First Foundation Advisors
- SEC CIK
- 0001086763
- Latest filing
- Aug 14, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 439
- −2 vs. Q3 2021
- Portfolio value
- $2.91B
- +$230.6M (+8.6%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Columbia ETF Tr I19761L508 | DIVERSIFID FXD | 154,401 | $3.29M | 0.1% | −1,008−0.6% | Reduced | – |
| iShares Tr464287150 | CORE S&P TTL STK | 30,462 | $3.26M | 0.1% | −400−1.3% | Reduced | – |
| LUMNLumen Technologies, Inc. | Stock | 257,485 | $3.23M | 0.1% | +34,806+15.6% | Added | History |
| Goldman Sachs ETF Tr381430602 | ACTIVEBETA US | 48,400 | $3.22M | 0.1% | +902+1.9% | Added | – |
| KEYSKeysight Technologies, Inc. | Stock | 15,580 | $3.22M | 0.1% | +1,872+13.7% | Added | History |
| INTUIntuit Inc. | Stock | 4,952 | $3.19M | 0.1% | +604+13.9% | Added | History |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 33,828 | $3.14M | 0.1% | −744−2.2% | Reduced | – |
| ELEstee Lauder Companies Inc | CL A | 8,348 | $3.09M | 0.1% | +828+11.0% | Added | History |
| ETF Ser Solutions26922A628 | POINT BRIDGE GOP | 77,000 | $3.03M | 0.1% | 00.0% | Unchanged | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 25,406 | $2.89M | 0.1% | +3,406+15.5% | Added | – |
| PEPPepsiCo Inc | Stock | 16,645 | $2.89M | 0.1% | +245+1.5% | Added | History |
| SPDR Index Shs FDS78463X855 | S&P GBLINF ETF | 52,352 | $2.84M | 0.1% | +1,400+2.7% | Added | – |
| ISRGIntuitive Surgical Inc | COM NEW | 7,660 | $2.75M | 0.1% | +220+3.0% | AddedConverted for a 3-for-1 split | History |
| DDDuPont de Nemours, Inc. | COM | 33,068 | $2.67M | 0.1% | +406+1.2% | Added | History |
| NOWServiceNow, Inc. | Stock | 3,965 | $2.57M | 0.1% | +441+12.5% | Added | History |
| DSLDoubleLine Income Solutions Fund | COM | 159,122 | $2.56M | 0.1% | −12,208−7.1% | Reduced | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 25,072 | $2.55M | 0.1% | −15,189−37.7% | Reduced | – |
| ROKRockwell Automation, Inc | Stock | 7,116 | $2.48M | 0.1% | +1,536+27.5% | Added | History |
| ALNYAlnylam Pharmaceuticals, Inc. | COM | 14,464 | $2.45M | 0.1% | +600+4.3% | Added | History |
| ADIAnalog Devices Inc | Stock | 13,695 | $2.41M | 0.1% | −294−2.1% | Reduced | History |
| PDOPIMCO Dynamic Income Opportunities Fund | COM BEN SHS | 122,890 | $2.40M | 0.1% | 00.0% | Unchanged | History |
| SYYSysco Corp | Stock | 30,010 | $2.36M | 0.1% | +3,056+11.3% | Added | History |
| CTOCTO Realty Growth, Inc. | COM | 38,324 | $2.35M | 0.1% | +13,789+56.2% | Added | History |
| BEBloom Energy Corp | COM CL A | 105,286 | $2.31M | 0.1% | +90.0% | Added | History |
| PSAPublic Storage | COM | 6,121 | $2.29M | 0.1% | +17+0.3% | Added | History |
| IDXXIDEXX Laboratories Inc | COM | 3,402 | $2.24M | 0.1% | +363+11.9% | Added | History |
| HONHoneywell International Inc | COM | 10,482 | $2.19M | 0.1% | −15−0.1% | Reduced | History |
| LULUlululemon athletica inc. | Stock | 5,523 | $2.16M | 0.1% | +758+15.9% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 34,132 | $2.09M | 0.1% | +2,108+6.6% | Added | History |
| CTASCintas Corp | Stock | 4,699 | $2.08M | 0.1% | +610+14.9% | Added | History |
| NKENIKE, Inc. | Stock | 12,395 | $2.07M | 0.1% | +191+1.6% | Added | History |
| Bank of Amer Corp060505682 | 7.25%CNV PFD L | 1,426 | $2.06M | 0.1% | +1,426 | New | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 8,425 | $2.03M | 0.1% | +1,737+26.0% | Added | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 6,764 | $1.98M | 0.1% | +6,764 | New | – |
| DEODiageo PLC | SPON ADR NEW | 8,996 | $1.98M | 0.1% | −163−1.8% | Reduced | History |
| ONLOrion Properties Inc. | REIT | 105,138 | $1.96M | 0.1% | +105,138 | New | History |
| MRKMerck & Co., Inc. | Stock | 25,516 | $1.96M | 0.1% | +2,711+11.9% | Added | History |
| Flexshares Tr33939L407 | MORNSTAR UPSTR | 49,300 | $1.95M | 0.1% | 00.0% | Unchanged | – |
| OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | COM | 136,611 | $1.94M | 0.1% | −13,647−9.1% | Reduced | History |
| Vanguard Admiral FDS Inc921932828 | SMLLCP 600 IDX | 9,183 | $1.93M | 0.1% | 00.0% | Unchanged | – |
| CMCTCreative Media & Community Trust Corp | COM NEW | 257,869 | $1.90M | 0.1% | +120,687+88.0% | Added | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 16,534 | $1.89M | 0.1% | +60+0.4% | Added | – |
| DOWDow Inc. | Stock | 33,362 | $1.89M | 0.1% | +134+0.4% | Added | History |
| CCICrown Castle Inc. | REIT | 9,059 | $1.89M | 0.1% | +2,331+34.6% | Added | History |
| WMWaste Management Inc | Stock | 11,184 | $1.87M | 0.1% | +12+0.1% | Added | History |
| SHOPShopify Inc. | Stock | 1,347 | $1.85M | 0.1% | +1,149+580.3% | Added | History |
| SHWSherwin Williams Co | COM | 5,256 | $1.85M | 0.1% | −116−2.2% | Reduced | History |
| PYPLPayPal Holdings, Inc. | Stock | 9,706 | $1.83M | 0.1% | −6,846−41.4% | Reduced | History |
| CMPCompass Minerals International Inc | Stock | 35,146 | $1.79M | 0.1% | +19,592+126.0% | Added | History |
| NXRTNexPoint Residential Trust, Inc. | COM | 20,797 | $1.74M | 0.1% | 00.0% | Unchanged | History |
| HEI.AHeico Corp | CL A | 13,395 | $1.72M | 0.1% | +1,592+13.5% | Added | History |
| WisdomTree Tr97717X511 | YIELD ENHANCD US | 33,079 | $1.71M | 0.1% | −4,436−11.8% | Reduced | – |
| BF.BBrown Forman Corp | Stock | 23,464 | $1.71M | 0.1% | −284−1.2% | Reduced | History |
| NEENextera Energy Inc | Stock | 18,287 | $1.71M | 0.1% | +561+3.2% | Added | History |
| INTCIntel Corp | Stock | 32,852 | $1.69M | 0.1% | −182,257−84.7% | Reduced | History |
| PDXPIMCO Dynamic Income Strategy Fund | COM SHS BEN INT | 131,358 | $1.69M | 0.1% | −73,897−36.0% | Reduced | History |
| KOCoca Cola Co | Stock | 28,081 | $1.66M | 0.1% | +528+1.9% | Added | History |
| TTDTrade Desk, Inc. | Stock | 18,085 | $1.66M | 0.1% | +10,004+123.8% | Added | History |
| BABoeing Co | Stock | 8,202 | $1.65M | 0.1% | −109−1.3% | Reduced | History |
| ACNAccenture plc | Stock | 3,966 | $1.64M | 0.1% | +129+3.4% | Added | History |
| LBRDKLiberty Broadband Corp | COM SER C | 10,193 | $1.64M | 0.1% | −62,186−85.9% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 11,983 | $1.62M | 0.1% | +376+3.2% | Added | History |
| ABTAbbott Laboratories | Stock | 11,454 | $1.61M | 0.1% | +179+1.6% | Added | History |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 49,174 | $1.61M | 0.1% | −7,451−13.2% | Reduced | – |
| DBRGDigitalBridge Group, Inc. | CL A COM | 190,479 | $1.59M | 0.1% | +120,000+170.3% | Added | History |
| CTVACorteva, Inc. | Stock | 33,182 | $1.57M | 0.1% | +428+1.3% | Added | History |
| ICEIntercontinental Exchange, Inc. | Stock | 11,461 | $1.57M | 0.1% | +45+0.4% | Added | History |
| UNPUnion Pacific Corp | Stock | 6,097 | $1.54M | 0.1% | +119+2.0% | Added | History |
| CMCSAComcast Corp | Stock | 30,172 | $1.52M | 0.1% | −3,082−9.3% | Reduced | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 4,940 | $1.51M | 0.1% | −543−9.9% | Reduced | – |
| CNICanadian National Railway Co | Stock | 12,243 | $1.50M | 0.1% | −42−0.3% | Reduced | History |
| BIPBrookfield Infrastructure Partners L.P. | LP INT UNIT | 24,635 | $1.50M | 0.1% | −100.0% | Reduced | History |
| SWKSSkyworks Solutions, Inc. | Stock | 9,602 | $1.49M | 0.1% | +2,076+27.6% | Added | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 23,157 | $1.46M | 0.1% | +14,981+183.2% | Added | – |
| LRCXLam Research Corp | COM | 2,001 | $1.44M | <0.1% | +89+4.7% | Added | History |
| iShares Tr46434V647 | GLOBAL REIT ETF | 46,121 | $1.41M | <0.1% | −3,243−6.6% | Reduced | – |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 37,080 | $1.39M | <0.1% | +25,282+214.3% | Added | History |
| STWDStarwood Property Trust, Inc. | COM | 56,249 | $1.37M | <0.1% | −5,977−9.6% | Reduced | History |
| iShares Tr46429B366 | CMBS ETF | 25,422 | $1.35M | <0.1% | −1,461−5.4% | Reduced | – |
| VZVerizon Communications Inc | Stock | 25,720 | $1.34M | <0.1% | −1,030−3.9% | Reduced | History |
| DLTRDollar Tree, Inc. | COM | 9,473 | $1.33M | <0.1% | −701−6.9% | Reduced | History |
| Invesco Actively Managed Exc46090A879 | VAR RATE INVT | 52,771 | $1.32M | <0.1% | −2,629−4.7% | Reduced | – |
| LMTLockheed Martin Corp | Stock | 3,651 | $1.30M | <0.1% | +107+3.0% | Added | History |
| CATCaterpillar Inc | Stock | 6,193 | $1.28M | <0.1% | +13+0.2% | Added | History |
| TSITCW Strategic Income Fund Inc | COM | 218,534 | $1.26M | <0.1% | −473,597−68.4% | Reduced | History |
| DBLDoubleLine Opportunistic Credit Fund | COM | 65,641 | $1.26M | <0.1% | −24,099−26.9% | Reduced | History |
| LKQLKQ Corp | COM | 20,508 | $1.23M | <0.1% | +4,570+28.7% | Added | History |
| AMGNAmgen Inc | Stock | 5,130 | $1.15M | <0.1% | +448+9.6% | Added | History |
| RTXRTX Corp | Stock | 13,179 | $1.13M | <0.1% | −178−1.3% | Reduced | History |
| WMTWalmart Inc. | Stock | 7,776 | $1.13M | <0.1% | +815+11.7% | Added | History |
| BACBank of America Corp | Stock | 25,056 | $1.11M | <0.1% | −101−0.4% | Reduced | History |
| EPDEnterprise Products Partners L.P. | Stock | 50,751 | $1.11M | <0.1% | +41,192+430.9% | Added | History |
| NCANuveen California Municipal Value Fund | COM STK | 109,770 | $1.11M | <0.1% | −388,405−78.0% | Reduced | History |
| MCKMcKesson Corp | Stock | 4,312 | $1.07M | <0.1% | +4,312 | New | History |
| TGTTarget Corp | Stock | 4,579 | $1.06M | <0.1% | +155+3.5% | Added | History |
| NACNuveen California Quality Municipal Income Fund | COM | 67,621 | $1.06M | <0.1% | −91,187−57.4% | Reduced | History |
| AMTAmerican Tower Corp | REIT | 3,525 | $1.03M | <0.1% | +58+1.7% | Added | History |
| Liberty Media Acquisition Corp53073L104 | COM SR A | 100,000 | $1.03M | <0.1% | +20,000+25.0% | Added | – |
| VMCVulcan Materials CO | COM | 4,894 | $1.02M | <0.1% | +26+0.5% | Added | History |
| LLYEli Lilly & Co | Stock | 3,667 | $1.01M | <0.1% | +804+28.1% | Added | History |
Sold out since Q3 2021 (40)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| VERVEREIT, Inc. | COM | 1,166,882 | $52.8M | 2.0% | History |
| GLPIGaming & Leisure Properties, Inc. | COM | 980,477 | $45.4M | 1.7% | History |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 232,452 | $4.91M | 0.2% | History |
| WBDWarner Bros. Discovery, Inc. | COM SER A | 91,543 | $2.32M | 0.1% | History |
| LWLGLightwave Logic, Inc. | COM | 199,498 | $1.89M | 0.1% | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 2,422 | $1.47M | 0.1% | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 6,927 | $1.03M | <0.1% | – |
| EIMEaton Vance Municipal Bond Fund | COM | 70,887 | $948.0K | <0.1% | History |
| MCABlackRock Muniyield California Quality Fund, Inc. | COM | 58,981 | $937.0K | <0.1% | History |
| BRSPBrightSpire Capital, Inc. | COM CL A | 94,825 | $891.0K | <0.1% | History |
| BAXBaxter International Inc | Stock | 7,478 | $601.0K | <0.1% | History |
| ETXEaton Vance Municipal Income 2028 Term Trust | SHS | 23,887 | $533.0K | <0.1% | History |
| AERAerCap Holdings N.V. | SHS | 8,001 | $462.0K | <0.1% | History |
| MRNAModerna, Inc. | Stock | 1,051 | $404.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 17,854 | $395.0K | <0.1% | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 2,700 | $390.0K | <0.1% | – |
| Nuveen Calif Select Tax Free67063R103 | SH BEN INT | 19,352 | $305.0K | <0.1% | – |
| IIMInvesco Value Municipal Income Trust | COM | 18,084 | $295.0K | <0.1% | History |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 24,261 | $284.0K | <0.1% | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 3,221 | $282.0K | <0.1% | – |
| FVRRFiverr International Ltd. | ORD SHS | 1,546 | $282.0K | <0.1% | History |
| BXMTBlackstone Mortgage Trust, Inc. | COM CL A | 8,411 | $255.0K | <0.1% | History |
| JPMorgan Chase & Co46625H365 | ALERIAN ML ETN | 14,030 | $255.0K | <0.1% | – |
| NBBNuveen Taxable Municipal Income Fund | COM | 10,825 | $248.0K | <0.1% | History |
| SPDR Index Shs FDS78463X103 | PORTFLO EURP ETF | 6,059 | $247.0K | <0.1% | – |
| PHGKoninklijke Philips NV | NY REGIS SHS NEW | 5,408 | $240.0K | <0.1% | History |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 8,953 | $230.0K | <0.1% | History |
| AXONAxon Enterprise, Inc. | COM | 1,257 | $220.0K | <0.1% | History |
| Khosla Ventures Acquisition482504107 | CL A | 22,000 | $217.0K | <0.1% | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 4,890 | $216.0K | <0.1% | – |
| BTZBlackRock Credit Allocation Income Trust | COM | 14,204 | $215.0K | <0.1% | History |
| Oaktree Acquisition Corp IIG6715X103 | CL A SHS | 21,500 | $211.0K | <0.1% | – |
| Hartford FDS Exchange Traded41653L305 | TOTAL RTRN ETF | 5,160 | $210.0K | <0.1% | – |
| RGENRepligen Corp | COM | 710 | $205.0K | <0.1% | History |
| IQIInvesco Quality Municipal Income Trust | COM | 14,803 | $195.0K | <0.1% | History |
| Nuveen Intermediate Duration Quality Municipal Term Fund670677103 | COM | 11,528 | $169.0K | <0.1% | – |
| NADNuveen Quality Municipal Income Fund | COM | 10,771 | $168.0K | <0.1% | History |
| FCTFirst Trust Senior Floating Rate Income Fund II | COM | 10,066 | $123.0K | <0.1% | History |
| VVRInvesco Senior Income Trust | COM | 22,476 | $100.0K | <0.1% | History |
| Rivernorth Doubleline Strate76882G156 | RIGHT 10/01/2021 | 136,754 | $1.00K | <0.1% | – |