D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 2,918
- No 13F data for Q4 2020
- Portfolio value
- $81.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AMRNAmarin Corp PLC | SPONS ADR NEW | 2,540,331 | $15.8M | <0.1% | – | – | History |
| OIO-I Glass, Inc. | COM | 1,070,131 | $15.8M | <0.1% | – | – | History |
| SLCAU.S. Silica Holdings, Inc. | COM | 1,282,688 | $15.8M | <0.1% | – | – | History |
| TDYTeledyne Technologies Inc | COM | 38,045 | $15.7M | <0.1% | – | – | History |
| RCUSArcus Biosciences, Inc. | COM | 559,309 | $15.7M | <0.1% | – | – | History |
| SONYSony Group Corp | SPONSORED ADR | 147,800 | $15.7M | <0.1% | – | – | History |
| ORAOrmat Technologies, Inc. | COM | 199,498 | $15.7M | <0.1% | – | – | History |
| REALTheRealReal, Inc. | COM | 692,153 | $15.7M | <0.1% | – | – | History |
| QGENQiagen N.V. | SHS NEW | 320,857 | $15.6M | <0.1% | – | – | History |
| BLKBlackRock, Inc. | COM | 20,618 | $15.5M | <0.1% | – | – | History |
| EEFTEuronet Worldwide, Inc. | COM | 112,375 | $15.5M | <0.1% | – | – | History |
| GRAW R Grace & Co | COM | 259,303 | $15.5M | <0.1% | – | – | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 142,550 | $15.5M | <0.1% | – | – | – |
| MGLNMagellan Health Inc | COM NEW | 166,456 | $15.5M | <0.1% | – | – | History |
| DFSDiscover Financial Services | COM | 163,274 | $15.5M | <0.1% | – | – | History |
| STRAStrategic Education, Inc. | COM | 168,169 | $15.5M | <0.1% | – | – | History |
| ENPHEnphase Energy, Inc. | Stock | 95,214 | $15.4M | <0.1% | – | – | History |
| OIIOceaneering International Inc | Stock | 1,343,541 | $15.3M | <0.1% | – | – | History |
| APOApollo Global Management, Inc. | COM CL A | 325,045 | $15.3M | <0.1% | – | – | History |
| JNPRJuniper Networks Inc | COM | 601,324 | $15.2M | <0.1% | – | – | History |
| KMIKinder Morgan, Inc. | Stock | 914,289 | $15.2M | <0.1% | – | – | History |
| HWMHowmet Aerospace Inc. | Stock | 472,828 | $15.2M | <0.1% | – | – | History |
| OPKOpko Health, Inc. | COM | 3,535,631 | $15.2M | <0.1% | – | – | History |
| TSNTyson Foods, Inc. | Stock | 203,795 | $15.1M | <0.1% | – | – | History |
| CSLCarlisle Companies Inc | COM | 91,932 | $15.1M | <0.1% | – | – | History |
| PEBPebblebrook Hotel Trust | COM | 622,261 | $15.1M | <0.1% | – | – | History |
| LBTYALiberty Global Ltd. | SHS CL A | 588,847 | $15.1M | <0.1% | – | – | History |
| DKDelek US Holdings, Inc. | COM | 691,308 | $15.1M | <0.1% | – | – | History |
| PLTRPalantir Technologies Inc. | Stock | 646,416 | $15.1M | <0.1% | – | – | History |
| NWLNewell Brands Inc. | Stock | 560,851 | $15.0M | <0.1% | – | – | History |
| MTUSMetallus Inc. | COM | 1,274,194 | $15.0M | <0.1% | – | – | History |
| YELLQYellow Corp | COM | 1,703,332 | $15.0M | <0.1% | – | – | History |
| HTHTH World Group Ltd | SPONSORED ADS | 272,557 | $15.0M | <0.1% | – | – | History |
| NEWRNew Relic, Inc. | COM | 243,100 | $14.9M | <0.1% | – | – | History |
| CLRContinental Resources, Inc | COM | 576,162 | $14.9M | <0.1% | – | – | History |
| TGITriumph Group Inc | COM | 808,060 | $14.9M | <0.1% | – | – | History |
| Landcadia Holdings IV, Inc.51477A203 | UNIT 05/01/2025 | 1,500,000 | $14.8M | <0.1% | – | – | – |
| IMGNImmunoGen, Inc. | COM | 1,831,244 | $14.8M | <0.1% | – | – | History |
| NKENIKE, Inc. | Stock | 111,611 | $14.8M | <0.1% | – | – | History |
| PAYCPaycom Software, Inc. | Stock | 39,847 | $14.7M | <0.1% | – | – | History |
| IRIngersoll Rand Inc. | COM | 299,040 | $14.7M | <0.1% | – | – | History |
| CHDNChurchill Downs Inc | COM | 64,584 | $14.7M | <0.1% | – | – | History |
| DAYDayforce, Inc. | COM | 173,962 | $14.7M | <0.1% | – | – | History |
| ASIXAdvanSix Inc. | COM | 541,980 | $14.5M | <0.1% | – | – | History |
| NVSTEnvista Holdings Corp | COM | 355,816 | $14.5M | <0.1% | – | – | History |
| EBEventbrite, Inc. | COM CL A | 655,117 | $14.5M | <0.1% | – | – | History |
| VTLEVital Energy, Inc. | COM | 482,329 | $14.5M | <0.1% | – | – | History |
| SLMSLM Corp | COM | 806,397 | $14.5M | <0.1% | – | – | History |
| APLSApellis Pharmaceuticals, Inc. | COM | 336,643 | $14.4M | <0.1% | – | – | History |
| ZGNXZogenix, Inc. | COM NEW | 739,121 | $14.4M | <0.1% | – | – | History |
| SVMK Inc78489X103 | COM | 786,322 | $14.4M | <0.1% | – | – | – |
| AYIAcuity Inc. (DE) | Stock | 87,174 | $14.4M | <0.1% | – | – | History |
| ADTNADTRAN Holdings, Inc. | COM | 862,113 | $14.4M | <0.1% | – | – | History |
| WSMWilliams Sonoma Inc | COM | 80,031 | $14.3M | <0.1% | – | – | History |
| DBXDropbox, Inc. | CL A | 533,688 | $14.2M | <0.1% | – | – | History |
| Pure Storage Inc74624MAB8 | NOTE 0.125% 4/1 | – | $14.2M | <0.1% | – | – | – |
| Neogenomics Inc64049MAA8 | NOTE 1.250% 5/0 | – | $14.1M | <0.1% | – | – | – |
| IDEXIdeanomics, Inc. | COM | 4,808,844 | $14.0M | <0.1% | – | – | History |
| ELVElevance Health, Inc. | Stock | 39,102 | $14.0M | <0.1% | – | – | History |
| MRTXMirati Therapeutics, Inc. | COM | 81,922 | $14.0M | <0.1% | – | – | History |
| Allscripts Healthcare Solutn01988PAF5 | NOTE 0.875% 1/0 | – | $14.0M | <0.1% | – | – | – |
| RingCentral, Inc.76680RAF4 | NOTE 3/0 | – | $14.0M | <0.1% | – | – | – |
| GHCGraham Holdings Co | COM CL B | 24,837 | $14.0M | <0.1% | – | – | History |
| Q2 Hldgs Inc74736LAB5 | NOTE 0.750% 2/1 | – | $13.9M | <0.1% | – | – | – |
| SEESealed Air Corp | COM | 303,685 | $13.9M | <0.1% | – | – | History |
| APPHAppHarvest, Inc. | COM | 760,000 | $13.9M | <0.1% | – | – | History |
| Jazz Investments I Ltd472145AD3 | NOTE 1.500% 8/1 | – | $13.8M | <0.1% | – | – | – |
| Northern Star Acquisition Co665742102 | COM CLS A | 1,225,000 | $13.6M | <0.1% | – | – | – |
| FBPFirst Bancorp | COM NEW | 1,207,818 | $13.6M | <0.1% | – | – | History |
| RCKTRocket Pharmaceuticals, Inc. | COM | 306,250 | $13.6M | <0.1% | – | – | History |
| CRHCRH Public Ltd Co | ADR | 288,741 | $13.6M | <0.1% | – | – | History |
| Soaring Eagle Acquisition CoG8354H100 | UNIT 02/23/2026 | 1,338,872 | $13.5M | <0.1% | – | – | – |
| SIMOSilicon Motion Technology CORP | SPONSORED ADR | 226,088 | $13.4M | <0.1% | – | – | History |
| GWWW.W. Grainger, Inc. | Stock | 33,423 | $13.4M | <0.1% | – | – | History |
| ADNHAdvent Technologies Holdings, Inc. | COM CL A | 1,000,000 | $13.4M | <0.1% | – | – | History |
| GOTUGaotu Techedu Inc. | SPONSORED ADS | 395,179 | $13.4M | <0.1% | – | – | History |
| MDPediatrix Medical Group, Inc. | COM | 525,283 | $13.4M | <0.1% | – | – | History |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | – | $13.3M | <0.1% | – | – | – |
| TSTenaris SA | SPONSORED ADS | 586,036 | $13.3M | <0.1% | – | – | History |
| Triple-S Mgmt Corp896749108 | CL B | 508,169 | $13.2M | <0.1% | – | – | – |
| Broadstone Acquisition CorpG1739V100 | SHS CL A | 1,350,000 | $13.2M | <0.1% | – | – | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $13.2M | <0.1% | – | – | – |
| GLPIGaming & Leisure Properties, Inc. | COM | 310,715 | $13.2M | <0.1% | – | – | History |
| Workiva Inc98139AAB1 | NOTE 1.125% 8/1 | – | $13.1M | <0.1% | – | – | – |
| TVTYTivity Health, Inc. | COM | 584,612 | $13.0M | <0.1% | – | – | History |
| CECelanese Corp | Stock | 86,261 | $12.9M | <0.1% | – | – | History |
| HAEHaemonetics Corp | COM | 116,386 | $12.9M | <0.1% | – | – | History |
| LYBLyondellBasell Industries N.V. | SHS - A - | 124,088 | $12.9M | <0.1% | – | – | History |
| CHHChoice Hotels International Inc | COM | 119,916 | $12.9M | <0.1% | – | – | History |
| CTRACoterra Energy Inc. | Stock | 684,894 | $12.9M | <0.1% | – | – | History |
| MANManpowerGroup Inc. | COM | 129,887 | $12.8M | <0.1% | – | – | History |
| SNDXSyndax Pharmaceuticals Inc | COM | 573,938 | $12.8M | <0.1% | – | – | History |
| TTCToro Co | COM | 124,384 | $12.8M | <0.1% | – | – | History |
| HMS Hldgs Corp40425J101 | COM | 346,028 | $12.8M | <0.1% | – | – | – |
| DOCHealthpeak Properties, Inc. | COM | 401,367 | $12.7M | <0.1% | – | – | History |
| FASTFastenal Co | Stock | 252,977 | $12.7M | <0.1% | – | – | History |
| CLSCelestica Inc | SUB VTG SHS | 1,515,410 | $12.7M | <0.1% | – | – | History |
| HLFHerbalife Ltd. | COM SHS | 284,825 | $12.6M | <0.1% | – | – | History |
| SCIService Corp International | COM | 246,825 | $12.6M | <0.1% | – | – | History |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | – | $12.6M | <0.1% | – | – | – |
Options (686)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 686 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $935.3M | $522.9M |
| AMZNAmazon Com Inc | Stock | $659.3M | $187.2M |
| MELIMercadolibre Inc | COM | $416.6M | $246.7M |
| XYZBlock, Inc. | CL A | $534.0M | $126.6M |
| BABAAlibaba Group Holding Ltd | ADR | $251.7M | $288.0M |
| CCitigroup Inc | Stock | $267.2M | $120.7M |
| WFCWells Fargo & Company | Stock | $228.8M | $125.7M |
| BKNGBooking Holdings Inc. | Stock | $64.5M | $243.9M |
| AAPLApple Inc. | Stock | $272.4M | $25.2M |
| SHOPShopify Inc. | Stock | $208.5M | $77.9M |
| GMGeneral Motors Co | COM | $160.0M | $101.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $195.5M | $64.9M |
| BABoeing Co | Stock | $167.6M | $90.3M |
| GOOGLAlphabet Inc. | Stock | $65.6M | $182.9M |
| XOMExxonMobil Holdings Corp | COM | $173.1M | $75.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $192.1M | $41.2M |
| DISWalt Disney Co | Stock | $103.2M | $126.7M |
| SESea Ltd | SPONSORD ADS | $129.6M | $99.2M |
| SNAPSnap Inc | Stock | $118.6M | $104.2M |
| GOOGAlphabet Inc. | Stock | $41.4M | $176.0M |
| CRMSalesforce, Inc. | Stock | $146.6M | $70.6M |
| INTCIntel Corp | Stock | $141.5M | $75.0M |
| JPMJPMorgan Chase & Co | Stock | $113.0M | $99.7M |
| ZMZoom Communications, Inc. | Stock | $159.7M | $52.8M |
| BACBank of America Corp | Stock | $129.7M | $82.7M |
| PYPLPayPal Holdings, Inc. | Stock | $160.0M | $46.6M |
| NIONIO Inc. | ADR | $146.0M | $57.9M |
| WWayfair Inc. | CL A | $62.4M | $139.7M |
| TAT&T Inc. | Stock | $150.6M | $47.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $157.6M | $37.5M |
| CMGChipotle Mexican Grill Inc | COM | $99.3M | $91.4M |
| MSMorgan Stanley | Stock | $122.7M | $53.9M |
| GSGoldman Sachs Group Inc | Stock | $109.9M | $61.0M |
| PFEPfizer Inc | Stock | $153.2M | $12.8M |
| MUMicron Technology Inc | Stock | $138.6M | $20.2M |
| ROKURoku, Inc | COM CL A | $94.0M | $64.5M |
| UBERUber Technologies, Inc | Stock | $99.0M | $59.1M |
| PTONPeloton Interactive, Inc. | CL A COM | $77.6M | $70.8M |
| TWTRTwitter, Inc. | COM | $79.9M | $68.1M |
| PINSPinterest, Inc. | CL A | $136.8M | $8.10M |
| METAMeta Platforms, Inc. | Stock | $35.8M | $105.6M |
| BIDUBaidu, Inc. | ADR | $128.3M | $12.5M |
| CHTRCharter Communications, Inc. | CL A | $42.0M | $91.9M |
| TTDTrade Desk, Inc. | Stock | $76.0M | $54.9M |
| BYNDBeyond Meat, Inc. | COM | $86.7M | $42.3M |
| BILIBilibili Inc. | SPONS ADS REP Z | $112.1M | $16.1M |
| KOCoca Cola Co | Stock | $74.2M | $53.5M |
| DALDelta Air Lines, Inc. | COM NEW | $98.0M | $26.2M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $61.8M | $53.8M |
| NFLXNetflix Inc | Stock | $91.8M | $22.4M |
| MRNAModerna, Inc. | Stock | $45.1M | $64.7M |
| AALAmerican Airlines Group Inc. | Stock | $58.9M | $49.8M |
| COUPCoupa Software Inc | COM | $51.9M | $55.5M |
| UPSUnited Parcel Service Inc | Stock | $15.2M | $90.9M |
| FDXFedEx Corp | Stock | $57.8M | $39.5M |
| RHRH | COM | $64.1M | $29.2M |
| FFord Motor Co | Stock | $68.3M | $23.6M |
| ETSYEtsy Inc | COM | $55.5M | $36.3M |
| ABBVAbbVie Inc. | Stock | $55.4M | $34.9M |
| IBMInternational Business Machines Corp | Stock | $54.5M | $33.7M |
| WYNNWynn Resorts Ltd | COM | $49.7M | $38.5M |
| TDOCTeladoc Health, Inc. | COM | $55.1M | $31.6M |
| AZOAutoZone Inc | COM | $14.6M | $70.2M |
| AMDAdvanced Micro Devices Inc | Stock | $84.7M | – |
| SPGSimon Property Group Inc. | REIT | $55.5M | $28.4M |
| UALUnited Airlines Holdings, Inc. | COM | $51.6M | $31.9M |
| MGMMGM Resorts International | Stock | $53.7M | $28.0M |
| NOWServiceNow, Inc. | Stock | $52.8M | $28.8M |
| DKNGDraftKings Inc. | COM CL A | $30.3M | $49.4M |
| BPBP PLC | ADR | $44.4M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $27.1M | $52.3M |
| LYFTLyft, Inc. | CL A COM | $43.6M | $35.5M |
| CATCaterpillar Inc | Stock | $47.6M | $30.8M |
| TWLOTwilio Inc | CL A | $51.1M | $27.0M |
| NVDANVIDIA Corp | Stock | $68.8M | $8.81M |
| MRKMerck & Co., Inc. | Stock | $63.1M | $14.5M |
| Paramount Global92556H206 | CL B | $21.5M | $55.8M |
| SPOTSpotify Technology S.A. | Stock | $56.0M | $20.0M |
| FSLYFastly, Inc. | CL A | $53.0M | $22.9M |
| HUBSHubSpot Inc | COM | $40.9M | $32.9M |
| ADBEAdobe Inc. | Stock | $32.6M | $38.0M |
| JDJD.com, Inc. | SPON ADS CL A | $55.3M | $15.2M |
| FCXFreeport-McMoran Inc | Stock | $37.8M | $32.0M |
| CVSCVS Health Corp | Stock | $49.8M | $19.8M |
| SEDGSolaredge Technologies, Inc. | COM | $52.6M | $16.4M |
| CVXChevron Corp | Stock | $34.7M | $34.2M |
| RCLRoyal Caribbean Cruises Ltd | COM | $29.3M | $39.0M |
| EXPEExpedia Group, Inc. | Stock | $28.7M | $38.2M |
| ENPHEnphase Energy, Inc. | Stock | $48.2M | $17.0M |
| LMTLockheed Martin Corp | Stock | $27.8M | $35.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $48.5M | $14.2M |
| DDOGDatadog, Inc. | CL A COM | $42.5M | $19.3M |
| DXCMDexcom Inc | COM | $34.8M | $26.0M |
| ZSZscaler, Inc. | Stock | $28.9M | $31.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $30.6M | $29.9M |
| SAMBoston Beer Co Inc | CL A | $55.6M | $3.98M |
| VALEVale S.A. | SPONSORED ADS | $25.0M | $34.1M |
| RNGRingCentral, Inc. | CL A | $31.8M | $26.6M |
| Barrick Gold Corp067901108 | COM | $47.8M | $9.30M |
| WMTWalmart Inc. | Stock | $52.1M | $4.25M |