First Foundation Advisors
- SEC CIK
- 0001086763
- Latest filing
- Aug 14, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 441
- −7 vs. Q2 2021
- Portfolio value
- $2.68B
- +$82.2M (+3.2%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AXONAxon Enterprise, Inc. | COM | 1,257 | $220.0K | <0.1% | −18−1.4% | Reduced | History |
| EQIXEquinix Inc | COM | 278 | $220.0K | <0.1% | +278 | New | History |
| PFNPIMCO Income Strategy Fund II | COM | 21,608 | $219.0K | <0.1% | −7,924−26.8% | Reduced | History |
| MARMarriott International Inc | Stock | 1,474 | $218.0K | <0.1% | +1,474 | New | History |
| FASTFastenal Co | Stock | 4,230 | $218.0K | <0.1% | +232+5.8% | Added | History |
| MCOMoodys Corp | Stock | 615 | $218.0K | <0.1% | +38+6.6% | Added | History |
| Khosla Ventures Acquisition482504107 | CL A | 22,000 | $217.0K | <0.1% | 00.0% | Unchanged | – |
| WisdomTree Tr97717X628 | FLOATNG RAT TREA | 8,664 | $217.0K | <0.1% | 00.0% | Unchanged | – |
| ORLYO Reilly Automotive Inc | Stock | 353 | $216.0K | <0.1% | +353 | New | History |
| MDBMongoDB, Inc. | CL A | 459 | $216.0K | <0.1% | +459 | New | History |
| BUIBlackRock Utilities, Infrastructure & Power Opportunities Trust | COM | 8,578 | $216.0K | <0.1% | −3,158−26.9% | Reduced | History |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 4,890 | $216.0K | <0.1% | +4,890 | New | – |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 2,405 | $215.0K | <0.1% | 00.0% | Unchanged | – |
| BTZBlackRock Credit Allocation Income Trust | COM | 14,204 | $215.0K | <0.1% | −142,893−91.0% | Reduced | History |
| ETNEaton Corp plc | Stock | 1,435 | $214.0K | <0.1% | +1,435 | New | History |
| PTYPIMCO Corporate & Income Opportunity Fund | COM | 11,628 | $213.0K | <0.1% | −6,777−36.8% | Reduced | History |
| Oaktree Acquisition Corp IIG6715X103 | CL A SHS | 21,500 | $211.0K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 1,369 | $210.0K | <0.1% | −149−9.8% | Reduced | – |
| Hartford FDS Exchange Traded41653L305 | TOTAL RTRN ETF | 5,160 | $210.0K | <0.1% | +5,160 | New | – |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 26,008 | $209.0K | <0.1% | +203+0.8% | Added | History |
| EPDEnterprise Products Partners L.P. | Stock | 9,559 | $207.0K | <0.1% | 00.0% | Unchanged | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 2,071 | $207.0K | <0.1% | −143−6.5% | Reduced | – |
| LAZRQLuminar Technologies, Inc. | COM CL A | 13,300 | $207.0K | <0.1% | 00.0% | Unchanged | History |
| RGENRepligen Corp | COM | 710 | $205.0K | <0.1% | +710 | New | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 419 | $201.0K | <0.1% | 00.0% | Unchanged | History |
| IQIInvesco Quality Municipal Income Trust | COM | 14,803 | $195.0K | <0.1% | −23,249−61.1% | Reduced | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 20,106 | $193.0K | <0.1% | −1,000−4.7% | Reduced | History |
| MMTAberdeen Multi-Market Income Fund | SH BEN INT | 27,935 | $183.0K | <0.1% | −261,494−90.3% | Reduced | History |
| Nuveen Intermediate Duration Quality Municipal Term Fund670677103 | COM | 11,528 | $169.0K | <0.1% | −1,243−9.7% | Reduced | – |
| NADNuveen Quality Municipal Income Fund | COM | 10,771 | $168.0K | <0.1% | −1,606−13.0% | Reduced | History |
| NOVNOV Inc. | COM | 11,265 | $148.0K | <0.1% | +305+2.8% | Added | History |
| Nuveen PFD & Incm Securties67072C105 | COM | 14,544 | $143.0K | <0.1% | −47,624−76.6% | Reduced | – |
| FCTFirst Trust Senior Floating Rate Income Fund II | COM | 10,066 | $123.0K | <0.1% | −23,009−69.6% | Reduced | History |
| Apollo Coml Real Est Fin Inc03762UAB1 | NOTE 4.750% 8/2 | – | $101.0K | <0.1% | – | – | – |
| VVRInvesco Senior Income Trust | COM | 22,476 | $100.0K | <0.1% | −66,873−74.8% | Reduced | History |
| GGNGAMCO Global Gold, Natural Resources & Income Trust | COM SH BEN INT | 21,545 | $80.0K | <0.1% | −500−2.3% | Reduced | History |
| SPRUSpruce Power Holding Corp | COM CL A | 10,200 | $63.0K | <0.1% | 00.0% | Unchanged | History |
| TRXTRX GOLD Corp | COM | 117,371 | $58.0K | <0.1% | 00.0% | Unchanged | History |
| OXSQOxford Square Capital Corp. | COM | 10,126 | $41.0K | <0.1% | 00.0% | Unchanged | History |
| Eros STX Global CorporationG3788M114 | SHS NEW | 25,745 | $24.0K | <0.1% | +14,500+128.9% | Added | – |
| Rivernorth Doubleline Strate76882G156 | RIGHT 10/01/2021 | 136,754 | $1.00K | <0.1% | +136,754 | New | – |
Sold out since Q2 2021 (36)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| PCGPG&E Corp | Stock | 955,450 | $9.72M | 0.4% | History |
| BHKBlackRock Core Bond Trust | SHS BEN INT | 202,405 | $3.34M | 0.1% | History |
| LBTYALiberty Global Ltd. | SHS CL A | 52,600 | $1.43M | 0.1% | History |
| VEEVVeeva Systems Inc | Stock | 3,674 | $1.14M | <0.1% | History |
| WDAYWorkday, Inc. | CL A | 4,226 | $1.01M | <0.1% | History |
| BITBlackRock Multi-Sector Income Trust | COM | 47,569 | $888.0K | <0.1% | History |
| PGRProgressive Corp | Stock | 8,643 | $849.0K | <0.1% | History |
| MKTXMarketaxess Holdings Inc | COM | 1,658 | $769.0K | <0.1% | History |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 70,465 | $703.0K | <0.1% | History |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 8,339 | $498.0K | <0.1% | – |
| Sandstorm Gold Ltd Com New80013R206 | Stock | 55,909 | $441.0K | <0.1% | – |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 27,340 | $430.0K | <0.1% | History |
| EQCEQC Liquidating Trust | COM SH BEN INT | 15,530 | $407.0K | <0.1% | History |
| CGAUCenterra Gold Inc. | COM | 49,400 | $377.0K | <0.1% | History |
| LVSLas Vegas Sands Corp | COM | 5,550 | $292.0K | <0.1% | History |
| MLMMartin Marietta Materials Inc | COM | 817 | $287.0K | <0.1% | History |
| Fidelity MSCI Information Technology Index ETF316092808 | ETF | 2,347 | $276.0K | <0.1% | – |
| MLPMaui Land & Pineapple Co Inc | COM | 25,000 | $268.0K | <0.1% | History |
| PINSPinterest, Inc. | CL A | 3,282 | $259.0K | <0.1% | History |
| BUDAnheuser-Busch InBev SA/NV | ADR | 3,445 | $248.0K | <0.1% | History |
| ProShares Tr74347B201 | PSHS ULTSH 20YRS | 12,945 | $244.0K | <0.1% | – |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 10,544 | $236.0K | <0.1% | – |
| EFTEaton Vance Floating-Rate Income Trust | COM | 15,665 | $225.0K | <0.1% | History |
| New York Life Investments Et45409B800 | MERGE ARBIT ETF | 6,651 | $223.0K | <0.1% | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 2,091 | $214.0K | <0.1% | – |
| ProShares Tr74347B383 | ULTRASHRT S&P500 | 23,500 | $212.0K | <0.1% | – |
| QTSQTS Realty Trust, Inc. | COM CL A | 2,735 | $211.0K | <0.1% | History |
| KFKorea Fund Inc | COM NEW | 4,501 | $208.0K | <0.1% | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 600 | $207.0K | <0.1% | History |
| FDXFedEx Corp | Stock | 688 | $205.0K | <0.1% | History |
| iShares Russell 2000 Growth ETF464287648 | ETF | 657 | $205.0K | <0.1% | – |
| iShares Tr464287184 | CHINA LG-CAP ETF | 4,426 | $205.0K | <0.1% | – |
| Invesco S&P 500 Equal Weight Technology ETF46137V282 | ETF | 693 | $201.0K | <0.1% | – |
| iShares Tr464288588 | MBS ETF | 1,855 | $201.0K | <0.1% | – |
| WBAWalgreens Boots Alliance, Inc. | COM | 3,827 | $201.0K | <0.1% | History |
| IAGIamgold Corp | COM | 44,665 | $132.0K | <0.1% | History |