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Livermore
Livermore
ZHEN

First Foundation Advisors

SEC CIK
0001086763
Latest filing
Aug 14, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
441
−7 vs. Q2 2021
Portfolio value
$2.68B
+$82.2M (+3.2%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of First Foundation Advisors in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
MCHPMicrochip Technology IncStock2,730$419.0K<0.1%+115+4.4%AddedHistory
SLViShares Silver TrustETF20,366$418.0K<0.1%+1,850+10.0%AddedHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR11,798$416.0K<0.1%+11,798NewHistory
CICigna GroupStock2,022$405.0K<0.1%−139−6.4%ReducedHistory
AWKAmerican Water Works Company, Inc.Stock2,398$405.0K<0.1%−88−3.5%ReducedHistory
MRNAModerna, Inc.Stock1,051$404.0K<0.1%+1,051NewHistory
iShares MSCI Eafe ETF464287465ETF5,164$403.0K<0.1%−220−4.1%Reduced–
PMLPIMCO Municipal Income Fund IICOM27,191$401.0K<0.1%00.0%UnchangedHistory
SHCSotera Health CoCOM15,251$399.0K<0.1%−630−4.0%ReducedHistory
ECLEcolab Inc.Stock1,904$397.0K<0.1%+221+13.1%AddedHistory
SNPSSynopsys IncCOM1,323$396.0K<0.1%+8+0.6%AddedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD4,796$395.0K<0.1%+581+13.8%Added–
Invesco Exch Traded FD Tr II46138G508SR LN ETF17,854$395.0K<0.1%+17,854New–
Flexshares Tr33939L837INTL QLTDV IDX15,620$394.0K<0.1%00.0%Unchanged–
FAFFirst American Financial CorpStock5,862$393.0K<0.1%−117−2.0%ReducedHistory
iShares Tr46428743220 YR TR BD ETF2,700$390.0K<0.1%00.0%Unchanged–
AALAmerican Airlines Group Inc.Stock18,981$389.0K<0.1%+523+2.8%AddedHistory
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM53,332$388.0K<0.1%−12,376−18.8%ReducedHistory
T Rowe Price Exchange-Traded87283Q107PRICE BLUE CHIP12,131$387.0K<0.1%+4,062+50.3%Added–
LNTAlliant Energy CorpStock6,831$382.0K<0.1%−154−2.2%ReducedHistory
EVVEaton Vance Ltd Duration Income FundCOM28,882$381.0K<0.1%−140,910−83.0%ReducedHistory
GBCIGlacier Bancorp, Inc.COM6,825$378.0K<0.1%+94+1.4%AddedHistory
TWLOTwilio IncCL A1,181$377.0K<0.1%+36+3.1%AddedHistory
ABNBAirbnb, Inc.Stock2,240$376.0K<0.1%+211+10.4%AddedHistory
CARRCarrier Global CorpStock7,207$373.0K<0.1%+1,496+26.2%AddedHistory
NETCloudflare, Inc.CL A COM3,302$372.0K<0.1%+324+10.9%AddedHistory
RAMPLiveRamp Holdings, Inc.COM7,825$370.0K<0.1%−30−0.4%ReducedHistory
Ssga Active ETF Tr78467V608ST STR BL LN ETF7,775$358.0K<0.1%00.0%Unchanged–
CHTRCharter Communications, Inc.CL A491$357.0K<0.1%+22+4.7%AddedHistory
SPLKSplunk IncCOM2,458$356.0K<0.1%+930+60.9%AddedHistory
PCARPaccar IncCOM4,423$349.0K<0.1%+196+4.6%AddedHistory
PLDPrologis, Inc.REIT2,772$348.0K<0.1%+517+22.9%AddedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM22,399$340.0K<0.1%−1,741−7.2%ReducedHistory
MGMMGM Resorts InternationalStock7,735$334.0K<0.1%+1,011+15.0%AddedHistory
RSGRepublic Services, Inc.COM2,786$334.0K<0.1%+25+0.9%AddedHistory
iShares S&P 500 Growth ETF464287309ETF4,500$333.0K<0.1%00.0%Unchanged–
iShares Tr464288158SHRT NAT MUN ETF3,100$333.0K<0.1%−947−23.4%Reduced–
CDWCDW CorpCOM1,817$331.0K<0.1%−58−3.1%ReducedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT2,192$328.0K<0.1%+78+3.7%Added–
LUVSouthwest Airlines CoCOM6,235$321.0K<0.1%+274+4.6%AddedHistory
GMGeneral Motors CoCOM6,024$318.0K<0.1%−136−2.2%ReducedHistory
JJacobs Solutions Inc.COM2,380$315.0K<0.1%−119−4.8%ReducedHistory
iShares Core Dividend Growth ETF46434V621ETF6,200$311.0K<0.1%+500+8.8%Added–
Schwab International Equity ETF808524805ETF8,006$310.0K<0.1%+1,753+28.0%Added–
GISGeneral Mills IncStock5,160$309.0K<0.1%+450+9.6%AddedHistory
AMDAdvanced Micro Devices IncStock2,997$308.0K<0.1%+642+27.3%AddedHistory
Nuveen Calif Select Tax Free67063R103SH BEN INT19,352$305.0K<0.1%−47,948−71.2%Reduced–
OPRXOptimizeRx CorpCOM NEW3,457$296.0K<0.1%+123+3.7%AddedHistory
IIMInvesco Value Municipal Income TrustCOM18,084$295.0K<0.1%−6,162−25.4%ReducedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF17,171$294.0K<0.1%+26+0.2%AddedHistory
NOCNorthrop Grumman CorpStock800$288.0K<0.1%−52−6.1%ReducedHistory
ODFLOld Dominion Freight Line, Inc.COM992$284.0K<0.1%+148+17.5%AddedHistory
VTAInvesco Dynamic Credit Opportunities FundCOM24,261$284.0K<0.1%−14,851−38.0%ReducedHistory
iShares Tr464288513IBOXX HI YD ETF3,221$282.0K<0.1%+36+1.1%Added–
FVRRFiverr International Ltd.ORD SHS1,546$282.0K<0.1%−77−4.7%ReducedHistory
GDGeneral Dynamics CorpStock1,412$277.0K<0.1%+1,412NewHistory
WPCW. P. Carey Inc.COM3,753$274.0K<0.1%+80+2.2%AddedHistory
WIXWix.com Ltd.SHS1,398$274.0K<0.1%00.0%UnchangedHistory
SHOPShopify Inc.Stock198$268.0K<0.1%+4+2.1%AddedHistory
iShares S&P 500 Value ETF464287408ETF1,826$266.0K<0.1%−166−8.3%Reduced–
GWWW.W. Grainger, Inc.Stock670$263.0K<0.1%+4+0.6%AddedHistory
ETSYEtsy IncCOM1,263$263.0K<0.1%+41+3.4%AddedHistory
TFCTruist Financial CorpCOM4,490$263.0K<0.1%+4,490NewHistory
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS2,908$262.0K<0.1%00.0%UnchangedHistory
JQCNuveen Credit Strategies Income FundCOM SHS39,591$260.0K<0.1%−35,983−47.6%ReducedHistory
ZBRAZebra Technologies CorpCL A504$260.0K<0.1%−1,094−68.5%ReducedHistory
MSMorgan StanleyStock2,663$259.0K<0.1%+59+2.3%AddedHistory
ZSZscaler, Inc.Stock984$258.0K<0.1%−30−3.0%ReducedHistory
LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc.COM9,475$258.0K<0.1%−5,361−36.1%ReducedHistory
NLYAnnaly Capital Management IncCOM30,629$258.0K<0.1%−1,840−5.7%ReducedHistory
COINCoinbase Global, Inc.COM CL A1,125$256.0K<0.1%+19+1.7%AddedHistory
SPDR Series Trust78464A763ST STR SP DIV2,175$256.0K<0.1%−500−18.7%Reduced–
BXMTBlackstone Mortgage Trust, Inc.COM CL A8,411$255.0K<0.1%+8,411NewHistory
JPMorgan Chase & Co46625H365ALERIAN ML ETN14,030$255.0K<0.1%00.0%Unchanged–
PODDInsulet CorpStock878$250.0K<0.1%+138+18.6%AddedHistory
MELIMercadolibre IncCOM149$250.0K<0.1%00.0%UnchangedHistory
BXBlackstone Inc.COM2,147$250.0K<0.1%+2,147NewHistory
RLIRli CorpCOM2,487$249.0K<0.1%+32+1.3%AddedHistory
NBBNuveen Taxable Municipal Income FundCOM10,825$248.0K<0.1%−110,673−91.1%ReducedHistory
BLWBlackRock Ltd Duration Income TrustCOM SHS14,457$247.0K<0.1%−98,160−87.2%ReducedHistory
GSKGSK plcSPONSORED ADR6,465$247.0K<0.1%−4,603−41.6%ReducedHistory
SPDR Index Shs FDS78463X103PORTFLO EURP ETF6,059$247.0K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL5,797$245.0K<0.1%00.0%Unchanged–
USBUS Bancorp DECOM NEW4,125$245.0K<0.1%+4,125NewHistory
SIVBSVB Financial GroupCOM373$241.0K<0.1%+6+1.6%AddedHistory
PHGKoninklijke Philips NVNY REGIS SHS NEW5,408$240.0K<0.1%−156,786−96.7%ReducedHistory
DGDollar General CorpCOM1,127$239.0K<0.1%+1,127NewHistory
SYKStryker CorpStock893$236.0K<0.1%+41+4.8%AddedHistory
SRESempraStock1,839$233.0K<0.1%+71+4.0%AddedHistory
PAYXPaychex IncStock2,063$232.0K<0.1%+97+4.9%AddedHistory
ALKAlaska Air Group, Inc.COM3,957$232.0K<0.1%−720−15.4%ReducedHistory
FFord Motor CoStock16,227$230.0K<0.1%−671−4.0%ReducedHistory
CLColgate Palmolive CoStock3,046$230.0K<0.1%−128−4.0%ReducedHistory
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM8,953$230.0K<0.1%−10,692−54.4%ReducedHistory
GHYPGIM Global High Yield Fund, Inc.COM14,823$228.0K<0.1%+3,196+27.5%AddedHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT13,650$228.0K<0.1%+35+0.3%AddedHistory
OKTAOkta, Inc.CL A958$227.0K<0.1%−4−0.4%ReducedHistory
EAElectronic Arts Inc.COM1,587$226.0K<0.1%−309−16.3%ReducedHistory
KKR Acquisition Holding I Co48253T208UNIT 99/99/999922,500$225.0K<0.1%00.0%Unchanged–
Schwab U.S. Large-Cap Value ETF808524409ETF3,314$224.0K<0.1%+3,314New–

Sold out since Q2 2021 (36)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of First Foundation Advisors sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
PCGPG&E CorpStock955,450$9.72M0.4%History
BHKBlackRock Core Bond TrustSHS BEN INT202,405$3.34M0.1%History
LBTYALiberty Global Ltd.SHS CL A52,600$1.43M0.1%History
VEEVVeeva Systems IncStock3,674$1.14M<0.1%History
WDAYWorkday, Inc.CL A4,226$1.01M<0.1%History
BITBlackRock Multi-Sector Income TrustCOM47,569$888.0K<0.1%History
PGRProgressive CorpStock8,643$849.0K<0.1%History
MKTXMarketaxess Holdings IncCOM1,658$769.0K<0.1%History
JPCNuveen Preferred & Income Opportunities FundCOM70,465$703.0K<0.1%History
WisdomTree Tr97717X669US QTLY DIV GRT8,339$498.0K<0.1%–
Sandstorm Gold Ltd Com New80013R206Stock55,909$441.0K<0.1%–
RQICohen & Steers Quality Income Realty Fund IncCEF27,340$430.0K<0.1%History
EQCEQC Liquidating TrustCOM SH BEN INT15,530$407.0K<0.1%History
CGAUCenterra Gold Inc.COM49,400$377.0K<0.1%History
LVSLas Vegas Sands CorpCOM5,550$292.0K<0.1%History
MLMMartin Marietta Materials IncCOM817$287.0K<0.1%History
Fidelity MSCI Information Technology Index ETF316092808ETF2,347$276.0K<0.1%–
MLPMaui Land & Pineapple Co IncCOM25,000$268.0K<0.1%History
PINSPinterest, Inc.CL A3,282$259.0K<0.1%History
BUDAnheuser-Busch InBev SA/NVADR3,445$248.0K<0.1%History
ProShares Tr74347B201PSHS ULTSH 20YRS12,945$244.0K<0.1%–
Global X FDS37954Y483NASDAQ 100 COVER10,544$236.0K<0.1%–
EFTEaton Vance Floating-Rate Income TrustCOM15,665$225.0K<0.1%History
New York Life Investments Et45409B800MERGE ARBIT ETF6,651$223.0K<0.1%–
State Street Industrial Select Sector SPDR ETF81369Y704ETF2,091$214.0K<0.1%–
ProShares Tr74347B383ULTRASHRT S&P50023,500$212.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A2,735$211.0K<0.1%History
KFKorea Fund IncCOM NEW4,501$208.0K<0.1%History
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1600$207.0K<0.1%History
FDXFedEx CorpStock688$205.0K<0.1%History
iShares Russell 2000 Growth ETF464287648ETF657$205.0K<0.1%–
iShares Tr464287184CHINA LG-CAP ETF4,426$205.0K<0.1%–
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF693$201.0K<0.1%–
iShares Tr464288588MBS ETF1,855$201.0K<0.1%–
WBAWalgreens Boots Alliance, Inc.COM3,827$201.0K<0.1%History
IAGIamgold CorpCOM44,665$132.0K<0.1%History