First Foundation Advisors
- SEC CIK
- 0001086763
- Latest filing
- Aug 14, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 441
- −7 vs. Q2 2021
- Portfolio value
- $2.68B
- +$82.2M (+3.2%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| WMTWalmart Inc. | Stock | 6,961 | $970.0K | <0.1% | +872+14.3% | Added | History |
| EIMEaton Vance Municipal Bond Fund | COM | 70,887 | $948.0K | <0.1% | −71,845−50.3% | Reduced | History |
| MCABlackRock Muniyield California Quality Fund, Inc. | COM | 58,981 | $937.0K | <0.1% | −78,644−57.1% | Reduced | History |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 19,088 | $922.0K | <0.1% | −10,420−35.3% | Reduced | – |
| AMTAmerican Tower Corp | REIT | 3,467 | $920.0K | <0.1% | +276+8.6% | Added | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 24,243 | $910.0K | <0.1% | +595+2.5% | Added | – |
| BRSPBrightSpire Capital, Inc. | COM CL A | 94,825 | $891.0K | <0.1% | −26,640−21.9% | Reduced | History |
| GEGeneral Electric Co | Stock | 8,618 | $888.0K | <0.1% | +4,373+103.0% | AddedConverted for a 1-for-8 split | History |
| PDIPIMCO Dynamic Income Fund | SHS | 33,396 | $888.0K | <0.1% | −1,850−5.2% | Reduced | History |
| ORCLOracle Corp | Stock | 10,166 | $886.0K | <0.1% | +431+4.4% | Added | History |
| PNCPNC Financial Services Group, Inc. | Stock | 4,530 | $886.0K | <0.1% | +179+4.1% | Added | History |
| NKXNuveen California Amt-Free Quality Municipal Income Fund | COM | 53,652 | $879.0K | <0.1% | −72,098−57.3% | Reduced | History |
| YUMYum Brands Inc | Stock | 7,107 | $869.0K | <0.1% | +98+1.4% | Added | History |
| IBMInternational Business Machines Corp | Stock | 6,197 | $861.0K | <0.1% | +271+4.6% | Added | History |
| VMCVulcan Materials CO | COM | 4,868 | $823.0K | <0.1% | −263−5.1% | Reduced | History |
| STAGSTAG Industrial, Inc. | COM | 20,948 | $822.0K | <0.1% | +941+4.7% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 2,825 | $820.0K | <0.1% | −64−2.2% | Reduced | – |
| Liberty Media Acquisition Corp53073L104 | COM SR A | 80,000 | $806.0K | <0.1% | +80,000 | New | – |
| LKQLKQ Corp | COM | 15,938 | $802.0K | <0.1% | +2,562+19.2% | Added | History |
| ADSKAutodesk, Inc. | COM | 2,811 | $802.0K | <0.1% | +370+15.2% | Added | History |
| MDLZMondelez International, Inc. | Stock | 13,617 | $792.0K | <0.1% | +1,243+10.0% | Added | History |
| KYNKayne Anderson Energy Infrastructure Fund, Inc. | COM | 95,590 | $765.0K | <0.1% | −55,185−36.6% | Reduced | History |
| GSGoldman Sachs Group Inc | Stock | 1,990 | $752.0K | <0.1% | −345−14.8% | Reduced | History |
| NSCNorfolk Southern Corp | Stock | 3,141 | $751.0K | <0.1% | +216+7.4% | Added | History |
| BMYBristol Myers Squibb Co | Stock | 12,565 | $743.0K | <0.1% | +617+5.2% | Added | History |
| WDWalker & Dunlop, Inc. | COM | 6,470 | $734.0K | <0.1% | +178+2.8% | Added | History |
| BBNBlackRock Taxable Municipal Bond Trust | SHS | 28,423 | $732.0K | <0.1% | −105,903−78.8% | Reduced | History |
| BNYBank of New York Mellon Corp | Stock | 14,043 | $728.0K | <0.1% | +120+0.9% | Added | History |
| HUBSHubSpot Inc | COM | 1,072 | $725.0K | <0.1% | +30+2.9% | Added | History |
| PCMPCM Fund, Inc. | COM | 63,456 | $720.0K | <0.1% | −29,723−31.9% | Reduced | History |
| ELSEquity Lifestyle Properties Inc | COM | 9,213 | $719.0K | <0.1% | −1,188−11.4% | Reduced | History |
| VRSKVerisk Analytics, Inc. | COM | 3,568 | $715.0K | <0.1% | +451+14.5% | Added | History |
| BABAAlibaba Group Holding Ltd | ADR | 4,762 | $705.0K | <0.1% | −1,469−23.6% | Reduced | History |
| iShares Russell 2000 ETF464287655 | ETF | 3,186 | $697.0K | <0.1% | +395+14.2% | Added | – |
| DEDeere & Co | Stock | 2,074 | $695.0K | <0.1% | +509+32.5% | Added | History |
| EMREmerson Electric Co | Stock | 7,368 | $694.0K | <0.1% | +345+4.9% | Added | History |
| ZTSZoetis Inc. | Stock | 3,561 | $691.0K | <0.1% | +490+16.0% | Added | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 5,165 | $687.0K | <0.1% | −188−3.5% | Reduced | – |
| ABAlliancebernstein Holding L.P. | UNIT LTD PARTN | 13,750 | $682.0K | <0.1% | +3,000+27.9% | Added | History |
| TMOThermo Fisher Scientific Inc. | Stock | 1,165 | $666.0K | <0.1% | +286+32.5% | Added | History |
| LLYEli Lilly & Co | Stock | 2,863 | $662.0K | <0.1% | +726+34.0% | Added | History |
| NVSNovartis AG | ADR | 8,070 | $660.0K | <0.1% | −682−7.8% | Reduced | History |
| HYBNew America High Income Fund Inc | COM NEW | 68,001 | $649.0K | <0.1% | −151,619−69.0% | Reduced | History |
| Flexshares Tr33939L795 | STOXX GLOBR INF | 11,600 | $647.0K | <0.1% | 00.0% | Unchanged | – |
| ORealty Income Corp | REIT | 9,756 | $633.0K | <0.1% | +485+5.2% | Added | History |
| OCSLOaktree Specialty Lending Corp | COM | 89,353 | $631.0K | <0.1% | −24,573−21.6% | Reduced | History |
| Goldman Sachs ETF Tr381430230 | ULTR SHOR BD ETF | 12,314 | $624.0K | <0.1% | 00.0% | Unchanged | – |
| MTCHMatch Group, Inc. | COM | 3,896 | $612.0K | <0.1% | +509+15.0% | Added | History |
| UPSTUpstart Holdings, Inc. | COM | 1,920 | $608.0K | <0.1% | +1,920 | New | History |
| BAXBaxter International Inc | Stock | 7,478 | $601.0K | <0.1% | −3,058−29.0% | Reduced | History |
| iShares Russell Midcap ETF464287499 | ETF | 7,688 | $601.0K | <0.1% | −90−1.2% | Reduced | – |
| CRWDCrowdStrike Holdings, Inc. | Stock | 2,440 | $600.0K | <0.1% | +65+2.7% | Added | History |
| GSBDGoldman Sachs BDC, Inc. | SHS | 32,718 | $600.0K | <0.1% | +9,265+39.5% | Added | History |
| DXCMDexcom Inc | COM | 1,086 | $594.0K | <0.1% | +131+13.7% | Added | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 3,288 | $590.0K | <0.1% | −400−10.8% | Reduced | – |
| DFPFlaherty & Crumrine Dynamic Preferred & Income Fund Inc | SHS | 20,459 | $589.0K | <0.1% | −159−0.8% | Reduced | History |
| ATVIActivision Blizzard, Inc. | COM | 7,516 | $582.0K | <0.1% | +1,172+18.5% | Added | History |
| NXDTNexpoint Diversified Real Estate Trust | COM NEW | 41,131 | $572.0K | <0.1% | +11,000+36.5% | Added | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 3,811 | $569.0K | <0.1% | +150+4.1% | Added | – |
| TTDTrade Desk, Inc. | Stock | 8,081 | $568.0K | <0.1% | +10.0% | Added | History |
| AWIArmstrong World Industries Inc | COM | 5,889 | $562.0K | <0.1% | −1,708−22.5% | Reduced | History |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 16,987 | $559.0K | <0.1% | −483−2.8% | Reduced | – |
| AXPAmerican Express Co | Stock | 3,319 | $556.0K | <0.1% | −119−3.5% | Reduced | History |
| iShares Select Dividend ETF464287168 | ETF | 4,827 | $554.0K | <0.1% | +2,111+77.7% | Added | – |
| WFCWells Fargo & Company | Stock | 11,783 | $547.0K | <0.1% | −3,361−22.2% | Reduced | History |
| PIMCO ETF Tr72201R882 | 25YR+ ZERO U S | 3,750 | $546.0K | <0.1% | 00.0% | Unchanged | – |
| TEAMAtlassian Corp | CL A | 1,378 | $539.0K | <0.1% | +52+3.9% | Added | History |
| ETXEaton Vance Municipal Income 2028 Term Trust | SHS | 23,887 | $533.0K | <0.1% | −10,872−31.3% | Reduced | History |
| ILMNIllumina, Inc. | COM | 1,311 | $532.0K | <0.1% | +55+4.4% | Added | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 3,372 | $528.0K | <0.1% | −612−15.4% | Reduced | – |
| ADPAutomatic Data Processing Inc | Stock | 2,625 | $525.0K | <0.1% | +144+5.8% | Added | History |
| DDominion Energy, Inc | Stock | 7,024 | $513.0K | <0.1% | −1,068−13.2% | Reduced | History |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 37,997 | $508.0K | <0.1% | −85,750−69.3% | Reduced | History |
| ZMZoom Communications, Inc. | Stock | 1,925 | $503.0K | <0.1% | +3+0.2% | Added | History |
| MMM3M Co | Stock | 2,816 | $494.0K | <0.1% | +186+7.1% | Added | History |
| AMATApplied Materials Inc | Stock | 3,830 | $493.0K | <0.1% | +594+18.4% | Added | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 8,176 | $487.0K | <0.1% | +3,439+72.6% | Added | – |
| AFRMAffirm Holdings, Inc. | COM CL A | 4,042 | $482.0K | <0.1% | +4,042 | New | History |
| CMECME Group Inc. | COM | 2,480 | $480.0K | <0.1% | +420+20.4% | Added | History |
| iShares Tr464288570 | ESG MSCI KLD ETF | 5,693 | $474.0K | <0.1% | 00.0% | Unchanged | – |
| CCitigroup Inc | Stock | 6,641 | $466.0K | <0.1% | −61−0.9% | Reduced | History |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 28,747 | $466.0K | <0.1% | −2,099−6.8% | Reduced | History |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 1,662 | $465.0K | <0.1% | +1+0.1% | Added | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 1,755 | $462.0K | <0.1% | 00.0% | Unchanged | – |
| AERAerCap Holdings N.V. | SHS | 8,001 | $462.0K | <0.1% | +8,001 | New | History |
| GOFGuggenheim Strategic Opportunities Fund | COM SBI | 24,150 | $462.0K | <0.1% | 00.0% | Unchanged | History |
| ROICRetail Opportunity Investments Corp | COM | 25,849 | $450.0K | <0.1% | −10,333−28.6% | Reduced | History |
| ALGNAlign Technology Inc | COM | 674 | $448.0K | <0.1% | +118+21.2% | Added | History |
| First Rep BK San Francisco C33616C100 | COM | 2,320 | $447.0K | <0.1% | +346+17.5% | Added | – |
| CTSHCognizant Technology Solutions Corp | CL A | 5,997 | $445.0K | <0.1% | +5,997 | New | History |
| VMRKVivmark Residential | SH BEN INT | 5,470 | $443.0K | <0.1% | −78−1.4% | Reduced | History |
| PAYCPaycom Software, Inc. | Stock | 892 | $442.0K | <0.1% | +45+5.3% | Added | History |
| CMICummins Inc | Stock | 1,948 | $437.0K | <0.1% | +890+84.1% | Added | History |
| STORStore Capital LLC | COM | 13,507 | $433.0K | <0.1% | −316−2.3% | Reduced | History |
| ASMLASML Holding NV | ADR | 579 | $431.0K | <0.1% | +21+3.8% | Added | History |
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 16,026 | $426.0K | <0.1% | 00.0% | Unchanged | – |
| FLGTFulgent Genetics, Inc. | COM | 4,728 | $425.0K | <0.1% | +182+4.0% | Added | History |
| DBRGDigitalBridge Group, Inc. | CL A COM | 70,479 | $425.0K | <0.1% | −39,098−35.7% | Reduced | History |
| RHIRobert Half Inc. | COM | 4,191 | $420.0K | <0.1% | +85+2.1% | Added | History |
| VRSNVerisign Inc | COM | 2,047 | $420.0K | <0.1% | +432+26.7% | Added | History |
Sold out since Q2 2021 (36)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| PCGPG&E Corp | Stock | 955,450 | $9.72M | 0.4% | History |
| BHKBlackRock Core Bond Trust | SHS BEN INT | 202,405 | $3.34M | 0.1% | History |
| LBTYALiberty Global Ltd. | SHS CL A | 52,600 | $1.43M | 0.1% | History |
| VEEVVeeva Systems Inc | Stock | 3,674 | $1.14M | <0.1% | History |
| WDAYWorkday, Inc. | CL A | 4,226 | $1.01M | <0.1% | History |
| BITBlackRock Multi-Sector Income Trust | COM | 47,569 | $888.0K | <0.1% | History |
| PGRProgressive Corp | Stock | 8,643 | $849.0K | <0.1% | History |
| MKTXMarketaxess Holdings Inc | COM | 1,658 | $769.0K | <0.1% | History |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 70,465 | $703.0K | <0.1% | History |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 8,339 | $498.0K | <0.1% | – |
| Sandstorm Gold Ltd Com New80013R206 | Stock | 55,909 | $441.0K | <0.1% | – |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 27,340 | $430.0K | <0.1% | History |
| EQCEQC Liquidating Trust | COM SH BEN INT | 15,530 | $407.0K | <0.1% | History |
| CGAUCenterra Gold Inc. | COM | 49,400 | $377.0K | <0.1% | History |
| LVSLas Vegas Sands Corp | COM | 5,550 | $292.0K | <0.1% | History |
| MLMMartin Marietta Materials Inc | COM | 817 | $287.0K | <0.1% | History |
| Fidelity MSCI Information Technology Index ETF316092808 | ETF | 2,347 | $276.0K | <0.1% | – |
| MLPMaui Land & Pineapple Co Inc | COM | 25,000 | $268.0K | <0.1% | History |
| PINSPinterest, Inc. | CL A | 3,282 | $259.0K | <0.1% | History |
| BUDAnheuser-Busch InBev SA/NV | ADR | 3,445 | $248.0K | <0.1% | History |
| ProShares Tr74347B201 | PSHS ULTSH 20YRS | 12,945 | $244.0K | <0.1% | – |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 10,544 | $236.0K | <0.1% | – |
| EFTEaton Vance Floating-Rate Income Trust | COM | 15,665 | $225.0K | <0.1% | History |
| New York Life Investments Et45409B800 | MERGE ARBIT ETF | 6,651 | $223.0K | <0.1% | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 2,091 | $214.0K | <0.1% | – |
| ProShares Tr74347B383 | ULTRASHRT S&P500 | 23,500 | $212.0K | <0.1% | – |
| QTSQTS Realty Trust, Inc. | COM CL A | 2,735 | $211.0K | <0.1% | History |
| KFKorea Fund Inc | COM NEW | 4,501 | $208.0K | <0.1% | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 600 | $207.0K | <0.1% | History |
| FDXFedEx Corp | Stock | 688 | $205.0K | <0.1% | History |
| iShares Russell 2000 Growth ETF464287648 | ETF | 657 | $205.0K | <0.1% | – |
| iShares Tr464287184 | CHINA LG-CAP ETF | 4,426 | $205.0K | <0.1% | – |
| Invesco S&P 500 Equal Weight Technology ETF46137V282 | ETF | 693 | $201.0K | <0.1% | – |
| iShares Tr464288588 | MBS ETF | 1,855 | $201.0K | <0.1% | – |
| WBAWalgreens Boots Alliance, Inc. | COM | 3,827 | $201.0K | <0.1% | History |
| IAGIamgold Corp | COM | 44,665 | $132.0K | <0.1% | History |