Cetera Advisors LLC

SEC CIK: 0001534400
Latest filing: May 24, 2024

SEC filings (opens in a new tab)

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 12, 2022. Long positions only; changes compare share counts with Q4 2021.

Positions: 1,400; −28 vs. Q4 2021
Portfolio value: $5.01B; +$74.4M (+1.5%) vs. Q4 2021
Filed: May 12, 2022; SEC

Holdings of Cetera Advisors LLC in Q1 2022
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
AAPLApple Inc.	Stock	1,186,777	$207.2M	4.1%	+72,906+6.5%	Added	History
SPYSPDR S&P 500 ETF Trust	ETF	338,430	$152.8M	3.1%	+13,635+4.2%	Added	History
iShares Core S&P 500 ETF464287200	ETF	244,729	$111.0M	2.2%	−66,988−21.5%	Reduced	–
iShares Tr46429B747	0-5 YR TIPS ETF	974,194	$102.2M	2.0%	+445,180+84.2%	Added	–
iShares MSCI USA Min Vol Factor ETF46429B697	ETF	1,304,692	$101.2M	2.0%	−414,245−24.1%	Reduced	–
Goldman Sachs ETF Tr381430503	ACTIVEBETA US LG	896,785	$79.8M	1.6%	+93,048+11.6%	Added	–
Vanguard Intl Equity Index F922042874	FTSE EUROPE ETF	1,146,842	$71.4M	1.4%	+26,873+2.4%	Added	–
MSFTMicrosoft Corp	Stock	224,876	$69.3M	1.4%	+22,209+11.0%	Added	History
iShares Russell 1000 Growth ETF464287614	ETF	247,395	$68.7M	1.4%	−28,130−10.2%	Reduced	–
AMZNAmazon Com Inc	Stock	20,480	$66.8M	1.3%	+2,450+13.6%	Added	History
Vanguard S&P 500 ETF922908363	ETF	148,262	$61.6M	1.2%	+62,395+72.7%	Added	–
TSLATesla, Inc.	Stock	50,361	$54.3M	1.1%	+1,672+3.4%	Added	History
Invesco QQQ Trust Series I46090E103	ETF	126,747	$46.0M	0.9%	−44,227−25.9%	Reduced	–
Invesco Exchange Traded FD T46137V357	S&P500 EQL WGT	286,615	$45.2M	0.9%	+63,384+28.4%	Added	–
First Trust Rising Dividend Achievers ETF33738R506	ETF	887,639	$43.5M	0.9%	+241,888+37.5%	Added	–
iShares Core S&P Small Cap ETF464287804	ETF	392,484	$42.3M	0.8%	−823−0.2%	Reduced	–
BRK.BBerkshire Hathaway Inc	Stock	116,437	$41.1M	0.8%	+5,824+5.3%	Added	History
First Tr Exchange-Traded FD33734H106	SHS	917,534	$38.8M	0.8%	+308,158+50.6%	Added	–
First Tr Exchange-Traded FD33733E104	CAP STRENGTH ETF	480,324	$37.6M	0.7%	−1,636−0.3%	Reduced	–
GOOGLAlphabet Inc.	Stock	12,034	$33.5M	0.7%	+643+5.6%	Added	History
Vanguard Total Bond Market ETF921937835	ETF	412,935	$32.8M	0.7%	−94,819−18.7%	Reduced	–
Invesco Exchange Traded FD T46137V571	GLOBAL DRGN CN	1,127,220	$32.7M	0.7%	+1,127,220	New	–
Vanguard Star FDS921909768	VG TL INTL STK F	535,469	$32.0M	0.6%	+237,396+79.6%	Added	–
HDHome Depot, Inc.	Stock	102,098	$30.6M	0.6%	+4,190+4.3%	Added	History
PECOPhillips Edison & Company, Inc.	COMMON STOCK	868,018	$29.9M	0.6%	+868,018	New	History
DISWalt Disney Co	Stock	215,693	$29.6M	0.6%	+103,598+92.4%	Added	History
First Tr Exchange-Traded FD33739Q408	FIRST TR ENH NEW	484,276	$28.8M	0.6%	+150,697+45.2%	Added	–
First Tr Exchange Trad FD VI33739H101	FST TR GLB FD	1,007,772	$28.7M	0.6%	+978,105+3,296.9%	Added	–
iShares Russell 2000 ETF464287655	ETF	139,387	$28.6M	0.6%	−30,258−17.8%	Reduced	–
CVXChevron Corp	Stock	172,285	$28.1M	0.6%	+15,102+9.6%	Added	History
iShares Core Dividend Growth ETF46434V621	ETF	513,875	$27.4M	0.5%	+28,620+5.9%	Added	–
First Tr Exchange-Traded FD336917109	SHS	723,917	$27.1M	0.5%	+429,985+146.3%	Added	–
Schwab US Dividend Equity ETF808524797	ETF	343,096	$27.1M	0.5%	+198,565+137.4%	Added	–
JPMJPMorgan Chase & Co	Stock	193,587	$26.4M	0.5%	+5,681+3.0%	Added	History
GLDSPDR Gold Trust	ETF	144,953	$26.2M	0.5%	+21,227+17.2%	Added	History
NVDANVIDIA Corp	Stock	93,618	$25.5M	0.5%	+7,214+8.3%	Added	History
Vanguard High Dividend Yield Index ETF921946406	ETF	220,269	$24.7M	0.5%	+29,592+15.5%	Added	–
JNJJohnson & Johnson	Stock	138,478	$24.5M	0.5%	+10,552+8.2%	Added	History
iShares Core S&P Mid-Cap ETF464287507	ETF	88,601	$23.8M	0.5%	−1,390−1.5%	Reduced	–
PGProcter & Gamble Co	Stock	153,361	$23.4M	0.5%	+6,402+4.4%	Added	History
Vanguard Morningstar Mid-Cap ETF922908629	ETF	96,910	$23.0M	0.5%	+59,400+158.4%	Added	–
iShares Russell 1000 Value ETF464287598	ETF	136,720	$22.7M	0.5%	+20,495+17.6%	Added	–
NIONIO Inc.	ADR	1,047,984	$22.1M	0.4%	+473,081+82.3%	Added	History
Vanguard Morningstar Total Stock Market ETF922908769	ETF	94,467	$21.5M	0.4%	+19,264+25.6%	Added	–
iShares S&P 500 Value ETF464287408	ETF	133,978	$20.9M	0.4%	−53,192−28.4%	Reduced	–
XOMExxonMobil Holdings Corp	COM	239,735	$19.8M	0.4%	+31,509+15.1%	Added	History
Invesco S&P 500 Quality ETF46137V241	ETF	392,277	$19.6M	0.4%	−20,858−5.0%	Reduced	–
HONHoneywell International Inc	COM	100,054	$19.5M	0.4%	−822−0.8%	Reduced	History
iShares MSCI Eafe ETF464287465	ETF	264,161	$19.4M	0.4%	−12,446−4.5%	Reduced	–
VZVerizon Communications Inc	Stock	369,534	$18.8M	0.4%	+30,883+9.1%	Added	History
iShares Russell Mid-Cap Growth ETF464287481	ETF	186,002	$18.7M	0.4%	−2,738−1.5%	Reduced	–
LMTLockheed Martin Corp	Stock	42,119	$18.6M	0.4%	−1,981−4.5%	Reduced	History
GOOGAlphabet Inc.	Stock	6,651	$18.6M	0.4%	+302+4.8%	Added	History
DEDeere & Co	Stock	44,359	$18.4M	0.4%	+166+0.4%	Added	History
PYPLPayPal Holdings, Inc.	Stock	158,701	$18.4M	0.4%	+84,524+113.9%	Added	History
J P Morgan Exchange Traded F46641Q332	EQUITY PREMIUM	296,430	$18.2M	0.4%	+5,187+1.8%	Added	–
CRMSalesforce, Inc.	Stock	83,679	$17.8M	0.4%	+5,626+7.2%	Added	History
MOAltria Group, Inc.	Stock	337,989	$17.7M	0.4%	+4,873+1.5%	Added	History
Dimensional U.S. Core Equity 2 ETF25434V708	ETF	607,486	$16.8M	0.3%	+597,816+6,182.2%	Added	–
iShares S&P 500 Growth ETF464287309	ETF	217,901	$16.6M	0.3%	+11,404+5.5%	Added	–
VVisa Inc.	Stock	71,926	$16.0M	0.3%	+1,779+2.5%	Added	History
iShares Russell Midcap ETF464287499	ETF	203,698	$15.9M	0.3%	+51,286+33.6%	Added	–
Goldman Sachs ETF Tr381430107	ACTIVEBETA INT	475,789	$15.6M	0.3%	+24,502+5.4%	Added	–
iShares Core U.S. Aggregate Bond ETF464287226	ETF	144,775	$15.5M	0.3%	−60,068−29.3%	Reduced	–
METAMeta Platforms, Inc.	Stock	69,648	$15.5M	0.3%	+17,402+33.3%	Added	History
Dimensional ETF Trust25434V864	SHOR DUR FIX ETF	319,667	$15.3M	0.3%	+319,667	New	–
COSTCostco Wholesale Corp	Stock	26,568	$15.3M	0.3%	+2,821+11.9%	Added	History
Vanguard Health Care ETF92204A504	ETF	60,037	$15.3M	0.3%	+753+1.3%	Added	–
JPMorgan Ultra-Short Income ETF46641Q837	ETF	303,496	$15.3M	0.3%	−248,214−45.0%	Reduced	–
iShares Tips Bond ETF464287176	ETF	122,381	$15.2M	0.3%	−137,398−52.9%	Reduced	–
iShares Core MSCI Eafe ETF46432F842	ETF	215,432	$15.0M	0.3%	+1,031+0.5%	Added	–
Vanguard Morningstar Growth ETF922908736	ETF	50,911	$14.6M	0.3%	+1,649+3.3%	Added	–
MCDMcDonalds Corp	Stock	57,852	$14.3M	0.3%	−3,105−5.1%	Reduced	History
MAMastercard Inc	Stock	39,777	$14.2M	0.3%	+1,086+2.8%	Added	History
TAT&T Inc.	Stock	600,036	$14.2M	0.3%	+88,958+17.4%	Added	History
Janus Detroit STR Tr47103U886	HENDRSN SHRT ETF	288,225	$14.1M	0.3%	+288,225	New	–
Invesco Nasdaq 100 ETF46138G649	ETF	94,655	$14.1M	0.3%	+28,852+43.8%	Added	–
Vanguard Malvern FDS922020805	STRM INFPROIDX	274,934	$14.1M	0.3%	+94,271+52.2%	Added	–
ORealty Income Corp	REIT	198,287	$13.7M	0.3%	+1,949+1.0%	Added	History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663	ETF	148,032	$13.5M	0.3%	−3,578−2.4%	Reduced	–
iShares Russell 2000 Growth ETF464287648	ETF	51,391	$13.1M	0.3%	+3,618+7.6%	Added	–
iShares Tr46435G425	ESG AWR MSCI USA	129,342	$13.1M	0.3%	+9,697+8.1%	Added	–
KOCoca Cola Co	Stock	206,198	$12.8M	0.3%	−962−0.5%	Reduced	History
State Street Financial Select Sector SPDR ETF81369Y605	ETF	331,446	$12.7M	0.3%	+50,135+17.8%	Added	–
State Street Technology Select Sector SPDR ETF81369Y803	ETF	79,493	$12.6M	0.3%	−1,056−1.3%	Reduced	–
ABBVAbbVie Inc.	Stock	77,042	$12.5M	0.2%	+2,730+3.7%	Added	History
iShares Tr464288687	PFD AND INCM SEC	339,498	$12.4M	0.2%	+31,257+10.1%	Added	–
First Tr Exchng Traded FD VI33740F649	FT VEST NAS	554,723	$12.4M	0.2%	+136,284+32.6%	Added	–
BABoeing Co	Stock	64,348	$12.3M	0.2%	+15,306+31.2%	Added	History
IBMInternational Business Machines Corp	Stock	93,844	$12.2M	0.2%	+8,108+9.5%	Added	History
PFEPfizer Inc	Stock	231,749	$12.0M	0.2%	+4,894+2.2%	Added	History
AMTAmerican Tower Corp	REIT	47,637	$12.0M	0.2%	−210.0%	Reduced	History
State Street Health Care Select Sector SPDR ETF81369Y209	ETF	85,856	$11.8M	0.2%	+4,661+5.7%	Added	–
iShares Tr464287150	CORE S&P TTL STK	115,390	$11.6M	0.2%	+3,256+2.9%	Added	–
Global X FDS37954Y673	US INFR DEV ETF	411,076	$11.6M	0.2%	+8,915+2.2%	Added	–
EPDEnterprise Products Partners L.P.	Stock	441,642	$11.4M	0.2%	+30,907+7.5%	Added	History
OKEONEOK Inc	COM	158,775	$11.2M	0.2%	−13,140−7.6%	Reduced	History
UNHUnitedHealth Group Inc	Stock	21,335	$10.9M	0.2%	+2,249+11.8%	Added	History
PEPPepsiCo Inc	Stock	64,693	$10.8M	0.2%	−1,519−2.3%	Reduced	History
iShares Select Dividend ETF464287168	ETF	83,660	$10.7M	0.2%	+37,387+80.8%	Added	–

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q1 2022
Security	Class	Puts	Calls
MRNAModerna, Inc.	Stock	$17.0K	–
Invesco QQQ Trust Series I46090E103	ETF	$3.00K	–
RIORio Tinto PLC	ADR	$3.00K	–
DISWalt Disney Co	Stock	$3.00K	–
SLBSLB Limited	Stock	$2.00K	–
AAPLApple Inc.	Stock	$1.00K	–

Sold out since Q4 2021 (153)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 153 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q4 2021
Security	Class	Shares in Q4 2021	Value in Q4 2021	% of portfolio in Q4 2021	History
PIMCO ETF Tr72201R304	15+ YR US TIPS	49,114	$4.49M	0.1%	–
Royal Dutch Shell PLC780259107	SPON ADR B	62,114	$2.69M	0.1%	–
Royal Dutch Shell PLC780259206	SPONS ADR A	52,507	$2.28M	<0.1%	–
Advisorshares Tr00768Y453	PURE US CANN ETF	82,149	$2.10M	<0.1%	–
ProShares Bitcoin ETF74347G440	ETF	72,054	$2.08M	<0.1%	–
PARPar Technology Corp	COM	38,306	$2.02M	<0.1%	History
First Tr Exch TRD Alphdx FD33737J307	EM SML CP ALPH	34,516	$1.39M	<0.1%	–
HPFJohn Hancock Preferred Income Fund II	COM	61,350	$1.28M	<0.1%	History
TELTE Connectivity plc	REG SHS	6,794	$1.10M	<0.1%	History
ARK ETF Tr00214Q203	AUTNMUS TECHNLGY	13,243	$1.02M	<0.1%	–
Etfis Ser Tr I26923G707	VIRTUS NEWFLEET	40,395	$1.01M	<0.1%	–
iShares Tr46435G102	CONV BD ETF	10,842	$967.0K	<0.1%	–
CHWYChewy, Inc.	CL A	16,098	$949.0K	<0.1%	History
JEFJefferies Financial Group Inc.	COM	24,431	$948.0K	<0.1%	History
STMSTMicroelectronics N.V.	NY REGISTRY	18,159	$888.0K	<0.1%	History
EGPEastgroup Properties Inc	COM	3,626	$826.0K	<0.1%	History
Dimensional ETF Trust25434V401	US EQUI MARK ETF	15,257	$789.0K	<0.1%	–
CMGChipotle Mexican Grill Inc	COM	435	$760.0K	<0.1%	History
Exchange Traded Concepts Tru301505889	EMQQ EME MAR ETF	16,915	$726.0K	<0.1%	–
ETF Ser Solutions26922B105	LHA MKT ST TACTL	22,260	$718.0K	<0.1%	–
Flexshares Tr33939L605	IBOXX 5YR TRGT	22,850	$641.0K	<0.1%	–
EXASExact Sciences Corp	COM	8,183	$637.0K	<0.1%	History
THSTreeHouse Foods, Inc.	COM	15,688	$636.0K	<0.1%	History
DECKDeckers Outdoor Corp	COM	1,727	$633.0K	<0.1%	History
CWHCamping World Holdings, Inc.	CL A	14,525	$587.0K	<0.1%	History
ProShares Tr74347X849	SHRT 20+YR TRE	36,200	$579.0K	<0.1%	–
TDCTeradata Corp	Stock	13,591	$577.0K	<0.1%	History
BHP Group Ltd05545E209	SPONSORED ADR	8,722	$521.0K	<0.1%	–
BDRYAmplify Commodity Trust	BREAKWAVE DRY	17,410	$513.0K	<0.1%	History
Metaurus Equity Component Tr59140L100	US EQT CUM 2027	48,700	$497.0K	<0.1%	–
First Tr Exch Traded FD III33739P863	CALIF MUN INCM	9,000	$493.0K	<0.1%	–
LENLennar Corp	CL A	4,194	$487.0K	<0.1%	History
Invesco Exch Traded FD Tr II46138E669	GLOBAL EX US HGH	22,160	$474.0K	<0.1%	–
CNXCConcentrix Corp	Stock	2,641	$472.0K	<0.1%	History
ETF Ser Solutions26922A305	ALPCLONE ALTER	5,914	$461.0K	<0.1%	–
PRFTPerficient Inc	COM	3,538	$457.0K	<0.1%	History
CCDCalamos Dynamic Convertible & Income Fund	COM	14,475	$456.0K	<0.1%	History
XLNXXilinx Inc	COM	2,135	$453.0K	<0.1%	History
ZIPZiprecruiter, Inc.	CL A	16,698	$416.0K	<0.1%	History
LEUCentrus Energy Corp	Stock	8,282	$413.0K	<0.1%	History
TDOCTeladoc Health, Inc.	COM	4,493	$413.0K	<0.1%	History
BCVBancroft Fund Ltd	COM	15,493	$409.0K	<0.1%	History
SLFSun Life Financial Inc	COM	7,318	$408.0K	<0.1%	History
CROXCrocs, Inc.	COM	3,067	$393.0K	<0.1%	History
iShares Tr464287812	US CONSM STAPLES	1,957	$392.0K	<0.1%	–
Dimensional U.S. Small Cap ETF25434V500	ETF	6,385	$383.0K	<0.1%	–
Invesco Exch TRD SLF Idx FD46138J783	BULSHS 2027 CB	17,558	$378.0K	<0.1%	–
FNVFranco Nevada Corp	Stock	2,690	$372.0K	<0.1%	History
Global X FDS37954Y418	THMATC GWT ETF	8,191	$364.0K	<0.1%	–
LANDGladstone Land Corp	COM	10,758	$363.0K	<0.1%	History
PINSPinterest, Inc.	CL A	9,955	$362.0K	<0.1%	History
WisdomTree Tr97717X628	FLOATNG RAT TREA	14,300	$359.0K	<0.1%	–
OLNOLIN Corp	Stock	6,031	$347.0K	<0.1%	History
iShares Tr46434V100	0-5YR INVT GR CP	6,782	$346.0K	<0.1%	–
Fidelity Covington Trust316092824	LOW VOLITY ETF	6,507	$340.0K	<0.1%	–
Global X FDS37954Y442	CLOUD COMPUTNG	12,700	$337.0K	<0.1%	–
Invesco Exch TRD SLF Idx FD46138J643	INVSCO BLSH 28	13,966	$317.0K	<0.1%	–
HAPNHappen, Inc.	COM NEW	13,090	$317.0K	<0.1%	History
FIVEFive Below, Inc	COM	1,486	$307.0K	<0.1%	History
DBX ETF Tr233051879	XTRACK HRVST CSI	7,794	$305.0K	<0.1%	–
REGRegency Centers Corp	COM	4,025	$303.0K	<0.1%	History
First Tr Exch Traded FD III33739P301	MUNI HI INCM ETF	5,345	$300.0K	<0.1%	–
Renaissance Cap Greenwich FD759937204	IPO ETF	5,192	$300.0K	<0.1%	–
BBWIBath & Body Works, Inc.	COM	4,285	$299.0K	<0.1%	History
GRMNGarmin Ltd	SHS	2,151	$293.0K	<0.1%	History
iShares Tr46435U366	SELF DRIVNG EV	5,333	$289.0K	<0.1%	–
OPRXOptimizeRx Corp	COM NEW	4,550	$283.0K	<0.1%	History
Innovator ETFs Trust45782C755	US EQTY BUFR JUN	8,109	$280.0K	<0.1%	–
PIMCO ETF Tr72201R866	INTER MUN BD ACT	4,957	$279.0K	<0.1%	–
RIGTransocean Ltd.	REGISTERED SHS	100,923	$279.0K	<0.1%	History
Invesco Exch Traded FD Tr II46138E404	CEF INM COMPSI	11,487	$278.0K	<0.1%	–
TWTRTwitter, Inc.	COM	6,387	$276.0K	<0.1%	History
Franklin Templeton ETF Tr35473P108	INTL COR DIV TIL	9,563	$275.0K	<0.1%	–
Global X FDS37954Y889	S&P 500 CATHOLIC	4,614	$272.0K	<0.1%	–
BLDQXO Insulation, LLC	Stock	982	$271.0K	<0.1%	History
SMPStandard Motor Products, Inc.	Stock	5,138	$269.0K	<0.1%	History
iShares Tr464287861	EUROPE ETF	4,902	$267.0K	<0.1%	–
iShares Tr46435U853	BROAD USD HIGH	6,455	$266.0K	<0.1%	–
Columbia ETF Tr I19761L508	DIVERSIFID FXD	12,449	$265.0K	<0.1%	–
EPAMEPAM Systems, Inc.	COM	397	$265.0K	<0.1%	History
WDCWestern Digital Corp	COM	4,007	$261.0K	<0.1%	History
INVHInvitation Homes Inc.	COM	5,719	$259.0K	<0.1%	History
USCIUnited States Commodity Index Funds Trust	COMM IDX FND	5,723	$249.0K	<0.1%	History
FMBIFirst Midwest Bancorp Inc	COM	12,112	$248.0K	<0.1%	History
Invesco Exchange Traded FD T46137V621	FINL PFD ETF	13,011	$245.0K	<0.1%	–
TECHBIO-TECHNE Corp	COM	469	$243.0K	<0.1%	History
WisdomTree Tr97717Y717	GROWTH LEADERS	5,505	$242.0K	<0.1%	–
PPLIPeople Inc	COM NEW	1,839	$240.0K	<0.1%	History
LYVLive Nation Entertainment, Inc.	COM	2,002	$240.0K	<0.1%	History
Invesco Exchange Traded FD T46137V852	DORSEY WRIGHT HE	1,538	$238.0K	<0.1%	–
FLNAFilana Therapeutics, Inc.	COM	5,444	$238.0K	<0.1%	History
KMXCarMax Inc	COM	1,818	$237.0K	<0.1%	History
ZSZscaler, Inc.	Stock	728	$234.0K	<0.1%	History
MVTBlackRock Munivest Fund II, Inc.	COM	14,715	$233.0K	<0.1%	History
First Tr Exchange-Traded FD33736G106	GBL WND ENRG ETF	11,388	$230.0K	<0.1%	–
Alps Clean Energy ETF00162Q460	ETF	3,565	$229.0K	<0.1%	–
TMToyota Motor Corp	ADS	1,230	$228.0K	<0.1%	History
WisdomTree Tr97717X172	US HGH YLD CORP	4,336	$228.0K	<0.1%	–
IRIngersoll Rand Inc.	COM	3,636	$225.0K	<0.1%	History
NBBNuveen Taxable Municipal Income Fund	COM	9,879	$224.0K	<0.1%	History