First Foundation Advisors
- SEC CIK
- 0001086763
- Latest filing
- Aug 14, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 439
- −2 vs. Q3 2021
- Portfolio value
- $2.91B
- +$230.6M (+8.6%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| STAGSTAG Industrial, Inc. | COM | 20,840 | $999.0K | <0.1% | −108−0.5% | Reduced | History |
| WDWalker & Dunlop, Inc. | COM | 6,470 | $976.0K | <0.1% | 00.0% | Unchanged | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 24,670 | $963.0K | <0.1% | +427+1.8% | Added | – |
| OTISOtis Worldwide Corp | Stock | 10,990 | $957.0K | <0.1% | +10,990 | New | History |
| MDLZMondelez International, Inc. | Stock | 13,824 | $917.0K | <0.1% | +207+1.5% | Added | History |
| ZTSZoetis Inc. | Stock | 3,719 | $908.0K | <0.1% | +158+4.4% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 2,824 | $906.0K | <0.1% | −10.0% | Reduced | – |
| YUMYum Brands Inc | Stock | 6,518 | $905.0K | <0.1% | −589−8.3% | Reduced | History |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 19,088 | $904.0K | <0.1% | 00.0% | Unchanged | – |
| PACWPacwest Bancorp | COM | 20,000 | $903.0K | <0.1% | +20,000 | New | History |
| PNCPNC Financial Services Group, Inc. | Stock | 4,459 | $894.0K | <0.1% | −71−1.6% | Reduced | History |
| ORCLOracle Corp | Stock | 10,124 | $883.0K | <0.1% | −42−0.4% | Reduced | History |
| NSCNorfolk Southern Corp | Stock | 2,905 | $865.0K | <0.1% | −236−7.5% | Reduced | History |
| iShares MSCI Eafe ETF464287465 | ETF | 10,855 | $854.0K | <0.1% | +5,691+110.2% | Added | – |
| IONSIonis Pharmaceuticals Inc | COM | 27,972 | $851.0K | <0.1% | −7,774−21.7% | Reduced | History |
| BNYBank of New York Mellon Corp | Stock | 14,540 | $844.0K | <0.1% | +497+3.5% | Added | History |
| ADSKAutodesk, Inc. | COM | 2,939 | $826.0K | <0.1% | +128+4.6% | Added | History |
| VRSKVerisk Analytics, Inc. | COM | 3,585 | $820.0K | <0.1% | +17+0.5% | Added | History |
| TMOThermo Fisher Scientific Inc. | Stock | 1,221 | $815.0K | <0.1% | +56+4.8% | Added | History |
| IBMInternational Business Machines Corp | Stock | 6,085 | $813.0K | <0.1% | −112−1.8% | Reduced | History |
| ELSEquity Lifestyle Properties Inc | COM | 8,923 | $782.0K | <0.1% | −290−3.1% | Reduced | History |
| DOCUDocuSign, Inc. | Stock | 5,052 | $769.0K | <0.1% | +755+17.6% | Added | History |
| GSGoldman Sachs Group Inc | Stock | 1,999 | $765.0K | <0.1% | +9+0.5% | Added | History |
| ZBHZimmer Biomet Holdings, Inc. | Stock | 5,931 | $753.0K | <0.1% | +5,931 | New | History |
| ADPAutomatic Data Processing Inc | Stock | 3,017 | $744.0K | <0.1% | +392+14.9% | Added | History |
| NVSNovartis AG | ADR | 8,388 | $734.0K | <0.1% | +318+3.9% | Added | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 4,201 | $730.0K | <0.1% | +390+10.2% | Added | – |
| DEDeere & Co | Stock | 2,115 | $725.0K | <0.1% | +41+2.0% | Added | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 2,556 | $724.0K | <0.1% | +801+45.6% | Added | – |
| HUBSHubSpot Inc | COM | 1,083 | $714.0K | <0.1% | +11+1.0% | Added | History |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 6,350 | $711.0K | <0.1% | +6,350 | New | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 15,496 | $707.0K | <0.1% | +7,721+99.3% | Added | – |
| AWIArmstrong World Industries Inc | COM | 5,889 | $684.0K | <0.1% | 00.0% | Unchanged | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 3,288 | $672.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Russell Midcap ETF464287499 | ETF | 8,048 | $668.0K | <0.1% | +360+4.7% | Added | – |
| ABAlliancebernstein Holding L.P. | UNIT LTD PARTN | 13,661 | $667.0K | <0.1% | −89−0.6% | Reduced | History |
| EMREmerson Electric Co | Stock | 7,163 | $666.0K | <0.1% | −205−2.8% | Reduced | History |
| Flexshares Tr33939L795 | STOXX GLOBR INF | 11,600 | $665.0K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 8,182 | $665.0K | <0.1% | +3,386+70.6% | Added | – |
| BBNBlackRock Taxable Municipal Bond Trust | SHS | 25,346 | $664.0K | <0.1% | −3,077−10.8% | Reduced | History |
| GSBDGoldman Sachs BDC, Inc. | SHS | 34,082 | $653.0K | <0.1% | +1,364+4.2% | Added | History |
| OCSLOaktree Specialty Lending Corp | COM | 87,180 | $650.0K | <0.1% | −2,173−2.4% | Reduced | History |
| WFCWells Fargo & Company | Stock | 13,399 | $643.0K | <0.1% | +1,616+13.7% | Added | History |
| PCMPCM Fund, Inc. | COM | 58,898 | $631.0K | <0.1% | −4,558−7.2% | Reduced | History |
| MMM3M Co | Stock | 3,445 | $612.0K | <0.1% | +629+22.3% | Added | History |
| CMECME Group Inc. | COM | 2,652 | $606.0K | <0.1% | +172+6.9% | Added | History |
| iShares Tr464287234 | MSCI EMG MKT ETF | 11,998 | $586.0K | <0.1% | −8,385−41.1% | Reduced | – |
| PIMCO ETF Tr72201R882 | 25YR+ ZERO U S | 3,798 | $578.0K | <0.1% | +48+1.3% | Added | – |
| NXDTNexpoint Diversified Real Estate Trust | COM NEW | 41,131 | $559.0K | <0.1% | 00.0% | Unchanged | History |
| VCVInvesco California Value Municipal Income Trust | COM | 40,066 | $557.0K | <0.1% | −43,353−52.0% | Reduced | History |
| AXPAmerican Express Co | Stock | 3,393 | $555.0K | <0.1% | +74+2.2% | Added | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 3,282 | $551.0K | <0.1% | −90−2.7% | Reduced | – |
| DDominion Energy, Inc | Stock | 6,972 | $548.0K | <0.1% | −52−0.7% | Reduced | History |
| BABAAlibaba Group Holding Ltd | ADR | 4,604 | $547.0K | <0.1% | −158−3.3% | Reduced | History |
| MTCHMatch Group, Inc. | COM | 4,130 | $546.0K | <0.1% | +234+6.0% | Added | History |
| BMYBristol Myers Squibb Co | Stock | 8,508 | $530.0K | <0.1% | −4,057−32.3% | Reduced | History |
| iShares Tr464288570 | ESG MSCI KLD ETF | 5,693 | $529.0K | <0.1% | 00.0% | Unchanged | – |
| Schwab Strategic Tr808524722 | 1000 INDEX ETF | 11,312 | $527.0K | <0.1% | +11,312 | New | – |
| TEAMAtlassian Corp | CL A | 1,378 | $525.0K | <0.1% | 00.0% | Unchanged | History |
| ALGNAlign Technology Inc | COM | 792 | $520.0K | <0.1% | +118+17.5% | Added | History |
| VRSNVerisign Inc | COM | 2,046 | $519.0K | <0.1% | −10.0% | Reduced | History |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 1,833 | $516.0K | <0.1% | +171+10.3% | Added | – |
| CRWDCrowdStrike Holdings, Inc. | Stock | 2,513 | $515.0K | <0.1% | +73+3.0% | Added | History |
| SGOLabrdn Gold ETF Trust | ETF | 28,850 | $507.0K | <0.1% | +28,850 | New | History |
| PLDPrologis, Inc. | REIT | 2,986 | $502.0K | <0.1% | +214+7.7% | Added | History |
| SNPSSynopsys Inc | COM | 1,348 | $497.0K | <0.1% | +25+1.9% | Added | History |
| ILMNIllumina, Inc. | COM | 1,294 | $493.0K | <0.1% | −17−1.3% | Reduced | History |
| DXCMDexcom Inc | COM | 913 | $490.0K | <0.1% | −173−15.9% | Reduced | History |
| MCHPMicrochip Technology Inc | Stock | 5,487 | $478.0K | <0.1% | 00.0% | UnchangedConverted for a 2-for-1 split | History |
| FLGTFulgent Genetics, Inc. | COM | 4,728 | $476.0K | <0.1% | 00.0% | Unchanged | History |
| TAT&T Inc. | Stock | 19,293 | $475.0K | <0.1% | −40,034−67.5% | Reduced | History |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 14,385 | $474.0K | <0.1% | −2,602−15.3% | Reduced | – |
| ASMLASML Holding NV | ADR | 590 | $470.0K | <0.1% | +11+1.9% | Added | History |
| CICigna Group | Stock | 2,036 | $468.0K | <0.1% | +14+0.7% | Added | History |
| VMRKVivmark Residential | SH BEN INT | 5,170 | $468.0K | <0.1% | −300−5.5% | Reduced | History |
| DFPFlaherty & Crumrine Dynamic Preferred & Income Fund Inc | SHS | 16,847 | $468.0K | <0.1% | −3,612−17.7% | Reduced | History |
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 16,026 | $464.0K | <0.1% | 00.0% | Unchanged | – |
| LINCLincoln Educational Services Corp | COM | 62,000 | $463.0K | <0.1% | +62,000 | New | History |
| FAFFirst American Financial Corp | Stock | 5,909 | $462.0K | <0.1% | +47+0.8% | Added | History |
| STORStore Capital LLC | COM | 13,431 | $462.0K | <0.1% | −76−0.6% | Reduced | History |
| RHIRobert Half Inc. | COM | 4,108 | $458.0K | <0.1% | −83−2.0% | Reduced | History |
| GOFGuggenheim Strategic Opportunities Fund | COM SBI | 24,895 | $456.0K | <0.1% | +745+3.1% | Added | History |
| TWLOTwilio Inc | CL A | 1,733 | $456.0K | <0.1% | +552+46.7% | Added | History |
| BXBlackstone Inc. | COM | 3,517 | $455.0K | <0.1% | +1,370+63.8% | Added | History |
| SPHRSphere Entertainment Co. | CL A | 6,468 | $455.0K | <0.1% | +6,468 | New | History |
| ECLEcolab Inc. | Stock | 1,925 | $452.0K | <0.1% | +21+1.1% | Added | History |
| T Rowe Price Exchange-Traded87283Q107 | PRICE BLUE CHIP | 13,554 | $449.0K | <0.1% | +1,423+11.7% | Added | – |
| AWKAmerican Water Works Company, Inc. | Stock | 2,365 | $447.0K | <0.1% | −33−1.4% | Reduced | History |
| ISDPGIM High Yield Bond Fund, Inc. | COM | 27,859 | $447.0K | <0.1% | −32,461−53.8% | Reduced | History |
| ROICRetail Opportunity Investments Corp | COM | 22,186 | $435.0K | <0.1% | −3,663−14.2% | Reduced | History |
| NETCloudflare, Inc. | CL A COM | 3,256 | $428.0K | <0.1% | −46−1.4% | Reduced | History |
| GMGeneral Motors Co | COM | 7,289 | $427.0K | <0.1% | +1,265+21.0% | Added | History |
| AFRMAffirm Holdings, Inc. | COM CL A | 4,242 | $427.0K | <0.1% | +200+4.9% | Added | History |
| CTSHCognizant Technology Solutions Corp | CL A | 4,738 | $421.0K | <0.1% | −1,259−21.0% | Reduced | History |
| Liberty Media Acquisition Corp53073L203 | UNIT 01/22/2026 | 39,571 | $420.0K | <0.1% | −65,929−62.5% | Reduced | – |
| First Rep BK San Francisco C33616C100 | COM | 2,023 | $418.0K | <0.1% | −297−12.8% | Reduced | – |
| CMICummins Inc | Stock | 1,913 | $417.0K | <0.1% | −35−1.8% | Reduced | History |
| MGMMGM Resorts International | Stock | 9,301 | $417.0K | <0.1% | +1,566+20.2% | Added | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 2,544 | $414.0K | <0.1% | +352+16.1% | Added | – |
| EFSCEnterprise Financial Services Corp | COM | 8,730 | $411.0K | <0.1% | +8,730 | New | History |
Sold out since Q3 2021 (40)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| VERVEREIT, Inc. | COM | 1,166,882 | $52.8M | 2.0% | History |
| GLPIGaming & Leisure Properties, Inc. | COM | 980,477 | $45.4M | 1.7% | History |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 232,452 | $4.91M | 0.2% | History |
| WBDWarner Bros. Discovery, Inc. | COM SER A | 91,543 | $2.32M | 0.1% | History |
| LWLGLightwave Logic, Inc. | COM | 199,498 | $1.89M | 0.1% | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 2,422 | $1.47M | 0.1% | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 6,927 | $1.03M | <0.1% | – |
| EIMEaton Vance Municipal Bond Fund | COM | 70,887 | $948.0K | <0.1% | History |
| MCABlackRock Muniyield California Quality Fund, Inc. | COM | 58,981 | $937.0K | <0.1% | History |
| BRSPBrightSpire Capital, Inc. | COM CL A | 94,825 | $891.0K | <0.1% | History |
| BAXBaxter International Inc | Stock | 7,478 | $601.0K | <0.1% | History |
| ETXEaton Vance Municipal Income 2028 Term Trust | SHS | 23,887 | $533.0K | <0.1% | History |
| AERAerCap Holdings N.V. | SHS | 8,001 | $462.0K | <0.1% | History |
| MRNAModerna, Inc. | Stock | 1,051 | $404.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 17,854 | $395.0K | <0.1% | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 2,700 | $390.0K | <0.1% | – |
| Nuveen Calif Select Tax Free67063R103 | SH BEN INT | 19,352 | $305.0K | <0.1% | – |
| IIMInvesco Value Municipal Income Trust | COM | 18,084 | $295.0K | <0.1% | History |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 24,261 | $284.0K | <0.1% | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 3,221 | $282.0K | <0.1% | – |
| FVRRFiverr International Ltd. | ORD SHS | 1,546 | $282.0K | <0.1% | History |
| BXMTBlackstone Mortgage Trust, Inc. | COM CL A | 8,411 | $255.0K | <0.1% | History |
| JPMorgan Chase & Co46625H365 | ALERIAN ML ETN | 14,030 | $255.0K | <0.1% | – |
| NBBNuveen Taxable Municipal Income Fund | COM | 10,825 | $248.0K | <0.1% | History |
| SPDR Index Shs FDS78463X103 | PORTFLO EURP ETF | 6,059 | $247.0K | <0.1% | – |
| PHGKoninklijke Philips NV | NY REGIS SHS NEW | 5,408 | $240.0K | <0.1% | History |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 8,953 | $230.0K | <0.1% | History |
| AXONAxon Enterprise, Inc. | COM | 1,257 | $220.0K | <0.1% | History |
| Khosla Ventures Acquisition482504107 | CL A | 22,000 | $217.0K | <0.1% | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 4,890 | $216.0K | <0.1% | – |
| BTZBlackRock Credit Allocation Income Trust | COM | 14,204 | $215.0K | <0.1% | History |
| Oaktree Acquisition Corp IIG6715X103 | CL A SHS | 21,500 | $211.0K | <0.1% | – |
| Hartford FDS Exchange Traded41653L305 | TOTAL RTRN ETF | 5,160 | $210.0K | <0.1% | – |
| RGENRepligen Corp | COM | 710 | $205.0K | <0.1% | History |
| IQIInvesco Quality Municipal Income Trust | COM | 14,803 | $195.0K | <0.1% | History |
| Nuveen Intermediate Duration Quality Municipal Term Fund670677103 | COM | 11,528 | $169.0K | <0.1% | – |
| NADNuveen Quality Municipal Income Fund | COM | 10,771 | $168.0K | <0.1% | History |
| FCTFirst Trust Senior Floating Rate Income Fund II | COM | 10,066 | $123.0K | <0.1% | History |
| VVRInvesco Senior Income Trust | COM | 22,476 | $100.0K | <0.1% | History |
| Rivernorth Doubleline Strate76882G156 | RIGHT 10/01/2021 | 136,754 | $1.00K | <0.1% | – |