D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 2,918
- No 13F data for Q4 2020
- Portfolio value
- $81.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| ESIElement Solutions Inc | COM | 1,100,459 | $20.1M | <0.1% | – | – | History |
| AEMAgnico Eagle Mines Ltd | Stock | 347,829 | $20.1M | <0.1% | – | – | History |
| Austerlitz Acquisition CorpG0633U119 | UNIT 99/99/9999 | 2,000,000 | $20.1M | <0.1% | – | – | – |
| AZOAutoZone Inc | COM | 14,248 | $20.0M | <0.1% | – | – | History |
| CRTOCriteo S.A. | SPONS ADS | 576,142 | $20.0M | <0.1% | – | – | History |
| MGAMagna International Inc | COM | 227,005 | $20.0M | <0.1% | – | – | History |
| VYXNCR Voyix Corp | COM | 526,515 | $20.0M | <0.1% | – | – | History |
| South Jersey Inds Inc838518306 | UNIT 04/01/2024 | 400,000 | $19.9M | <0.1% | – | – | – |
| SWKSSkyworks Solutions, Inc. | Stock | 108,483 | $19.9M | <0.1% | – | – | History |
| Liberty Media Corp Del531229AF9 | NOTE 1.000% 1/3 | – | $19.8M | <0.1% | – | – | – |
| Dte Energy Co233331842 | UNIT 11/01/2022S | 393,500 | $19.7M | <0.1% | – | – | – |
| American Elec PWR Co Inc02557T307 | UNIT 08/15/2025 | 398,740 | $19.6M | <0.1% | – | – | – |
| EHCEncompass Health Corp | COM | 239,286 | $19.6M | <0.1% | – | – | History |
| SANMSanmina Corp | COM | 468,203 | $19.4M | <0.1% | – | – | History |
| ELANElanco Animal Health Inc | COM | 657,564 | $19.4M | <0.1% | – | – | History |
| MongoDB, Inc.60937PAD8 | NOTE 0.250% 1/1 | – | $19.3M | <0.1% | – | – | – |
| Istar Inc45031UCB5 | NOTE 3.125% 9/1 | – | $19.2M | <0.1% | – | – | – |
| Clovis Oncology, Inc.189464AC4 | CONVERTIBLE BOND | – | $19.2M | <0.1% | – | – | – |
| Ligand Pharmaceuticals Inc53220KAF5 | NOTE 0.750% 5/1 | – | $19.2M | <0.1% | – | – | – |
| UNVRUnivar Solutions Inc. | COM | 885,905 | $19.1M | <0.1% | – | – | History |
| VSHVishay Intertechnology Inc | COM | 790,649 | $19.0M | <0.1% | – | – | History |
| Momo Inc60879BAB3 | NOTE 1.250% 7/0 | – | $19.0M | <0.1% | – | – | – |
| CNQCanadian Natural Resources Ltd | COM | 614,102 | $19.0M | <0.1% | – | – | History |
| STLSterling Bancorp | COM | 822,503 | $18.9M | <0.1% | – | – | History |
| BEBloom Energy Corp | COM CL A | 699,760 | $18.9M | <0.1% | – | – | History |
| MDPHawkeye Acquisition, Inc. | COM | 635,618 | $18.9M | <0.1% | – | – | History |
| CDPCopt Defense Properties | REIT | 718,420 | $18.9M | <0.1% | – | – | History |
| CVMCel Sci Corp | COM PAR NEW | 1,235,782 | $18.8M | <0.1% | – | – | History |
| OBDCBlue Owl Capital Corp | COM | 1,356,298 | $18.7M | <0.1% | – | – | History |
| FRFirst Industrial Realty Trust Inc | COM | 407,403 | $18.7M | <0.1% | – | – | History |
| MTDMettler Toledo International Inc | COM | 16,133 | $18.6M | <0.1% | – | – | History |
| ALTAltimmune, Inc. | COM NEW | 1,315,814 | $18.6M | <0.1% | – | – | History |
| JHGJanus Henderson Group Ltd. | ORD SHS | 596,164 | $18.6M | <0.1% | – | – | History |
| Smart Global Hldgs Inc83205YAB0 | NOTE 2.250% 2/1 | – | $18.5M | <0.1% | – | – | – |
| Starz Entertainment Corp535919500 | CL B NON VTG | 1,434,378 | $18.5M | <0.1% | – | – | – |
| FTITechnipFMC plc | COM | 2,382,669 | $18.4M | <0.1% | – | – | History |
| AELAmerican National Group Inc. | COM | 580,810 | $18.3M | <0.1% | – | – | History |
| ODFLOld Dominion Freight Line, Inc. | COM | 75,553 | $18.2M | <0.1% | – | – | History |
| TUPTupperware Brands Corp | COM | 681,171 | $18.0M | <0.1% | – | – | History |
| MATMattel Inc | COM | 902,972 | $18.0M | <0.1% | – | – | History |
| WDCWestern Digital Corp | COM | 269,268 | $18.0M | <0.1% | – | – | History |
| Theravance Inc88338TAB0 | NOTE 2.125% 1/1 | – | $18.0M | <0.1% | – | – | – |
| UISUnisys Corp | COM NEW | 705,667 | $17.9M | <0.1% | – | – | History |
| NVCRNovoCure Ltd | ORD SHS | 134,916 | $17.8M | <0.1% | – | – | History |
| DCHDauch Corp | COM | 1,842,405 | $17.8M | <0.1% | – | – | History |
| CNKCinemark Holdings, Inc. | COM | 869,648 | $17.7M | <0.1% | – | – | History |
| AMRSAmyris, Inc. | COM NEW | 928,662 | $17.7M | <0.1% | – | – | History |
| MPWRMonolithic Power Systems, Inc. | COM | 50,113 | $17.7M | <0.1% | – | – | History |
| RKTRocket Companies, Inc. | Stock | 766,362 | $17.7M | <0.1% | – | – | History |
| RDNRadian Group Inc | COM | 760,893 | $17.7M | <0.1% | – | – | History |
| LXRXLexicon Pharmaceuticals, Inc. | COM NEW | 3,006,612 | $17.6M | <0.1% | – | – | History |
| GWREGuidewire Software, Inc. | COM | 173,510 | $17.6M | <0.1% | – | – | History |
| WMSAdvanced Drainage Systems, Inc. | COM | 170,551 | $17.6M | <0.1% | – | – | History |
| TROWPrice T Rowe Group Inc | Stock | 102,604 | $17.6M | <0.1% | – | – | History |
| MGYMagnolia Oil & Gas Corp | CL A | 1,532,884 | $17.6M | <0.1% | – | – | History |
| PRAAPra Group Inc | COM | 472,853 | $17.5M | <0.1% | – | – | History |
| Granite Constr Inc387328AB3 | NOTE 2.750%11/0 | – | $17.5M | <0.1% | – | – | – |
| PRDOPerdoceo Education Corp | COM | 1,459,636 | $17.5M | <0.1% | – | – | History |
| Liberty Media Corp Del531229AE2 | DEB 2.250% 9/3 | – | $17.5M | <0.1% | – | – | – |
| WLYJohn Wiley & Sons, Inc. | CL A | 321,137 | $17.4M | <0.1% | – | – | History |
| HMCHonda Motor Co Ltd | ADR ECH CNV IN 3 | 576,318 | $17.4M | <0.1% | – | – | History |
| VRSKVerisk Analytics, Inc. | COM | 98,269 | $17.4M | <0.1% | – | – | History |
| SDCSmileDirectClub, Inc. | CL A COM | 1,682,732 | $17.3M | <0.1% | – | – | History |
| HLTHilton Worldwide Holdings Inc. | COM | 143,258 | $17.3M | <0.1% | – | – | History |
| PODDInsulet Corp | Stock | 66,294 | $17.3M | <0.1% | – | – | History |
| GNWGenworth Financial Inc | COM SHS | 5,189,529 | $17.2M | <0.1% | – | – | History |
| GPCGenuine Parts Co | Stock | 148,617 | $17.2M | <0.1% | – | – | History |
| LHLabcorp Holdings Inc. | COM NEW | 67,358 | $17.2M | <0.1% | – | – | History |
| IRWDIronwood Pharmaceuticals Inc | COM CL A | 1,521,040 | $17.0M | <0.1% | – | – | History |
| Bespoke Cap Acquisition Corp086344108 | CL A REST VTG | 1,700,000 | $17.0M | <0.1% | – | – | – |
| UVXYProShares Trust II | ULTRA VIX SHORT | 2,993,163 | $16.9M | <0.1% | – | – | History |
| MRCMRC Global Inc. | COM | 1,869,870 | $16.9M | <0.1% | – | – | History |
| EIXEdison International | Stock | 287,744 | $16.9M | <0.1% | – | – | History |
| Go Acquisition Corp362019101 | COM | 1,710,983 | $16.9M | <0.1% | – | – | – |
| UNFIUnited Natural Foods Inc | COM | 508,835 | $16.8M | <0.1% | – | – | History |
| Intrexon Corp46122TAA0 | NOTE 3.500% 7/0 | – | $16.7M | <0.1% | – | – | – |
| TPHTri Pointe Homes, Inc. | COM | 821,898 | $16.7M | <0.1% | – | – | History |
| BNSBank of Nova Scotia | COM | 266,279 | $16.7M | <0.1% | – | – | History |
| MURMurphy Oil Corp | COM | 1,009,046 | $16.6M | <0.1% | – | – | History |
| ARCBArcbest Corp | COM | 235,246 | $16.6M | <0.1% | – | – | History |
| TXG10x Genomics, Inc. | CL A COM | 90,913 | $16.5M | <0.1% | – | – | History |
| RRRRed Rock Resorts, Inc. | CL A | 504,374 | $16.4M | <0.1% | – | – | History |
| HAPNHappen, Inc. | COM NEW | 991,044 | $16.4M | <0.1% | – | – | History |
| Perspecta Inc715347100 | COM | 563,196 | $16.4M | <0.1% | – | – | – |
| LBTYKLiberty Global Ltd. | SHS CL C | 639,721 | $16.3M | <0.1% | – | – | History |
| EGHT8X8 Inc | COM | 502,584 | $16.3M | <0.1% | – | – | History |
| TWTradeweb Markets Inc. | Stock | 220,308 | $16.3M | <0.1% | – | – | History |
| BMYBristol Myers Squibb Co | Stock | 256,959 | $16.2M | <0.1% | – | – | History |
| PVHPVH Corp. | COM | 153,453 | $16.2M | <0.1% | – | – | History |
| CWHCamping World Holdings, Inc. | CL A | 444,398 | $16.2M | <0.1% | – | – | History |
| CNHCNH Industrial N.V. | SHS | 1,033,595 | $16.2M | <0.1% | – | – | History |
| Liberty Media Corp Del531229AB8 | NOTE 1.375%10/1 | – | $16.1M | <0.1% | – | – | – |
| OXYOccidental Petroleum Corp | Stock | 604,091 | $16.1M | <0.1% | – | – | History |
| SOSouthern Co | Stock | 258,454 | $16.1M | <0.1% | – | – | History |
| Coherent Inc192479103 | COM | 63,492 | $16.1M | <0.1% | – | – | – |
| DMDesktop Metal, Inc. | COM CL A | 1,075,000 | $16.0M | <0.1% | – | – | History |
| INGRIngredion Inc | COM | 178,116 | $16.0M | <0.1% | – | – | History |
| AUAngloGold Ashanti PLC | SPONSORED ADR | 728,037 | $16.0M | <0.1% | – | – | History |
| SPOTSpotify Technology S.A. | Stock | 59,079 | $15.8M | <0.1% | – | – | History |
| MMM3M Co | Stock | 81,883 | $15.8M | <0.1% | – | – | History |
Options (686)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 686 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $935.3M | $522.9M |
| AMZNAmazon Com Inc | Stock | $659.3M | $187.2M |
| MELIMercadolibre Inc | COM | $416.6M | $246.7M |
| XYZBlock, Inc. | CL A | $534.0M | $126.6M |
| BABAAlibaba Group Holding Ltd | ADR | $251.7M | $288.0M |
| CCitigroup Inc | Stock | $267.2M | $120.7M |
| WFCWells Fargo & Company | Stock | $228.8M | $125.7M |
| BKNGBooking Holdings Inc. | Stock | $64.5M | $243.9M |
| AAPLApple Inc. | Stock | $272.4M | $25.2M |
| SHOPShopify Inc. | Stock | $208.5M | $77.9M |
| GMGeneral Motors Co | COM | $160.0M | $101.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $195.5M | $64.9M |
| BABoeing Co | Stock | $167.6M | $90.3M |
| GOOGLAlphabet Inc. | Stock | $65.6M | $182.9M |
| XOMExxonMobil Holdings Corp | COM | $173.1M | $75.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $192.1M | $41.2M |
| DISWalt Disney Co | Stock | $103.2M | $126.7M |
| SESea Ltd | SPONSORD ADS | $129.6M | $99.2M |
| SNAPSnap Inc | Stock | $118.6M | $104.2M |
| GOOGAlphabet Inc. | Stock | $41.4M | $176.0M |
| CRMSalesforce, Inc. | Stock | $146.6M | $70.6M |
| INTCIntel Corp | Stock | $141.5M | $75.0M |
| JPMJPMorgan Chase & Co | Stock | $113.0M | $99.7M |
| ZMZoom Communications, Inc. | Stock | $159.7M | $52.8M |
| BACBank of America Corp | Stock | $129.7M | $82.7M |
| PYPLPayPal Holdings, Inc. | Stock | $160.0M | $46.6M |
| NIONIO Inc. | ADR | $146.0M | $57.9M |
| WWayfair Inc. | CL A | $62.4M | $139.7M |
| TAT&T Inc. | Stock | $150.6M | $47.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $157.6M | $37.5M |
| CMGChipotle Mexican Grill Inc | COM | $99.3M | $91.4M |
| MSMorgan Stanley | Stock | $122.7M | $53.9M |
| GSGoldman Sachs Group Inc | Stock | $109.9M | $61.0M |
| PFEPfizer Inc | Stock | $153.2M | $12.8M |
| MUMicron Technology Inc | Stock | $138.6M | $20.2M |
| ROKURoku, Inc | COM CL A | $94.0M | $64.5M |
| UBERUber Technologies, Inc | Stock | $99.0M | $59.1M |
| PTONPeloton Interactive, Inc. | CL A COM | $77.6M | $70.8M |
| TWTRTwitter, Inc. | COM | $79.9M | $68.1M |
| PINSPinterest, Inc. | CL A | $136.8M | $8.10M |
| METAMeta Platforms, Inc. | Stock | $35.8M | $105.6M |
| BIDUBaidu, Inc. | ADR | $128.3M | $12.5M |
| CHTRCharter Communications, Inc. | CL A | $42.0M | $91.9M |
| TTDTrade Desk, Inc. | Stock | $76.0M | $54.9M |
| BYNDBeyond Meat, Inc. | COM | $86.7M | $42.3M |
| BILIBilibili Inc. | SPONS ADS REP Z | $112.1M | $16.1M |
| KOCoca Cola Co | Stock | $74.2M | $53.5M |
| DALDelta Air Lines, Inc. | COM NEW | $98.0M | $26.2M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $61.8M | $53.8M |
| NFLXNetflix Inc | Stock | $91.8M | $22.4M |
| MRNAModerna, Inc. | Stock | $45.1M | $64.7M |
| AALAmerican Airlines Group Inc. | Stock | $58.9M | $49.8M |
| COUPCoupa Software Inc | COM | $51.9M | $55.5M |
| UPSUnited Parcel Service Inc | Stock | $15.2M | $90.9M |
| FDXFedEx Corp | Stock | $57.8M | $39.5M |
| RHRH | COM | $64.1M | $29.2M |
| FFord Motor Co | Stock | $68.3M | $23.6M |
| ETSYEtsy Inc | COM | $55.5M | $36.3M |
| ABBVAbbVie Inc. | Stock | $55.4M | $34.9M |
| IBMInternational Business Machines Corp | Stock | $54.5M | $33.7M |
| WYNNWynn Resorts Ltd | COM | $49.7M | $38.5M |
| TDOCTeladoc Health, Inc. | COM | $55.1M | $31.6M |
| AZOAutoZone Inc | COM | $14.6M | $70.2M |
| AMDAdvanced Micro Devices Inc | Stock | $84.7M | – |
| SPGSimon Property Group Inc. | REIT | $55.5M | $28.4M |
| UALUnited Airlines Holdings, Inc. | COM | $51.6M | $31.9M |
| MGMMGM Resorts International | Stock | $53.7M | $28.0M |
| NOWServiceNow, Inc. | Stock | $52.8M | $28.8M |
| DKNGDraftKings Inc. | COM CL A | $30.3M | $49.4M |
| BPBP PLC | ADR | $44.4M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $27.1M | $52.3M |
| LYFTLyft, Inc. | CL A COM | $43.6M | $35.5M |
| CATCaterpillar Inc | Stock | $47.6M | $30.8M |
| TWLOTwilio Inc | CL A | $51.1M | $27.0M |
| NVDANVIDIA Corp | Stock | $68.8M | $8.81M |
| MRKMerck & Co., Inc. | Stock | $63.1M | $14.5M |
| Paramount Global92556H206 | CL B | $21.5M | $55.8M |
| SPOTSpotify Technology S.A. | Stock | $56.0M | $20.0M |
| FSLYFastly, Inc. | CL A | $53.0M | $22.9M |
| HUBSHubSpot Inc | COM | $40.9M | $32.9M |
| ADBEAdobe Inc. | Stock | $32.6M | $38.0M |
| JDJD.com, Inc. | SPON ADS CL A | $55.3M | $15.2M |
| FCXFreeport-McMoran Inc | Stock | $37.8M | $32.0M |
| CVSCVS Health Corp | Stock | $49.8M | $19.8M |
| SEDGSolaredge Technologies, Inc. | COM | $52.6M | $16.4M |
| CVXChevron Corp | Stock | $34.7M | $34.2M |
| RCLRoyal Caribbean Cruises Ltd | COM | $29.3M | $39.0M |
| EXPEExpedia Group, Inc. | Stock | $28.7M | $38.2M |
| ENPHEnphase Energy, Inc. | Stock | $48.2M | $17.0M |
| LMTLockheed Martin Corp | Stock | $27.8M | $35.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $48.5M | $14.2M |
| DDOGDatadog, Inc. | CL A COM | $42.5M | $19.3M |
| DXCMDexcom Inc | COM | $34.8M | $26.0M |
| ZSZscaler, Inc. | Stock | $28.9M | $31.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $30.6M | $29.9M |
| SAMBoston Beer Co Inc | CL A | $55.6M | $3.98M |
| VALEVale S.A. | SPONSORED ADS | $25.0M | $34.1M |
| RNGRingCentral, Inc. | CL A | $31.8M | $26.6M |
| Barrick Gold Corp067901108 | COM | $47.8M | $9.30M |
| WMTWalmart Inc. | Stock | $52.1M | $4.25M |