First Foundation Advisors
- SEC CIK
- 0001086763
- Latest filing
- Aug 14, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 441
- −7 vs. Q2 2021
- Portfolio value
- $2.68B
- +$82.2M (+3.2%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| DSLDoubleLine Income Solutions Fund | COM | 171,330 | $3.04M | 0.1% | −22,654−11.7% | Reduced | History |
| iShares Tr464287150 | CORE S&P TTL STK | 30,862 | $3.04M | 0.1% | −1,303−4.1% | Reduced | – |
| Flexshares Tr33939L860 | QUALT DIVD IDX | 54,500 | $3.03M | 0.1% | 00.0% | Unchanged | – |
| iShares Tr46434V282 | U S EQUITY FACTR | 71,373 | $3.01M | 0.1% | −3,092−4.2% | Reduced | – |
| Goldman Sachs ETF Tr381430602 | ACTIVEBETA US | 47,498 | $2.99M | 0.1% | +4,816+11.3% | Added | – |
| ETF Ser Solutions26922A628 | POINT BRIDGE GOP | 77,000 | $2.78M | 0.1% | 00.0% | Unchanged | – |
| LUMNLumen Technologies, Inc. | Stock | 222,679 | $2.76M | 0.1% | −11,496−4.9% | Reduced | History |
| SPDR Index Shs FDS78463X855 | S&P GBLINF ETF | 50,952 | $2.69M | 0.1% | +580+1.2% | Added | – |
| Pershing Square Tontine Hldg71531R109 | COM CL A | 133,751 | $2.63M | 0.1% | −560,862−80.7% | Reduced | – |
| ALNYAlnylam Pharmaceuticals, Inc. | COM | 13,864 | $2.62M | 0.1% | +1,035+8.1% | Added | History |
| PDOPIMCO Dynamic Income Opportunities Fund | COM BEN SHS | 122,890 | $2.58M | 0.1% | −280.0% | Reduced | History |
| PDXPIMCO Dynamic Income Strategy Fund | COM SHS BEN INT | 205,255 | $2.51M | 0.1% | −130,691−38.9% | Reduced | History |
| NACNuveen California Quality Municipal Income Fund | COM | 158,808 | $2.49M | 0.1% | −135,391−46.0% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 45,545 | $2.48M | 0.1% | +2,833+6.6% | Added | History |
| PEPPepsiCo Inc | Stock | 16,400 | $2.47M | 0.1% | +2,405+17.2% | Added | History |
| ISRGIntuitive Surgical Inc | COM NEW | 2,480 | $2.46M | 0.1% | +501+25.3% | Added | History |
| INTUIntuit Inc. | Stock | 4,348 | $2.35M | 0.1% | +971+28.8% | Added | History |
| ADIAnalog Devices Inc | Stock | 13,989 | $2.34M | 0.1% | +938+7.2% | Added | History |
| WBDWarner Bros. Discovery, Inc. | COM SER A | 91,543 | $2.32M | 0.1% | +91,543 | New | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 22,000 | $2.29M | 0.1% | +202+0.9% | Added | – |
| FTNTFortinet, Inc. | Stock | 7,816 | $2.28M | 0.1% | +438+5.9% | Added | History |
| ELEstee Lauder Companies Inc | CL A | 7,520 | $2.25M | 0.1% | +1,014+15.6% | Added | History |
| KEYSKeysight Technologies, Inc. | Stock | 13,708 | $2.25M | 0.1% | +3,198+30.4% | Added | History |
| HONHoneywell International Inc | COM | 10,497 | $2.23M | 0.1% | +72+0.7% | Added | History |
| DDDuPont de Nemours, Inc. | COM | 32,662 | $2.22M | 0.1% | +268+0.8% | Added | History |
| NOWServiceNow, Inc. | Stock | 3,524 | $2.19M | 0.1% | +714+25.4% | Added | History |
| OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | COM | 150,258 | $2.19M | 0.1% | −41,101−21.5% | Reduced | History |
| SYYSysco Corp | Stock | 26,954 | $2.12M | 0.1% | +10,197+60.9% | Added | History |
| BFZBlackRock California Municipal Income Trust | SH BEN INT | 136,237 | $2.01M | 0.1% | −9,268−6.4% | Reduced | History |
| MCDMcDonalds Corp | Stock | 8,326 | $2.01M | 0.1% | −4,276−33.9% | Reduced | History |
| MYCBlackRock Muniyield California Fund, Inc. | COM | 130,266 | $1.98M | 0.1% | −8,680−6.2% | Reduced | History |
| BEBloom Energy Corp | COM CL A | 105,277 | $1.97M | 0.1% | +230+0.2% | Added | History |
| BTTBlackRock Municipal 2030 Target Term Trust | COM SHS BEN IN | 76,699 | $1.96M | 0.1% | −15,059−16.4% | Reduced | History |
| WisdomTree Tr97717X511 | YIELD ENHANCD US | 37,515 | $1.95M | 0.1% | −10,088−21.2% | Reduced | – |
| NBWNeuberger Berman California Municipal Fund Inc. | COM | 135,404 | $1.94M | 0.1% | −3,432−2.5% | Reduced | History |
| LULUlululemon athletica inc. | Stock | 4,765 | $1.93M | 0.1% | +1,524+47.0% | Added | History |
| DOWDow Inc. | Stock | 33,228 | $1.91M | 0.1% | +929+2.9% | Added | History |
| IDXXIDEXX Laboratories Inc | COM | 3,039 | $1.89M | 0.1% | +658+27.6% | Added | History |
| LWLGLightwave Logic, Inc. | COM | 199,498 | $1.89M | 0.1% | +199,498 | New | History |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 56,625 | $1.89M | 0.1% | +333+0.6% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 32,024 | $1.88M | 0.1% | −5,228−14.0% | Reduced | History |
| CMCSAComcast Corp | Stock | 33,254 | $1.86M | 0.1% | −15,916−32.4% | Reduced | History |
| Vanguard Admiral FDS Inc921932828 | SMLLCP 600 IDX | 9,183 | $1.85M | 0.1% | 00.0% | Unchanged | – |
| BABoeing Co | Stock | 8,311 | $1.83M | 0.1% | +935+12.7% | Added | History |
| PSAPublic Storage | COM | 6,104 | $1.81M | 0.1% | −1,129−15.6% | Reduced | History |
| Flexshares Tr33939L407 | MORNSTAR UPSTR | 49,300 | $1.80M | 0.1% | 00.0% | Unchanged | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 16,474 | $1.80M | 0.1% | 00.0% | Unchanged | – |
| NKENIKE, Inc. | Stock | 12,204 | $1.77M | 0.1% | +1,418+13.1% | Added | History |
| DBLDoubleLine Opportunistic Credit Fund | COM | 89,740 | $1.77M | 0.1% | −8,836−9.0% | Reduced | History |
| DEODiageo PLC | SPON ADR NEW | 9,159 | $1.77M | 0.1% | −4,165−31.3% | Reduced | History |
| MRKMerck & Co., Inc. | Stock | 22,805 | $1.71M | 0.1% | +1,472+6.9% | Added | History |
| WMWaste Management Inc | Stock | 11,172 | $1.67M | 0.1% | −297−2.6% | Reduced | History |
| ROKRockwell Automation, Inc | Stock | 5,580 | $1.64M | 0.1% | +124+2.3% | Added | History |
| TAT&T Inc. | Stock | 59,327 | $1.60M | 0.1% | +819+1.4% | Added | History |
| BF.BBrown Forman Corp | Stock | 23,748 | $1.59M | 0.1% | −982−4.0% | Reduced | History |
| CTASCintas Corp | Stock | 4,089 | $1.56M | 0.1% | +928+29.4% | Added | History |
| STWDStarwood Property Trust, Inc. | COM | 62,226 | $1.52M | 0.1% | +29,602+90.7% | Added | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 5,483 | $1.50M | 0.1% | +431+8.5% | Added | – |
| SHWSherwin Williams Co | COM | 5,372 | $1.50M | 0.1% | +3,467+182.0% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 6,688 | $1.49M | 0.1% | −151−2.2% | Reduced | – |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 2,422 | $1.47M | 0.1% | −377−13.5% | Reduced | History |
| iShares Tr46429B366 | CMBS ETF | 26,883 | $1.45M | 0.1% | +2,472+10.1% | Added | – |
| KOCoca Cola Co | Stock | 27,553 | $1.45M | 0.1% | −266−1.0% | Reduced | History |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 92,296 | $1.45M | 0.1% | −111,741−54.8% | Reduced | History |
| VZVerizon Communications Inc | Stock | 26,750 | $1.45M | 0.1% | +2,007+8.1% | Added | History |
| CNICanadian National Railway Co | Stock | 12,285 | $1.42M | 0.1% | −32−0.3% | Reduced | History |
| HEI.AHeico Corp | CL A | 11,803 | $1.40M | 0.1% | +1,990+20.3% | Added | History |
| NEENextera Energy Inc | Stock | 17,726 | $1.39M | 0.1% | +1,817+11.4% | Added | History |
| Invesco Actively Managed Exc46090A879 | VAR RATE INVT | 55,400 | $1.39M | 0.1% | +2,422+4.6% | Added | – |
| BIPBrookfield Infrastructure Partners L.P. | LP INT UNIT | 24,645 | $1.38M | 0.1% | 00.0% | Unchanged | History |
| CTVACorteva, Inc. | Stock | 32,754 | $1.38M | 0.1% | +633+2.0% | Added | History |
| iShares Tr46434V647 | GLOBAL REIT ETF | 49,364 | $1.35M | 0.1% | −1,016−2.0% | Reduced | – |
| ABTAbbott Laboratories | Stock | 11,275 | $1.33M | <0.1% | +229+2.1% | Added | History |
| CTOCTO Realty Growth, Inc. | COM | 24,535 | $1.32M | <0.1% | +14,484+144.1% | Added | History |
| ICEIntercontinental Exchange, Inc. | Stock | 11,416 | $1.31M | <0.1% | +180+1.6% | Added | History |
| NXRTNexPoint Residential Trust, Inc. | COM | 20,797 | $1.29M | <0.1% | 00.0% | Unchanged | History |
| ABBVAbbVie Inc. | Stock | 11,607 | $1.25M | <0.1% | +513+4.6% | Added | History |
| CMCTCreative Media & Community Trust Corp | COM NEW | 137,182 | $1.24M | <0.1% | +41,752+43.8% | Added | History |
| SWKSSkyworks Solutions, Inc. | Stock | 7,526 | $1.24M | <0.1% | +675+9.9% | Added | History |
| ACNAccenture plc | Stock | 3,837 | $1.23M | <0.1% | +280+7.9% | Added | History |
| LMTLockheed Martin Corp | Stock | 3,544 | $1.22M | <0.1% | +23+0.7% | Added | History |
| IONSIonis Pharmaceuticals Inc | COM | 35,746 | $1.20M | <0.1% | +1,297+3.8% | Added | History |
| CATCaterpillar Inc | Stock | 6,180 | $1.19M | <0.1% | +874+16.5% | Added | History |
| UNPUnion Pacific Corp | Stock | 5,978 | $1.17M | <0.1% | +562+10.4% | Added | History |
| CCICrown Castle Inc. | REIT | 6,728 | $1.17M | <0.1% | −170−2.5% | Reduced | History |
| VCVInvesco California Value Municipal Income Trust | COM | 83,419 | $1.15M | <0.1% | −80,111−49.0% | Reduced | History |
| RTXRTX Corp | Stock | 13,357 | $1.15M | <0.1% | +1,409+11.8% | Added | History |
| DOCUDocuSign, Inc. | Stock | 4,297 | $1.11M | <0.1% | +192+4.7% | Added | History |
| EVMEaton Vance California Municipal Bond Fund | COM | 92,614 | $1.11M | <0.1% | −5,905−6.0% | Reduced | History |
| CEVEaton Vance California Municipal Income Trust | SH BEN INT | 80,210 | $1.09M | <0.1% | −91,193−53.2% | Reduced | History |
| Liberty Media Acquisition Corp53073L203 | UNIT 01/22/2026 | 105,500 | $1.09M | <0.1% | +9,000+9.3% | Added | – |
| LRCXLam Research Corp | COM | 1,912 | $1.09M | <0.1% | −89−4.4% | Reduced | History |
| BACBank of America Corp | Stock | 25,157 | $1.07M | <0.1% | −11,896−32.1% | Reduced | History |
| iShares Tr464287234 | MSCI EMG MKT ETF | 20,383 | $1.03M | <0.1% | +9,783+92.3% | Added | – |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 6,927 | $1.03M | <0.1% | +6,927 | New | – |
| TGTTarget Corp | Stock | 4,424 | $1.01M | <0.1% | +191+4.5% | Added | History |
| CMPCompass Minerals International Inc | Stock | 15,554 | $1.00M | <0.1% | +7,015+82.2% | Added | History |
| AMGNAmgen Inc | Stock | 4,682 | $996.0K | <0.1% | −421−8.3% | Reduced | History |
| ISDPGIM High Yield Bond Fund, Inc. | COM | 60,320 | $979.0K | <0.1% | −12,652−17.3% | Reduced | History |
| DLTRDollar Tree, Inc. | COM | 10,174 | $974.0K | <0.1% | +1,748+20.7% | Added | History |
Sold out since Q2 2021 (36)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| PCGPG&E Corp | Stock | 955,450 | $9.72M | 0.4% | History |
| BHKBlackRock Core Bond Trust | SHS BEN INT | 202,405 | $3.34M | 0.1% | History |
| LBTYALiberty Global Ltd. | SHS CL A | 52,600 | $1.43M | 0.1% | History |
| VEEVVeeva Systems Inc | Stock | 3,674 | $1.14M | <0.1% | History |
| WDAYWorkday, Inc. | CL A | 4,226 | $1.01M | <0.1% | History |
| BITBlackRock Multi-Sector Income Trust | COM | 47,569 | $888.0K | <0.1% | History |
| PGRProgressive Corp | Stock | 8,643 | $849.0K | <0.1% | History |
| MKTXMarketaxess Holdings Inc | COM | 1,658 | $769.0K | <0.1% | History |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 70,465 | $703.0K | <0.1% | History |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 8,339 | $498.0K | <0.1% | – |
| Sandstorm Gold Ltd Com New80013R206 | Stock | 55,909 | $441.0K | <0.1% | – |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 27,340 | $430.0K | <0.1% | History |
| EQCEQC Liquidating Trust | COM SH BEN INT | 15,530 | $407.0K | <0.1% | History |
| CGAUCenterra Gold Inc. | COM | 49,400 | $377.0K | <0.1% | History |
| LVSLas Vegas Sands Corp | COM | 5,550 | $292.0K | <0.1% | History |
| MLMMartin Marietta Materials Inc | COM | 817 | $287.0K | <0.1% | History |
| Fidelity MSCI Information Technology Index ETF316092808 | ETF | 2,347 | $276.0K | <0.1% | – |
| MLPMaui Land & Pineapple Co Inc | COM | 25,000 | $268.0K | <0.1% | History |
| PINSPinterest, Inc. | CL A | 3,282 | $259.0K | <0.1% | History |
| BUDAnheuser-Busch InBev SA/NV | ADR | 3,445 | $248.0K | <0.1% | History |
| ProShares Tr74347B201 | PSHS ULTSH 20YRS | 12,945 | $244.0K | <0.1% | – |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 10,544 | $236.0K | <0.1% | – |
| EFTEaton Vance Floating-Rate Income Trust | COM | 15,665 | $225.0K | <0.1% | History |
| New York Life Investments Et45409B800 | MERGE ARBIT ETF | 6,651 | $223.0K | <0.1% | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 2,091 | $214.0K | <0.1% | – |
| ProShares Tr74347B383 | ULTRASHRT S&P500 | 23,500 | $212.0K | <0.1% | – |
| QTSQTS Realty Trust, Inc. | COM CL A | 2,735 | $211.0K | <0.1% | History |
| KFKorea Fund Inc | COM NEW | 4,501 | $208.0K | <0.1% | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 600 | $207.0K | <0.1% | History |
| FDXFedEx Corp | Stock | 688 | $205.0K | <0.1% | History |
| iShares Russell 2000 Growth ETF464287648 | ETF | 657 | $205.0K | <0.1% | – |
| iShares Tr464287184 | CHINA LG-CAP ETF | 4,426 | $205.0K | <0.1% | – |
| Invesco S&P 500 Equal Weight Technology ETF46137V282 | ETF | 693 | $201.0K | <0.1% | – |
| iShares Tr464288588 | MBS ETF | 1,855 | $201.0K | <0.1% | – |
| WBAWalgreens Boots Alliance, Inc. | COM | 3,827 | $201.0K | <0.1% | History |
| IAGIamgold Corp | COM | 44,665 | $132.0K | <0.1% | History |