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Cetera Advisors LLC

SEC CIK
0001534400
最新申報
2024/5/24

2021 年第 3 季持倉

持倉截至 2021/9/30,2021/11/16 申報。只含多頭部位,變化是跟 2021 年第 2 季比股數。

機構總覽
持股檔數
1,399
較 2021 年第 2 季 +87
總值
$51.4 億
較 2021 年第 2 季 +$9.15 億 (+21.7%)
申報日
2021/11/16
SEC
Cetera Advisors LLC 在 2021 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
iShares MSCI USA Min Vol Factor ETF46429B697ETF2,484,706$1.83 億3.6%+649,943+35.4%加碼–
SPYSPDR S&P 500 ETF TrustETF424,832$1.82 億3.5%+114,122+36.7%加碼歷史
AAPLApple Inc.Stock1,242,437$1.76 億3.4%+134,161+12.1%加碼歷史
iShares Core S&P 500 ETF464287200ETF399,189$1.72 億3.3%+57,904+17.0%加碼–
iShares Russell 1000 Growth ETF464287614ETF380,049$1.04 億2.0%+103,282+37.3%加碼–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF1,536,821$1.01 億2.0%+473,890+44.6%加碼–
AMZNAmazon Com IncStock19,833$6,515 萬1.3%+2,844+16.7%加碼歷史
MSFTMicrosoft CorpStock227,355$6,410 萬1.2%+38,418+20.3%加碼歷史
Invesco QQQ Trust Series I46090E103ETF178,062$6,374 萬1.2%+15,256+9.4%加碼–
TSLATesla, Inc.Stock81,271$6,302 萬1.2%+61,801+317.4%加碼歷史
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG731,075$6,289 萬1.2%+65,090+9.8%加碼–
iShares Tips Bond ETF464287176ETF457,316$5,840 萬1.1%+185,792+68.4%加碼–
iShares Core U.S. Aggregate Bond ETF464287226ETF418,439$4,805 萬0.9%+166,867+66.3%加碼–
iShares Russell 2000 ETF464287655ETF205,837$4,503 萬0.9%+31,086+17.8%加碼–
iShares Core S&P Small Cap ETF464287804ETF409,858$4,475 萬0.9%+41,611+11.3%加碼–
Vanguard Total Bond Market ETF921937835ETF504,289$4,309 萬0.8%+67,575+15.5%加碼–
First Tr Exchng Traded FD VI33740F623FT VEST US EQT1,178,614$3,891 萬0.8%+200,957+20.6%加碼–
HDHome Depot, Inc.Stock108,688$3,568 萬0.7%+24,201+28.6%加碼歷史
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT234,677$3,516 萬0.7%+41,144+21.3%加碼–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF466,217$3,488 萬0.7%+64,999+16.2%加碼–
Vanguard S&P 500 ETF922908363ETF86,342$3,405 萬0.7%+17,119+24.7%加碼–
iShares Tr464288646ISHS 1-5YR INVS622,572$3,402 萬0.7%+68,944+12.5%加碼–
JPMJPMorgan Chase & CoStock201,302$3,295 萬0.6%+31,322+18.4%加碼歷史
GOOGLAlphabet Inc.Stock12,200$3,262 萬0.6%+1,412+13.1%加碼歷史
BRK.BBerkshire Hathaway IncStock115,607$3,155 萬0.6%+20,112+21.1%加碼歷史
JPMorgan Ultra-Short Income ETF46641Q837ETF566,550$2,874 萬0.6%−17,265−3.0%減碼–
iShares Russell Mid-Cap Growth ETF464287481ETF253,554$2,842 萬0.6%+66,845+35.8%加碼–
iShares Tr46429B7470-5 YR TIPS ETF263,546$2,784 萬0.5%+71,388+37.2%加碼–
CLFCleveland-Cliffs Inc.COM1,368,661$2,711 萬0.5%+40,880+3.1%加碼歷史
iShares Core Dividend Growth ETF46434V621ETF510,289$2,564 萬0.5%+98,382+23.9%加碼–
First Trust Rising Dividend Achievers ETF33738R506ETF539,187$2,560 萬0.5%+124,361+30.0%加碼–
GLDSPDR Gold TrustETF149,075$2,448 萬0.5%+33,906+29.4%加碼歷史
DEDeere & CoStock72,551$2,431 萬0.5%+30,795+73.7%加碼歷史
iShares Core S&P Mid-Cap ETF464287507ETF88,341$2,324 萬0.5%+5,725+6.9%加碼–
JNJJohnson & JohnsonStock140,000$2,261 萬0.4%+20,298+17.0%加碼歷史
First Tr Exchange-Traded FD33734H106SHS576,712$2,261 萬0.4%+92,869+19.2%加碼–
CRMSalesforce, Inc.Stock82,207$2,230 萬0.4%+7,253+9.7%加碼歷史
HONHoneywell International IncCOM104,152$2,211 萬0.4%+15,111+17.0%加碼歷史
DISWalt Disney CoStock130,106$2,201 萬0.4%+26,565+25.7%加碼歷史
iShares MSCI Eafe ETF464287465ETF277,743$2,167 萬0.4%+2,228+0.8%加碼–
PGProcter & Gamble CoStock154,161$2,155 萬0.4%+12,078+8.5%加碼歷史
BACBank of America CorpStock496,251$2,107 萬0.4%+27,463+5.9%加碼歷史
iShares Russell 1000 Value ETF464287598ETF134,467$2,105 萬0.4%+43,084+47.1%加碼–
Vanguard Star FDS921909768VG TL INTL STK F329,658$2,085 萬0.4%+70,928+27.4%加碼–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 160,064$2,032 萬0.4%+10,751+21.8%加碼歷史
NVDANVIDIA CorpStock97,630$2,023 萬0.4%+15,402+18.7%加碼依 4 比 1 拆股換算歷史
NIONIO Inc.ADR565,182$2,014 萬0.4%+131,192+30.2%加碼歷史
GOOGAlphabet Inc.Stock7,555$2,014 萬0.4%+1,409+22.9%加碼歷史
iShares S&P 500 Value ETF464287408ETF138,264$2,011 萬0.4%+34,057+32.7%加碼–
Invesco S&P 500 Quality ETF46137V241ETF410,597$1,994 萬0.4%+36,218+9.7%加碼–
METAMeta Platforms, Inc.Stock57,221$1,942 萬0.4%+9,776+20.6%加碼歷史
iShares Core MSCI Eafe ETF46432F842ETF259,128$1,924 萬0.4%+56,987+28.2%加碼–
VZVerizon Communications IncStock349,221$1,886 萬0.4%+94,096+36.9%加碼歷史
TAT&T Inc.Stock686,226$1,854 萬0.4%+100,459+17.1%加碼歷史
FCXFreeport-McMoran IncStock567,374$1,846 萬0.4%+11,765+2.1%加碼歷史
VVisa Inc.Stock78,754$1,754 萬0.3%+7,967+11.3%加碼歷史
Vanguard Index FDS922908652EXTEND MKT ETF92,557$1,688 萬0.3%+30,568+49.3%加碼–
Vanguard Morningstar Total Stock Market ETF922908769ETF74,551$1,656 萬0.3%−1,992−2.6%減碼–
iShares S&P 500 Growth ETF464287309ETF222,565$1,645 萬0.3%+8,362+3.9%加碼–
NOCNorthrop Grumman CorpStock45,429$1,636 萬0.3%+4,356+10.6%加碼歷史
MOAltria Group, Inc.Stock352,136$1,603 萬0.3%+92,607+35.7%加碼歷史
Schwab International Equity ETF808524805ETF409,726$1,586 萬0.3%+182,558+80.4%加碼–
Vanguard High Dividend Yield Index ETF921946406ETF152,642$1,578 萬0.3%+26,272+20.8%加碼–
Vanguard Morningstar Growth ETF922908736ETF54,292$1,575 萬0.3%+6,364+13.3%加碼–
LMTLockheed Martin CorpStock44,005$1,519 萬0.3%+6,504+17.3%加碼歷史
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW253,194$1,518 萬0.3%+45,782+22.1%加碼–
iShares Russell 2000 Growth ETF464287648ETF51,566$1,514 萬0.3%+5,444+11.8%加碼–
MCDMcDonalds CorpStock62,513$1,507 萬0.3%+15,468+32.9%加碼歷史
ARK Innovation ETF00214Q104ETF134,394$1,486 萬0.3%+47,927+55.4%加碼–
Goldman Sachs ETF Tr381430107ACTIVEBETA INT419,753$1,434 萬0.3%+6,004+1.5%加碼–
MAMastercard IncStock41,157$1,431 萬0.3%+3,097+8.1%加碼歷史
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM238,987$1,425 萬0.3%+198,043+483.7%加碼–
EHEHang Holdings LtdADS576,865$1,379 萬0.3%+211,708+58.0%加碼歷史
Vanguard Health Care ETF92204A504ETF55,241$1,365 萬0.3%+4,184+8.2%加碼–
State Street Technology Select Sector SPDR ETF81369Y803ETF90,864$1,357 萬0.3%+2,239+2.5%加碼–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF147,193$1,346 萬0.3%+8,514+6.1%加碼–
CVXChevron CorpStock131,570$1,335 萬0.3%+13,259+11.2%加碼歷史
Vanguard Total International Bond ETF92203J407ETF225,213$1,283 萬0.2%+51,249+29.5%加碼–
iShares Russell Midcap ETF464287499ETF163,980$1,283 萬0.2%+32,428+24.7%加碼–
AMTAmerican Tower CorpREIT47,141$1,251 萬0.2%+3,940+9.1%加碼歷史
iShares U.S. Treasury Bond ETF46429B267ETF466,465$1,238 萬0.2%+136,607+41.4%加碼–
XUnited States Steel CorpCOM560,920$1,232 萬0.2%−95,585−14.6%減碼歷史
First Tr Exchng Traded FD VI33740F649FT VEST NAS545,186$1,206 萬0.2%+170,591+45.5%加碼–
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL174,948$1,202 萬0.2%+87,618+100.3%加碼–
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY155,901$1,184 萬0.2%+11,102+7.7%加碼–
Schwab Intermediate-Term US Treasury ETF808524854ETF208,752$1,184 萬0.2%+108,690+108.6%加碼–
iShares Tr464288687PFD AND INCM SEC302,557$1,174 萬0.2%+14,403+5.0%加碼–
Invesco Nasdaq 100 ETF46138G649ETF79,786$1,174 萬0.2%+34,302+75.4%加碼–
PEPPepsiCo IncStock77,522$1,166 萬0.2%+11,715+17.8%加碼歷史
iShares S&P 100 ETF464287101ETF58,906$1,163 萬0.2%+22,726+62.8%加碼–
State Street Health Care Select Sector SPDR ETF81369Y209ETF90,409$1,151 萬0.2%+16,704+22.7%加碼–
BABoeing CoStock52,059$1,145 萬0.2%+5,714+12.3%加碼歷史
XOMExxonMobil Holdings CorpCOM192,893$1,135 萬0.2%−2,472−1.3%減碼歷史
iShares Tr464287622RUS 1000 ETF46,883$1,133 萬0.2%+8,736+22.9%加碼–
iShares Tr4642874407-10 YR TRSY BD98,062$1,130 萬0.2%+28,039+40.0%加碼–
COSTCostco Wholesale CorpStock24,974$1,122 萬0.2%+1,565+6.7%加碼歷史
Schwab US Dividend Equity ETF808524797ETF149,787$1,112 萬0.2%+64,705+76.1%加碼–
KOCoca Cola CoStock210,657$1,105 萬0.2%+14,849+7.6%加碼歷史
iShares Tr46435G425ESG AWR MSCI USA111,483$1,098 萬0.2%+12,876+13.1%加碼–
MDYSPDR S&P Midcap 400 ETF TrustETF22,618$1,088 萬0.2%+4,622+25.7%加碼歷史

選擇權(9 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Cetera Advisors LLC 在 2021 年第 3 季的選擇權部位
證券類別賣權買權
NVDANVIDIA CorpStock$4.30 萬–
LYVLive Nation Entertainment, Inc.COM$3.40 萬–
SESea LtdSPONSORD ADS$2.10 萬–
XPEVXpeng Inc.ADS$1.90 萬–
BACBank of America CorpStock$1.00 萬–
NOCNorthrop Grumman CorpStock$9,000–
DISWalt Disney CoStock$7,000–
MSFTMicrosoft CorpStock–$6,000
EIXEdison InternationalStock$1,000–

2021 年第 2 季之後清倉(80 檔)

2021 年第 2 季季末還持有、這份申報已經沒有的部位。

Cetera Advisors LLC 在 2021 年第 2 季之後清倉的部位
證券類別2021 年第 2 季股數2021 年第 2 季市值2021 年第 2 季佔組合 %紀錄
RNACCartesian Therapeutics, Inc.COM1,106,325$462.4 萬0.1%歷史
iShares U S ETF Tr46431W705INT RT HDG C B42,010$404.6 萬0.1%–
Advisorshares Tr00768Y453PURE US CANN ETF81,455$325.9 萬0.1%–
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY297,641$239.0 萬0.1%–
iShares Tr46434V787YLD OPTIM BD92,857$234.6 萬0.1%–
iShares Tr46428951110+ YR INVST GRD30,966$217.4 萬0.1%–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD58,504$153.9 萬<0.1%–
FXFInvesco CurrencyShares Swiss Franc TrustSWISS FRANC12,930$126.6 萬<0.1%歷史
WRIWeingarten Realty InvestorsSH BEN INT39,133$125.5 萬<0.1%歷史
iShares Tr46429B671MSCI CHINA ETF14,679$121.0 萬<0.1%–
iShares Tr46435U333FOCUSD VAL FAC20,121$110.4 萬<0.1%–
CPERUnited States Commodity Index Funds TrustCM REP COPP FD34,910$91.6 萬<0.1%歷史
iShares Tr46436E536US SML CP VALUE28,787$88.4 萬<0.1%–
iShares Tr464288430ASIA 50 ETF9,541$87.4 萬<0.1%–
OMFOneMain Holdings, Inc.COM13,600$81.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F664FT VEST US EQT23,732$80.6 萬<0.1%–
iShares Tr46429B366CMBS ETF14,698$79.9 萬<0.1%–
AIGAmerican International Group, Inc.Stock16,772$79.8 萬<0.1%歷史
ODFLOld Dominion Freight Line, Inc.COM2,898$73.6 萬<0.1%歷史
TRIPTripAdvisor, Inc.COM16,809$67.7 萬<0.1%歷史
SPDR Series Trust78464A755ST STR SP METAL14,557$62.7 萬<0.1%–
NTESNetEase, Inc.SPONSORED ADS5,266$60.7 萬<0.1%歷史
RABrookfield Real Assets Income Fund Inc.SHS BEN INT26,201$57.4 萬<0.1%歷史
CACICACI International IncCL A2,226$56.8 萬<0.1%歷史
NEWTNewtekOne, Inc.COM NEW16,100$56.2 萬<0.1%歷史
CAFMorgan Stanley China A Share Fund, Inc.COM24,586$56.2 萬<0.1%歷史
Global X FDS37950E606MSCI CHINA FINCL34,494$53.1 萬<0.1%–
GRWGGrowGeneration Corp.COM10,841$52.1 萬<0.1%歷史
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM38,426$50.9 萬<0.1%歷史
Procure ETF Trust II74280R205SPACE ETF15,610$48.5 萬<0.1%–
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF11,200$47.8 萬<0.1%–
Global X FDS37950E408MSCI CHINA CNSMR13,332$47.2 萬<0.1%–
TERTeradyne, IncStock3,326$44.6 萬<0.1%歷史
NVCRNovoCure LtdORD SHS1,816$40.3 萬<0.1%歷史
VALEVale S.A.SPONSORED ADS16,684$38.1 萬<0.1%歷史
CORNTeucrium Commodity TrustCORN FD SHS16,940$36.2 萬<0.1%歷史
MORFMorphic Holding, Inc.COM6,210$35.6 萬<0.1%歷史
CFGCitizens Financial Group IncCOM7,750$35.5 萬<0.1%歷史
CCAPCrescent Capital BDC, Inc.COM18,800$35.3 萬<0.1%歷史
HPIJohn Hancock Preferred Income FundSH BEN INT16,000$34.6 萬<0.1%歷史
BCBrunswick CorpCOM3,466$34.5 萬<0.1%歷史
ASANAsana, Inc.CL A5,440$33.7 萬<0.1%歷史
MVISMicrovision, Inc.COM NEW19,430$32.5 萬<0.1%歷史
PFPTProofpoint IncCOM1,830$31.8 萬<0.1%歷史
Churchill Capital Corp IV171439102CL A10,191$29.4 萬<0.1%–
LFMDLifeMD, Inc.COM24,880$29.3 萬<0.1%歷史
JMIAJumia Technologies AGSPONSORED ADS9,615$29.2 萬<0.1%歷史
iShares Tr46434V290US SML CAP EQT4,901$26.9 萬<0.1%–
NSLRNeostellar Capital Corp.COM NEW19,917$26.9 萬<0.1%歷史
FMCFMC CorpCOM NEW2,465$26.7 萬<0.1%歷史
FSLYFastly, Inc.CL A4,395$26.2 萬<0.1%歷史
iShares Tr464288851US OIL GS EX ETF4,386$25.1 萬<0.1%–
Exchange Traded Concepts Tr301505723ROBO GBL HLTCR4,700$22.6 萬<0.1%–
iShares Tr464287184CHINA LG-CAP ETF4,750$22.0 萬<0.1%–
First Tr Exchange Traded FD33738R308BUYWRIT INCM ETF10,029$22.0 萬<0.1%–
Northern LTS FD Tr IV66538H641INSPIRE SML/ MID6,000$22.0 萬<0.1%–
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV4,999$22.0 萬<0.1%–
CDMOAvid Bioservices, Inc.COM8,505$21.8 萬<0.1%歷史
EEFTEuronet Worldwide, Inc.COM1,590$21.5 萬<0.1%歷史
AMCAMC Entertainment Holdings, Inc.CL A COM3,800$21.5 萬<0.1%歷史
AVYAvery Dennison CorpCOM1,001$21.1 萬<0.1%歷史
POSHPoshmark, Inc.COM CL A4,405$21.0 萬<0.1%歷史
Global X FDS37954Y392VDEO GAM ESPRT6,479$20.9 萬<0.1%–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS6,999$20.6 萬<0.1%歷史
SPDR Series Trust78468R747ST STR MSCI GEN2,031$20.6 萬<0.1%–
WORKSlack Technologies, Inc.COM CL A4,639$20.6 萬<0.1%歷史
UGAUnited States Gasoline Fund, LPUNITS5,705$20.5 萬<0.1%歷史
SPDR Series Trust78464A490ST STR FTSE ETF3,606$20.3 萬<0.1%–
VanEck ETF Trust92189F452MORTGAGE REIT10,183$20.2 萬<0.1%–
FLYYSpirit Aviation Holdings, Inc.COM6,625$20.2 萬<0.1%歷史
Barclays Bank PLC06746P522ETN LKD 483,040$20.1 萬<0.1%–
FIXComfort Systems USA IncCOM2,543$20.0 萬<0.1%歷史
Vanguard Scottsdale FDS92206C813LG-TERM COR BD1,867$20.0 萬<0.1%–
CXCemex SAB de CVSPON ADR NEW23,592$19.8 萬<0.1%歷史
LMRKLandmark Infrastructure Partners LPCOM UNIT LTD14,000$17.9 萬<0.1%歷史
ALDXAldeyra Therapeutics, Inc.COM14,100$16.0 萬<0.1%歷史
BRGBluerock Residential Growth REIT, Inc.COM CL A14,648$14.9 萬<0.1%歷史
Prospect Cap Corp74348TAT9NOTE 6.375% 3/050,000$5.40 萬<0.1%–
AHTAshford Hospitality Trust IncCOM SHS11,517$5.30 萬<0.1%歷史
TBLTToughbuilt Industries, IncCOM NEW10,000$8,000<0.1%歷史