Skip to main content

Sigma Planning Corp

SEC CIK
0001449126
Latest filing
Aug 7, 2026

Holdings in Q4 2025

Holdings as of Dec 31, 2025, filed Jan 30, 2026. Long positions only; changes compare share counts with Q3 2025.

Institution overview
Positions
1,287
+5 vs. Q3 2025
Portfolio value
$3.62B
+$105.6M (+3.0%) vs. Q3 2025
Filed
Jan 30, 2026
SEC
Holdings of Sigma Planning Corp in Q4 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR27,179$325.2K<0.1%−944−3.4%ReducedHistory
FITBFifth Third BancorpCOM6,960$325.8K<0.1%−1,239−15.1%ReducedHistory
SFLSFL Corp Ltd.SHS41,699$326.6K<0.1%−69,042−62.3%ReducedHistory
SCCOSouthern Copper CorpStock2,282$327.5K<0.1%+265+13.1%AddedHistory
SBLKStar Bulk Carriers Corp.SHS PAR17,054$327.8K<0.1%−5,936−25.8%ReducedHistory
HSYHershey CoCOM1,806$328.5K<0.1%+132+7.9%AddedHistory
PNCPNC Financial Services Group, Inc.Stock1,574$328.5K<0.1%−144−8.4%ReducedHistory
Flexshares Tr33939L407MORNSTAR UPSTR7,165$328.5K<0.1%+836+13.2%Added–
SJMJ M SMUCKER CoStock3,366$329.2K<0.1%+329+10.8%AddedHistory
J P Morgan Exchange-Traded F46641Q738BETBULD MSCI3,562$329.8K<0.1%+266+8.1%Added–
iShares Tr46432F859CORE 1 5 YR USD6,786$330.8K<0.1%+361+5.6%Added–
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF3,657$332.6K<0.1%+10+0.3%Added–
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF6,942$332.8K<0.1%−3,291−32.2%Reduced–
SPDR Series Trust78464A722ST STR SP PHARMA5,945$333.0K<0.1%+108+1.9%Added–
NVONovo Nordisk A SADR6,557$333.5K<0.1%+927+16.5%AddedHistory
DMRADamora Therapeutics, Inc.COM NEW14,500$333.6K<0.1%+14,500NewHistory
Schwab U.S. Small-Cap ETF808524607ETF11,736$334.2K<0.1%+1,410+13.7%Added–
Global X FDS37954Y475S&P 500 COVERED8,226$334.2K<0.1%+518+6.7%Added–
SPDR Series Trust78464A706ST STR GLB DOW2,014$335.8K<0.1%−4−0.2%Reduced–
WSMWilliams Sonoma IncCOM1,883$336.2K<0.1%−104−5.2%ReducedHistory
PYPLPayPal Holdings, Inc.Stock5,787$336.5K<0.1%−630−9.8%ReducedHistory
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX3,014$336.9K<0.1%+3,014New–
CCJCameco CorpStock3,684$337.0K<0.1%+64+1.8%AddedHistory
Vanguard S&P 500 Value ETF921932703ETF1,646$337.2K<0.1%−43−2.5%Reduced–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS5,658$339.1K<0.1%+127+2.3%Added–
SYMSymbotic Inc.Stock5,703$339.3K<0.1%−250−4.2%ReducedHistory
PIMCO ETF Tr72201R7830-5 HIGH YIELD3,599$341.3K<0.1%−40−1.1%Reduced–
iShares Tr464288281JPMORGAN USD EMG3,553$342.1K<0.1%−132−3.6%Reduced–
iShares 1-10 Year U.S. Aggregate Bond ETF464288596ETF3,272$342.6K<0.1%−22−0.7%Reduced–
QQnity Electronics, Inc.COMMON STOCK4,210$343.8K<0.1%+4,210NewHistory
Columbia ETF Tr II19762B707INDIA CONSMR ETF5,308$344.0K<0.1%+356+7.2%Added–
HCAHCA Healthcare, Inc.COM738$344.6K<0.1%+119+19.2%AddedHistory
Fidelity Merrimack STR Tr316188846SYSTEMATIC MUN6,654$345.8K<0.1%+6,654New–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,147$346.6K<0.1%+40+3.6%Added–
SRESempraStock3,928$346.8K<0.1%−28−0.7%ReducedHistory
TMToyota Motor CorpADS1,626$348.1K<0.1%+278+20.6%AddedHistory
iShares Tr464289420RUS TP200 VL ETF3,790$348.1K<0.1%+1,216+47.2%Added–
First Tr Exchange-Traded FD33735T109COMMON SHS19,966$349.4K<0.1%+3,441+20.8%Added–
ESTAEstablishment Labs Holdings Inc.COM4,800$349.8K<0.1%+4,800NewHistory
AAAUGoldman Sachs Physical Gold ETFUNIT8,269$351.8K<0.1%+202+2.5%AddedHistory
ECLEcolab Inc.Stock1,356$352.0K<0.1%−1,890−58.2%ReducedHistory
Sprott FDS Tr85208P303URANIUM MINERS E6,418$352.3K<0.1%−57−0.9%Reduced–
SBSWSibanye Stillwater LtdSPONSORED ADR24,774$353.0K<0.1%−9,400−27.5%ReducedHistory
SPDR Index Shs FDS78463X871ST INTL CAP ETF8,748$357.5K<0.1%+2,386+37.5%Added–
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX3,593$357.5K<0.1%+180+5.3%Added–
ARAntero Resources CorpCOM10,445$359.9K<0.1%+1,046+11.1%AddedHistory
Trust for Professional Manag89834G737ACTIVEPASSIVE EQ10,137$360.0K<0.1%+765+8.2%Added–
SPDR Series Trust78468R861STATE STRET SPDR18,886$360.3K<0.1%+1,716+10.0%Added–
Profesionally Managed Portfo74316P579AKRE FOCUS ETF5,501$360.4K<0.1%+5,501New–
WULFTerawulf Inc.COM31,550$362.5K<0.1%+1,983+6.7%AddedHistory
LQDTLiquidity Services IncCOM12,000$363.7K<0.1%−900−7.0%ReducedHistory
CTASCintas CorpStock1,937$364.3K<0.1%−2,275−54.0%ReducedHistory
Invesco Exchange Traded FD T46137V811DORSEY WRGT TECH4,769$364.8K<0.1%+432+10.0%Added–
First Tr Exchange-Traded FD33739Q804ENERGY INM PARTN13,850$366.2K<0.1%−465−3.2%Reduced–
Flexshares Tr33939L688STOX GLB INDEX1,787$366.8K<0.1%+34+1.9%Added–
iShares Tr46432F388MSCI USA VALUE2,683$366.8K<0.1%−91−3.3%Reduced–
MSCIMSCI Inc.Stock640$367.0K<0.1%−14−2.1%ReducedHistory
MKCMcCormick & Co IncStock5,393$367.3K<0.1%−288−5.1%ReducedHistory
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF16,322$368.6K<0.1%+423+2.7%Added–
WisdomTree Tr97717W505US MIDCAP DIVID7,156$369.3K<0.1%+20+0.3%Added–
MEDPMedpace Holdings, Inc.COM659$370.1K<0.1%+659NewHistory
COLLCollegium Pharmaceutical, IncCOM8,000$370.4K<0.1%+8,000NewHistory
iShares Inc464286624MSCI THAILND ETF6,236$372.1K<0.1%+6,236New–
Innovator ETFs Trust45782C433US EQTY BUFR FEB7,763$372.9K<0.1%−20.0%Reduced–
WPCW. P. Carey Inc.COM5,806$373.9K<0.1%+13+0.2%AddedHistory
UVVUniversal CorpCOM7,089$374.0K<0.1%+493+7.5%AddedHistory
Schwab U.S. Large-Cap Value ETF808524409ETF12,659$374.8K<0.1%+614+5.1%Added–
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF8,542$375.2K<0.1%+8,542New–
SILASila Realty Trust, Inc.COMMON STOCK16,198$377.6K<0.1%−639−3.8%ReducedHistory
TTMITTM Technologies IncCOM5,496$379.2K<0.1%+5,496NewHistory
TLNTalen Energy CorpCOM1,044$380.1K<0.1%−71−6.4%ReducedHistory
AESAES CorpStock26,514$380.2K<0.1%−397−1.5%ReducedHistory
NKTRNektar TherapeuticsCOM NEW9,000$380.5K<0.1%+9,000NewHistory
AUAngloGold Ashanti PLCCOM SHS4,463$380.6K<0.1%−2,025−31.2%ReducedHistory
PECOPhillips Edison & Company, Inc.COMMON STOCK10,704$380.7K<0.1%+8+0.1%AddedHistory
CHDChurch & Dwight Co IncCOM4,555$381.9K<0.1%−60−1.3%ReducedHistory
Innovator ETFs Trust45782C508US EQTY PWR BUF8,072$381.9K<0.1%−2,300−22.2%Reduced–
AMCRAmcor plcORD45,807$382.0K<0.1%−11,031−19.4%ReducedHistory
iShares Tr464289842MSCI PERU GL ETF5,282$382.2K<0.1%−3,013−36.3%Reduced–
iShares Tr46436E569ESG SELECT SCRE7,255$382.3K<0.1%−366−4.8%Reduced–
HWMHowmet Aerospace Inc.Stock1,767$384.3K<0.1%−3,185−64.3%ReducedHistory
Invesco Exchange Traded FD T46137V779BLDG CONSTR ETF4,152$384.5K<0.1%+361+9.5%Added–
NETCloudflare, Inc.CL A COM1,575$385.4K<0.1%−51−3.1%ReducedHistory
Vanguard Whitehall FDS921946810INTL DVD ETF4,225$386.4K<0.1%−240−5.4%Reduced–
CCSCentury Communities, Inc.COM6,525$387.3K<0.1%−100−1.5%ReducedHistory
MPLXMPLX LPCOM UNIT REP LTD7,274$388.2K<0.1%−220−2.9%ReducedHistory
CMBTCmb.tech NVSHS40,257$388.5K<0.1%+21,919+119.5%AddedHistory
Fidelity Covington Trust316092832DIVID ETF RISI6,429$392.3K<0.1%−69−1.1%Reduced–
iShares Tr464288802ESG OPTIMIZED2,823$393.4K<0.1%00.0%Unchanged–
First Tr Exchange-Traded FD33738D879FT VEST RIS14,999$393.4K<0.1%+2,319+18.3%Added–
Franklin Templeton ETF Tr35473P868FRANKLIN DYN MUN15,827$393.6K<0.1%+1,708+12.1%Added–
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER6,254$394.0K<0.1%+320+5.4%Added–
Capitol Ser Tr14064D550FAIRLEAD TACTICA13,235$396.7K<0.1%−18,769−58.6%Reduced–
BROSDutch Bros Inc.CL A6,490$397.3K<0.1%−730−10.1%ReducedHistory
APOApollo Global Management, Inc.COM2,765$400.2K<0.1%−875−24.0%ReducedHistory
COINCoinbase Global, Inc.COM CL A1,822$400.6K<0.1%−217−10.6%ReducedHistory
Global X FDS37954Y459RUSSELL 200026,235$401.4K<0.1%+825+3.2%Added–
iShares Tr46429B309MSCI INDONIA ETF21,473$402.0K<0.1%+10,331+92.7%Added–
BTIBritish American Tobacco p.l.c.SPONSORED ADR7,102$402.1K<0.1%−405−5.4%ReducedHistory
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF6,949$402.4K<0.1%+26+0.4%Added–

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q4 2025
SecurityClassPutsCalls
NVDANVIDIA CorpStock–$243.9K
CNCCentene CorpStock–$234.0K
FFord Motor CoStock–$149.7K
SPYSPDR S&P 500 ETF TrustETF$88.6K–
XRXXerox Holdings CorpCOM NEW$4.43K–
UBERUber Technologies, IncStock–$4.37K
NWLNewell Brands Inc.Stock$3.93K–
AIC3.ai, Inc.Stock–$3.20K

Sold out since Q3 2025 (118)

Positions held at the end of Q3 2025 that are gone from this filing.

The largest 100 of 118 by value last quarter.

Positions of Sigma Planning Corp sold out since Q3 2025
SecurityClassShares in Q3 2025Value in Q3 2025% of portfolio in Q3 2025History
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB83,903$1.74M<0.1%–
Innovator ETFs Trust45783Y285INTL DE PW JUNE54,690$1.55M<0.1%–
J P Morgan Exchange Traded F46654Q609ACTIVE GROWTH14,593$1.37M<0.1%–
KKellanovaStock15,921$1.31M<0.1%History
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF45,486$1.15M<0.1%–
FCFSFirstCash Holdings, Inc.COM7,229$1.15M<0.1%History
AMBAAmbarella IncSHS13,819$1.14M<0.1%History
AGXArgan IncStock4,196$1.13M<0.1%History
OUSTOuster, Inc.COM NEW41,394$1.12M<0.1%History
First Tr Exch TRD Alphdx FD33737J141CHINA ALPHADEX38,500$1.12M<0.1%–
ROADConstruction Partners, Inc.COM CL A7,890$1.00M<0.1%History
TWTradeweb Markets Inc.Stock8,921$990.1K<0.1%History
LRNStride, Inc.COM6,506$969.0K<0.1%History
Vanguard Scottsdale FDS92206C623VNG RUS2000GRW4,015$938.5K<0.1%–
VITLVital Farms, Inc.COM22,651$932.1K<0.1%History
MDGLMadrigal Pharmaceuticals, Inc.COM2,000$917.3K<0.1%History
ULUnilever PLCSPON ADR NEW15,164$898.9K<0.1%History
UIUbiquiti Inc.COM1,357$896.4K<0.1%History
Innovator ETFs Trust45782C730US EQT ULTRA BF23,927$877.9K<0.1%–
Fidelity Covington Trust316092378FIDELITY US MLTF22,345$859.2K<0.1%–
RBRKRubrik, Inc.Stock10,194$838.4K<0.1%History
Innovator ETFs Trust45783Y269INNOVATOR GW 10026,007$801.0K<0.1%–
Innovator ETFs Trust45784N759US SMALL CAP PWR28,563$794.1K<0.1%–
RACEFerrari N.V.COM1,629$790.2K<0.1%History
RLRalph Lauren CorpCL A2,520$790.2K<0.1%History
IBPInstalled Building Products, Inc.COM3,166$781.0K<0.1%History
NTESNetEase, Inc.SPONSORED ADS5,011$761.6K<0.1%History
CVLTCommvault Systems IncCOM4,009$756.8K<0.1%History
FFIVF5, Inc.Stock2,341$756.6K<0.1%History
MCHPMicrochip Technology IncStock11,770$755.9K<0.1%History
PGYPagaya Technologies Ltd.CL A NEW25,450$755.6K<0.1%History
MWAMueller Water Products, Inc.COM SER A29,214$745.5K<0.1%History
FISVFiserv IncStock5,759$742.5K<0.1%History
DEODiageo PLCSPON ADR NEW7,440$710.0K<0.1%History
LIFLife360, Inc.COM6,675$709.6K<0.1%History
LMNDLemonade, Inc.Stock13,125$702.6K<0.1%History
First Tr Exchng Traded FD VI33740F441FT VEST U.S EQT17,148$694.0K<0.1%–
First Tr Exchange-Traded FD33738D606LNG DUR OPRTUN31,864$693.0K<0.1%–
PODDInsulet CorpStock2,212$682.9K<0.1%History
POOLPool CorpCOM2,193$680.0K<0.1%History
AMSCAmerican Superconductor CorpStock10,293$611.3K<0.1%History
First Tr Exchange Traded FD33738R845NASDQ OIL GAS21,301$606.2K<0.1%–
First Tr Exchange-Traded FD33733E807NAT GAS ETF25,344$595.3K<0.1%–
ASAmer Sports, Inc.COM SHS17,060$592.8K<0.1%History
HNGEHinge Health, Inc.CL A11,855$581.8K<0.1%History
CVSACovista Inc.COM3,762$581.0K<0.1%History
EXPEExpedia Group, Inc.Stock2,591$553.9K<0.1%History
DXPEDXP Enterprises IncCOM NEW4,483$533.8K<0.1%History
GWREGuidewire Software, Inc.COM2,151$494.4K<0.1%History
USFDUS Foods Holding Corp.COM6,422$492.1K<0.1%History
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US6,426$484.3K<0.1%–
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY9,666$470.7K<0.1%–
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU23,352$469.4K<0.1%–
OPRXOptimizeRx CorpCOM NEW22,298$457.1K<0.1%History
iShares Ibonds 2025 Term High Yield & Income ETF46435U168ETF19,439$451.4K<0.1%–
TTANServiceTitan, Inc.SHS CL A4,434$447.1K<0.1%History
BEBloom Energy CorpCOM CL A5,025$425.0K<0.1%History
Innovator ETFs Trust45783Y129GROW 100 PWR AUG14,100$408.3K<0.1%–
TTDTrade Desk, Inc.Stock8,214$402.6K<0.1%History
First Tr Exchng Traded FD VI33740F417FT VEST U.S15,156$379.5K<0.1%–
First Tr Exchng Traded FD VI33740F292FT VEST US SMALL16,629$379.2K<0.1%–
First Tr Exchng Traded FD VI33740F573FT VEST INTER EQ14,200$372.8K<0.1%–
Dimensional ETF Trust25434V666US LARG VALU ETF11,253$370.2K<0.1%–
ELFe.l.f. Beauty, Inc.COM2,758$365.4K<0.1%History
American Centy ETF Tr025072885US EQT ETF3,209$348.8K<0.1%–
JCAPJefferson Capital, Inc.COM20,000$345.2K<0.1%History
KRMNKarman Holdings Inc.COMMON STOCK4,223$304.9K<0.1%History
iShares Tr46436E858IBONDS 26 TRM TS11,771$270.1K<0.1%–
QUREuniQure N.V.SHS4,500$262.7K<0.1%History
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF3,075$260.9K<0.1%–
ProShares Tr74347B680S&P MDCP 400 DIV3,050$260.3K<0.1%–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF1,816$258.9K<0.1%–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH1,424$255.4K<0.1%–
Innovator ETFs Trust45783Y277US SM CA PW JUNE9,294$253.7K<0.1%–
SNPSSynopsys IncCOM514$253.6K<0.1%History
iShares Ibonds 2026 Term High Yield and Income ETF46436E528ETF10,791$252.4K<0.1%–
MIRMMirum Pharmaceuticals, Inc.COM3,400$249.3K<0.1%History
SESea LtdSPONSORD ADS1,394$249.2K<0.1%History
NXHNeighborhood Intelligence, Inc.COM24,863$243.4K<0.1%History
PTCPTC Inc.Stock1,196$242.8K<0.1%History
NGGNational Grid PLCSPONSORED ADR NE3,317$241.0K<0.1%History
iShares Tr46436E866IBONDS 25 TRM TS10,277$240.1K<0.1%–
PSLVSprott Physical Silver TrustPHYSICAL SILVER15,254$239.5K<0.1%History
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG7,637$232.7K<0.1%–
LTCLTC Properties IncREIT6,258$230.7K<0.1%History
LENLennar CorpCL A1,805$227.6K<0.1%History
HPQHP IncStock8,335$227.0K<0.1%History
FUTUFutu Holdings LtdSPON ADS CL A1,300$226.1K<0.1%History
CCICrown Castle Inc.REIT2,322$224.0K<0.1%History
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH8,262$223.9K<0.1%–
SWKSSkyworks Solutions, Inc.Stock2,871$221.0K<0.1%History
Fidelity Merrimack STR Tr316188101CORP BOND ETF4,590$220.3K<0.1%–
Bondbloxx ETF Trust09789C846BLOOMBERG THREE4,362$217.4K<0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF6,005$213.8K<0.1%–
SONYSony Group CorpSPONSORED ADR7,412$213.4K<0.1%History
iShares Tr46436E403MSCI US GARP ETF3,250$213.3K<0.1%–
VRSNVerisign IncCOM760$212.6K<0.1%History
AB Active ETFs Inc00039J608HIGH YIELD ETF5,533$210.0K<0.1%–
SFMSprouts Farmers Market, Inc.COM1,907$207.5K<0.1%History
Innovator ETFs Trust45783Y814LADERD ALCTN PWR4,246$207.4K<0.1%–