First Foundation Advisors
- SEC CIK
- 0001086763
- Latest filing
- Aug 14, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 439
- −2 vs. Q3 2021
- Portfolio value
- $2.91B
- +$230.6M (+8.6%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Eros STX Global CorporationG3788M114 | SHS NEW | 25,745 | $6.00K | <0.1% | 00.0% | Unchanged | – |
| SPRUSpruce Power Holding Corp | COM CL A | 10,200 | $34.0K | <0.1% | 00.0% | Unchanged | History |
| OXSQOxford Square Capital Corp. | COM | 10,126 | $41.0K | <0.1% | 00.0% | Unchanged | History |
| TRXTRX GOLD Corp | COM | 117,371 | $46.0K | <0.1% | 00.0% | Unchanged | History |
| MAPSWM Technology, Inc. | COM | 10,000 | $60.0K | <0.1% | +10,000 | New | History |
| GGNGAMCO Global Gold, Natural Resources & Income Trust | COM SH BEN INT | 21,545 | $81.0K | <0.1% | 00.0% | Unchanged | History |
| MMTAberdeen Multi-Market Income Fund | SH BEN INT | 14,988 | $96.0K | <0.1% | −12,947−46.3% | Reduced | History |
| Apollo Coml Real Est Fin Inc03762UAB1 | NOTE 4.750% 8/2 | – | $101.0K | <0.1% | – | – | – |
| ETEnergy Transfer LP | COM UT LTD PTN | 13,327 | $110.0K | <0.1% | −6,779−33.7% | Reduced | History |
| RITMRithm Capital Corp. | REIT | 11,272 | $121.0K | <0.1% | +11,272 | New | History |
| Nuveen PFD & Incm Securties67072C105 | COM | 13,305 | $129.0K | <0.1% | −1,239−8.5% | Reduced | – |
| EVMEaton Vance California Municipal Bond Fund | COM | 12,027 | $140.0K | <0.1% | −80,587−87.0% | Reduced | History |
| NOVNOV Inc. | COM | 11,181 | $152.0K | <0.1% | −84−0.7% | Reduced | History |
| CEVEaton Vance California Municipal Income Trust | SH BEN INT | 12,403 | $168.0K | <0.1% | −67,807−84.5% | Reduced | History |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 11,883 | $183.0K | <0.1% | −80,413−87.1% | Reduced | History |
| NKXNuveen California Amt-Free Quality Municipal Income Fund | COM | 11,916 | $189.0K | <0.1% | −41,736−77.8% | Reduced | History |
| PTYPIMCO Corporate & Income Opportunity Fund | COM | 11,628 | $192.0K | <0.1% | 00.0% | Unchanged | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 12,460 | $194.0K | <0.1% | −9,939−44.4% | Reduced | History |
| PMLPIMCO Municipal Income Fund II | COM | 13,341 | $195.0K | <0.1% | −13,850−50.9% | Reduced | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 2,600 | $200.0K | <0.1% | +2,600 | New | – |
| HYBNew America High Income Fund Inc | COM NEW | 21,460 | $200.0K | <0.1% | −46,541−68.4% | Reduced | History |
| HPQHP Inc | Stock | 5,356 | $201.0K | <0.1% | +5,356 | New | History |
| MELIMercadolibre Inc | COM | 149 | $201.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464287721 | U.S. TECH ETF | 1,759 | $202.0K | <0.1% | +1,759 | New | – |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 22,147 | $202.0K | <0.1% | −3,861−14.8% | Reduced | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 31,337 | $203.0K | <0.1% | −8,254−20.8% | Reduced | History |
| EAElectronic Arts Inc. | COM | 1,552 | $205.0K | <0.1% | −35−2.2% | Reduced | History |
| PFNPIMCO Income Strategy Fund II | COM | 21,503 | $205.0K | <0.1% | −105−0.5% | Reduced | History |
| SPLKSplunk Inc | COM | 1,781 | $206.0K | <0.1% | −677−27.5% | Reduced | History |
| BTTBlackRock Municipal 2030 Target Term Trust | COM SHS BEN IN | 8,045 | $209.0K | <0.1% | −68,654−89.5% | Reduced | History |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 2,405 | $211.0K | <0.1% | 00.0% | Unchanged | – |
| LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc. | COM | 8,055 | $213.0K | <0.1% | −1,420−15.0% | Reduced | History |
| VACMarriott Vacations Worldwide Corp | COM | 1,265 | $214.0K | <0.1% | +1,265 | New | History |
| OPRXOptimizeRx Corp | COM NEW | 3,457 | $215.0K | <0.1% | 00.0% | Unchanged | History |
| DGDollar General Corp | COM | 916 | $216.0K | <0.1% | −211−18.7% | Reduced | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 419 | $217.0K | <0.1% | 00.0% | Unchanged | History |
| WisdomTree Tr97717X628 | FLOATNG RAT TREA | 8,664 | $217.0K | <0.1% | 00.0% | Unchanged | – |
| CNCCentene Corp | Stock | 2,659 | $219.0K | <0.1% | +2,659 | New | History |
| OKTAOkta, Inc. | CL A | 976 | $219.0K | <0.1% | +18+1.9% | Added | History |
| WIXWix.com Ltd. | SHS | 1,398 | $221.0K | <0.1% | 00.0% | Unchanged | History |
| BLWBlackRock Ltd Duration Income Trust | COM SHS | 13,146 | $222.0K | <0.1% | −1,311−9.1% | Reduced | History |
| EQIXEquinix Inc | COM | 264 | $223.0K | <0.1% | −14−5.0% | Reduced | History |
| Goldman Sachs ETF Tr381430230 | ULTR SHOR BD ETF | 4,443 | $224.0K | <0.1% | −7,871−63.9% | Reduced | – |
| GHYPGIM Global High Yield Fund, Inc. | COM | 14,823 | $224.0K | <0.1% | 00.0% | Unchanged | History |
| KKR Acquisition Holding I Co48253T208 | UNIT 99/99/9999 | 22,500 | $225.0K | <0.1% | 00.0% | Unchanged | – |
| MYCBlackRock Muniyield California Fund, Inc. | COM | 14,987 | $226.0K | <0.1% | −115,279−88.5% | Reduced | History |
| TREXTrex Co Inc | COM | 1,681 | $227.0K | <0.1% | +1,681 | New | History |
| BDX 6 06/01/23 Pfd075887406 | CONVERTIBLE PREFERRED STOCK | 4,298 | $227.0K | <0.1% | +4,298 | New | – |
| BUIBlackRock Utilities, Infrastructure & Power Opportunities Trust | COM | 8,578 | $228.0K | <0.1% | 00.0% | Unchanged | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 629 | $229.0K | <0.1% | +629 | New | History |
| iShares Select U.S. REIT ETF464287564 | ETF | 3,050 | $232.0K | <0.1% | +3,050 | New | – |
| MPTMedical Properties Trust Inc | COM | 9,902 | $234.0K | <0.1% | +9,902 | New | History |
| NZFNuveen Municipal Credit Income Fund | COM SH BEN INT | 13,686 | $234.0K | <0.1% | +36+0.3% | Added | History |
| LAZRQLuminar Technologies, Inc. | COM CL A | 13,854 | $234.0K | <0.1% | +554+4.2% | Added | History |
| SYKStryker Corp | Stock | 878 | $235.0K | <0.1% | −15−1.7% | Reduced | History |
| MLMMartin Marietta Materials Inc | COM | 534 | $235.0K | <0.1% | +534 | New | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 4,541 | $237.0K | <0.1% | +4,541 | New | History |
| CCitigroup Inc | Stock | 3,948 | $238.0K | <0.1% | −2,693−40.6% | Reduced | History |
| NLYAnnaly Capital Management Inc | COM | 30,403 | $238.0K | <0.1% | −226−0.7% | Reduced | History |
| MDBMongoDB, Inc. | CL A | 459 | $243.0K | <0.1% | 00.0% | Unchanged | History |
| MCOMoodys Corp | Stock | 628 | $245.0K | <0.1% | +13+2.1% | Added | History |
| SRESempra | Stock | 1,855 | $245.0K | <0.1% | +16+0.9% | Added | History |
| PODDInsulet Corp | Stock | 928 | $247.0K | <0.1% | +50+5.7% | Added | History |
| KMFKayne Anderson NextGen Energy & Infrastructure, Inc. | COM | 34,539 | $248.0K | <0.1% | −18,793−35.2% | Reduced | History |
| ETNEaton Corp plc | Stock | 1,447 | $250.0K | <0.1% | +12+0.8% | Added | History |
| MARMarriott International Inc | Stock | 1,517 | $251.0K | <0.1% | +43+2.9% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 1,459 | $251.0K | <0.1% | +90+6.6% | Added | – |
| DHIHorton D R Inc | COM | 2,313 | $251.0K | <0.1% | +2,313 | New | History |
| GDGeneral Dynamics Corp | Stock | 1,211 | $252.0K | <0.1% | −201−14.2% | Reduced | History |
| ORLYO Reilly Automotive Inc | Stock | 357 | $252.0K | <0.1% | +4+1.1% | Added | History |
| New York Life Investments Et45409B107 | HEDGE MULTI STRA | 7,951 | $253.0K | <0.1% | +7,951 | New | – |
| SBEASBEA Merger Sub LLC | COM CL A | 25,000 | $254.0K | <0.1% | +25,000 | New | History |
| SIVBSVB Financial Group | COM | 376 | $255.0K | <0.1% | +3+0.8% | Added | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 3,516 | $257.0K | <0.1% | +202+6.1% | Added | – |
| CLColgate Palmolive Co | Stock | 3,015 | $257.0K | <0.1% | −31−1.0% | Reduced | History |
| PPLTabrdn Platinum ETF Trust | PHYSCL PLATM SHS | 2,908 | $261.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 1,975 | $262.0K | <0.1% | −3,190−61.8% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 5,797 | $262.0K | <0.1% | 00.0% | Unchanged | – |
| Fidelity MSCI Information Technology Index ETF316092808 | ETF | 1,968 | $267.0K | <0.1% | +1,968 | New | – |
| SPOTSpotify Technology S.A. | Stock | 1,157 | $271.0K | <0.1% | +1,157 | New | History |
| COINCoinbase Global, Inc. | COM CL A | 1,075 | $271.0K | <0.1% | −50−4.4% | Reduced | History |
| FASTFastenal Co | Stock | 4,271 | $274.0K | <0.1% | +41+1.0% | Added | History |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 16,747 | $274.0K | <0.1% | −12,000−41.7% | Reduced | History |
| ALKAlaska Air Group, Inc. | COM | 5,258 | $274.0K | <0.1% | +1,301+32.9% | Added | History |
| TFCTruist Financial Corp | COM | 4,729 | $277.0K | <0.1% | +239+5.3% | Added | History |
| RLIRli Corp | COM | 2,487 | $279.0K | <0.1% | 00.0% | Unchanged | History |
| JCIJohnson Controls International plc | Stock | 3,454 | $280.0K | <0.1% | +3,454 | New | History |
| ProShares Tr74347B201 | PSHS ULTSH 20YRS | 16,585 | $280.0K | <0.1% | +16,585 | New | – |
| ETSYEtsy Inc | COM | 1,294 | $284.0K | <0.1% | +31+2.5% | Added | History |
| LUVSouthwest Airlines Co | COM | 6,620 | $284.0K | <0.1% | +385+6.2% | Added | History |
| iShares S&P 500 Value ETF464287408 | ETF | 1,826 | $286.0K | <0.1% | 00.0% | Unchanged | – |
| SPDR Series Trust78464A763 | ST STR SP DIV | 2,257 | $291.0K | <0.1% | +82+3.8% | Added | – |
| ATVIActivision Blizzard, Inc. | COM | 4,404 | $293.0K | <0.1% | −3,112−41.4% | Reduced | History |
| KNSLKinsale Capital Group, Inc. | Stock | 1,243 | $296.0K | <0.1% | +1,243 | New | History |
| ZBRAZebra Technologies Corp | CL A | 497 | $296.0K | <0.1% | −7−1.4% | Reduced | History |
| GSKGSK plc | SPONSORED ADR | 6,723 | $296.0K | <0.1% | +258+4.0% | Added | History |
| COPConocoPhillips | Stock | 4,123 | $298.0K | <0.1% | +4,123 | New | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 5,380 | $299.0K | <0.1% | −820−13.2% | Reduced | – |
| UPSTUpstart Holdings, Inc. | COM | 1,997 | $302.0K | <0.1% | +77+4.0% | Added | History |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 22,783 | $306.0K | <0.1% | −15,214−40.0% | Reduced | History |
Sold out since Q3 2021 (40)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| VERVEREIT, Inc. | COM | 1,166,882 | $52.8M | 2.0% | History |
| GLPIGaming & Leisure Properties, Inc. | COM | 980,477 | $45.4M | 1.7% | History |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 232,452 | $4.91M | 0.2% | History |
| WBDWarner Bros. Discovery, Inc. | COM SER A | 91,543 | $2.32M | 0.1% | History |
| LWLGLightwave Logic, Inc. | COM | 199,498 | $1.89M | 0.1% | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 2,422 | $1.47M | 0.1% | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 6,927 | $1.03M | <0.1% | – |
| EIMEaton Vance Municipal Bond Fund | COM | 70,887 | $948.0K | <0.1% | History |
| MCABlackRock Muniyield California Quality Fund, Inc. | COM | 58,981 | $937.0K | <0.1% | History |
| BRSPBrightSpire Capital, Inc. | COM CL A | 94,825 | $891.0K | <0.1% | History |
| BAXBaxter International Inc | Stock | 7,478 | $601.0K | <0.1% | History |
| ETXEaton Vance Municipal Income 2028 Term Trust | SHS | 23,887 | $533.0K | <0.1% | History |
| AERAerCap Holdings N.V. | SHS | 8,001 | $462.0K | <0.1% | History |
| MRNAModerna, Inc. | Stock | 1,051 | $404.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 17,854 | $395.0K | <0.1% | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 2,700 | $390.0K | <0.1% | – |
| Nuveen Calif Select Tax Free67063R103 | SH BEN INT | 19,352 | $305.0K | <0.1% | – |
| IIMInvesco Value Municipal Income Trust | COM | 18,084 | $295.0K | <0.1% | History |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 24,261 | $284.0K | <0.1% | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 3,221 | $282.0K | <0.1% | – |
| FVRRFiverr International Ltd. | ORD SHS | 1,546 | $282.0K | <0.1% | History |
| BXMTBlackstone Mortgage Trust, Inc. | COM CL A | 8,411 | $255.0K | <0.1% | History |
| JPMorgan Chase & Co46625H365 | ALERIAN ML ETN | 14,030 | $255.0K | <0.1% | – |
| NBBNuveen Taxable Municipal Income Fund | COM | 10,825 | $248.0K | <0.1% | History |
| SPDR Index Shs FDS78463X103 | PORTFLO EURP ETF | 6,059 | $247.0K | <0.1% | – |
| PHGKoninklijke Philips NV | NY REGIS SHS NEW | 5,408 | $240.0K | <0.1% | History |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 8,953 | $230.0K | <0.1% | History |
| AXONAxon Enterprise, Inc. | COM | 1,257 | $220.0K | <0.1% | History |
| Khosla Ventures Acquisition482504107 | CL A | 22,000 | $217.0K | <0.1% | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 4,890 | $216.0K | <0.1% | – |
| BTZBlackRock Credit Allocation Income Trust | COM | 14,204 | $215.0K | <0.1% | History |
| Oaktree Acquisition Corp IIG6715X103 | CL A SHS | 21,500 | $211.0K | <0.1% | – |
| Hartford FDS Exchange Traded41653L305 | TOTAL RTRN ETF | 5,160 | $210.0K | <0.1% | – |
| RGENRepligen Corp | COM | 710 | $205.0K | <0.1% | History |
| IQIInvesco Quality Municipal Income Trust | COM | 14,803 | $195.0K | <0.1% | History |
| Nuveen Intermediate Duration Quality Municipal Term Fund670677103 | COM | 11,528 | $169.0K | <0.1% | – |
| NADNuveen Quality Municipal Income Fund | COM | 10,771 | $168.0K | <0.1% | History |
| FCTFirst Trust Senior Floating Rate Income Fund II | COM | 10,066 | $123.0K | <0.1% | History |
| VVRInvesco Senior Income Trust | COM | 22,476 | $100.0K | <0.1% | History |
| Rivernorth Doubleline Strate76882G156 | RIGHT 10/01/2021 | 136,754 | $1.00K | <0.1% | – |