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Sigma Planning Corp

SEC CIK
0001449126
Latest filing
Aug 7, 2026

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 11, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
1,275
−71 vs. Q1 2022
Portfolio value
$2.75B
−$581.6M (−17.5%) vs. Q1 2022
Filed
Aug 11, 2022
SEC
Holdings of Sigma Planning Corp in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
SYNASYNAPTICS IncStock2,579$304.0K<0.1%00.0%UnchangedHistory
ENPHEnphase Energy, Inc.Stock1,564$305.0K<0.1%−228−12.7%ReducedHistory
BFHBread Financial Holdings, Inc.COM8,304$308.0K<0.1%+4,435+114.6%AddedHistory
AEMAgnico Eagle Mines LtdStock6,761$309.0K<0.1%+6,761NewHistory
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF4,533$309.0K<0.1%−282−5.9%Reduced–
First Tr Exchange Traded FD33741L108DORSY WR MOMNT12,311$309.0K<0.1%−131−1.1%Reduced–
iShares Tr464288752US HOME CONS ETF5,911$310.0K<0.1%+945+19.0%Added–
PEverpure, Inc.CL A12,098$311.0K<0.1%−595−4.7%ReducedHistory
RGRSturm Ruger & Co IncStock4,909$312.0K<0.1%−611−11.1%ReducedHistory
GLBEGlobal-E Online Ltd.SHS15,460$312.0K<0.1%+2,089+15.6%AddedHistory
SYBTStock Yards Bancorp, Inc.COM5,213$312.0K<0.1%+58+1.1%AddedHistory
ATOAtmos Energy CorpCOM2,789$313.0K<0.1%−75−2.6%ReducedHistory
RETAReata Pharmaceuticals IncCL A10,315$313.0K<0.1%+10,315NewHistory
RGLDRoyal Gold IncStock2,936$314.0K<0.1%−4,480−60.4%ReducedHistory
EPREpr PropertiesCOM SH BEN INT6,698$314.0K<0.1%+1,742+35.1%AddedHistory
Cambria ETF Tr132061300CAMBRIA FGN SHR13,619$317.0K<0.1%+4,248+45.3%Added–
JBHTHunt J B Transport Services IncCOM2,015$317.0K<0.1%+2,015NewHistory
SPDR Ser Tr78464A813S&P 600 SML CAP3,955$317.0K<0.1%+49+1.3%Added–
Kraneshares Trust500767306CSI CHI INTERNET9,698$318.0K<0.1%+9,698New–
Vanguard Emerging Markets Government Bond ETF921946885ETF5,212$320.0K<0.1%−195−3.6%Reduced–
NVONovo Nordisk A SADR2,876$321.0K<0.1%+432+17.7%AddedHistory
iShares Tr464288638ISHS 5-10YR INVT6,313$322.0K<0.1%−14,189−69.2%Reduced–
REGNRegeneron Pharmaceuticals, Inc.COM546$323.0K<0.1%−8−1.4%ReducedHistory
TDOCTeladoc Health, Inc.COM9,741$323.0K<0.1%−4,009−29.2%ReducedHistory
SITESiteOne Landscape Supply, Inc.COM2,728$324.0K<0.1%+953+53.7%AddedHistory
BLEBlackRock Municipal Income Trust IICOM29,417$325.0K<0.1%−497−1.7%ReducedHistory
ROCCBaytex Energy USA, Inc.COM9,875$325.0K<0.1%−4,525−31.4%ReducedHistory
NXHNeighborhood Intelligence, Inc.COM13,022$326.0K<0.1%+3,584+38.0%AddedHistory
LUMNLumen Technologies, Inc.Stock30,069$328.0K<0.1%+894+3.1%AddedHistory
GNLGlobal Net Lease, Inc.COM NEW23,189$328.0K<0.1%−1,878−7.5%ReducedHistory
INTUIntuit Inc.Stock853$329.0K<0.1%+37+4.5%AddedHistory
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT12,106$329.0K<0.1%−210−1.7%Reduced–
WisdomTree Tr97717Y683ENHNCD CMMDTY ST14,006$329.0K<0.1%−21−0.1%Reduced–
Global X FDS37954Y459RUSSELL 200016,046$330.0K<0.1%+4,786+42.5%Added–
Vanguard Industrials ETF92204A603ETF2,026$331.0K<0.1%−610−23.1%Reduced–
iShares Tr464287192US TRSPRTION1,552$331.0K<0.1%+25+1.6%Added–
TWTRTwitter, Inc.COM8,893$333.0K<0.1%−3,777−29.8%ReducedHistory
DDOGDatadog, Inc.CL A COM3,509$334.0K<0.1%−5,001−58.8%ReducedHistory
BHKBlackRock Core Bond TrustSHS BEN INT29,611$335.0K<0.1%−917−3.0%ReducedHistory
TXTernium S.A.SPONSORED ADS9,315$336.0K<0.1%−430−4.4%ReducedHistory
TEAMAtlassian CorpCL A1,793$336.0K<0.1%−268−13.0%ReducedHistory
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF3,347$337.0K<0.1%−101−2.9%Reduced–
Fidelity Covington Trust316092618ENHA HIGH YI ETF7,422$337.0K<0.1%+2,234+43.1%Added–
Flexshares Tr33939L670CRE SLCT BD FD14,685$337.0K<0.1%−18,585−55.9%Reduced–
Innovator ETFs Trust45783Y814LADERD ALCTN PWR10,218$338.0K<0.1%−625−5.8%Reduced–
NGGNational Grid PLCSPONSORED ADR NE5,247$339.0K<0.1%−265−4.8%ReducedHistory
iShares Tr46436E882IBONDS 23 TRM TS13,616$339.0K<0.1%+13,616New–
COINCoinbase Global, Inc.COM CL A7,237$340.0K<0.1%+1,545+27.1%AddedHistory
DINDine Brands Global, Inc.COM5,226$340.0K<0.1%−317−5.7%ReducedHistory
HLTHilton Worldwide Holdings Inc.COM3,080$343.0K<0.1%−108−3.4%ReducedHistory
Dimensional ETF Trust25434V401US EQUI MARK ETF8,418$343.0K<0.1%00.0%Unchanged–
SPLKSplunk IncCOM3,878$343.0K<0.1%−304−7.3%ReducedHistory
DKNGDraftKings Inc.Stock29,459$344.0K<0.1%−12,730−30.2%ReducedHistory
ONOn Semiconductor CorpStock6,831$344.0K<0.1%−7,911−53.7%ReducedHistory
NWLNewell Brands Inc.Stock18,121$345.0K<0.1%+18,121NewHistory
RBLXRoblox CorpStock10,557$347.0K<0.1%−3,667−25.8%ReducedHistory
CAHCardinal Health IncStock6,632$347.0K<0.1%−1,397−17.4%ReducedHistory
CBOECboe Global Markets, Inc.COM3,063$347.0K<0.1%−175−5.4%ReducedHistory
SPDR Series Trust78468R556SP O&G EXPL PRO2,911$348.0K<0.1%+686+30.8%Added–
ETF Ser Solutions26922A446OPUS SML CP VL12,087$348.0K<0.1%+2,356+24.2%Added–
FANGDiamondback Energy, Inc.Stock2,885$350.0K<0.1%+303+11.7%AddedHistory
BIIBBiogen Inc.COM1,715$350.0K<0.1%−78−4.4%ReducedHistory
Pacer FDS Tr69374H709GLOBL CASH ETF11,378$350.0K<0.1%+11,378New–
LEGLeggett & Platt IncStock10,144$351.0K<0.1%+30.0%AddedHistory
ULTAUlta Beauty, Inc.Stock912$352.0K<0.1%−175−16.1%ReducedHistory
SPDR Series Trust78468R200ST STR RATE ETF11,692$352.0K<0.1%−762−6.1%Reduced–
XIFRXPLR Infrastructure, LPCOM UNIT PART IN4,742$352.0K<0.1%−16−0.3%ReducedHistory
YAlleghany CorpCOM423$352.0K<0.1%+10+2.4%AddedHistory
MRSHMarsh & McLennan Companies, Inc.Stock2,271$353.0K<0.1%+94+4.3%AddedHistory
Innovator ETFs Tr45782C763IBD BREAKOUT11,710$353.0K<0.1%+11,710New–
ALLYAlly Financial Inc.Stock10,551$354.0K<0.1%+1,431+15.7%AddedHistory
Global X FDS37954Y475S&P 500 COVERED8,302$354.0K<0.1%+8,302New–
CNCCentene CorpStock4,198$355.0K<0.1%−352−7.7%ReducedHistory
Abrdn ETFs003261104BBRG ALL COMD K113,054$355.0K<0.1%00.0%Unchanged–
FBCFlagstar Bancorp IncCOM PAR .00110,016$355.0K<0.1%+216+2.2%AddedHistory
LNTAlliant Energy CorpStock6,089$357.0K<0.1%−7−0.1%ReducedHistory
UPSTUpstart Holdings, Inc.COM11,296$357.0K<0.1%+7,392+189.3%AddedHistory
LTHMLivent Corp.COM15,736$357.0K<0.1%+15,736NewHistory
FRMEFirst Merchants CorpCOM10,069$359.0K<0.1%−667−6.2%ReducedHistory
BUDAnheuser-Busch InBev SA/NVADR6,664$360.0K<0.1%−4,301−39.2%ReducedHistory
ICLRIcon PLCCOM1,659$360.0K<0.1%00.0%UnchangedHistory
iShares Tr464288703MRNING SM CP ETF7,159$360.0K<0.1%−5−0.1%Reduced–
ANETArista Networks, Inc.COM3,839$360.0K<0.1%+118+3.2%AddedHistory
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF7,438$362.0K<0.1%+10+0.1%Added–
First Tr Exchng Traded FD VI33740U802FT VEST U.S.12,471$363.0K<0.1%+12,471New–
BHVNBiohaven Ltd.COM2,502$365.0K<0.1%−3,984−61.4%ReducedHistory
BWABorgwarner IncCOM11,003$367.0K<0.1%+5,499+99.9%AddedHistory
IDXXIDEXX Laboratories IncCOM1,045$367.0K<0.1%−279−21.1%ReducedHistory
SRESempraStock2,446$368.0K<0.1%−1,420−36.7%ReducedHistory
iShares Tr46434V647GLOBAL REIT ETF15,225$368.0K<0.1%+8,137+114.8%Added–
CIKUBS Asset Management Income Fund, Inc.COM134,948$368.0K<0.1%−89−0.1%ReducedHistory
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE4,761$369.0K<0.1%−324−6.4%Reduced–
Global X FDS37954Y814FINTECH ETF17,385$370.0K<0.1%−1,715−9.0%Reduced–
CMGChipotle Mexican Grill IncCOM283$371.0K<0.1%−139−32.9%ReducedHistory
First Tr Exchng Traded FD VI33740F854FT VEST U.S.11,483$371.0K<0.1%−649−5.3%Reduced–
CHWCalamos Global Dynamic Income FundCOM54,371$371.0K<0.1%+100.0%AddedHistory
MASIMasimo CorpCOM2,838$371.0K<0.1%−62−2.1%ReducedHistory
YUMYum Brands IncStock3,278$372.0K<0.1%−103−3.0%ReducedHistory
iShares Tr464287812US CONSM STAPLES1,907$372.0K<0.1%+702+58.3%Added–
CEGConstellation Energy CorpStock6,506$373.0K<0.1%+6,506NewHistory

Options (10)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q2 2022
SecurityClassPutsCalls
Invesco QQQ Trust Series I46090E103ETF$70.3M–
SPYSPDR S&P 500 ETF TrustETF$55.5M$755.0K
AAPLApple Inc.Stock$328.0K$273.0K
MSFTMicrosoft CorpStock$257.0K$334.0K
GOOGAlphabet Inc.Stock–$219.0K
MRNAModerna, Inc.Stock$214.0K–
HRTXHeron Therapeutics, Inc.COM–$49.0K
FCELFuelcell Energy IncCOM–$47.0K
AGENAgenus IncCOM NEW–$35.0K
VHCVirnetX Holding CorpCOM–$13.0K

Sold out since Q1 2022 (177)

Positions held at the end of Q1 2022 that are gone from this filing.

The largest 100 of 177 by value last quarter.

Positions of Sigma Planning Corp sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
iShares Tr4642874571 3 YR TREAS BD248,977$20.8M0.6%–
PEPPepsiCo IncStock46,572$7.79M0.2%History
SPDR Series Trust78464A755ST STR SP METAL81,789$5.01M0.2%–
BROBrown & Brown, Inc.Stock56,529$4.08M0.1%History
Invesco Exchange Traded FD T46137V290S&P500 EQL REL74,713$3.03M0.1%–
American Centy ETF Tr025072505DIVERSIFIED MU36,581$1.89M0.1%–
Vanguard World FD921910709EXTENDED DUR14,271$1.74M0.1%–
First Tr Exchange Traded FD33738R845NASDQ OIL GAS55,234$1.46M<0.1%–
First Tr Exchange Traded FD33734X812INDXX GLOBAL AGR39,333$1.31M<0.1%–
Invesco Exchange Traded FD T46137V761ENERG EXPL ETF46,739$1.30M<0.1%–
Vanguard Index FDS922908652EXTEND MKT ETF6,897$1.14M<0.1%–
MSTRStrategy IncStock2,040$992.0K<0.1%History
AAPAdvance Auto Parts IncCOM4,717$976.0K<0.1%History
iShares Tr464287622RUS 1000 ETF3,706$927.0K<0.1%–
iShares Inc46434G855MSCI GBL GOLD MN29,310$911.0K<0.1%–
GFIGold Fields LtdSPONSORED ADR58,646$907.0K<0.1%History
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF10,870$806.0K<0.1%–
TASKTaskUs, Inc.CLASS A COM20,700$796.0K<0.1%History
MOSMosaic CoCOM11,847$788.0K<0.1%History
EXKEndeavour Silver CorpCOM143,460$667.0K<0.1%History
NGNovagold Resources IncCOM NEW85,752$663.0K<0.1%History
SSRMSSR Mining Inc.Stock30,278$659.0K<0.1%History
CSGPCostar Group, Inc.COM9,860$657.0K<0.1%History
Invesco Exch Traded FD Tr II46138E297S&P EMRNG MKTS25,205$651.0K<0.1%–
HMYHarmony Gold Mining Co LtdADR126,000$634.0K<0.1%History
UUnity Software Inc.COM6,299$625.0K<0.1%History
EQXEquinox Gold Corp.COM75,345$623.0K<0.1%History
UGIUgi CorpStock17,104$620.0K<0.1%History
AUAngloGold Ashanti PLCSPONSORED ADR24,334$576.0K<0.1%History
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY56,557$567.0K<0.1%–
MPLXMPLX LPCOM UNIT REP LTD16,682$554.0K<0.1%History
ZBRAZebra Technologies CorpCL A1,285$532.0K<0.1%History
AAAlcoa CorpStock5,826$525.0K<0.1%History
CPBCAMPBELL'S CoCOM11,657$520.0K<0.1%History
CHXChampionX CorpCOM20,600$504.0K<0.1%History
DJTTrump Media & Technology Group Corp.Stock7,740$499.0K<0.1%History
Osi ETF Tr67110P407OSHARES US QUALT10,332$454.0K<0.1%–
Flexshares Tr33939L829INT QLTDVDYNAM15,080$432.0K<0.1%–
PALLabrdn Palladium ETF TrustPHYSICAL PALLADM1,948$407.0K<0.1%History
ASMLASML Holding NVADR602$403.0K<0.1%History
Starboard Invt Tr85521B742ADAPTIVE ALPHA16,291$389.0K<0.1%–
CRCrane CoCOM3,579$388.0K<0.1%History
TNDMTandem Diabetes Care IncCOM NEW3,313$385.0K<0.1%History
ASOAcademy Sports & Outdoors, Inc.COM9,732$383.0K<0.1%History
AONAon plcCL A1,144$373.0K<0.1%History
SPDR Index Shs FDS78463X541ST STR NAT ETF5,655$355.0K<0.1%–
Kraneshares Tr500767587QUADRATIC DEFLA13,789$353.0K<0.1%–
TRGPTarga Resources Corp.COM4,520$341.0K<0.1%History
iShares Inc464286400MSCI BRAZIL ETF8,930$338.0K<0.1%–
CDWCDW CorpCOM1,879$336.0K<0.1%History
GHGuardant Health, Inc.COM4,932$327.0K<0.1%History
Flexshares Tr33939L605IBOXX 5YR TRGT11,848$321.0K<0.1%–
SCCOSouthern Copper CorpStock4,211$320.0K<0.1%History
ZENZendesk, Inc.COM2,650$319.0K<0.1%History
First Tr Exchange-Traded Alp33734Y109COM SHS3,470$318.0K<0.1%–
State Street SPDR S&P Semiconductor ETF78464A862ETF1,516$315.0K<0.1%–
EGLEEagle Bulk Shipping Inc.COM4,625$315.0K<0.1%History
Osi ETF Tr67110P704OSHS GBL INTER8,333$314.0K<0.1%–
WYNNWynn Resorts LtdCOM3,873$309.0K<0.1%History
SNAPSnap IncStock8,520$307.0K<0.1%History
Renaissance Cap Greenwich FD759937204IPO ETF6,890$304.0K<0.1%–
RCLRoyal Caribbean Cruises LtdCOM3,612$303.0K<0.1%History
UALUnited Airlines Holdings, Inc.COM6,358$295.0K<0.1%History
STRLSterling Infrastructure, Inc.COM10,950$293.0K<0.1%History
CNQCanadian Natural Resources LtdCOM4,694$291.0K<0.1%History
JKHYJack Henry & Associates IncStock1,421$280.0K<0.1%History
ICEIntercontinental Exchange, Inc.Stock2,102$278.0K<0.1%History
WisdomTree Tr97717Y691CLOUD COMPUTNG6,750$276.0K<0.1%–
ARTWArts Way Manufacturing Co IncCOM49,600$274.0K<0.1%History
PBCTPeople's United Financial, Inc.COM13,553$271.0K<0.1%History
RILYBRC Group Holdings, Inc.COM3,838$269.0K<0.1%History
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT3,471$268.0K<0.1%–
MURMurphy Oil CorpCOM6,605$267.0K<0.1%History
PENNPENN Entertainment, Inc.COM6,277$266.0K<0.1%History
DBX ETF Tr233051101XTRACK MSCI EMRG10,872$266.0K<0.1%–
Atlantica Sustainable Infr PG0751N103SHS7,587$266.0K<0.1%–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF6,233$262.0K<0.1%–
STAGSTAG Industrial, Inc.COM6,280$260.0K<0.1%History
ARK Blockchain & Fintech Innovation ETF00214Q708ETF8,904$259.0K<0.1%–
SPDR Series Trust78464A656ST STR TIPS ETF8,571$259.0K<0.1%–
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY3,391$256.0K<0.1%–
EXPEExpedia Group, Inc.Stock1,297$254.0K<0.1%History
STMSTMicroelectronics N.V.NY REGISTRY5,884$254.0K<0.1%History
SOYBTeucrium Commodity TrustSOYBEAN FD9,390$251.0K<0.1%History
CHGGChegg, IncCOM6,878$250.0K<0.1%History
Global X FDS37954Y442CLOUD COMPUTNG11,273$248.0K<0.1%–
LHLabcorp Holdings Inc.COM NEW934$246.0K<0.1%History
Invesco Exch Traded FD Tr II46138E636INTL CORP BD9,670$245.0K<0.1%–
KKRKKR & Co. Inc.COM4,131$242.0K<0.1%History
AGCOAGCO CorpCOM1,626$238.0K<0.1%History
Amplify ETF Tr032108102ONLIN RETL ETF3,608$237.0K<0.1%–
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS1,818$236.0K<0.1%–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF4,270$235.0K<0.1%–
CTASCintas CorpStock544$232.0K<0.1%History
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL1,385$232.0K<0.1%–
MNSTMonster Beverage CorpCOM2,892$231.0K<0.1%History
PFGPrincipal Financial Group IncCOM3,150$231.0K<0.1%History
BBYBest Buy Co IncStock2,534$230.0K<0.1%History
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP4,693$229.0K<0.1%–
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM9,000$229.0K<0.1%History