Cetera Advisors LLC
- SEC CIK
- 0001534400
- Latest filing
- May 24, 2024
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 1,399
- +87 vs. Q2 2021
- Portfolio value
- $5.14B
- +$915.3M (+21.7%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 2,484,706 | $182.6M | 3.6% | +649,943+35.4% | Added | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 424,832 | $182.3M | 3.5% | +114,122+36.7% | Added | History |
| AAPLApple Inc. | Stock | 1,242,437 | $175.8M | 3.4% | +134,161+12.1% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 399,189 | $172.0M | 3.3% | +57,904+17.0% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 380,049 | $104.1M | 2.0% | +103,282+37.3% | Added | – |
| Vanguard Intl Equity Index F922042874 | FTSE EUROPE ETF | 1,536,821 | $100.8M | 2.0% | +473,890+44.6% | Added | – |
| AMZNAmazon Com Inc | Stock | 19,833 | $65.2M | 1.3% | +2,844+16.7% | Added | History |
| MSFTMicrosoft Corp | Stock | 227,355 | $64.1M | 1.2% | +38,418+20.3% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 178,062 | $63.7M | 1.2% | +15,256+9.4% | Added | – |
| TSLATesla, Inc. | Stock | 81,271 | $63.0M | 1.2% | +61,801+317.4% | Added | History |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 731,075 | $62.9M | 1.2% | +65,090+9.8% | Added | – |
| iShares Tips Bond ETF464287176 | ETF | 457,316 | $58.4M | 1.1% | +185,792+68.4% | Added | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 418,439 | $48.0M | 0.9% | +166,867+66.3% | Added | – |
| iShares Russell 2000 ETF464287655 | ETF | 205,837 | $45.0M | 0.9% | +31,086+17.8% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 409,858 | $44.8M | 0.9% | +41,611+11.3% | Added | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 504,289 | $43.1M | 0.8% | +67,575+15.5% | Added | – |
| First Tr Exchng Traded FD VI33740F623 | FT VEST US EQT | 1,178,614 | $38.9M | 0.8% | +200,957+20.6% | Added | – |
| HDHome Depot, Inc. | Stock | 108,688 | $35.7M | 0.7% | +24,201+28.6% | Added | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 234,677 | $35.2M | 0.7% | +41,144+21.3% | Added | – |
| First Tr Exchange-Traded FD33733E104 | CAP STRENGTH ETF | 466,217 | $34.9M | 0.7% | +64,999+16.2% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 86,342 | $34.1M | 0.7% | +17,119+24.7% | Added | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 622,572 | $34.0M | 0.7% | +68,944+12.5% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 201,302 | $33.0M | 0.6% | +31,322+18.4% | Added | History |
| GOOGLAlphabet Inc. | Stock | 12,200 | $32.6M | 0.6% | +1,412+13.1% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 115,607 | $31.6M | 0.6% | +20,112+21.1% | Added | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 566,550 | $28.7M | 0.6% | −17,265−3.0% | Reduced | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 253,554 | $28.4M | 0.6% | +66,845+35.8% | Added | – |
| iShares Tr46429B747 | 0-5 YR TIPS ETF | 263,546 | $27.8M | 0.5% | +71,388+37.2% | Added | – |
| CLFCleveland-Cliffs Inc. | COM | 1,368,661 | $27.1M | 0.5% | +40,880+3.1% | Added | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 510,289 | $25.6M | 0.5% | +98,382+23.9% | Added | – |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 539,187 | $25.6M | 0.5% | +124,361+30.0% | Added | – |
| GLDSPDR Gold Trust | ETF | 149,075 | $24.5M | 0.5% | +33,906+29.4% | Added | History |
| DEDeere & Co | Stock | 72,551 | $24.3M | 0.5% | +30,795+73.7% | Added | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 88,341 | $23.2M | 0.5% | +5,725+6.9% | Added | – |
| JNJJohnson & Johnson | Stock | 140,000 | $22.6M | 0.4% | +20,298+17.0% | Added | History |
| First Tr Exchange-Traded FD33734H106 | SHS | 576,712 | $22.6M | 0.4% | +92,869+19.2% | Added | – |
| CRMSalesforce, Inc. | Stock | 82,207 | $22.3M | 0.4% | +7,253+9.7% | Added | History |
| HONHoneywell International Inc | COM | 104,152 | $22.1M | 0.4% | +15,111+17.0% | Added | History |
| DISWalt Disney Co | Stock | 130,106 | $22.0M | 0.4% | +26,565+25.7% | Added | History |
| iShares MSCI Eafe ETF464287465 | ETF | 277,743 | $21.7M | 0.4% | +2,228+0.8% | Added | – |
| PGProcter & Gamble Co | Stock | 154,161 | $21.6M | 0.4% | +12,078+8.5% | Added | History |
| BACBank of America Corp | Stock | 496,251 | $21.1M | 0.4% | +27,463+5.9% | Added | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 134,467 | $21.0M | 0.4% | +43,084+47.1% | Added | – |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 329,658 | $20.9M | 0.4% | +70,928+27.4% | Added | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 60,064 | $20.3M | 0.4% | +10,751+21.8% | Added | History |
| NVDANVIDIA Corp | Stock | 97,630 | $20.2M | 0.4% | +15,402+18.7% | AddedConverted for a 4-for-1 split | History |
| NIONIO Inc. | ADR | 565,182 | $20.1M | 0.4% | +131,192+30.2% | Added | History |
| GOOGAlphabet Inc. | Stock | 7,555 | $20.1M | 0.4% | +1,409+22.9% | Added | History |
| iShares S&P 500 Value ETF464287408 | ETF | 138,264 | $20.1M | 0.4% | +34,057+32.7% | Added | – |
| Invesco S&P 500 Quality ETF46137V241 | ETF | 410,597 | $19.9M | 0.4% | +36,218+9.7% | Added | – |
| METAMeta Platforms, Inc. | Stock | 57,221 | $19.4M | 0.4% | +9,776+20.6% | Added | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 259,128 | $19.2M | 0.4% | +56,987+28.2% | Added | – |
| VZVerizon Communications Inc | Stock | 349,221 | $18.9M | 0.4% | +94,096+36.9% | Added | History |
| TAT&T Inc. | Stock | 686,226 | $18.5M | 0.4% | +100,459+17.1% | Added | History |
| FCXFreeport-McMoran Inc | Stock | 567,374 | $18.5M | 0.4% | +11,765+2.1% | Added | History |
| VVisa Inc. | Stock | 78,754 | $17.5M | 0.3% | +7,967+11.3% | Added | History |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 92,557 | $16.9M | 0.3% | +30,568+49.3% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 74,551 | $16.6M | 0.3% | −1,992−2.6% | Reduced | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 222,565 | $16.4M | 0.3% | +8,362+3.9% | Added | – |
| NOCNorthrop Grumman Corp | Stock | 45,429 | $16.4M | 0.3% | +4,356+10.6% | Added | History |
| MOAltria Group, Inc. | Stock | 352,136 | $16.0M | 0.3% | +92,607+35.7% | Added | History |
| Schwab International Equity ETF808524805 | ETF | 409,726 | $15.9M | 0.3% | +182,558+80.4% | Added | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 152,642 | $15.8M | 0.3% | +26,272+20.8% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 54,292 | $15.8M | 0.3% | +6,364+13.3% | Added | – |
| LMTLockheed Martin Corp | Stock | 44,005 | $15.2M | 0.3% | +6,504+17.3% | Added | History |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 253,194 | $15.2M | 0.3% | +45,782+22.1% | Added | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 51,566 | $15.1M | 0.3% | +5,444+11.8% | Added | – |
| MCDMcDonalds Corp | Stock | 62,513 | $15.1M | 0.3% | +15,468+32.9% | Added | History |
| ARK Innovation ETF00214Q104 | ETF | 134,394 | $14.9M | 0.3% | +47,927+55.4% | Added | – |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 419,753 | $14.3M | 0.3% | +6,004+1.5% | Added | – |
| MAMastercard Inc | Stock | 41,157 | $14.3M | 0.3% | +3,097+8.1% | Added | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 238,987 | $14.2M | 0.3% | +198,043+483.7% | Added | – |
| EHEHang Holdings Ltd | ADS | 576,865 | $13.8M | 0.3% | +211,708+58.0% | Added | History |
| Vanguard Health Care ETF92204A504 | ETF | 55,241 | $13.7M | 0.3% | +4,184+8.2% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 90,864 | $13.6M | 0.3% | +2,239+2.5% | Added | – |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 147,193 | $13.5M | 0.3% | +8,514+6.1% | Added | – |
| CVXChevron Corp | Stock | 131,570 | $13.3M | 0.3% | +13,259+11.2% | Added | History |
| Vanguard Total International Bond ETF92203J407 | ETF | 225,213 | $12.8M | 0.2% | +51,249+29.5% | Added | – |
| iShares Russell Midcap ETF464287499 | ETF | 163,980 | $12.8M | 0.2% | +32,428+24.7% | Added | – |
| AMTAmerican Tower Corp | REIT | 47,141 | $12.5M | 0.2% | +3,940+9.1% | Added | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 466,465 | $12.4M | 0.2% | +136,607+41.4% | Added | – |
| XUnited States Steel Corp | COM | 560,920 | $12.3M | 0.2% | −95,585−14.6% | Reduced | History |
| First Tr Exchng Traded FD VI33740F649 | FT VEST NAS | 545,186 | $12.1M | 0.2% | +170,591+45.5% | Added | – |
| Vanguard Scottsdale FDS92206C714 | VNG RUS1000VAL | 174,948 | $12.0M | 0.2% | +87,618+100.3% | Added | – |
| Invesco Exchange Traded FD T46137V472 | S&P MDCP QUALITY | 155,901 | $11.8M | 0.2% | +11,102+7.7% | Added | – |
| Schwab Intermediate-Term US Treasury ETF808524854 | ETF | 208,752 | $11.8M | 0.2% | +108,690+108.6% | Added | – |
| iShares Tr464288687 | PFD AND INCM SEC | 302,557 | $11.7M | 0.2% | +14,403+5.0% | Added | – |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 79,786 | $11.7M | 0.2% | +34,302+75.4% | Added | – |
| PEPPepsiCo Inc | Stock | 77,522 | $11.7M | 0.2% | +11,715+17.8% | Added | History |
| iShares S&P 100 ETF464287101 | ETF | 58,906 | $11.6M | 0.2% | +22,726+62.8% | Added | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 90,409 | $11.5M | 0.2% | +16,704+22.7% | Added | – |
| BABoeing Co | Stock | 52,059 | $11.4M | 0.2% | +5,714+12.3% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 192,893 | $11.3M | 0.2% | −2,472−1.3% | Reduced | History |
| iShares Tr464287622 | RUS 1000 ETF | 46,883 | $11.3M | 0.2% | +8,736+22.9% | Added | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 98,062 | $11.3M | 0.2% | +28,039+40.0% | Added | – |
| COSTCostco Wholesale Corp | Stock | 24,974 | $11.2M | 0.2% | +1,565+6.7% | Added | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 149,787 | $11.1M | 0.2% | +64,705+76.1% | Added | – |
| KOCoca Cola Co | Stock | 210,657 | $11.1M | 0.2% | +14,849+7.6% | Added | History |
| iShares Tr46435G425 | ESG AWR MSCI USA | 111,483 | $11.0M | 0.2% | +12,876+13.1% | Added | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 22,618 | $10.9M | 0.2% | +4,622+25.7% | Added | History |
Options (9)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| NVDANVIDIA Corp | Stock | $43.0K | – |
| LYVLive Nation Entertainment, Inc. | COM | $34.0K | – |
| SESea Ltd | SPONSORD ADS | $21.0K | – |
| XPEVXpeng Inc. | ADS | $19.0K | – |
| BACBank of America Corp | Stock | $10.0K | – |
| NOCNorthrop Grumman Corp | Stock | $9.00K | – |
| DISWalt Disney Co | Stock | $7.00K | – |
| MSFTMicrosoft Corp | Stock | – | $6.00K |
| EIXEdison International | Stock | $1.00K | – |
Sold out since Q2 2021 (80)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| RNACCartesian Therapeutics, Inc. | COM | 1,106,325 | $4.62M | 0.1% | History |
| iShares U S ETF Tr46431W705 | INT RT HDG C B | 42,010 | $4.05M | 0.1% | – |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | 81,455 | $3.26M | 0.1% | – |
| Invesco Exch Traded FD Tr II46138E164 | S&P SMLCP ENGY | 297,641 | $2.39M | 0.1% | – |
| iShares Tr46434V787 | YLD OPTIM BD | 92,857 | $2.35M | 0.1% | – |
| iShares Tr464289511 | 10+ YR INVST GRD | 30,966 | $2.17M | 0.1% | – |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 58,504 | $1.54M | <0.1% | – |
| FXFInvesco CurrencyShares Swiss Franc Trust | SWISS FRANC | 12,930 | $1.27M | <0.1% | History |
| WRIWeingarten Realty Investors | SH BEN INT | 39,133 | $1.25M | <0.1% | History |
| iShares Tr46429B671 | MSCI CHINA ETF | 14,679 | $1.21M | <0.1% | – |
| iShares Tr46435U333 | FOCUSD VAL FAC | 20,121 | $1.10M | <0.1% | – |
| CPERUnited States Commodity Index Funds Trust | CM REP COPP FD | 34,910 | $916.0K | <0.1% | History |
| iShares Tr46436E536 | US SML CP VALUE | 28,787 | $884.0K | <0.1% | – |
| iShares Tr464288430 | ASIA 50 ETF | 9,541 | $874.0K | <0.1% | – |
| OMFOneMain Holdings, Inc. | COM | 13,600 | $815.0K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F664 | FT VEST US EQT | 23,732 | $806.0K | <0.1% | – |
| iShares Tr46429B366 | CMBS ETF | 14,698 | $799.0K | <0.1% | – |
| AIGAmerican International Group, Inc. | Stock | 16,772 | $798.0K | <0.1% | History |
| ODFLOld Dominion Freight Line, Inc. | COM | 2,898 | $736.0K | <0.1% | History |
| TRIPTripAdvisor, Inc. | COM | 16,809 | $677.0K | <0.1% | History |
| SPDR Series Trust78464A755 | ST STR SP METAL | 14,557 | $627.0K | <0.1% | – |
| NTESNetEase, Inc. | SPONSORED ADS | 5,266 | $607.0K | <0.1% | History |
| RABrookfield Real Assets Income Fund Inc. | SHS BEN INT | 26,201 | $574.0K | <0.1% | History |
| CACICACI International Inc | CL A | 2,226 | $568.0K | <0.1% | History |
| NEWTNewtekOne, Inc. | COM NEW | 16,100 | $562.0K | <0.1% | History |
| CAFMorgan Stanley China A Share Fund, Inc. | COM | 24,586 | $562.0K | <0.1% | History |
| Global X FDS37950E606 | MSCI CHINA FINCL | 34,494 | $531.0K | <0.1% | – |
| GRWGGrowGeneration Corp. | COM | 10,841 | $521.0K | <0.1% | History |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 38,426 | $509.0K | <0.1% | History |
| Procure ETF Trust II74280R205 | SPACE ETF | 15,610 | $485.0K | <0.1% | – |
| Northern LTS FD Tr IV66538H534 | INSPIRE 100 ETF | 11,200 | $478.0K | <0.1% | – |
| Global X FDS37950E408 | MSCI CHINA CNSMR | 13,332 | $472.0K | <0.1% | – |
| TERTeradyne, Inc | Stock | 3,326 | $446.0K | <0.1% | History |
| NVCRNovoCure Ltd | ORD SHS | 1,816 | $403.0K | <0.1% | History |
| VALEVale S.A. | SPONSORED ADS | 16,684 | $381.0K | <0.1% | History |
| CORNTeucrium Commodity Trust | CORN FD SHS | 16,940 | $362.0K | <0.1% | History |
| MORFMorphic Holding, Inc. | COM | 6,210 | $356.0K | <0.1% | History |
| CFGCitizens Financial Group Inc | COM | 7,750 | $355.0K | <0.1% | History |
| CCAPCrescent Capital BDC, Inc. | COM | 18,800 | $353.0K | <0.1% | History |
| HPIJohn Hancock Preferred Income Fund | SH BEN INT | 16,000 | $346.0K | <0.1% | History |
| BCBrunswick Corp | COM | 3,466 | $345.0K | <0.1% | History |
| ASANAsana, Inc. | CL A | 5,440 | $337.0K | <0.1% | History |
| MVISMicrovision, Inc. | COM NEW | 19,430 | $325.0K | <0.1% | History |
| PFPTProofpoint Inc | COM | 1,830 | $318.0K | <0.1% | History |
| Churchill Capital Corp IV171439102 | CL A | 10,191 | $294.0K | <0.1% | – |
| LFMDLifeMD, Inc. | COM | 24,880 | $293.0K | <0.1% | History |
| JMIAJumia Technologies AG | SPONSORED ADS | 9,615 | $292.0K | <0.1% | History |
| iShares Tr46434V290 | US SML CAP EQT | 4,901 | $269.0K | <0.1% | – |
| NSLRNeostellar Capital Corp. | COM NEW | 19,917 | $269.0K | <0.1% | History |
| FMCFMC Corp | COM NEW | 2,465 | $267.0K | <0.1% | History |
| FSLYFastly, Inc. | CL A | 4,395 | $262.0K | <0.1% | History |
| iShares Tr464288851 | US OIL GS EX ETF | 4,386 | $251.0K | <0.1% | – |
| Exchange Traded Concepts Tr301505723 | ROBO GBL HLTCR | 4,700 | $226.0K | <0.1% | – |
| iShares Tr464287184 | CHINA LG-CAP ETF | 4,750 | $220.0K | <0.1% | – |
| First Tr Exchange Traded FD33738R308 | BUYWRIT INCM ETF | 10,029 | $220.0K | <0.1% | – |
| Northern LTS FD Tr IV66538H641 | INSPIRE SML/ MID | 6,000 | $220.0K | <0.1% | – |
| Invesco Exchange Traded FD T46137V605 | DJ INDL AVG DV | 4,999 | $220.0K | <0.1% | – |
| CDMOAvid Bioservices, Inc. | COM | 8,505 | $218.0K | <0.1% | History |
| EEFTEuronet Worldwide, Inc. | COM | 1,590 | $215.0K | <0.1% | History |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | 3,800 | $215.0K | <0.1% | History |
| AVYAvery Dennison Corp | COM | 1,001 | $211.0K | <0.1% | History |
| POSHPoshmark, Inc. | COM CL A | 4,405 | $210.0K | <0.1% | History |
| Global X FDS37954Y392 | VDEO GAM ESPRT | 6,479 | $209.0K | <0.1% | – |
| QQQXNuveen NASDAQ 100 Dynamic Overwrite Fund | COM SHS | 6,999 | $206.0K | <0.1% | History |
| SPDR Series Trust78468R747 | ST STR MSCI GEN | 2,031 | $206.0K | <0.1% | – |
| WORKSlack Technologies, Inc. | COM CL A | 4,639 | $206.0K | <0.1% | History |
| UGAUnited States Gasoline Fund, LP | UNITS | 5,705 | $205.0K | <0.1% | History |
| SPDR Series Trust78464A490 | ST STR FTSE ETF | 3,606 | $203.0K | <0.1% | – |
| VanEck ETF Trust92189F452 | MORTGAGE REIT | 10,183 | $202.0K | <0.1% | – |
| FLYYSpirit Aviation Holdings, Inc. | COM | 6,625 | $202.0K | <0.1% | History |
| Barclays Bank PLC06746P522 | ETN LKD 48 | 3,040 | $201.0K | <0.1% | – |
| FIXComfort Systems USA Inc | COM | 2,543 | $200.0K | <0.1% | History |
| Vanguard Scottsdale FDS92206C813 | LG-TERM COR BD | 1,867 | $200.0K | <0.1% | – |
| CXCemex SAB de CV | SPON ADR NEW | 23,592 | $198.0K | <0.1% | History |
| LMRKLandmark Infrastructure Partners LP | COM UNIT LTD | 14,000 | $179.0K | <0.1% | History |
| ALDXAldeyra Therapeutics, Inc. | COM | 14,100 | $160.0K | <0.1% | History |
| BRGBluerock Residential Growth REIT, Inc. | COM CL A | 14,648 | $149.0K | <0.1% | History |
| Prospect Cap Corp74348TAT9 | NOTE 6.375% 3/0 | 50,000 | $54.0K | <0.1% | – |
| AHTAshford Hospitality Trust Inc | COM SHS | 11,517 | $53.0K | <0.1% | History |
| TBLTToughbuilt Industries, Inc | COM NEW | 10,000 | $8.00K | <0.1% | History |