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Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
1,428
+29 vs. Q3 2021
Portfolio value
$4.94B
−$199.3M (−3.9%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of Cetera Advisors LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock1,113,871$197.8M4.0%−128,566−10.3%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF324,795$154.3M3.1%−100,037−23.5%ReducedHistory
iShares Core S&P 500 ETF464287200ETF311,717$148.7M3.0%−87,472−21.9%Reduced–
iShares MSCI USA Min Vol Factor ETF46429B697ETF1,718,937$139.1M2.8%−765,769−30.8%Reduced–
iShares Russell 1000 Growth ETF464287614ETF275,525$84.2M1.7%−104,524−27.5%Reduced–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG803,737$76.5M1.5%+72,662+9.9%Added–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF1,119,969$76.4M1.5%−416,852−27.1%Reduced–
MSFTMicrosoft CorpStock202,667$68.2M1.4%−24,688−10.9%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF170,974$68.0M1.4%−7,088−4.0%Reduced–
AMZNAmazon Com IncStock18,030$60.1M1.2%−1,803−9.1%ReducedHistory
iShares Tr46429B7470-5 YR TIPS ETF529,014$56.0M1.1%+265,468+100.7%Added–
TSLATesla, Inc.Stock48,689$51.5M1.0%−32,582−40.1%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF393,307$45.0M0.9%−16,551−4.0%Reduced–
Vanguard Total Bond Market ETF921937835ETF507,754$43.0M0.9%+3,465+0.7%Added–
First Tr Exchng Traded FD VI33740F623FT VEST US EQT1,204,166$41.0M0.8%+25,552+2.2%Added–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF481,960$40.8M0.8%+15,743+3.4%Added–
HDHome Depot, Inc.Stock97,908$40.6M0.8%−10,780−9.9%ReducedHistory
iShares Russell 2000 ETF464287655ETF169,645$37.7M0.8%−36,192−17.6%Reduced–
Vanguard S&P 500 ETF922908363ETF85,867$37.5M0.8%−475−0.6%Reduced–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT223,231$36.3M0.7%−11,446−4.9%Reduced–
iShares Tips Bond ETF464287176ETF259,779$33.6M0.7%−197,537−43.2%Reduced–
First Trust Rising Dividend Achievers ETF33738R506ETF645,751$33.4M0.7%+106,564+19.8%Added–
BRK.BBerkshire Hathaway IncStock110,613$33.1M0.7%−4,994−4.3%ReducedHistory
GOOGLAlphabet Inc.Stock11,391$33.0M0.7%−809−6.6%ReducedHistory
CLFCleveland-Cliffs Inc.COM1,383,911$30.1M0.6%+15,250+1.1%AddedHistory
JPMJPMorgan Chase & CoStock187,906$29.8M0.6%−13,396−6.7%ReducedHistory
iShares S&P 500 Value ETF464287408ETF187,170$29.3M0.6%+48,906+35.4%Added–
JPMorgan Ultra-Short Income ETF46641Q837ETF551,710$27.9M0.6%−14,840−2.6%Reduced–
iShares Core Dividend Growth ETF46434V621ETF485,255$27.0M0.5%−25,034−4.9%Reduced–
First Tr Exchange-Traded FD33734H106SHS609,376$26.2M0.5%+32,664+5.7%Added–
iShares Core S&P Mid-Cap ETF464287507ETF89,991$25.5M0.5%+1,650+1.9%Added–
NVDANVIDIA CorpStock86,404$25.4M0.5%−11,226−11.5%ReducedHistory
PGProcter & Gamble CoStock146,959$24.0M0.5%−7,202−4.7%ReducedHistory
FCXFreeport-McMoran IncStock565,960$23.6M0.5%−1,414−0.2%ReducedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF204,843$23.4M0.5%−213,596−51.0%Reduced–
Invesco S&P 500 Quality ETF46137V241ETF413,135$22.0M0.4%+2,538+0.6%Added–
JNJJohnson & JohnsonStock127,926$21.9M0.4%−12,074−8.6%ReducedHistory
iShares MSCI Eafe ETF464287465ETF276,607$21.8M0.4%−1,136−0.4%Reduced–
iShares Russell Mid-Cap Growth ETF464287481ETF188,740$21.7M0.4%−64,814−25.6%Reduced–
Vanguard High Dividend Yield Index ETF921946406ETF190,677$21.4M0.4%+38,035+24.9%Added–
GLDSPDR Gold TrustETF123,726$21.2M0.4%−25,349−17.0%ReducedHistory
HONHoneywell International IncCOM100,876$21.0M0.4%−3,276−3.1%ReducedHistory
BACBank of America CorpStock460,378$20.5M0.4%−35,873−7.2%ReducedHistory
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW333,579$19.9M0.4%+80,385+31.7%Added–
CRMSalesforce, Inc.Stock78,053$19.8M0.4%−4,154−5.1%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF116,225$19.5M0.4%−18,242−13.6%Reduced–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 152,932$19.2M0.4%−7,132−11.9%ReducedHistory
Vanguard Star FDS921909768VG TL INTL STK F298,073$18.9M0.4%−31,585−9.6%Reduced–
CVXChevron CorpStock157,183$18.4M0.4%+25,613+19.5%AddedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM291,243$18.4M0.4%+52,256+21.9%Added–
GOOGAlphabet Inc.Stock6,349$18.4M0.4%−1,206−16.0%ReducedHistory
NIONIO Inc.ADR574,903$18.2M0.4%+9,721+1.7%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF75,203$18.2M0.4%+652+0.9%Added–
VZVerizon Communications IncStock338,651$17.6M0.4%−10,570−3.0%ReducedHistory
METAMeta Platforms, Inc.Stock52,246$17.6M0.4%−4,975−8.7%ReducedHistory
DISWalt Disney CoStock112,095$17.4M0.4%−18,011−13.8%ReducedHistory
iShares S&P 500 Growth ETF464287309ETF206,497$17.3M0.3%−16,068−7.2%Reduced–
MCDMcDonalds CorpStock60,957$16.3M0.3%−1,556−2.5%ReducedHistory
iShares Core MSCI Eafe ETF46432F842ETF214,401$16.0M0.3%−44,727−17.3%Reduced–
Goldman Sachs ETF Tr381430107ACTIVEBETA INT451,287$15.9M0.3%+31,534+7.5%Added–
NOCNorthrop Grumman CorpStock40,950$15.9M0.3%−4,479−9.9%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF49,262$15.8M0.3%−5,030−9.3%Reduced–
Vanguard Health Care ETF92204A504ETF59,284$15.8M0.3%+4,043+7.3%Added–
MOAltria Group, Inc.Stock333,116$15.8M0.3%−19,020−5.4%ReducedHistory
LMTLockheed Martin CorpStock44,100$15.7M0.3%+95+0.2%AddedHistory
VVisa Inc.Stock70,147$15.2M0.3%−8,607−10.9%ReducedHistory
DEDeere & CoStock44,193$15.2M0.3%−28,358−39.1%ReducedHistory
ORealty Income CorpREIT196,338$14.1M0.3%+79,688+68.3%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF80,549$14.0M0.3%−10,315−11.4%Reduced–
iShares Russell 2000 Growth ETF464287648ETF47,773$14.0M0.3%−3,793−7.4%Reduced–
PYPLPayPal Holdings, Inc.Stock74,177$14.0M0.3%+42,240+132.3%AddedHistory
AMTAmerican Tower CorpREIT47,658$13.9M0.3%+517+1.1%AddedHistory
MAMastercard IncStock38,691$13.9M0.3%−2,466−6.0%ReducedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF151,610$13.9M0.3%+4,417+3.0%Added–
XUnited States Steel CorpCOM568,791$13.5M0.3%+7,871+1.4%AddedHistory
Vanguard Index FDS922908652EXTEND MKT ETF73,781$13.5M0.3%−18,776−20.3%Reduced–
COSTCostco Wholesale CorpStock23,747$13.5M0.3%−1,227−4.9%ReducedHistory
PFEPfizer IncStock226,855$13.4M0.3%−18,138−7.4%ReducedHistory
iShares Tr46435G425ESG AWR MSCI USA119,645$12.9M0.3%+8,162+7.3%Added–
XOMExxonMobil Holdings CorpCOM208,226$12.7M0.3%+15,333+7.9%AddedHistory
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY157,982$12.7M0.3%+2,081+1.3%Added–
State Street Utilities Select Sector SPDR ETF81369Y886ETF176,932$12.7M0.3%+16,115+10.0%Added–
iShares Russell Midcap ETF464287499ETF152,412$12.7M0.3%−11,568−7.1%Reduced–
TAT&T Inc.Stock511,078$12.6M0.3%−175,148−25.5%ReducedHistory
KOCoca Cola CoStock207,160$12.3M0.2%−3,497−1.7%ReducedHistory
iShares Tr464288687PFD AND INCM SEC308,241$12.2M0.2%+5,684+1.9%Added–
iShares Tr464287150CORE S&P TTL STK112,134$12.0M0.2%+6,714+6.4%Added–
iShares Tr464287622RUS 1000 ETF44,419$11.7M0.2%−2,464−5.3%Reduced–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF57,362$11.7M0.2%−638−1.1%Reduced–
Schwab US Dividend Equity ETF808524797ETF144,531$11.7M0.2%−5,256−3.5%Reduced–
Global X FDS37954Y673US INFR DEV ETF402,161$11.6M0.2%+47,346+13.3%Added–
PEPPepsiCo IncStock66,212$11.5M0.2%−11,310−14.6%ReducedHistory
IBMInternational Business Machines CorpStock85,736$11.5M0.2%+21,948+34.4%AddedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF81,195$11.4M0.2%−9,214−10.2%Reduced–
Amplify ETF Tr032108409CWP ENHANCED DIV299,505$11.4M0.2%+2,917+1.0%Added–
State Street Financial Select Sector SPDR ETF81369Y605ETF281,311$11.0M0.2%−7,489−2.6%Reduced–
Invesco Nasdaq 100 ETF46138G649ETF65,803$10.8M0.2%−13,983−17.5%Reduced–
NLYAnnaly Capital Management IncCOM1,364,789$10.7M0.2%+84,231+6.6%AddedHistory
First Tr Exchange-Traded FD336917109SHS293,932$10.5M0.2%+14,716+5.3%Added–
OKEONEOK IncCOM171,915$10.1M0.2%+3,757+2.2%AddedHistory

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q4 2021
SecurityClassPutsCalls
NVDANVIDIA CorpStock$40.0K–
CNCCentene CorpStock$9.00K–
BLDRBuilders FirstSource, Inc.Stock$5.00K–
DISWalt Disney CoStock$2.00K–
ISRGIntuitive Surgical IncCOM NEW$1.00K–

Sold out since Q3 2021 (106)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 106 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
VERVEREIT, Inc.COM131,506$5.95M0.1%History
DIDIYDiDi Global Inc.SPONSORED ADS305,637$2.38M<0.1%History
EVAEnviva, LLCCOM UNIT33,515$1.81M<0.1%History
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund70,783$1.63M<0.1%–
XPEVXpeng Inc.ADS33,427$1.19M<0.1%History
QSQuantumScape CorpCOM CL A35,148$863.0K<0.1%History
EQIXEquinix IncCOM1,035$818.0K<0.1%History
CRSCarpenter Technology CorpCOM21,788$713.0K<0.1%History
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS31,384$663.0K<0.1%History
BLDPBallard Power Systems Inc.COM46,194$649.0K<0.1%History
LILi Auto Inc.SPONSORED ADS24,060$633.0K<0.1%History
ERICEricsson LM Telephone CoADR B SEK 1055,241$619.0K<0.1%History
CLVTClarivate PLCORD SHS27,895$611.0K<0.1%History
KSUKansas City SouthernCOM NEW2,231$604.0K<0.1%History
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX52,289$600.0K<0.1%–
iShares Tr46435U226IBONDS 21 TRM HG23,540$569.0K<0.1%–
First Tr Exchange Traded FD33738R795NASDAQ TRANSN18,133$559.0K<0.1%–
AIZAssurant, Inc.Stock3,340$527.0K<0.1%History
PHGKoninklijke Philips NVNY REGIS SHS NEW11,824$525.0K<0.1%History
BEEMBeam GlobalCOM18,757$513.0K<0.1%History
WisdomTree Tr97717W844GLOB EX US QU FD12,638$511.0K<0.1%–
First Tr Exch TRD Alphdx FD33737J109ASIA EX JAPAN15,509$502.0K<0.1%–
Credit Suisse AG Nassau BRH22542D423LG CAP GRTH ENH655$460.0K<0.1%–
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW16,665$454.0K<0.1%–
NTLAIntellia Therapeutics, Inc.COM3,321$446.0K<0.1%History
Dimensional ETF Trust25434V104US CORE EQT MKT12,950$390.0K<0.1%–
BSCLBILI Social International, Inc.BULSHS 2021 CB18,279$386.0K<0.1%History
WKHSWorkhorse Group Inc.COM NEW50,232$384.0K<0.1%History
CAKECheesecake Factory IncCOM8,130$382.0K<0.1%History
CARAvis Budget Group, Inc.COM3,279$382.0K<0.1%History
iShares Inc464286319EM MKTS DIV ETF9,357$364.0K<0.1%–
PTONPeloton Interactive, Inc.CL A COM4,133$360.0K<0.1%History
iShares Tr46434VBK5IBONDS DEC21 ETF14,292$353.0K<0.1%–
JYNTJOINT CorpCOM3,440$337.0K<0.1%History
ANAutonation, Inc.COM2,710$330.0K<0.1%History
First Trust Indxx Innovative Transaction & Process ETF33741X201ETF7,640$322.0K<0.1%–
First Tr Exchng Traded FD VI33740F730FT VEST US EQT9,447$319.0K<0.1%–
Innovator ETFs Trust45782C326US EQTY BUFR MAY10,081$315.0K<0.1%–
iShares Tr464288836U.S. PHARMA ETF1,702$312.0K<0.1%–
VanEck Vectors ETF Tr92189F585OIL REFINERS ETF10,609$310.0K<0.1%–
SPLKSplunk IncCOM2,106$305.0K<0.1%History
HSBCHSBC Holdings PLCSPON ADR NEW11,621$304.0K<0.1%History
WisdomTree Tr97717W547US VALUE FD5,080$301.0K<0.1%–
GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt TrustCOM12,040$295.0K<0.1%History
LSCCLattice Semiconductor CorpCOM4,485$290.0K<0.1%History
DBEInvesco DB Energy FundENERGY FD17,000$288.0K<0.1%History
JKHYJack Henry & Associates IncStock1,752$287.0K<0.1%History
CASYCaseys General Stores IncCOM1,499$282.0K<0.1%History
APPNAppian CorpCL A2,997$277.0K<0.1%History
CONECyrusOne Holdco LLCCOM3,572$277.0K<0.1%History
JWNNordstrom IncStock10,411$275.0K<0.1%History
BYNDBeyond Meat, Inc.COM2,617$275.0K<0.1%History
EXPEExpedia Group, Inc.Stock1,671$274.0K<0.1%History
OPIOffice Properties Income TrustCOM SHS BEN INT10,328$262.0K<0.1%History
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT7,063$261.0K<0.1%History
INGING Groep NVSPONSORED ADR17,441$253.0K<0.1%History
SPDR Series Trust78464A540ST STR SP TELCO2,654$253.0K<0.1%–
CIIBlackRock Enhanced Large Cap Core Fund, Inc.COM12,465$252.0K<0.1%History
UPSTUpstart Holdings, Inc.COM788$249.0K<0.1%History
BILIBilibili Inc.SPONS ADS REP Z3,745$248.0K<0.1%History
iShares Tr46435G342MORTGE REL ETF6,837$247.0K<0.1%–
WHFWhiteHorse Finance, Inc.COM16,125$245.0K<0.1%History
WisdomTree Tr97717X651US S CAP QTY DIV5,484$243.0K<0.1%–
iShares Tr464289420RUS TP200 VL ETF3,639$239.0K<0.1%–
ORIOld Republic International CorpCOM10,252$237.0K<0.1%History
LMNDLemonade, Inc.Stock3,524$236.0K<0.1%History
OMCOmnicom Group Inc.COM3,192$231.0K<0.1%History
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN5,592$228.0K<0.1%–
Flexshares Tr33939L407MORNSTAR UPSTR6,189$227.0K<0.1%–
PBCTPeople's United Financial, Inc.COM12,878$225.0K<0.1%History
BUDAnheuser-Busch InBev SA/NVADR3,917$221.0K<0.1%History
SARSaratoga Investment Corp.COM NEW7,488$215.0K<0.1%History
Nuveen Diversified Divid & I6706EP105COM20,542$213.0K<0.1%–
Northern LTS FD Tr IV66538H658INSPIRE GBL HOPE5,500$210.0K<0.1%–
WATWaters CorpCOM588$210.0K<0.1%History
NEONeogenomics IncCOM NEW4,316$208.0K<0.1%History
FLOFlowers Foods IncCOM8,702$206.0K<0.1%History
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF6,580$204.0K<0.1%–
Global X FDS37954Y434GENOMIC BIOTECH9,200$204.0K<0.1%–
DXCMDexcom IncCOM371$203.0K<0.1%History
PTYPIMCO Corporate & Income Opportunity FundCOM11,030$202.0K<0.1%History
PDCOPatterson Companies, Inc.COM6,673$201.0K<0.1%History
APTVAptiv PLCSHS1,351$201.0K<0.1%History
OKTAOkta, Inc.CL A843$200.0K<0.1%History
BHKBlackRock Core Bond TrustSHS BEN INT10,252$170.0K<0.1%History
JBLUJetBlue Airways CorpCOM10,128$155.0K<0.1%History
HNSTHonest Company, Inc.COM13,900$144.0K<0.1%History
EARNEllington Credit CoCOM SHS BEN INT12,765$142.0K<0.1%History
MTUSMetallus Inc.COM10,695$140.0K<0.1%History
FIRYFiry Inc.COM11,755$115.0K<0.1%History
POWWOutdoor Holding CoCOM16,054$99.0K<0.1%History
USALiberty All Star Equity FundSH BEN INT10,029$86.0K<0.1%History
INSGInseego Corp.COM12,701$85.0K<0.1%History
IAFAbrdn Australia Equity Fund, Inc.COM11,636$69.0K<0.1%History
NCZVirtus Convertible & Income Fund IICOM11,704$61.0K<0.1%History
SMSISmith Micro Software, Inc.COM NEW11,100$54.0K<0.1%History
KOPNKopin CorpCOM10,254$53.0K<0.1%History
KRMDKORU Medical Systems, Inc.COM17,919$51.0K<0.1%History
HIVEHIVE Digital Technologies Ltd.COM10,900$29.0K<0.1%History
DFTXDefinium Therapeutics, Inc.COM11,300$26.0K<0.1%History