Cetera Advisors LLC

SEC CIK: 0001534400
Latest filing: May 24, 2024

SEC filings (opens in a new tab)

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 12, 2022. Long positions only; changes compare share counts with Q4 2021.

Positions: 1,400; −28 vs. Q4 2021
Portfolio value: $5.01B; +$74.4M (+1.5%) vs. Q4 2021
Filed: May 12, 2022; SEC

Holdings of Cetera Advisors LLC in Q1 2022
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
Amplify ETF Tr032108409	CWP ENHANCED DIV	284,299	$10.6M	0.2%	−15,206−5.1%	Reduced	–
Vanguard Dividend Appreciation ETF921908844	ETF	64,599	$10.5M	0.2%	+7,429+13.0%	Added	–
State Street Utilities Select Sector SPDR ETF81369Y886	ETF	140,589	$10.5M	0.2%	−36,343−20.5%	Reduced	–
First Tr Exchange-Traded FD33734X846	NASDAQ CYB ETF	194,609	$10.3M	0.2%	+45,519+30.5%	Added	–
CCLCarnival Corp Ltd.	UNIT 99/99/9999	499,462	$10.1M	0.2%	+390,222+357.2%	Added	History
WisdomTree Tr97717W588	US LARGECAP FUND	205,733	$9.95M	0.2%	+42,079+25.7%	Added	–
WPCW. P. Carey Inc.	COM	122,185	$9.88M	0.2%	+5,987+5.2%	Added	History
INTCIntel Corp	Stock	198,884	$9.86M	0.2%	+40,711+25.7%	Added	History
ADMArcher-Daniels-Midland Co	Stock	109,096	$9.85M	0.2%	+6,038+5.9%	Added	History
NLYAnnaly Capital Management Inc	COM	1,393,945	$9.81M	0.2%	+29,156+2.1%	Added	History
BMYBristol Myers Squibb Co	Stock	133,832	$9.77M	0.2%	−1,619−1.2%	Reduced	History
iShares Tr464288414	NATIONAL MUN ETF	88,151	$9.66M	0.2%	+20,237+29.8%	Added	–
Schwab International Equity ETF808524805	ETF	263,005	$9.66M	0.2%	+10,485+4.2%	Added	–
CVSCVS Health Corp	Stock	93,102	$9.42M	0.2%	−2,586−2.7%	Reduced	History
VanEck ETF Trust92189F106	GOLD MINERS ETF	244,119	$9.36M	0.2%	+7,233+3.1%	Added	–
EHEHang Holdings Ltd	ADS	777,931	$9.33M	0.2%	+246,116+46.3%	Added	History
MDYSPDR S&P Midcap 400 ETF Trust	ETF	18,976	$9.31M	0.2%	+2,056+12.2%	Added	History
iShares Core S&P U.S. Growth ETF464287671	ETF	86,784	$9.17M	0.2%	+2,674+3.2%	Added	–
PMPhilip Morris International Inc.	Stock	97,015	$9.11M	0.2%	−845−0.9%	Reduced	History
State Street Consumer Staples Select Sector SPDR ETF81369Y308	ETF	119,236	$9.05M	0.2%	+5,668+5.0%	Added	–
MMM3M Co	Stock	60,369	$8.99M	0.2%	+13,259+28.1%	Added	History
WMTWalmart Inc.	Stock	58,158	$8.66M	0.2%	−1,480−2.5%	Reduced	History
Vanguard Index FDS922908652	EXTEND MKT ETF	52,009	$8.62M	0.2%	−21,772−29.5%	Reduced	–
iShares U.S. Treasury Bond ETF46429B267	ETF	344,174	$8.57M	0.2%	+20,683+6.4%	Added	–
Advisorshares Tr00768Y438	Q DYNAMIC GROWTH	301,199	$8.38M	0.2%	+49,760+19.8%	Added	–
First Tr Exchng Traded FD VI33740U406	FT VEST U.S.	253,317	$8.18M	0.2%	+253,317	New	–
NEENextera Energy Inc	Stock	96,465	$8.17M	0.2%	+8,421+9.6%	Added	History
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407	ETF	43,986	$8.14M	0.2%	−13,376−23.3%	Reduced	–
iShares S&P 100 ETF464287101	ETF	38,707	$8.07M	0.2%	+3,091+8.7%	Added	–
RTXRTX Corp	Stock	80,179	$7.94M	0.2%	+16,932+26.8%	Added	History
Franklin Templeton ETF Tr35473P801	US LRG CP MLTFCT	175,354	$7.87M	0.2%	−17,649−9.1%	Reduced	–
ARK Innovation ETF00214Q104	ETF	117,966	$7.82M	0.2%	+17,544+17.5%	Added	–
KMIKinder Morgan, Inc.	Stock	408,548	$7.73M	0.2%	−5,834−1.4%	Reduced	History
Global X Lithium & Battery Tech ETF37954Y855	ETF	100,066	$7.70M	0.2%	+18,230+22.3%	Added	–
Invesco Exchange Traded FD T46137V472	S&P MDCP QUALITY	101,794	$7.69M	0.2%	−56,188−35.6%	Reduced	–
State Street Energy Select Sector SPDR ETF81369Y506	ETF	99,640	$7.62M	0.2%	+14,906+17.6%	Added	–
iShares MSCI Eafe Min Vol Factor ETF46429B689	ETF	105,091	$7.58M	0.2%	−3,792−3.5%	Reduced	–
UPSUnited Parcel Service Inc	Stock	35,145	$7.54M	0.2%	+89+0.3%	Added	History
FSKFS KKR Capital Corp	COM	330,063	$7.53M	0.2%	−2,159−0.6%	Reduced	History
MRKMerck & Co., Inc.	Stock	91,508	$7.51M	0.1%	+3,636+4.1%	Added	History
iShares Global Clean Energy ETF464288224	ETF	343,563	$7.39M	0.1%	+90,816+35.9%	Added	–
Tidal ETF Tr886364603	RPAR RISK PARI	312,489	$7.39M	0.1%	+57,992+22.8%	Added	–
ETNEaton Corp plc	Stock	47,662	$7.23M	0.1%	+237+0.5%	Added	History
Vanguard Scottsdale FDS92206C714	VNG RUS1000VAL	98,590	$7.18M	0.1%	+7,219+7.9%	Added	–
ABTAbbott Laboratories	Stock	59,911	$7.09M	0.1%	+2,201+3.8%	Added	History
First Tr Exchng Traded FD VI33740F805	SMITH OPPORT FXD	142,790	$7.08M	0.1%	−21,386−13.0%	Reduced	–
iShares Tr46434V613	CORE UNIVRSL USD	141,084	$7.00M	0.1%	+29,872+26.9%	Added	–
DIASPDR Dow Jones Industrial Average ETF Trust	UT SER 1	20,046	$6.95M	0.1%	−32,886−62.1%	Reduced	History
Cambria ETF Tr132061201	SHSHLD YIELD ETF	108,757	$6.95M	0.1%	+25,989+31.4%	Added	–
Invesco Exchange Traded FD T46137V233	S&P 500 TOP 50	19,625	$6.90M	0.1%	+4,229+27.5%	Added	–
Schwab U.S. Large-Cap Growth ETF808524300	ETF	91,972	$6.88M	0.1%	+4,074+4.6%	AddedConverted for a 2-for-1 split	–
WisdomTree Tr97717X669	US QTLY DIV GRT	107,037	$6.82M	0.1%	+4,074+4.0%	Added	–
iShares Core MSCI Emerging Markets ETF46434G103	ETF	121,836	$6.77M	0.1%	−2,311−1.9%	Reduced	–
Vanguard Admiral FDS Inc921932828	SMLLCP 600 IDX	33,760	$6.69M	0.1%	+1,560+4.8%	Added	–
FFord Motor Co	Stock	394,045	$6.66M	0.1%	+75,439+23.7%	Added	History
TGTTarget Corp	Stock	31,354	$6.65M	0.1%	+3,553+12.8%	Added	History
SOSouthern Co	Stock	88,239	$6.40M	0.1%	−2,937−3.2%	Reduced	History
SONSonoco Products Co	COM	101,728	$6.36M	0.1%	+6,158+6.4%	Added	History
Kraneshares Tr500767736	QUADRTC INT RT	247,724	$6.35M	0.1%	+37,217+17.7%	Added	–
DKNGDraftKings Inc.	COM CL A	325,869	$6.34M	0.1%	+263,661+423.8%	Added	History
CSQCalamos Strategic Total Return Fund	COM SH BEN INT	361,245	$6.33M	0.1%	+194,227+116.3%	Added	History
First Tr Exchng Traded FD VI33740F847	FT VEST US EQT	167,066	$6.33M	0.1%	+45,712+37.7%	Added	–
MDTMedtronic plc	Stock	56,795	$6.30M	0.1%	+24,504+75.9%	Added	History
WisdomTree Tr97717W562	US SMALLCAP FUND	131,372	$6.30M	0.1%	−4,514−3.3%	Reduced	–
BTIBritish American Tobacco p.l.c.	SPONSORED ADR	148,962	$6.28M	0.1%	−9,077−5.7%	Reduced	History
Vanguard S&P 500 Growth ETF921932505	ETF	22,318	$6.15M	0.1%	−1,672−7.0%	Reduced	–
iShares Tr464288760	US AER DEF ETF	55,485	$6.15M	0.1%	+10,069+22.2%	Added	–
First Tr Exchng Traded FD VI33740U778	VEST BUFFERED	308,421	$6.12M	0.1%	+189,240+158.8%	Added	–
AVGOBroadcom Inc.	Stock	9,533	$6.00M	0.1%	+184+2.0%	Added	History
Schwab Intermediate-Term US Treasury ETF808524854	ETF	112,337	$5.98M	0.1%	+2,300+2.1%	Added	–
WisdomTree Tr97717W570	US MIDCAP FUND	109,167	$5.97M	0.1%	−11,076−9.2%	Reduced	–
QCOMQualcomm Inc	Stock	38,925	$5.95M	0.1%	+9,568+32.6%	Added	History
Amplify ETF Tr032108888	BLACKSWAN GRWT	189,405	$5.93M	0.1%	+57,657+43.8%	Added	–
CATCaterpillar Inc	Stock	26,523	$5.91M	0.1%	−446−1.7%	Reduced	History
Listed FDS Tr53656F623	HORI KI INFL ETF	177,111	$5.90M	0.1%	+34,388+24.1%	Added	–
iShares Tr464288646	ISHS 1-5YR INVS	113,954	$5.89M	0.1%	−36,016−24.0%	Reduced	–
BHPBHP Group Ltd	ADR	75,743	$5.85M	0.1%	+56,390+291.4%	Added	History
Invesco Exch TRD SLF Idx FD46138J817	BULSHS 2025 HY	244,895	$5.82M	0.1%	+12,595+5.4%	Added	–
WisdomTree Tr97717Y790	US EFFIC CORE FD	142,858	$5.79M	0.1%	+23,771+20.0%	Added	–
iShares Tr464287846	DOW JONES US ETF	51,596	$5.75M	0.1%	+8,636+20.1%	Added	–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242	ETF	47,309	$5.72M	0.1%	−15,949−25.2%	Reduced	–
DOWDow Inc.	Stock	89,363	$5.69M	0.1%	+10,798+13.7%	Added	History
BXBlackstone Inc.	COM	44,722	$5.68M	0.1%	−890−2.0%	Reduced	History
Pacer US Cash Cows 100 ETF69374H881	ETF	113,733	$5.66M	0.1%	+53,594+89.1%	Added	–
WisdomTree Tr97717W208	US HIGH DIVIDEND	64,215	$5.66M	0.1%	−1,618−2.5%	Reduced	–
Pacer Trendpilot US Large Cap ETF69374H105	ETF	145,474	$5.65M	0.1%	+7,389+5.4%	Added	–
Invesco Exch Traded FD Tr II46138E354	S&P500 LOW VOL	84,028	$5.64M	0.1%	+698+0.8%	Added	–
Alpha Architect ETF Tr02072L870	GADSDN DYN MLT	171,571	$5.63M	0.1%	+35,380+26.0%	Added	–
iShares Core MSCI Total International Stock ETF46432F834	ETF	83,958	$5.59M	0.1%	−14,049−14.3%	Reduced	–
PIMCO Active Bond Exchange-Traded Fund72201R775	ETF	54,843	$5.58M	0.1%	−6,602−10.7%	Reduced	–
Vanguard Total International Bond ETF92203J407	ETF	105,743	$5.54M	0.1%	−21,739−17.1%	Reduced	–
NOCNorthrop Grumman Corp	Stock	12,379	$5.54M	0.1%	−28,571−69.8%	Reduced	History
First Tr Exch Traded FD III33739E108	PFD SECS INC ETF	290,250	$5.52M	0.1%	−68,141−19.0%	Reduced	–
BACBank of America Corp	Stock	133,055	$5.49M	0.1%	−327,323−71.1%	Reduced	History
CBRLCracker Barrel Old Country Store, Inc	COM	46,130	$5.48M	0.1%	+3,782+8.9%	Added	History
UUPInvesco DB US Dollar Index Bullish Fund	BULLISH FD	207,139	$5.45M	0.1%	+125,478+153.7%	Added	History
SPDR Ser Tr78464A532	S&P TRANSN ETF	60,818	$5.42M	0.1%	+13,726+29.1%	Added	–
Invesco Exch TRD SLF Idx FD46138J858	BULSHS 2023 HY	218,729	$5.36M	0.1%	+18,794+9.4%	Added	–
First Tr Exchange-Traded FD336920103	US EQTY OPPT ETF	49,031	$5.35M	0.1%	−1,710−3.4%	Reduced	–
ACNAccenture plc	Stock	15,774	$5.32M	0.1%	+2,951+23.0%	Added	History

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q1 2022
Security	Class	Puts	Calls
MRNAModerna, Inc.	Stock	$17.0K	–
Invesco QQQ Trust Series I46090E103	ETF	$3.00K	–
RIORio Tinto PLC	ADR	$3.00K	–
DISWalt Disney Co	Stock	$3.00K	–
SLBSLB Limited	Stock	$2.00K	–
AAPLApple Inc.	Stock	$1.00K	–

Sold out since Q4 2021 (153)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 153 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q4 2021
Security	Class	Shares in Q4 2021	Value in Q4 2021	% of portfolio in Q4 2021	History
PIMCO ETF Tr72201R304	15+ YR US TIPS	49,114	$4.49M	0.1%	–
Royal Dutch Shell PLC780259107	SPON ADR B	62,114	$2.69M	0.1%	–
Royal Dutch Shell PLC780259206	SPONS ADR A	52,507	$2.28M	<0.1%	–
Advisorshares Tr00768Y453	PURE US CANN ETF	82,149	$2.10M	<0.1%	–
ProShares Bitcoin ETF74347G440	ETF	72,054	$2.08M	<0.1%	–
PARPar Technology Corp	COM	38,306	$2.02M	<0.1%	History
First Tr Exch TRD Alphdx FD33737J307	EM SML CP ALPH	34,516	$1.39M	<0.1%	–
HPFJohn Hancock Preferred Income Fund II	COM	61,350	$1.28M	<0.1%	History
TELTE Connectivity plc	REG SHS	6,794	$1.10M	<0.1%	History
ARK ETF Tr00214Q203	AUTNMUS TECHNLGY	13,243	$1.02M	<0.1%	–
Etfis Ser Tr I26923G707	VIRTUS NEWFLEET	40,395	$1.01M	<0.1%	–
iShares Tr46435G102	CONV BD ETF	10,842	$967.0K	<0.1%	–
CHWYChewy, Inc.	CL A	16,098	$949.0K	<0.1%	History
JEFJefferies Financial Group Inc.	COM	24,431	$948.0K	<0.1%	History
STMSTMicroelectronics N.V.	NY REGISTRY	18,159	$888.0K	<0.1%	History
EGPEastgroup Properties Inc	COM	3,626	$826.0K	<0.1%	History
Dimensional ETF Trust25434V401	US EQUI MARK ETF	15,257	$789.0K	<0.1%	–
CMGChipotle Mexican Grill Inc	COM	435	$760.0K	<0.1%	History
Exchange Traded Concepts Tru301505889	EMQQ EME MAR ETF	16,915	$726.0K	<0.1%	–
ETF Ser Solutions26922B105	LHA MKT ST TACTL	22,260	$718.0K	<0.1%	–
Flexshares Tr33939L605	IBOXX 5YR TRGT	22,850	$641.0K	<0.1%	–
EXASExact Sciences Corp	COM	8,183	$637.0K	<0.1%	History
THSTreeHouse Foods, Inc.	COM	15,688	$636.0K	<0.1%	History
DECKDeckers Outdoor Corp	COM	1,727	$633.0K	<0.1%	History
CWHCamping World Holdings, Inc.	CL A	14,525	$587.0K	<0.1%	History
ProShares Tr74347X849	SHRT 20+YR TRE	36,200	$579.0K	<0.1%	–
TDCTeradata Corp	Stock	13,591	$577.0K	<0.1%	History
BHP Group Ltd05545E209	SPONSORED ADR	8,722	$521.0K	<0.1%	–
BDRYAmplify Commodity Trust	BREAKWAVE DRY	17,410	$513.0K	<0.1%	History
Metaurus Equity Component Tr59140L100	US EQT CUM 2027	48,700	$497.0K	<0.1%	–
First Tr Exch Traded FD III33739P863	CALIF MUN INCM	9,000	$493.0K	<0.1%	–
LENLennar Corp	CL A	4,194	$487.0K	<0.1%	History
Invesco Exch Traded FD Tr II46138E669	GLOBAL EX US HGH	22,160	$474.0K	<0.1%	–
CNXCConcentrix Corp	Stock	2,641	$472.0K	<0.1%	History
ETF Ser Solutions26922A305	ALPCLONE ALTER	5,914	$461.0K	<0.1%	–
PRFTPerficient Inc	COM	3,538	$457.0K	<0.1%	History
CCDCalamos Dynamic Convertible & Income Fund	COM	14,475	$456.0K	<0.1%	History
XLNXXilinx Inc	COM	2,135	$453.0K	<0.1%	History
ZIPZiprecruiter, Inc.	CL A	16,698	$416.0K	<0.1%	History
LEUCentrus Energy Corp	Stock	8,282	$413.0K	<0.1%	History
TDOCTeladoc Health, Inc.	COM	4,493	$413.0K	<0.1%	History
BCVBancroft Fund Ltd	COM	15,493	$409.0K	<0.1%	History
SLFSun Life Financial Inc	COM	7,318	$408.0K	<0.1%	History
CROXCrocs, Inc.	COM	3,067	$393.0K	<0.1%	History
iShares Tr464287812	US CONSM STAPLES	1,957	$392.0K	<0.1%	–
Dimensional U.S. Small Cap ETF25434V500	ETF	6,385	$383.0K	<0.1%	–
Invesco Exch TRD SLF Idx FD46138J783	BULSHS 2027 CB	17,558	$378.0K	<0.1%	–
FNVFranco Nevada Corp	Stock	2,690	$372.0K	<0.1%	History
Global X FDS37954Y418	THMATC GWT ETF	8,191	$364.0K	<0.1%	–
LANDGladstone Land Corp	COM	10,758	$363.0K	<0.1%	History
PINSPinterest, Inc.	CL A	9,955	$362.0K	<0.1%	History
WisdomTree Tr97717X628	FLOATNG RAT TREA	14,300	$359.0K	<0.1%	–
OLNOLIN Corp	Stock	6,031	$347.0K	<0.1%	History
iShares Tr46434V100	0-5YR INVT GR CP	6,782	$346.0K	<0.1%	–
Fidelity Covington Trust316092824	LOW VOLITY ETF	6,507	$340.0K	<0.1%	–
Global X FDS37954Y442	CLOUD COMPUTNG	12,700	$337.0K	<0.1%	–
Invesco Exch TRD SLF Idx FD46138J643	INVSCO BLSH 28	13,966	$317.0K	<0.1%	–
HAPNHappen, Inc.	COM NEW	13,090	$317.0K	<0.1%	History
FIVEFive Below, Inc	COM	1,486	$307.0K	<0.1%	History
DBX ETF Tr233051879	XTRACK HRVST CSI	7,794	$305.0K	<0.1%	–
REGRegency Centers Corp	COM	4,025	$303.0K	<0.1%	History
First Tr Exch Traded FD III33739P301	MUNI HI INCM ETF	5,345	$300.0K	<0.1%	–
Renaissance Cap Greenwich FD759937204	IPO ETF	5,192	$300.0K	<0.1%	–
BBWIBath & Body Works, Inc.	COM	4,285	$299.0K	<0.1%	History
GRMNGarmin Ltd	SHS	2,151	$293.0K	<0.1%	History
iShares Tr46435U366	SELF DRIVNG EV	5,333	$289.0K	<0.1%	–
OPRXOptimizeRx Corp	COM NEW	4,550	$283.0K	<0.1%	History
Innovator ETFs Trust45782C755	US EQTY BUFR JUN	8,109	$280.0K	<0.1%	–
PIMCO ETF Tr72201R866	INTER MUN BD ACT	4,957	$279.0K	<0.1%	–
RIGTransocean Ltd.	REGISTERED SHS	100,923	$279.0K	<0.1%	History
Invesco Exch Traded FD Tr II46138E404	CEF INM COMPSI	11,487	$278.0K	<0.1%	–
TWTRTwitter, Inc.	COM	6,387	$276.0K	<0.1%	History
Franklin Templeton ETF Tr35473P108	INTL COR DIV TIL	9,563	$275.0K	<0.1%	–
Global X FDS37954Y889	S&P 500 CATHOLIC	4,614	$272.0K	<0.1%	–
BLDQXO Insulation, LLC	Stock	982	$271.0K	<0.1%	History
SMPStandard Motor Products, Inc.	Stock	5,138	$269.0K	<0.1%	History
iShares Tr464287861	EUROPE ETF	4,902	$267.0K	<0.1%	–
iShares Tr46435U853	BROAD USD HIGH	6,455	$266.0K	<0.1%	–
Columbia ETF Tr I19761L508	DIVERSIFID FXD	12,449	$265.0K	<0.1%	–
EPAMEPAM Systems, Inc.	COM	397	$265.0K	<0.1%	History
WDCWestern Digital Corp	COM	4,007	$261.0K	<0.1%	History
INVHInvitation Homes Inc.	COM	5,719	$259.0K	<0.1%	History
USCIUnited States Commodity Index Funds Trust	COMM IDX FND	5,723	$249.0K	<0.1%	History
FMBIFirst Midwest Bancorp Inc	COM	12,112	$248.0K	<0.1%	History
Invesco Exchange Traded FD T46137V621	FINL PFD ETF	13,011	$245.0K	<0.1%	–
TECHBIO-TECHNE Corp	COM	469	$243.0K	<0.1%	History
WisdomTree Tr97717Y717	GROWTH LEADERS	5,505	$242.0K	<0.1%	–
PPLIPeople Inc	COM NEW	1,839	$240.0K	<0.1%	History
LYVLive Nation Entertainment, Inc.	COM	2,002	$240.0K	<0.1%	History
Invesco Exchange Traded FD T46137V852	DORSEY WRIGHT HE	1,538	$238.0K	<0.1%	–
FLNAFilana Therapeutics, Inc.	COM	5,444	$238.0K	<0.1%	History
KMXCarMax Inc	COM	1,818	$237.0K	<0.1%	History
ZSZscaler, Inc.	Stock	728	$234.0K	<0.1%	History
MVTBlackRock Munivest Fund II, Inc.	COM	14,715	$233.0K	<0.1%	History
First Tr Exchange-Traded FD33736G106	GBL WND ENRG ETF	11,388	$230.0K	<0.1%	–
Alps Clean Energy ETF00162Q460	ETF	3,565	$229.0K	<0.1%	–
TMToyota Motor Corp	ADS	1,230	$228.0K	<0.1%	History
WisdomTree Tr97717X172	US HGH YLD CORP	4,336	$228.0K	<0.1%	–
IRIngersoll Rand Inc.	COM	3,636	$225.0K	<0.1%	History
NBBNuveen Taxable Municipal Income Fund	COM	9,879	$224.0K	<0.1%	History