.95K<0.1%+3,194+13.2%AddedHistory
MNTSMomentus Inc.COM CL A30,239$9.53K<0.1%−300−1.0%ReducedHistory
SDCSmileDirectClub, Inc.CL A COM18,125$9.61K<0.1%00.0%UnchangedHistory
GOEVCanoo Inc.COM CL A20,063$9.62K<0.1%+3,150+18.6%AddedHistory
Polymet MNG Corp731916409COM NEW13,101$10.3K<0.1%+13,101New–
AUIDauthID Inc.Common Stock12,102$10.8K<0.1%00.0%UnchangedHistory
GLDGGoldMining Inc.COM12,000$10.9K<0.1%00.0%UnchangedHistory
Imax Corp45245EAJ8NOTE 0.500% 4/012,000$11.0K<0.1%00.0%Unchanged–
VXRTVaxart, Inc.COM NEW15,090$11.0K<0.1%−4,400−22.6%ReducedHistory
APPHAppHarvest, Inc.COM30,380$11.2K<0.1%−500−1.6%ReducedHistory
PetIQ, Inc.71639TAB2NOTE 4.000% 6/013,000$11.9K<0.1%00.0%Unchanged–
Spirit Airls Inc848577AB8NOTE 1.000% 5/116,000$12.9K<0.1%00.0%Unchanged–
Nuvasive Inc670704AJ4NOTE 0.375% 3/115,000$13.5K<0.1%00.0%Unchanged–
AMRNAmarin Corp PLCSPONS ADR NEW11,555$13.8K<0.1%00.0%UnchangedHistory
Air Transport Services Grp I00922RAB1NOTE 1.125%10/117,000$16.1K<0.1%00.0%Unchanged–
ATOSAtossa Therapeutics, Inc.COM13,332$16.8K<0.1%+2,900+27.8%AddedHistory
Ironwood Pharmaceuticals Inc46333XAF5NOTE 0.750% 6/117,000$17.0K<0.1%00.0%Unchanged–
PTRAQProterra IncCOM14,364$17.2K<0.1%00.0%UnchangedHistory
HYLNHyliion Holdings Corp.COMMON STOCK10,470$17.5K<0.1%+10,470NewHistory
GWHESS Tech, Inc.CL SHS12,085$17.8K<0.1%00.0%UnchangedHistory
ZOMDFZomedica Corp.COM91,000$18.2K<0.1%00.0%UnchangedHistory
ESPREsperion Therapeutics, Inc.COM13,262$18.4K<0.1%+337+2.6%AddedHistory
PETVPetVivo Holdings, Inc.COM10,000$19.7K<0.1%00.0%UnchangedHistory
FGHFG Group Holdings Inc.COM10,866$20.9K<0.1%00.0%UnchangedHistory
BZFDBuzzFeed, Inc.CLASS A COM42,500$21.5K<0.1%00.0%UnchangedHistory
OPKOpko Health, Inc.COM10,195$22.1K<0.1%+10,195NewHistory
SENSSenseonics Holdings, Inc.COM29,000$22.1K<0.1%−300−1.0%ReducedHistory
Western Digital Corp958102AP0NOTE 1.500% 2/023,000$22.3K<0.1%00.0%Unchanged–
Enphase Energy, Inc.29355AAH0NOTE 3/024,000$22.5K<0.1%+24,000New–
NYMXFNymox Pharmaceutical CorpCOM118,900$22.6K<0.1%00.0%UnchangedHistory
ASTRAstra Space, Inc.Common Stock61,625$22.7K<0.1%00.0%UnchangedHistory
TLRYTilray Brands, Inc.COM CL 215,485$24.2K<0.1%+15,485NewHistory
WRAPWrap Technologies, Inc.COM17,201$25.1K<0.1%00.0%UnchangedHistory
DNNDenison Mines Corp.COM20,870$26.1K<0.1%+1,995+10.6%AddedHistory
DNAGinkgo Bioworks Holdings, Inc.CL A SHS15,117$28.1K<0.1%−532−3.4%ReducedHistory
QBTSD-Wave Quantum Inc.Stock14,000$29.3K<0.1%+14,000NewHistory
NVTAInvitae CorpCOM26,792$30.3K<0.1%+4,818+21.9%AddedHistory
DHFBNY Mellon High Yield Strategies FundSH BEN INT13,866$30.8K<0.1%00.0%UnchangedHistory
SVMSilvercorp Metals IncCOM11,063$31.2K<0.1%00.0%UnchangedHistory
NNDMNano Dimension Ltd.SPONSORD ADS NEW11,131$32.2K<0.1%−671−5.7%ReducedHistory
TVRDTvardi Therapeutics, Inc.COM11,655$33.0K<0.1%+981+9.2%AddedHistory
Euronet Worldwide, Inc.298736AL3NOTE 0.750% 3/136,000$34.9K<0.1%+36,000New–
CGCCanopy Growth CorpCOM91,129$35.1K<0.1%−952−1.0%ReducedHistory
Guess Inc401617AD7NOTE 2.000% 4/136,000$36.1K<0.1%00.0%Unchanged–
DMDesktop Metal, Inc.COM CL A22,621$40.0K<0.1%−781−3.3%ReducedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM14,899$40.2K<0.1%−1,492−9.1%ReducedHistory
BTGB2GOLD CorpCOM12,100$43.2K<0.1%−2,000−14.2%ReducedHistory
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/144,000$44.2K<0.1%00.0%Unchanged–
CNSLConsolidated Communications Holdings, Inc.COM11,809$45.2K<0.1%+27+0.2%AddedHistory
MNKDMannkind CorpCOM NEW11,460$46.6K<0.1%+11,460NewHistory
ALTOAlto Ingredients, Inc.COM17,010$49.2K<0.1%+17,010NewHistory
DRIODarioHealth Corp.COM NEW12,420$49.8K<0.1%+1,850+17.5%AddedHistory
AQMSAqua Metals, Inc.COM43,000$50.3K<0.1%00.0%UnchangedHistory
BKCCBlackRock Capital Investment CorpCOM15,686$51.5K<0.1%−974−5.8%ReducedHistory
AGENAgenus IncCOM NEW32,860$52.6K<0.1%+5,900+21.9%AddedHistory
BLDPBallard Power Systems Inc.COM12,136$52.9K<0.1%−296−2.4%ReducedHistory
PAYOPayoneer Global Inc.COM11,019$53.0K<0.1%+11,019NewHistory
HMYHarmony Gold Mining Co LtdADR12,700$53.3K<0.1%00.0%UnchangedHistory
MFGMizuho Financial Group IncSPONSORED ADR17,472$53.6K<0.1%+17,472NewHistory
MINAberdeen Intermediate Income FundSH BEN INT19,712$54.0K<0.1%+284+1.5%AddedHistory
GGBGerdau S.A.SPON ADR REP PFD10,374$54.1K<0.1%−38,484−78.8%ReducedHistory
KGCKinross Gold CorpCOM11,455$54.6K<0.1%−7,921−40.9%ReducedHistory
TRVGtrivago N.V.SPON ADS A SHS41,679$55.0K<0.1%+41,679NewHistory
AWPabrdn Global Premier Properties FundCOM SH BEN INT14,343$56.2K<0.1%−3,709−20.5%ReducedHistory
LICYLi-Cycle Holdings Corp.COMMON SHARES10,145$56.3K<0.1%+10,145NewHistory
AMCAMC Entertainment Holdings, Inc.CL A COM13,011$57.2K<0.1%−3,665−22.0%ReducedHistory
CMUMFS High Yield Municipal TrustSH BEN INT18,090$58.3K<0.1%+184+1.0%AddedHistory
MESOMesoblast LtdSPONS ADR15,000$58.6K<0.1%00.0%UnchangedHistory
FSRFisker Inc.CL A COM STK10,566$59.6K<0.1%+10,566NewHistory
SWIMLatham Group, Inc.COM16,081$59.7K<0.1%−1,134−6.6%ReducedHistory
InterDigital, Inc.45867GAB7NOTE 2.000% 6/050,000$60.3K<0.1%00.0%Unchanged–
NATNordic American Tankers LtdCOM16,446$60.4K<0.1%−2,406−12.8%ReducedHistory
EODAllspring Global Dividend Opportunity FundCOM13,896$60.5K<0.1%+176+1.3%AddedHistory
EXKEndeavour Silver CorpCOM21,060$60.9K<0.1%+1,910+10.0%AddedHistory
OXSQOxford Square Capital Corp.COM23,526$62.3K<0.1%00.0%UnchangedHistory
TGBTrekor Metals LtdCOM44,506$63.6K<0.1%00.0%UnchangedHistory
Pacira BioSciences, Inc.695127AF7NOTE 0.750% 8/069,000$63.8K<0.1%00.0%Unchanged–
OPTUOptimum Communications, Inc.CL A21,422$64.7K<0.1%+2,398+12.6%AddedHistory
Silvercrest Metals Inc828363101COM11,150$65.4K<0.1%+11,150New–
Lci Inds501812AB7NOTE 1.125% 5/169,000$66.4K<0.1%+48,000+228.6%Added–
MFMAberdeen Municipal Income FundSH BEN INT13,164$67.1K<0.1%−8,322−38.7%ReducedHistory
NICE Ltd.653656AB4NOTE 9/170,000$67.8K<0.1%+70,000New–
EGYVaalco Energy IncCOM NEW18,344$69.0K<0.1%+18,344NewHistory

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q2 2023
SecurityClassPutsCalls
AGFirst Majestic Silver CorpCOM–$11.1K
AMDAdvanced Micro Devices IncStock–$2.49K
PAASPan American Silver CorpStock–$1.06K
NVDANVIDIA CorpStock$82–

Sold out since Q1 2023 (145)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 145 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
SPDR Ser Tr78464A813S&P 600 SML CAP61,142$5.14M<0.1%–
J P Morgan Exchange Traded F46641Q647MUNICIPAL ETF92,499$4.68M<0.1%–
JGHNuveen Global High Income FundSHS285,955$3.17M<0.1%History
ETF Managers Tr26924G409PRIME MOBILE PAY51,815$2.16M<0.1%–
HGLBHighland Global Allocation FundCOM182,136$1.65M<0.1%History
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF64,164$1.52M<0.1%–
BHKBlackRock Core Bond TrustSHS BEN INT132,125$1.43M<0.1%History
ABBNYABB LtdSPONSORED ADR39,656$1.36M<0.1%History
Yamana Gold Inc98462Y100COM227,928$1.33M<0.1%–
First Tr Exchng Traded FD VI33740U836FT VEST NAS66,421$1.28M<0.1%–
WBXWallbox N.V.SHS260,728$1.27M<0.1%History
Tidal ETF Tr886364793SOUND EQUITY INM47,873$1.23M<0.1%–
CERTCertara, Inc.COM50,781$1.22M<0.1%History
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD79,231$1.17M<0.1%–
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU50,791$1.01M<0.1%–
CRFCornerstone Total Return Fund IncCOM134,033$990.5K<0.1%History
UBSIUnited Bankshares IncCOM27,793$978.3K<0.1%History
JNPRJuniper Networks IncCOM27,500$946.6K<0.1%History
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT10,486$760.8K<0.1%–
BEPCBrookfield Renewable CorpCL A SUB VTG20,995$733.2K<0.1%History
Starboard Invt Tr85521B775RH TACTICAL ROT57,923$689.1K<0.1%–
Invesco Exch TRD SLF Idx FD46138J742RAFI STRATGIC US17,581$673.4K<0.1%–
TXNMTXNM Energy IncCOM12,938$629.8K<0.1%History
NEOGNeogen CorpCOM31,509$583.5K<0.1%History
VLYValley National BancorpCOM55,967$517.1K<0.1%History
SNVSynovus Financial CorpCOM NEW16,652$513.4K<0.1%History
CXTCrane NXT, Co.COM4,115$467.0K<0.1%History
Invesco Exch Traded FD Tr II46138E495PURBTA 0 5 YR18,399$459.1K<0.1%–
SPDR Index Shs FDS78463X541ST STR NAT ETF7,977$455.4K<0.1%–
FIBKFirst Interstate Bancsystem IncCOM14,089$420.7K<0.1%History
PPBIPacific Premier Bancorp IncCOM17,247$414.3K<0.1%History
TRIThomson Reuters CorpCOM NEW3,133$407.7K<0.1%History
WisdomTree Tr97717X719CHINADIV EX FI11,492$399.7K<0.1%–
PDDPDD Holdings Inc.SPONSORED ADS5,256$398.9K<0.1%History
iShares Tr464288265MSCI KOKUSAI ETF4,446$389.9K<0.1%–
WisdomTree Tr97717W380INTRST RATE HDGE8,938$389.1K<0.1%–
TNDMTandem Diabetes Care IncCOM NEW9,050$367.5K<0.1%History
Nuveen Intermediate Duration Quality Municipal Term Fund670677103COM28,575$364.9K<0.1%–
First Tr Exchange Traded FD33738R837NASDQ PHRMTCLS13,491$352.1K<0.1%–
PBProsperity Bancshares IncCOM5,689$350.0K<0.1%History
Invesco Exch Traded FD Tr II46138G672S&P MDCP 400 REV3,724$337.5K<0.1%–
iShares Tr464287275GBL COMM SVC ETF5,037$322.7K<0.1%–
HTHTH World Group LtdSPONSORED ADS6,503$318.5K<0.1%History
SPDR Series Trust78464A151SST SPDR BLOOMBE11,039$315.1K<0.1%–
HALOHalozyme Therapeutics, Inc.COM8,227$314.2K<0.1%History
iShares Inc464286475EM MKT SM-CP ETF6,181$311.4K<0.1%–
SBRSabine Royalty TrustUNIT BEN INT4,307$309.3K<0.1%History
BGSB&G Foods, Inc.COM19,327$300.2K<0.1%History
PSFCohen & Steers Select Preferred & Income Fund, Inc.COM16,506$298.8K<0.1%History
ETF Managers Tr26924G888ETHO CLIMATE LEA5,632$293.8K<0.1%–
FFIVF5, Inc.Stock1,978$288.2K<0.1%History
IQiQIYI, Inc.SPONSORED ADS38,703$281.8K<0.1%History
UMBFUmb Financial CorpCOM4,742$273.7K<0.1%History
GLPGlobal Partners LPCOM UNITS8,561$265.6K<0.1%History
WSCWillScot Holdings CorpCOM CL A5,422$254.2K<0.1%History
AEGAegon Ltd.NY REGISTRY SHS58,836$253.0K<0.1%History
LKFNLakeland Financial CorpCOM3,969$248.6K<0.1%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT12,194$245.3K<0.1%History
ProShares Tr74347B557SP500 EX TECH3,535$244.3K<0.1%–
BCPCBalchem CorpCOM1,921$243.0K<0.1%History
SPDR Series Trust78468R747ST STR MSCI GEN2,896$240.1K<0.1%–
DNLIDenali Therapeutics Inc.COM10,373$239.0K<0.1%History
ASHAshland Inc.COM2,308$237.1K<0.1%History
First Tr Exchng Traded FD VI33740F656FT VEST INTE11,021$235.2K<0.1%–
CPKChesapeake Utilities CorpCOM1,835$234.9K<0.1%History
LOGILogitech International S.A.SHS4,020$233.4K<0.1%History
TFIITFI International Inc.COM1,954$232.9K<0.1%History
Atlantica Sustainable Infr PG0751N103SHS7,708$227.8K<0.1%–
POSTPost Holdings, Inc.COM2,516$226.1K<0.1%History
NWNNorthwest Natural Holding CoCOM4,744$225.6K<0.1%History
DBEInvesco DB Energy FundENERGY FD10,821$222.3K<0.1%History
Invesco Actively Managed Exc46090A705S&P500 DOWNSID6,743$221.7K<0.1%–
MGEEMge Energy IncCOM2,838$220.4K<0.1%History
Invesco Actively Managed Exc46090A101ACTIVE US REAL2,510$219.5K<0.1%–
iShares MSCI India ETF46429B598ETF5,572$219.3K<0.1%–
iShares Inc464286707MSCI FRANCE ETF5,781$218.5K<0.1%–
CASSCass Information Systems IncCOM5,015$217.2K<0.1%History
Global X FDS37960A669SUPERDIVIDEND9,404$216.7K<0.1%–
PRKPark National CorpCOM1,800$213.4K<0.1%History
SYFSynchrony FinancialCOM7,198$209.3K<0.1%History
WisdomTree Tr97717W786INTL DIV EX FINL5,382$209.1K<0.1%–
SPDR Series Trust78464A789ST STR SP INS5,295$208.4K<0.1%–
NEWRNew Relic, Inc.COM2,768$208.4K<0.1%History
Harbor ETF Trust41151J505COMM ALL WEA ETF9,402$208.3K<0.1%–
AAOIApplied Optoelectronics, Inc.COM94,000$207.7K<0.1%History
MCRMFS Charter Income TrustSH BEN INT32,999$207.6K<0.1%History
COLMColumbia Sportswear CoCOM2,295$207.1K<0.1%History
SPDR Series Trust78464A540ST STR SP TELCO2,548$206.5K<0.1%–
HRBH&R Block IncCOM5,779$203.7K<0.1%History
SSTKShutterstock, Inc.COM2,804$203.6K<0.1%History
CHRDChord Energy CorpCOM NEW1,507$202.8K<0.1%History
iShares Inc464286772MSCI STH KOR ETF3,295$201.7K<0.1%–
Invesco Exchange Traded FD T46137V712DYNMC MKT ETF1,824$201.5K<0.1%–
COLLCollegium Pharmaceutical, IncCOM8,371$200.8K<0.1%History
First Rep BK San Francisco C33616C100COM13,933$194.9K<0.1%–
MRCMRC Global Inc.COM19,613$190.6K<0.1%History
NWBINorthwest Bancshares, Inc.COM15,030$180.8K<0.1%History
MGFAberdeen Government Markets Income FundSH BEN INT49,950$164.8K<0.1%History
MACMacerich CoCOM14,210$150.6K<0.1%History
PSNYPolestar Automotive Holding UK PLCADS A39,505$149.7K<0.1%History