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Cetera Advisors LLC

SEC CIK
0001534400
最新申報
2024/5/24

2021 年第 3 季持倉

持倉截至 2021/9/30,2021/11/16 申報。只含多頭部位,變化是跟 2021 年第 2 季比股數。

機構總覽
持股檔數
1,399
較 2021 年第 2 季 +87
總值
$51.4 億
較 2021 年第 2 季 +$9.15 億 (+21.7%)
申報日
2021/11/16
SEC
Cetera Advisors LLC 在 2021 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
State Street Financial Select Sector SPDR ETF81369Y605ETF288,800$1,084 萬0.2%+30,812+11.9%加碼–
NLYAnnaly Capital Management IncCOM1,280,558$1,078 萬0.2%+127,791+11.1%加碼歷史
PFEPfizer IncStock244,993$1,054 萬0.2%+50,540+26.0%加碼歷史
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF58,000$1,041 萬0.2%+4,139+7.7%加碼–
Schwab U.S. Large-Cap Growth ETF808524300ETF70,186$1,039 萬0.2%+28,911+70.0%加碼–
iShares Tr464287150CORE S&P TTL STK105,420$1,037 萬0.2%+4,135+4.1%加碼–
Amplify ETF Tr032108409CWP ENHANCED DIV296,588$1,036 萬0.2%−3,399−1.1%減碼–
State Street Utilities Select Sector SPDR ETF81369Y886ETF160,817$1,027 萬0.2%+25,369+18.7%加碼–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF132,627$999.2 萬0.2%−15,158−10.3%減碼–
WMTWalmart Inc.Stock71,233$992.8 萬0.2%+4,466+6.7%加碼歷史
OKEONEOK IncCOM168,158$975.1 萬0.2%+38,109+29.3%加碼歷史
PMPhilip Morris International Inc.Stock101,404$961.2 萬0.2%+26,619+35.6%加碼歷史
Vanguard Dividend Appreciation ETF921908844ETF60,790$933.7 萬0.2%+1,022+1.7%加碼–
BMYBristol Myers Squibb CoStock156,970$928.8 萬0.2%+27,360+21.1%加碼歷史
First Tr Exchange-Traded FD336917109SHS279,216$914.7 萬0.2%+20,739+8.0%加碼–
CVSCVS Health CorpStock107,126$909.1 萬0.2%+15,290+16.6%加碼歷史
IAUiShares Gold TrustETF271,829$908.2 萬0.2%+106,591+64.5%加碼歷史
INTCIntel CorpStock170,424$908.0 萬0.2%+28,216+19.8%加碼歷史
Global X FDS37954Y673US INFR DEV ETF354,815$901.6 萬0.2%+131,723+59.0%加碼–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF67,472$897.6 萬0.2%+4,777+7.6%加碼–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS144,579$887.9 萬0.2%−15,799−9.9%減碼–
IBMInternational Business Machines CorpStock63,788$886.2 萬0.2%+9,202+16.9%加碼歷史
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX43,718$881.0 萬0.2%+1,467+3.5%加碼–
iShares MSCI USA Momentum Factor ETF46432F396ETF50,092$879.6 萬0.2%+7,283+17.0%加碼–
iShares Core MSCI Total International Stock ETF46432F834ETF123,464$876.6 萬0.2%+12,475+11.2%加碼–
Invesco Actively Managed Exc46090A804TOTAL RETURN153,686$872.9 萬0.2%+16,817+12.3%加碼–
U.S. Global Jets ETF26922A842ETF366,410$865.8 萬0.2%+107,768+41.7%加碼–
ABBVAbbVie Inc.Stock80,032$863.3 萬0.2%+6,248+8.5%加碼歷史
MMM3M CoStock48,386$848.8 萬0.2%+3,461+7.7%加碼歷史
First Tr Exch Traded FD III33739E108PFD SECS INC ETF408,829$839.7 萬0.2%+107,205+35.5%加碼–
PYPLPayPal Holdings, Inc.Stock31,937$831.0 萬0.2%+5,685+21.7%加碼歷史
iShares Core S&P U.S. Growth ETF464287671ETF81,015$829.7 萬0.2%+12,432+18.1%加碼–
Franklin Templeton ETF Tr35473P801US LRG CP MLTFCT196,166$827.2 萬0.2%−3,578−1.8%減碼–
Invesco Exchange Traded FD T46137V233S&P 500 TOP 5025,064$827.1 萬0.2%+9,311+59.1%加碼–
Vanguard Morningstar Mid-Cap ETF922908629ETF34,808$824.1 萬0.2%+2,602+8.1%加碼–
PIMCO ETF Tr72201R30415+ YR US TIPS94,935$823.5 萬0.2%+94,935新進–
NEENextera Energy IncStock104,609$821.4 萬0.2%+17,509+20.1%加碼歷史
FSKFS KKR Capital CorpCOM367,286$809.5 萬0.2%+46,670+14.6%加碼歷史
iShares Core MSCI Emerging Markets ETF46434G103ETF130,412$805.4 萬0.2%+13,156+11.2%加碼–
WPCW. P. Carey Inc.COM109,751$801.6 萬0.2%+28,587+35.2%加碼歷史
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD148,896$797.3 萬0.2%+16,715+12.6%加碼–
EPDEnterprise Products Partners L.P.Stock367,394$795.0 萬0.2%+86,796+30.9%加碼歷史
iShares Tr464287515EXPANDED TECH19,909$794.6 萬0.2%+9,548+92.2%加碼–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD94,201$776.3 萬0.2%+12,948+15.9%加碼–
iShares Tr464287549EXPND TEC SC ETF19,214$775.6 萬0.2%+9,514+98.1%加碼–
UNHUnitedHealth Group IncStock19,614$766.4 萬0.1%+1,527+8.4%加碼歷史
ProShares Tr74348A467S&P 500 DV ARIST85,816$759.7 萬0.1%+7,506+9.6%加碼–
ORealty Income CorpREIT116,650$756.6 萬0.1%+26,903+30.0%加碼歷史
MRKMerck & Co., Inc.Stock99,894$750.3 萬0.1%+16,053+19.1%加碼歷史
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL122,527$745.5 萬0.1%+28,116+29.8%加碼–
Vanguard World FD921910873MEGA CAP INDEX48,718$742.4 萬0.1%+22,687+87.2%加碼–
SBUXStarbucks CorpStock66,841$737.3 萬0.1%+4,878+7.9%加碼歷史
ABTAbbott LaboratoriesStock61,864$730.8 萬0.1%+3,548+6.1%加碼歷史
ETNEaton Corp plcStock47,873$714.8 萬0.1%+11,715+32.4%加碼歷史
AALAmerican Airlines Group Inc.Stock346,835$711.7 萬0.1%−69,036−16.6%減碼歷史
PIMCO Active Bond Exchange-Traded Fund72201R775ETF63,775$705.0 萬0.1%+7,370+13.1%加碼–
First Tr Exchng Traded FD VI33740F771FT VEST US204,505$700.4 萬0.1%+42,419+26.2%加碼–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF100,490$691.8 萬0.1%+4,610+4.8%加碼–
First Tr Exchange-Traded FD336920103US EQTY OPPT ETF56,009$691.1 萬0.1%+13,895+33.0%加碼–
First Tr Exchng Traded FD VI33740F854FT VEST U.S.200,797$684.8 萬0.1%+69,719+53.2%加碼–
iShares Tr46434V4070-5YR HI YL CP149,814$684.7 萬0.1%+5,011+3.5%加碼–
iShares Tr464288414NATIONAL MUN ETF58,711$682.0 萬0.1%+8,692+17.4%加碼–
Kraneshares Tr500767736QUADRTC INT RT243,297$678.1 萬0.1%+126,716+108.7%加碼–
CSCOCisco Systems, Inc.Stock124,128$675.6 萬0.1%+18,901+18.0%加碼歷史
KMIKinder Morgan, Inc.Stock402,998$674.2 萬0.1%+108,170+36.7%加碼歷史
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF137,784$671.3 萬0.1%+17,239+14.3%加碼–
Advisorshares Tr00768Y438Q DYNAMIC GROWTH234,876$656.9 萬0.1%+120,906+106.1%加碼–
Vanguard Intermediate-Term Bond ETF921937819ETF73,272$655.3 萬0.1%+8,645+13.4%加碼–
VanEck ETF Trust92189F106GOLD MINERS ETF222,181$654.8 萬0.1%+41,254+22.8%加碼–
TGTTarget CorpStock28,588$654.0 萬0.1%+3,648+14.6%加碼歷史
CMCSAComcast CorpStock116,685$652.6 萬0.1%+29,792+34.3%加碼歷史
Tidal ETF Tr886364603RPAR RISK PARI268,491$648.9 萬0.1%+85,123+46.4%加碼–
iShares Tr464288885EAFE GRWTH ETF60,174$640.7 萬0.1%+12,481+26.2%加碼–
Vanguard S&P 500 Growth ETF921932505ETF23,872$636.6 萬0.1%+20+0.1%加碼–
First Tr Exchng Traded FD VI33740F847FT VEST US EQT164,169$625.1 萬0.1%+32,015+24.2%加碼–
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP97,028$621.7 萬0.1%+43,161+80.1%加碼–
SHOPShopify Inc.Stock4,515$612.1 萬0.1%+1,331+41.8%加碼歷史
UPSUnited Parcel Service IncStock32,705$595.6 萬0.1%+5,405+19.8%加碼歷史
ADMArcher-Daniels-Midland CoStock99,130$594.9 萬0.1%+28,187+39.7%加碼歷史
VERVEREIT, Inc.COM131,506$594.8 萬0.1%+2,787+2.2%加碼歷史
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY241,709$594.1 萬0.1%+36,606+17.8%加碼–
CATCaterpillar IncStock30,450$584.6 萬0.1%+3,416+12.6%加碼歷史
iShares Select Dividend ETF464287168ETF50,634$580.9 萬0.1%+6,586+15.0%加碼–
Pacer Trendpilot US Large Cap ETF69374H105ETF152,952$577.1 萬0.1%+17,578+13.0%加碼–
SOSouthern CoStock92,819$575.2 萬0.1%+13,873+17.6%加碼歷史
iShares Tr46434V613CORE UNIVRSL USD107,937$574.7 萬0.1%+16,503+18.0%加碼–
COINCoinbase Global, Inc.COM CL A25,207$573.4 萬0.1%+20,076+391.3%加碼歷史
RTXRTX CorpStock66,497$571.6 萬0.1%+9,234+16.1%加碼歷史
WisdomTree Tr97717X669US QTLY DIV GRT97,014$570.8 萬0.1%+6,829+7.6%加碼–
MRNAModerna, Inc.Stock14,823$570.5 萬0.1%+867+6.2%加碼歷史
BXBlackstone Inc.COM48,834$568.1 萬0.1%−5,868−10.7%減碼歷史
ETF Ser Solutions26922A388APTUS DEFINED195,584$560.0 萬0.1%+73,016+59.6%加碼–
WisdomTree Tr97717X594ITL HDG QTLY DIV129,482$559.0 萬0.1%+30,057+30.2%加碼–
iShares Tr464287721U.S. TECH ETF55,144$558.4 萬0.1%+3,660+7.1%加碼–
WisdomTree Tr97717W562US SMALLCAP FUND114,969$555.6 萬0.1%+114,969新進–
iShares Tr464288760US AER DEF ETF53,143$554.0 萬0.1%+6,421+13.7%加碼–
WisdomTree Tr97717W570US MIDCAP FUND106,240$552.6 萬0.1%+98,275+1,233.8%加碼–
Vanguard Real Estate ETF922908553ETF54,256$552.2 萬0.1%+854+1.6%加碼–
ARK ETF Tr00214Q302GENOMIC REV ETF72,887$544.6 萬0.1%+15,664+27.4%加碼–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY213,318$540.1 萬0.1%+39,773+22.9%加碼–

選擇權(9 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Cetera Advisors LLC 在 2021 年第 3 季的選擇權部位
證券類別賣權買權
NVDANVIDIA CorpStock$4.30 萬–
LYVLive Nation Entertainment, Inc.COM$3.40 萬–
SESea LtdSPONSORD ADS$2.10 萬–
XPEVXpeng Inc.ADS$1.90 萬–
BACBank of America CorpStock$1.00 萬–
NOCNorthrop Grumman CorpStock$9,000–
DISWalt Disney CoStock$7,000–
MSFTMicrosoft CorpStock–$6,000
EIXEdison InternationalStock$1,000–

2021 年第 2 季之後清倉(80 檔)

2021 年第 2 季季末還持有、這份申報已經沒有的部位。

Cetera Advisors LLC 在 2021 年第 2 季之後清倉的部位
證券類別2021 年第 2 季股數2021 年第 2 季市值2021 年第 2 季佔組合 %紀錄
RNACCartesian Therapeutics, Inc.COM1,106,325$462.4 萬0.1%歷史
iShares U S ETF Tr46431W705INT RT HDG C B42,010$404.6 萬0.1%–
Advisorshares Tr00768Y453PURE US CANN ETF81,455$325.9 萬0.1%–
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY297,641$239.0 萬0.1%–
iShares Tr46434V787YLD OPTIM BD92,857$234.6 萬0.1%–
iShares Tr46428951110+ YR INVST GRD30,966$217.4 萬0.1%–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD58,504$153.9 萬<0.1%–
FXFInvesco CurrencyShares Swiss Franc TrustSWISS FRANC12,930$126.6 萬<0.1%歷史
WRIWeingarten Realty InvestorsSH BEN INT39,133$125.5 萬<0.1%歷史
iShares Tr46429B671MSCI CHINA ETF14,679$121.0 萬<0.1%–
iShares Tr46435U333FOCUSD VAL FAC20,121$110.4 萬<0.1%–
CPERUnited States Commodity Index Funds TrustCM REP COPP FD34,910$91.6 萬<0.1%歷史
iShares Tr46436E536US SML CP VALUE28,787$88.4 萬<0.1%–
iShares Tr464288430ASIA 50 ETF9,541$87.4 萬<0.1%–
OMFOneMain Holdings, Inc.COM13,600$81.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F664FT VEST US EQT23,732$80.6 萬<0.1%–
iShares Tr46429B366CMBS ETF14,698$79.9 萬<0.1%–
AIGAmerican International Group, Inc.Stock16,772$79.8 萬<0.1%歷史
ODFLOld Dominion Freight Line, Inc.COM2,898$73.6 萬<0.1%歷史
TRIPTripAdvisor, Inc.COM16,809$67.7 萬<0.1%歷史
SPDR Series Trust78464A755ST STR SP METAL14,557$62.7 萬<0.1%–
NTESNetEase, Inc.SPONSORED ADS5,266$60.7 萬<0.1%歷史
RABrookfield Real Assets Income Fund Inc.SHS BEN INT26,201$57.4 萬<0.1%歷史
CACICACI International IncCL A2,226$56.8 萬<0.1%歷史
NEWTNewtekOne, Inc.COM NEW16,100$56.2 萬<0.1%歷史
CAFMorgan Stanley China A Share Fund, Inc.COM24,586$56.2 萬<0.1%歷史
Global X FDS37950E606MSCI CHINA FINCL34,494$53.1 萬<0.1%–
GRWGGrowGeneration Corp.COM10,841$52.1 萬<0.1%歷史
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM38,426$50.9 萬<0.1%歷史
Procure ETF Trust II74280R205SPACE ETF15,610$48.5 萬<0.1%–
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF11,200$47.8 萬<0.1%–
Global X FDS37950E408MSCI CHINA CNSMR13,332$47.2 萬<0.1%–
TERTeradyne, IncStock3,326$44.6 萬<0.1%歷史
NVCRNovoCure LtdORD SHS1,816$40.3 萬<0.1%歷史
VALEVale S.A.SPONSORED ADS16,684$38.1 萬<0.1%歷史
CORNTeucrium Commodity TrustCORN FD SHS16,940$36.2 萬<0.1%歷史
MORFMorphic Holding, Inc.COM6,210$35.6 萬<0.1%歷史
CFGCitizens Financial Group IncCOM7,750$35.5 萬<0.1%歷史
CCAPCrescent Capital BDC, Inc.COM18,800$35.3 萬<0.1%歷史
HPIJohn Hancock Preferred Income FundSH BEN INT16,000$34.6 萬<0.1%歷史
BCBrunswick CorpCOM3,466$34.5 萬<0.1%歷史
ASANAsana, Inc.CL A5,440$33.7 萬<0.1%歷史
MVISMicrovision, Inc.COM NEW19,430$32.5 萬<0.1%歷史
PFPTProofpoint IncCOM1,830$31.8 萬<0.1%歷史
Churchill Capital Corp IV171439102CL A10,191$29.4 萬<0.1%–
LFMDLifeMD, Inc.COM24,880$29.3 萬<0.1%歷史
JMIAJumia Technologies AGSPONSORED ADS9,615$29.2 萬<0.1%歷史
iShares Tr46434V290US SML CAP EQT4,901$26.9 萬<0.1%–
NSLRNeostellar Capital Corp.COM NEW19,917$26.9 萬<0.1%歷史
FMCFMC CorpCOM NEW2,465$26.7 萬<0.1%歷史
FSLYFastly, Inc.CL A4,395$26.2 萬<0.1%歷史
iShares Tr464288851US OIL GS EX ETF4,386$25.1 萬<0.1%–
Exchange Traded Concepts Tr301505723ROBO GBL HLTCR4,700$22.6 萬<0.1%–
iShares Tr464287184CHINA LG-CAP ETF4,750$22.0 萬<0.1%–
First Tr Exchange Traded FD33738R308BUYWRIT INCM ETF10,029$22.0 萬<0.1%–
Northern LTS FD Tr IV66538H641INSPIRE SML/ MID6,000$22.0 萬<0.1%–
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV4,999$22.0 萬<0.1%–
CDMOAvid Bioservices, Inc.COM8,505$21.8 萬<0.1%歷史
EEFTEuronet Worldwide, Inc.COM1,590$21.5 萬<0.1%歷史
AMCAMC Entertainment Holdings, Inc.CL A COM3,800$21.5 萬<0.1%歷史
AVYAvery Dennison CorpCOM1,001$21.1 萬<0.1%歷史
POSHPoshmark, Inc.COM CL A4,405$21.0 萬<0.1%歷史
Global X FDS37954Y392VDEO GAM ESPRT6,479$20.9 萬<0.1%–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS6,999$20.6 萬<0.1%歷史
SPDR Series Trust78468R747ST STR MSCI GEN2,031$20.6 萬<0.1%–
WORKSlack Technologies, Inc.COM CL A4,639$20.6 萬<0.1%歷史
UGAUnited States Gasoline Fund, LPUNITS5,705$20.5 萬<0.1%歷史
SPDR Series Trust78464A490ST STR FTSE ETF3,606$20.3 萬<0.1%–
VanEck ETF Trust92189F452MORTGAGE REIT10,183$20.2 萬<0.1%–
FLYYSpirit Aviation Holdings, Inc.COM6,625$20.2 萬<0.1%歷史
Barclays Bank PLC06746P522ETN LKD 483,040$20.1 萬<0.1%–
FIXComfort Systems USA IncCOM2,543$20.0 萬<0.1%歷史
Vanguard Scottsdale FDS92206C813LG-TERM COR BD1,867$20.0 萬<0.1%–
CXCemex SAB de CVSPON ADR NEW23,592$19.8 萬<0.1%歷史
LMRKLandmark Infrastructure Partners LPCOM UNIT LTD14,000$17.9 萬<0.1%歷史
ALDXAldeyra Therapeutics, Inc.COM14,100$16.0 萬<0.1%歷史
BRGBluerock Residential Growth REIT, Inc.COM CL A14,648$14.9 萬<0.1%歷史
Prospect Cap Corp74348TAT9NOTE 6.375% 3/050,000$5.40 萬<0.1%–
AHTAshford Hospitality Trust IncCOM SHS11,517$5.30 萬<0.1%歷史
TBLTToughbuilt Industries, IncCOM NEW10,000$8,000<0.1%歷史