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Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
1,428
+29 vs. Q3 2021
Portfolio value
$4.94B
−$199.3M (−3.9%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of Cetera Advisors LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
State Street SPDR S&P Bank ETF78464A797ETF5,397$294.0K<0.1%−956−15.0%Reduced–
Amplify ETF Tr032108847CEF HIGH INCOME17,756$295.0K<0.1%+200+1.1%Added–
IIPRInnovative Industrial Properties IncCOM1,127$296.0K<0.1%−290−20.5%ReducedHistory
Fidelity Merrimack STR Tr316188309TOTAL BD ETF5,593$297.0K<0.1%+5,593New–
TRMKTrustmark CorpCOM9,188$298.0K<0.1%00.0%UnchangedHistory
IFFInternational Flavors & Fragrances IncCOM1,976$298.0K<0.1%−188−8.7%ReducedHistory
BBWIBath & Body Works, Inc.COM4,285$299.0K<0.1%+4,285NewHistory
BRSPBrightSpire Capital, Inc.COM CL A29,131$299.0K<0.1%+3,890+15.4%AddedHistory
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF5,345$300.0K<0.1%+1,300+32.1%Added–
Renaissance Cap Greenwich FD759937204IPO ETF5,192$300.0K<0.1%−43−0.8%Reduced–
PNWPinnacle West Capital CorpCOM4,266$301.0K<0.1%−1,163−21.4%ReducedHistory
OCULOcular Therapeutix, IncCOM43,153$301.0K<0.1%−43,763−50.4%ReducedHistory
ITGartner IncCOM906$303.0K<0.1%−24−2.6%ReducedHistory
REGRegency Centers CorpCOM4,025$303.0K<0.1%+50+1.3%AddedHistory
FNFabrinetSHS2,567$304.0K<0.1%−54−2.1%ReducedHistory
AAPAdvance Auto Parts IncCOM1,269$304.0K<0.1%−3−0.2%ReducedHistory
DBX ETF Tr233051879XTRACK HRVST CSI7,794$305.0K<0.1%00.0%Unchanged–
EBAYeBay IncCOM4,603$306.0K<0.1%−201−4.2%ReducedHistory
iShares Tr464288794US BR DEL SE ETF2,781$306.0K<0.1%−2,239−44.6%Reduced–
BGBunge Global SACOM3,282$306.0K<0.1%−393−10.7%ReducedHistory
MKSIMKS IncCOM1,763$307.0K<0.1%00.0%UnchangedHistory
FIVEFive Below, IncCOM1,486$307.0K<0.1%+33+2.3%AddedHistory
Innovator ETFs Trust45782C870US EQT PWR BUF10,451$307.0K<0.1%+3,259+45.3%Added–
WisdomTree Tr97717Y808YIELD ENHANCED6,068$307.0K<0.1%+344+6.0%Added–
EXRExtra Space Storage Inc.COM1,357$308.0K<0.1%+1,357NewHistory
LGILazard Global Total Return & Income Fund IncCOM15,428$312.0K<0.1%−12,523−44.8%ReducedHistory
CORCencora, Inc.Stock2,356$313.0K<0.1%−226−8.8%ReducedHistory
Flagstar Bank, National Association649445103COM25,645$313.0K<0.1%+310+1.2%Added–
PFGPrincipal Financial Group IncCOM4,352$315.0K<0.1%−349−7.4%ReducedHistory
VSXYVictoria's Secret & Co.COMMON STOCK5,672$315.0K<0.1%+5,672NewHistory
Pacer Trendpilot European Index ETF69374H808ETF12,774$316.0K<0.1%−5,358−29.5%Reduced–
MHDBlackRock Muniholdings Fund, Inc.COM18,858$316.0K<0.1%+42+0.2%AddedHistory
Nuveen PFD & Incm Securties67072C105COM32,533$316.0K<0.1%−2,693−7.6%Reduced–
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 2813,966$317.0K<0.1%+5,006+55.9%Added–
Innovator ETFs Trust45782C318US EQTY PWR BUF10,380$317.0K<0.1%−12,350−54.3%Reduced–
HAPNHappen, Inc.COM NEW13,090$317.0K<0.1%+390+3.1%AddedHistory
MAINMain Street Capital CORPCEF7,106$319.0K<0.1%+298+4.4%AddedHistory
SESea LtdSPONSORD ADS1,425$319.0K<0.1%−4,731−76.9%ReducedHistory
GLADGladstone Capital CorpCOM27,655$321.0K<0.1%+4,540+19.6%AddedHistory
PSECProspect Capital CorpCOM38,402$323.0K<0.1%−1,215−3.1%ReducedHistory
EQTEQT CorpStock14,865$324.0K<0.1%+4,045+37.4%AddedHistory
APAAPA CorpStock12,038$324.0K<0.1%−3,062−20.3%ReducedHistory
RYRoyal Bank of CanadaStock3,058$325.0K<0.1%−216−6.6%ReducedHistory
iShares Tr46435U135CYBERSECURITY7,291$325.0K<0.1%+463+6.8%Added–
AVIDAvid Technology, Inc.COM10,000$326.0K<0.1%+1,000+11.1%AddedHistory
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP4,406$329.0K<0.1%+558+14.5%Added–
DGXQuest Diagnostics IncCOM1,900$329.0K<0.1%00.0%UnchangedHistory
NWLNewell Brands Inc.Stock15,124$330.0K<0.1%+4,693+45.0%AddedHistory
iShares Tr46435G243ESG AWRE 1 5 YR12,864$330.0K<0.1%+3,196+33.1%Added–
TTETotalEnergies SESPONSORED ADS6,678$330.0K<0.1%−767−10.3%ReducedHistory
ALGNAlign Technology IncCOM505$332.0K<0.1%−378−42.8%ReducedHistory
ALBAlbemarle CorpStock1,426$333.0K<0.1%−3,555−71.4%ReducedHistory
VTRSViatris IncStock24,676$334.0K<0.1%−3,352−12.0%ReducedHistory
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR30,487$335.0K<0.1%+30,487NewHistory
FIXComfort Systems USA IncCOM3,390$335.0K<0.1%+3,390NewHistory
WBDWarner Bros. Discovery, Inc.COM SER A14,239$335.0K<0.1%+6,290+79.1%AddedHistory
LITELumentum Holdings Inc.COM3,172$336.0K<0.1%+23+0.7%AddedHistory
Global X FDS37954Y442CLOUD COMPUTNG12,700$337.0K<0.1%+983+8.4%Added–
VICIVici Properties Inc.COM11,226$338.0K<0.1%+1,717+18.1%AddedHistory
Vanguard Total World Stock ETF922042742ETF3,151$339.0K<0.1%−689−17.9%Reduced–
iShares Tr464288604MRGSTR SM CP GR6,833$339.0K<0.1%−1,026−13.1%Reduced–
PLUGPlug Power IncStock12,040$340.0K<0.1%−29,493−71.0%ReducedHistory
MRSHMarsh & McLennan Companies, Inc.Stock1,955$340.0K<0.1%−433−18.1%ReducedHistory
Fidelity Covington Trust316092824LOW VOLITY ETF6,507$340.0K<0.1%−303−4.4%Reduced–
NRPNatural Resource Partners LPCOM UNIT LTD PAR10,212$341.0K<0.1%+1,727+20.4%AddedHistory
LADRLadder Capital CorpCL A28,537$342.0K<0.1%+366+1.3%AddedHistory
Vanguard Whitehall FDS921946810INTL DVD ETF4,005$342.0K<0.1%−2,166−35.1%Reduced–
CIENCiena CorpCOM NEW4,438$342.0K<0.1%+51+1.2%AddedHistory
WSBCWesbanco IncCOM9,802$343.0K<0.1%−957−8.9%ReducedHistory
VTLEVital Energy, Inc.COM5,732$345.0K<0.1%+1,129+24.5%AddedHistory
SWNSouthwestern Energy CoCOM73,954$345.0K<0.1%−950−1.3%ReducedHistory
First Tr Exchange-Traded FD33734X168MATERIALS ALPH5,563$346.0K<0.1%+1,225+28.2%Added–
iShares Tr46434V1000-5YR INVT GR CP6,782$346.0K<0.1%00.0%Unchanged–
OLNOLIN CorpStock6,031$347.0K<0.1%−355−5.6%ReducedHistory
SPCEVirgin Galactic Holdings, IncCOM26,026$348.0K<0.1%−12,158−31.8%ReducedHistory
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM23,269$350.0K<0.1%+182+0.8%AddedHistory
DJTTrump Media & Technology Group Corp.Stock6,817$351.0K<0.1%+6,817NewHistory
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT1,664$351.0K<0.1%+56+3.5%Added–
GOFGuggenheim Strategic Opportunities FundCOM SBI19,184$351.0K<0.1%+8,245+75.4%AddedHistory
HBIHanesbrands Inc.COM20,964$351.0K<0.1%+10,187+94.5%AddedHistory
RMDResmed IncCOM1,351$352.0K<0.1%00.0%UnchangedHistory
CBSHCommerce Bancshares IncStock5,139$353.0K<0.1%−1,465−22.2%ReducedHistory
FNBFNB CorpCOM29,176$354.0K<0.1%+3,103+11.9%AddedHistory
MCKMcKesson CorpStock1,430$355.0K<0.1%−47−3.2%ReducedHistory
ONLOrion Properties Inc.REIT19,004$355.0K<0.1%+19,004NewHistory
XHRXenia Hotels & Resorts, Inc.COM19,621$355.0K<0.1%−1,199−5.8%ReducedHistory
GLPGlobal Partners LPCOM UNITS15,103$355.0K<0.1%+1,375+10.0%AddedHistory
JCIJohnson Controls International plcStock4,375$356.0K<0.1%+649+17.4%AddedHistory
HIIHuntington Ingalls Industries, Inc.COM1,907$356.0K<0.1%−36−1.9%ReducedHistory
AIFApollo Tactical Income Fund Inc.COM23,207$356.0K<0.1%+1,507+6.9%AddedHistory
SYFSynchrony FinancialCOM7,700$357.0K<0.1%+607+8.6%AddedHistory
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH4,816$357.0K<0.1%−1,169−19.5%Reduced–
iShares Tr464288174GL TIMB FORE ETF3,878$357.0K<0.1%+236+6.5%Added–
NNNNNN REIT, Inc.REIT7,456$358.0K<0.1%+1,139+18.0%AddedHistory
UALUnited Airlines Holdings, Inc.COM8,168$358.0K<0.1%−2,122−20.6%ReducedHistory
SEBSeaboard CorpCOM91$358.0K<0.1%+10+12.3%AddedHistory
WisdomTree Tr97717X628FLOATNG RAT TREA14,300$359.0K<0.1%−811−5.4%Reduced–
Innovator ETFs Trust45782C664US EQTY BUF SEP10,772$360.0K<0.1%+10,772New–
RITMRithm Capital Corp.REIT33,667$361.0K<0.1%−2,313−6.4%ReducedHistory
KEYSKeysight Technologies, Inc.Stock1,754$362.0K<0.1%+22+1.3%AddedHistory

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q4 2021
SecurityClassPutsCalls
NVDANVIDIA CorpStock$40.0K–
CNCCentene CorpStock$9.00K–
BLDRBuilders FirstSource, Inc.Stock$5.00K–
DISWalt Disney CoStock$2.00K–
ISRGIntuitive Surgical IncCOM NEW$1.00K–

Sold out since Q3 2021 (106)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 106 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
VERVEREIT, Inc.COM131,506$5.95M0.1%History
DIDIYDiDi Global Inc.SPONSORED ADS305,637$2.38M<0.1%History
EVAEnviva, LLCCOM UNIT33,515$1.81M<0.1%History
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund70,783$1.63M<0.1%–
XPEVXpeng Inc.ADS33,427$1.19M<0.1%History
QSQuantumScape CorpCOM CL A35,148$863.0K<0.1%History
EQIXEquinix IncCOM1,035$818.0K<0.1%History
CRSCarpenter Technology CorpCOM21,788$713.0K<0.1%History
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS31,384$663.0K<0.1%History
BLDPBallard Power Systems Inc.COM46,194$649.0K<0.1%History
LILi Auto Inc.SPONSORED ADS24,060$633.0K<0.1%History
ERICEricsson LM Telephone CoADR B SEK 1055,241$619.0K<0.1%History
CLVTClarivate PLCORD SHS27,895$611.0K<0.1%History
KSUKansas City SouthernCOM NEW2,231$604.0K<0.1%History
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX52,289$600.0K<0.1%–
iShares Tr46435U226IBONDS 21 TRM HG23,540$569.0K<0.1%–
First Tr Exchange Traded FD33738R795NASDAQ TRANSN18,133$559.0K<0.1%–
AIZAssurant, Inc.Stock3,340$527.0K<0.1%History
PHGKoninklijke Philips NVNY REGIS SHS NEW11,824$525.0K<0.1%History
BEEMBeam GlobalCOM18,757$513.0K<0.1%History
WisdomTree Tr97717W844GLOB EX US QU FD12,638$511.0K<0.1%–
First Tr Exch TRD Alphdx FD33737J109ASIA EX JAPAN15,509$502.0K<0.1%–
Credit Suisse AG Nassau BRH22542D423LG CAP GRTH ENH655$460.0K<0.1%–
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW16,665$454.0K<0.1%–
NTLAIntellia Therapeutics, Inc.COM3,321$446.0K<0.1%History
Dimensional ETF Trust25434V104US CORE EQT MKT12,950$390.0K<0.1%–
BSCLBILI Social International, Inc.BULSHS 2021 CB18,279$386.0K<0.1%History
WKHSWorkhorse Group Inc.COM NEW50,232$384.0K<0.1%History
CAKECheesecake Factory IncCOM8,130$382.0K<0.1%History
CARAvis Budget Group, Inc.COM3,279$382.0K<0.1%History
iShares Inc464286319EM MKTS DIV ETF9,357$364.0K<0.1%–
PTONPeloton Interactive, Inc.CL A COM4,133$360.0K<0.1%History
iShares Tr46434VBK5IBONDS DEC21 ETF14,292$353.0K<0.1%–
JYNTJOINT CorpCOM3,440$337.0K<0.1%History
ANAutonation, Inc.COM2,710$330.0K<0.1%History
First Trust Indxx Innovative Transaction & Process ETF33741X201ETF7,640$322.0K<0.1%–
First Tr Exchng Traded FD VI33740F730FT VEST US EQT9,447$319.0K<0.1%–
Innovator ETFs Trust45782C326US EQTY BUFR MAY10,081$315.0K<0.1%–
iShares Tr464288836U.S. PHARMA ETF1,702$312.0K<0.1%–
VanEck Vectors ETF Tr92189F585OIL REFINERS ETF10,609$310.0K<0.1%–
SPLKSplunk IncCOM2,106$305.0K<0.1%History
HSBCHSBC Holdings PLCSPON ADR NEW11,621$304.0K<0.1%History
WisdomTree Tr97717W547US VALUE FD5,080$301.0K<0.1%–
GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt TrustCOM12,040$295.0K<0.1%History
LSCCLattice Semiconductor CorpCOM4,485$290.0K<0.1%History
DBEInvesco DB Energy FundENERGY FD17,000$288.0K<0.1%History
JKHYJack Henry & Associates IncStock1,752$287.0K<0.1%History
CASYCaseys General Stores IncCOM1,499$282.0K<0.1%History
APPNAppian CorpCL A2,997$277.0K<0.1%History
CONECyrusOne Holdco LLCCOM3,572$277.0K<0.1%History
JWNNordstrom IncStock10,411$275.0K<0.1%History
BYNDBeyond Meat, Inc.COM2,617$275.0K<0.1%History
EXPEExpedia Group, Inc.Stock1,671$274.0K<0.1%History
OPIOffice Properties Income TrustCOM SHS BEN INT10,328$262.0K<0.1%History
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT7,063$261.0K<0.1%History
INGING Groep NVSPONSORED ADR17,441$253.0K<0.1%History
SPDR Series Trust78464A540ST STR SP TELCO2,654$253.0K<0.1%–
CIIBlackRock Enhanced Large Cap Core Fund, Inc.COM12,465$252.0K<0.1%History
UPSTUpstart Holdings, Inc.COM788$249.0K<0.1%History
BILIBilibili Inc.SPONS ADS REP Z3,745$248.0K<0.1%History
iShares Tr46435G342MORTGE REL ETF6,837$247.0K<0.1%–
WHFWhiteHorse Finance, Inc.COM16,125$245.0K<0.1%History
WisdomTree Tr97717X651US S CAP QTY DIV5,484$243.0K<0.1%–
iShares Tr464289420RUS TP200 VL ETF3,639$239.0K<0.1%–
ORIOld Republic International CorpCOM10,252$237.0K<0.1%History
LMNDLemonade, Inc.Stock3,524$236.0K<0.1%History
OMCOmnicom Group Inc.COM3,192$231.0K<0.1%History
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN5,592$228.0K<0.1%–
Flexshares Tr33939L407MORNSTAR UPSTR6,189$227.0K<0.1%–
PBCTPeople's United Financial, Inc.COM12,878$225.0K<0.1%History
BUDAnheuser-Busch InBev SA/NVADR3,917$221.0K<0.1%History
SARSaratoga Investment Corp.COM NEW7,488$215.0K<0.1%History
Nuveen Diversified Divid & I6706EP105COM20,542$213.0K<0.1%–
Northern LTS FD Tr IV66538H658INSPIRE GBL HOPE5,500$210.0K<0.1%–
WATWaters CorpCOM588$210.0K<0.1%History
NEONeogenomics IncCOM NEW4,316$208.0K<0.1%History
FLOFlowers Foods IncCOM8,702$206.0K<0.1%History
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF6,580$204.0K<0.1%–
Global X FDS37954Y434GENOMIC BIOTECH9,200$204.0K<0.1%–
DXCMDexcom IncCOM371$203.0K<0.1%History
PTYPIMCO Corporate & Income Opportunity FundCOM11,030$202.0K<0.1%History
PDCOPatterson Companies, Inc.COM6,673$201.0K<0.1%History
APTVAptiv PLCSHS1,351$201.0K<0.1%History
OKTAOkta, Inc.CL A843$200.0K<0.1%History
BHKBlackRock Core Bond TrustSHS BEN INT10,252$170.0K<0.1%History
JBLUJetBlue Airways CorpCOM10,128$155.0K<0.1%History
HNSTHonest Company, Inc.COM13,900$144.0K<0.1%History
EARNEllington Credit CoCOM SHS BEN INT12,765$142.0K<0.1%History
MTUSMetallus Inc.COM10,695$140.0K<0.1%History
FIRYFiry Inc.COM11,755$115.0K<0.1%History
POWWOutdoor Holding CoCOM16,054$99.0K<0.1%History
USALiberty All Star Equity FundSH BEN INT10,029$86.0K<0.1%History
INSGInseego Corp.COM12,701$85.0K<0.1%History
IAFAbrdn Australia Equity Fund, Inc.COM11,636$69.0K<0.1%History
NCZVirtus Convertible & Income Fund IICOM11,704$61.0K<0.1%History
SMSISmith Micro Software, Inc.COM NEW11,100$54.0K<0.1%History
KOPNKopin CorpCOM10,254$53.0K<0.1%History
KRMDKORU Medical Systems, Inc.COM17,919$51.0K<0.1%History
HIVEHIVE Digital Technologies Ltd.COM10,900$29.0K<0.1%History
DFTXDefinium Therapeutics, Inc.COM11,300$26.0K<0.1%History