Skip to main content

First Foundation Advisors

SEC CIK
0001086763
Latest filing
Aug 14, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
439
−2 vs. Q3 2021
Portfolio value
$2.91B
+$230.6M (+8.6%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of First Foundation Advisors in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
MSFTMicrosoft CorpStock1,283,097$431.5M14.8%+4910.0%AddedHistory
GOOGAlphabet Inc.Stock52,157$150.9M5.2%+671+1.3%AddedHistory
AMZNAmazon Com IncStock28,688$95.7M3.3%+2,035+7.6%AddedHistory
IAUiShares Gold TrustETF2,635,301$91.7M3.2%−42,214−1.6%ReducedHistory
UPSUnited Parcel Service IncStock374,923$80.4M2.8%−808−0.2%ReducedHistory
AAPLApple Inc.Stock417,083$74.1M2.5%−5,161−1.2%ReducedHistory
METAMeta Platforms, Inc.Stock208,858$70.2M2.4%+3,429+1.7%AddedHistory
BRK.BBerkshire Hathaway IncStock196,638$58.8M2.0%+2,256+1.2%AddedHistory
ORealty Income CorpREIT798,481$57.2M2.0%+788,725+8,084.5%AddedHistory
MAMastercard IncStock158,858$57.1M2.0%+948+0.6%AddedHistory
DISWalt Disney CoStock350,312$54.3M1.9%+10,311+3.0%AddedHistory
LOWLowes Companies IncStock193,166$49.9M1.7%−133,195−40.8%ReducedHistory
IQVIQVIA Holdings Inc.Stock175,557$49.5M1.7%+2,868+1.7%AddedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF870,258$43.9M1.5%−140,326−13.9%Reduced–
iShares Core S&P 500 ETF464287200ETF91,205$43.5M1.5%+29,374+47.5%Added–
UNHUnitedHealth Group IncStock78,681$39.5M1.4%+20,570+35.4%AddedHistory
SONYSony Group CorpSPONSORED ADR305,612$38.6M1.3%−2,750−0.9%ReducedHistory
MDTMedtronic plcStock360,308$37.3M1.3%+73,627+25.7%AddedHistory
BAMBrookfield Asset Management Ltd.CL A LTD VT SH547,193$33.0M1.1%−1,230−0.2%ReducedHistory
JPMJPMorgan Chase & CoStock206,940$32.8M1.1%−2,639−1.3%ReducedHistory
DHRDanaher CorpStock98,967$32.6M1.1%+23,568+31.3%AddedHistory
VVisa Inc.Stock136,981$29.7M1.0%−180.0%ReducedHistory
QCOMQualcomm IncStock160,922$29.4M1.0%−1,865−1.1%ReducedHistory
PMPhilip Morris International Inc.Stock302,578$28.7M1.0%+11,103+3.8%AddedHistory
ENBEnbridge IncStock718,537$28.1M1.0%+1,438+0.2%AddedHistory
TXNTexas Instruments IncStock145,902$27.5M0.9%+5,217+3.7%AddedHistory
BKNGBooking Holdings Inc.Stock10,589$25.4M0.9%+10+0.1%AddedHistory
UBERUber Technologies, IncStock596,513$25.0M0.9%+42,990+7.8%AddedHistory
TJXTJX Companies IncStock324,482$24.6M0.8%+125,649+63.2%AddedHistory
ELVElevance Health, Inc.Stock52,798$24.5M0.8%+463+0.9%AddedHistory
RBLXRoblox CorpStock235,401$24.3M0.8%+11,645+5.2%AddedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR201,495$24.2M0.8%+33,435+19.9%AddedHistory
REXRRexford Industrial Realty, Inc.COM296,700$24.1M0.8%+5,617+1.9%AddedHistory
CORCencora, Inc.Stock179,600$23.9M0.8%+3,011+1.7%AddedHistory
AONAon plcCL A75,822$22.8M0.8%−2,747−3.5%ReducedHistory
XLNXXilinx IncCOM105,283$22.3M0.8%+80.0%AddedHistory
SCHWSchwab Charles CorpStock262,036$22.0M0.8%−9,803−3.6%ReducedHistory
KMXCarMax IncCOM168,881$22.0M0.8%+23,977+16.5%AddedHistory
FISFidelity National Information Services, Inc.Stock197,680$21.6M0.7%+127,946+183.5%AddedHistory
iShares Tr46434V4070-5YR HI YL CP474,619$21.5M0.7%+122,347+34.7%Added–
BLKBlackRock, Inc.COM22,612$20.7M0.7%+101+0.4%AddedHistory
LEN.BLennar CorpCL B212,568$20.3M0.7%+525+0.2%AddedHistory
NFLXNetflix IncStock33,480$20.2M0.7%+2,095+6.7%AddedHistory
AMATApplied Materials IncStock121,609$19.1M0.7%+117,779+3,075.2%AddedHistory
LINLinde PLCSHS55,176$19.1M0.7%+1,400+2.6%AddedHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG194,473$18.5M0.6%−516−0.3%Reduced–
SPYSPDR S&P 500 ETF TrustETF36,325$17.3M0.6%+740+2.1%AddedHistory
CRMSalesforce, Inc.Stock67,160$17.1M0.6%−41,442−38.2%ReducedHistory
BALLBALL CorpCOM168,841$16.3M0.6%+3,418+2.1%AddedHistory
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL312,711$16.0M0.5%−2,160−0.7%Reduced–
SBUXStarbucks CorpStock130,750$15.3M0.5%+3,364+2.6%AddedHistory
VanEck Morningstar Wide Moat ETF92189F643ETF191,652$14.6M0.5%+5,499+3.0%Added–
Ssga Active ETF Tr78467V400GLOBL ALLO ETF296,559$13.7M0.5%+44,655+17.7%Added–
CPCanadian Pacific Kansas City LtdCOM164,297$11.8M0.4%+22,881+16.2%AddedHistory
GOOGLAlphabet Inc.Stock4,070$11.8M0.4%+76+1.9%AddedHistory
MOAltria Group, Inc.Stock241,899$11.5M0.4%−54,189−18.3%ReducedHistory
DJPBarclays Bank PLCDJUBS CMDT ETN36384,501$11.0M0.4%+30,344+8.6%AddedHistory
VWTRVidler Water Resources, Inc.COM871,264$10.5M0.4%00.0%UnchangedHistory
COSTCostco Wholesale CorpStock17,815$10.1M0.3%−38,608−68.4%ReducedHistory
AREAlexandria Real Estate Equities, Inc.COM44,728$9.97M0.3%−619−1.4%ReducedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF164,051$9.82M0.3%+106,756+186.3%Added–
PFEPfizer IncStock165,593$9.78M0.3%−4,160−2.5%ReducedHistory
CVSCVS Health CorpStock89,823$9.27M0.3%+3,384+3.9%AddedHistory
NVDANVIDIA CorpStock30,750$9.04M0.3%+1,703+5.9%AddedHistory
FISVFiserv IncStock84,571$8.78M0.3%+24,930+41.8%AddedHistory
Vanguard Real Estate ETF922908553ETF75,248$8.73M0.3%+1,752+2.4%Added–
Vanguard S&P 500 ETF922908363ETF19,709$8.61M0.3%−1,076−5.2%Reduced–
Discovery Inc25470F302COM SER C345,554$7.91M0.3%+20,349+6.3%Added–
Goldman Sachs ETF Tr381430107ACTIVEBETA INT219,269$7.73M0.3%+488+0.2%Added–
iShares Core MSCI Eafe ETF46432F842ETF102,184$7.63M0.3%+29,162+39.9%Added–
HDHome Depot, Inc.Stock17,665$7.33M0.3%+136+0.8%AddedHistory
iShares Tr464288356CALIF MUN BD ETF109,285$6.81M0.2%−14,983−12.1%Reduced–
Goldman Sachs ETF Tr381430206ACTIVEBETA EME163,419$6.05M0.2%+2,190+1.4%Added–
LYFTLyft, Inc.CL A COM138,026$5.90M0.2%−33,368−19.5%ReducedHistory
PDIPIMCO Dynamic Income FundSHS222,713$5.77M0.2%+189,317+566.9%AddedHistory
TSLATesla, Inc.Stock5,238$5.54M0.2%+6+0.1%AddedHistory
CVXChevron CorpStock45,290$5.32M0.2%−11,465−20.2%ReducedHistory
JNJJohnson & JohnsonStock31,065$5.31M0.2%−269−0.9%ReducedHistory
AVGOBroadcom Inc.Stock7,918$5.27M0.2%+153+2.0%AddedHistory
ADBEAdobe Inc.Stock8,819$5.00M0.2%+369+4.4%AddedHistory
BRK.ABerkshire Hathaway IncCL A11$4.96M0.2%00.0%UnchangedHistory
WFC.PLWells Fargo & CompanyPERP PFD CNV A3,286$4.90M0.2%+3,286NewHistory
GILDGilead Sciences, Inc.Stock64,558$4.69M0.2%+3,670+6.0%AddedHistory
GLDSPDR Gold TrustETF26,435$4.52M0.2%−459−1.7%ReducedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF37,677$4.30M0.1%+9,541+33.9%Added–
Vanguard Mortgage-Backed Securities ETF92206C771ETF80,808$4.27M0.1%+17,019+26.7%Added–
STLSterling BancorpCOM161,905$4.18M0.1%−23,660−12.8%ReducedHistory
SPGIS&P Global Inc.Stock8,756$4.13M0.1%+636+7.8%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF15,555$3.96M0.1%00.0%Unchanged–
EWEdwards Lifesciences CorpStock30,295$3.92M0.1%+1,845+6.5%AddedHistory
PGProcter & Gamble CoStock23,939$3.92M0.1%+1,101+4.8%AddedHistory
Invesco QQQ Trust Series I46090E103ETF9,833$3.91M0.1%+269+2.8%Added–
iShares Russell 2000 ETF464287655ETF16,202$3.60M0.1%+13,016+408.5%Added–
MCDMcDonalds CorpStock13,198$3.54M0.1%+4,872+58.5%AddedHistory
Pershing Square Tontine Hldg71531R109COM CL A174,960$3.45M0.1%+41,209+30.8%Added–
CSCOCisco Systems, Inc.Stock53,956$3.42M0.1%+8,411+18.5%AddedHistory
Flexshares Tr33939L860QUALT DIVD IDX54,500$3.34M0.1%00.0%Unchanged–
FWONALiberty Media CorpCOM SER A FRMLA56,026$3.33M0.1%−21,225−27.5%ReducedHistory
FTNTFortinet, Inc.Stock9,214$3.31M0.1%+1,398+17.9%AddedHistory
iShares Tr46434V282U S EQUITY FACTR70,808$3.30M0.1%−565−0.8%Reduced–

Sold out since Q3 2021 (40)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of First Foundation Advisors sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
VERVEREIT, Inc.COM1,166,882$52.8M2.0%History
GLPIGaming & Leisure Properties, Inc.COM980,477$45.4M1.7%History
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS232,452$4.91M0.2%History
WBDWarner Bros. Discovery, Inc.COM SER A91,543$2.32M0.1%History
LWLGLightwave Logic, Inc.COM199,498$1.89M0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM2,422$1.47M0.1%History
Schwab U.S. Large-Cap Growth ETF808524300ETF6,927$1.03M<0.1%–
EIMEaton Vance Municipal Bond FundCOM70,887$948.0K<0.1%History
MCABlackRock Muniyield California Quality Fund, Inc.COM58,981$937.0K<0.1%History
BRSPBrightSpire Capital, Inc.COM CL A94,825$891.0K<0.1%History
BAXBaxter International IncStock7,478$601.0K<0.1%History
ETXEaton Vance Municipal Income 2028 Term TrustSHS23,887$533.0K<0.1%History
AERAerCap Holdings N.V.SHS8,001$462.0K<0.1%History
MRNAModerna, Inc.Stock1,051$404.0K<0.1%History
Invesco Exch Traded FD Tr II46138G508SR LN ETF17,854$395.0K<0.1%–
iShares Tr46428743220 YR TR BD ETF2,700$390.0K<0.1%–
Nuveen Calif Select Tax Free67063R103SH BEN INT19,352$305.0K<0.1%–
IIMInvesco Value Municipal Income TrustCOM18,084$295.0K<0.1%History
VTAInvesco Dynamic Credit Opportunities FundCOM24,261$284.0K<0.1%History
iShares Tr464288513IBOXX HI YD ETF3,221$282.0K<0.1%–
FVRRFiverr International Ltd.ORD SHS1,546$282.0K<0.1%History
BXMTBlackstone Mortgage Trust, Inc.COM CL A8,411$255.0K<0.1%History
JPMorgan Chase & Co46625H365ALERIAN ML ETN14,030$255.0K<0.1%–
NBBNuveen Taxable Municipal Income FundCOM10,825$248.0K<0.1%History
SPDR Index Shs FDS78463X103PORTFLO EURP ETF6,059$247.0K<0.1%–
PHGKoninklijke Philips NVNY REGIS SHS NEW5,408$240.0K<0.1%History
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM8,953$230.0K<0.1%History
AXONAxon Enterprise, Inc.COM1,257$220.0K<0.1%History
Khosla Ventures Acquisition482504107CL A22,000$217.0K<0.1%–
Royal Dutch Shell PLC780259107SPON ADR B4,890$216.0K<0.1%–
BTZBlackRock Credit Allocation Income TrustCOM14,204$215.0K<0.1%History
Oaktree Acquisition Corp IIG6715X103CL A SHS21,500$211.0K<0.1%–
Hartford FDS Exchange Traded41653L305TOTAL RTRN ETF5,160$210.0K<0.1%–
RGENRepligen CorpCOM710$205.0K<0.1%History
IQIInvesco Quality Municipal Income TrustCOM14,803$195.0K<0.1%History
Nuveen Intermediate Duration Quality Municipal Term Fund670677103COM11,528$169.0K<0.1%–
NADNuveen Quality Municipal Income FundCOM10,771$168.0K<0.1%History
FCTFirst Trust Senior Floating Rate Income Fund IICOM10,066$123.0K<0.1%History
VVRInvesco Senior Income TrustCOM22,476$100.0K<0.1%History
Rivernorth Doubleline Strate76882G156RIGHT 10/01/2021136,754$1.00K<0.1%–