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First Foundation Advisors

SEC CIK
0001086763
Latest filing
Aug 14, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
441
−7 vs. Q2 2021
Portfolio value
$2.68B
+$82.2M (+3.2%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of First Foundation Advisors in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
MSFTMicrosoft CorpStock1,282,606$361.6M13.5%−280.0%ReducedHistory
GOOGAlphabet Inc.Stock51,486$137.2M5.1%+574+1.1%AddedHistory
IAUiShares Gold TrustETF2,677,515$89.5M3.3%−16,670−0.6%ReducedHistory
AMZNAmazon Com IncStock26,653$87.6M3.3%+1,366+5.4%AddedHistory
METAMeta Platforms, Inc.Stock205,429$69.7M2.6%+5,809+2.9%AddedHistory
UPSUnited Parcel Service IncStock375,731$68.4M2.6%+213,250+131.2%AddedHistory
LOWLowes Companies IncStock326,361$66.2M2.5%+9,077+2.9%AddedHistory
AAPLApple Inc.Stock422,244$59.7M2.2%+100,867+31.4%AddedHistory
DISWalt Disney CoStock340,001$57.5M2.1%+27,993+9.0%AddedHistory
MAMastercard IncStock157,910$54.9M2.0%+6,071+4.0%AddedHistory
BRK.BBerkshire Hathaway IncStock194,382$53.1M2.0%+6,955+3.7%AddedHistory
VERVEREIT, Inc.COM1,166,882$52.8M2.0%−334,896−22.3%ReducedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF1,010,584$51.3M1.9%+100,858+11.1%Added–
GLPIGaming & Leisure Properties, Inc.COM980,477$45.4M1.7%+180.0%AddedHistory
IQVIQVIA Holdings Inc.Stock172,689$41.4M1.5%+5,435+3.2%AddedHistory
MDTMedtronic plcStock286,681$35.9M1.3%+1,889+0.7%AddedHistory
JPMJPMorgan Chase & CoStock209,579$34.3M1.3%+8,300+4.1%AddedHistory
SONYSony Group CorpSPONSORED ADR308,362$34.1M1.3%+76,614+33.1%AddedHistory
VVisa Inc.Stock136,999$30.5M1.1%+6,473+5.0%AddedHistory
CRMSalesforce, Inc.Stock108,602$29.5M1.1%+4,894+4.7%AddedHistory
BAMBrookfield Asset Management Ltd.CL A LTD VT SH548,423$29.3M1.1%−4,318−0.8%ReducedHistory
ENBEnbridge IncStock717,099$28.5M1.1%+33,277+4.9%AddedHistory
PMPhilip Morris International Inc.Stock291,475$27.6M1.0%−564−0.2%ReducedHistory
TXNTexas Instruments IncStock140,685$27.0M1.0%+45,557+47.9%AddedHistory
iShares Core S&P 500 ETF464287200ETF61,831$26.6M1.0%+2,131+3.6%Added–
COSTCostco Wholesale CorpStock56,423$25.4M0.9%+3,029+5.7%AddedHistory
BKNGBooking Holdings Inc.Stock10,579$25.1M0.9%+474+4.7%AddedHistory
UBERUber Technologies, IncStock553,523$24.8M0.9%+11,125+2.1%AddedHistory
DHRDanaher CorpStock75,399$23.0M0.9%+2,403+3.3%AddedHistory
UNHUnitedHealth Group IncStock58,111$22.7M0.8%+2,607+4.7%AddedHistory
AONAon plcCL A78,569$22.5M0.8%−1,640−2.0%ReducedHistory
CORCencora, Inc.Stock176,589$21.1M0.8%+4,210+2.4%AddedHistory
QCOMQualcomm IncStock162,787$21.0M0.8%+339+0.2%AddedHistory
SCHWSchwab Charles CorpStock271,839$19.8M0.7%+13,292+5.1%AddedHistory
ELVElevance Health, Inc.Stock52,335$19.5M0.7%+2,137+4.3%AddedHistory
NFLXNetflix IncStock31,385$19.2M0.7%+2,810+9.8%AddedHistory
BLKBlackRock, Inc.COM22,511$18.9M0.7%+281+1.3%AddedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR168,060$18.8M0.7%+5,824+3.6%AddedHistory
KMXCarMax IncCOM144,904$18.5M0.7%+6,491+4.7%AddedHistory
RBLXRoblox CorpStock223,756$16.9M0.6%+66,089+41.9%AddedHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG194,989$16.8M0.6%+3,250+1.7%Added–
REXRRexford Industrial Realty, Inc.COM291,083$16.5M0.6%+10,646+3.8%AddedHistory
LEN.BLennar CorpCL B212,043$16.5M0.6%+1,527+0.7%AddedHistory
iShares Tr46434V4070-5YR HI YL CP352,272$16.1M0.6%+352,272New–
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL314,871$16.1M0.6%+68,023+27.6%Added–
XLNXXilinx IncCOM105,275$15.9M0.6%+609+0.6%AddedHistory
LINLinde PLCSHS53,776$15.8M0.6%+2,961+5.8%AddedHistory
SPYSPDR S&P 500 ETF TrustETF35,585$15.3M0.6%+485+1.4%AddedHistory
BALLBALL CorpCOM165,423$14.9M0.6%+4,886+3.0%AddedHistory
SBUXStarbucks CorpStock127,386$14.1M0.5%+9,975+8.5%AddedHistory
VanEck Morningstar Wide Moat ETF92189F643ETF186,153$13.6M0.5%+3,852+2.1%Added–
MOAltria Group, Inc.Stock296,088$13.5M0.5%+45,924+18.4%AddedHistory
TJXTJX Companies IncStock198,833$13.1M0.5%+14,985+8.2%AddedHistory
LBRDKLiberty Broadband CorpCOM SER C72,379$12.5M0.5%−55,065−43.2%ReducedHistory
Ssga Active ETF Tr78467V400GLOBL ALLO ETF251,904$11.5M0.4%+40,621+19.2%Added–
INTCIntel CorpStock215,109$11.5M0.4%+15,765+7.9%AddedHistory
GOOGLAlphabet Inc.Stock3,994$10.7M0.4%+536+15.5%AddedHistory
DJPBarclays Bank PLCDJUBS CMDT ETN36354,157$10.4M0.4%+8,210+2.4%AddedHistory
VWTRVidler Water Resources, Inc.COM871,264$9.91M0.4%−43,051−4.7%ReducedHistory
CPCanadian Pacific Kansas City LtdCOM141,416$9.20M0.3%+141,416NewHistory
LYFTLyft, Inc.CL A COM171,394$9.19M0.3%+7,150+4.4%AddedHistory
AREAlexandria Real Estate Equities, Inc.COM45,347$8.66M0.3%+1,824+4.2%AddedHistory
FISFidelity National Information Services, Inc.Stock69,734$8.48M0.3%+4,265+6.5%AddedHistory
Vanguard S&P 500 ETF922908363ETF20,785$8.20M0.3%−532−2.5%Reduced–
Discovery Inc25470F302COM SER C325,205$7.89M0.3%−70,262−17.8%Reduced–
iShares Tr464288356CALIF MUN BD ETF124,268$7.71M0.3%−3,018−2.4%Reduced–
Vanguard Real Estate ETF922908553ETF73,496$7.48M0.3%+6,369+9.5%Added–
Goldman Sachs ETF Tr381430107ACTIVEBETA INT218,781$7.48M0.3%−326−0.1%Reduced–
CVSCVS Health CorpStock86,439$7.33M0.3%+6,102+7.6%AddedHistory
PFEPfizer IncStock169,753$7.30M0.3%−20,752−10.9%ReducedHistory
FISVFiserv IncStock59,641$6.47M0.2%+3,938+7.1%AddedHistory
NVDANVIDIA CorpStock29,047$6.02M0.2%+3,819+15.1%AddedConverted for a 4-for-1 splitHistory
Goldman Sachs ETF Tr381430206ACTIVEBETA EME161,229$5.98M0.2%+22,219+16.0%Added–
CVXChevron CorpStock56,755$5.76M0.2%+5,518+10.8%AddedHistory
HDHome Depot, Inc.Stock17,529$5.75M0.2%+835+5.0%AddedHistory
iShares Core MSCI Eafe ETF46432F842ETF73,022$5.42M0.2%+13,392+22.5%Added–
NCANuveen California Municipal Value FundCOM STK498,175$5.26M0.2%−96,857−16.3%ReducedHistory
JNJJohnson & JohnsonStock31,334$5.06M0.2%+806+2.6%AddedHistory
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS232,452$4.91M0.2%−18,227−7.3%ReducedHistory
ADBEAdobe Inc.Stock8,450$4.87M0.2%+1,304+18.2%AddedHistory
STLSterling BancorpCOM185,565$4.63M0.2%+50.0%AddedHistory
BRK.ABerkshire Hathaway IncCL A11$4.53M0.2%00.0%UnchangedHistory
GLDSPDR Gold TrustETF26,894$4.42M0.2%+2,756+11.4%AddedHistory
PYPLPayPal Holdings, Inc.Stock16,552$4.31M0.2%+3,263+24.6%AddedHistory
GILDGilead Sciences, Inc.Stock60,888$4.25M0.2%+532+0.9%AddedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF40,261$4.10M0.2%+794+2.0%Added–
TSLATesla, Inc.Stock5,232$4.06M0.2%+915+21.2%AddedHistory
TSITCW Strategic Income Fund IncCOM692,131$3.97M0.1%−109,795−13.7%ReducedHistory
AVGOBroadcom Inc.Stock7,765$3.77M0.1%+193+2.5%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF15,555$3.68M0.1%00.0%Unchanged–
FWONALiberty Media CorpCOM SER A FRMLA77,251$3.63M0.1%+80.0%AddedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF57,295$3.54M0.1%+9,614+20.2%Added–
SPGIS&P Global Inc.Stock8,120$3.45M0.1%+900+12.5%AddedHistory
Invesco QQQ Trust Series I46090E103ETF9,564$3.42M0.1%−215−2.2%Reduced–
Vanguard Mortgage-Backed Securities ETF92206C771ETF63,789$3.40M0.1%+2,165+3.5%Added–
Columbia ETF Tr I19761L508DIVERSIFID FXD155,409$3.32M0.1%+2,170+1.4%Added–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF34,572$3.26M0.1%+1,081+3.2%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF28,136$3.23M0.1%−25,366−47.4%Reduced–
EWEdwards Lifesciences CorpStock28,450$3.22M0.1%+3,434+13.7%AddedHistory
PGProcter & Gamble CoStock22,838$3.19M0.1%+191+0.8%AddedHistory

Sold out since Q2 2021 (36)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of First Foundation Advisors sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
PCGPG&E CorpStock955,450$9.72M0.4%History
BHKBlackRock Core Bond TrustSHS BEN INT202,405$3.34M0.1%History
LBTYALiberty Global Ltd.SHS CL A52,600$1.43M0.1%History
VEEVVeeva Systems IncStock3,674$1.14M<0.1%History
WDAYWorkday, Inc.CL A4,226$1.01M<0.1%History
BITBlackRock Multi-Sector Income TrustCOM47,569$888.0K<0.1%History
PGRProgressive CorpStock8,643$849.0K<0.1%History
MKTXMarketaxess Holdings IncCOM1,658$769.0K<0.1%History
JPCNuveen Preferred & Income Opportunities FundCOM70,465$703.0K<0.1%History
WisdomTree Tr97717X669US QTLY DIV GRT8,339$498.0K<0.1%–
Sandstorm Gold Ltd Com New80013R206Stock55,909$441.0K<0.1%–
RQICohen & Steers Quality Income Realty Fund IncCEF27,340$430.0K<0.1%History
EQCEQC Liquidating TrustCOM SH BEN INT15,530$407.0K<0.1%History
CGAUCenterra Gold Inc.COM49,400$377.0K<0.1%History
LVSLas Vegas Sands CorpCOM5,550$292.0K<0.1%History
MLMMartin Marietta Materials IncCOM817$287.0K<0.1%History
Fidelity MSCI Information Technology Index ETF316092808ETF2,347$276.0K<0.1%–
MLPMaui Land & Pineapple Co IncCOM25,000$268.0K<0.1%History
PINSPinterest, Inc.CL A3,282$259.0K<0.1%History
BUDAnheuser-Busch InBev SA/NVADR3,445$248.0K<0.1%History
ProShares Tr74347B201PSHS ULTSH 20YRS12,945$244.0K<0.1%–
Global X FDS37954Y483NASDAQ 100 COVER10,544$236.0K<0.1%–
EFTEaton Vance Floating-Rate Income TrustCOM15,665$225.0K<0.1%History
New York Life Investments Et45409B800MERGE ARBIT ETF6,651$223.0K<0.1%–
State Street Industrial Select Sector SPDR ETF81369Y704ETF2,091$214.0K<0.1%–
ProShares Tr74347B383ULTRASHRT S&P50023,500$212.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A2,735$211.0K<0.1%History
KFKorea Fund IncCOM NEW4,501$208.0K<0.1%History
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1600$207.0K<0.1%History
FDXFedEx CorpStock688$205.0K<0.1%History
iShares Russell 2000 Growth ETF464287648ETF657$205.0K<0.1%–
iShares Tr464287184CHINA LG-CAP ETF4,426$205.0K<0.1%–
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF693$201.0K<0.1%–
iShares Tr464288588MBS ETF1,855$201.0K<0.1%–
WBAWalgreens Boots Alliance, Inc.COM3,827$201.0K<0.1%History
IAGIamgold CorpCOM44,665$132.0K<0.1%History