D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 2,918
- No 13F data for Q4 2020
- Portfolio value
- $81.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| MTWManitowoc Co Inc | COM NEW | 608,961 | $12.6M | <0.1% | – | – | History |
| INVAInnoviva, Inc. | COM | 1,049,398 | $12.5M | <0.1% | – | – | History |
| AXGNAxogen, Inc. | COM | 612,632 | $12.4M | <0.1% | – | – | History |
| REGRegency Centers Corp | COM | 218,227 | $12.4M | <0.1% | – | – | History |
| SMARSmartsheet Inc | COM CL A | 193,579 | $12.4M | <0.1% | – | – | History |
| PBHPrestige Consumer Healthcare Inc. | COM | 278,504 | $12.3M | <0.1% | – | – | History |
| Churchill Capital Corp VI17143W200 | UNIT 99/99/9999 | 1,216,606 | $12.2M | <0.1% | – | – | – |
| Cohn Robbins Holdings CorpG23726105 | COM CL A | 1,243,496 | $12.2M | <0.1% | – | – | – |
| BLDPBallard Power Systems Inc. | COM | 502,112 | $12.2M | <0.1% | – | – | History |
| AAPAdvance Auto Parts Inc | COM | 66,331 | $12.2M | <0.1% | – | – | History |
| TDCTeradata Corp | Stock | 315,155 | $12.1M | <0.1% | – | – | History |
| CONNConns Inc | COM | 622,822 | $12.1M | <0.1% | – | – | History |
| American Elec PWR Co Inc025537127 | UNIT 08/01/2021 | 250,000 | $12.1M | <0.1% | – | – | – |
| BECNQxo Building Products, Inc. | COM | 231,066 | $12.1M | <0.1% | – | – | History |
| STSensata Technologies Holding plc | SHS | 208,514 | $12.1M | <0.1% | – | – | History |
| Nextera Energy Inc65339F770 | UNIT 99/99/9999 | 242,732 | $12.1M | <0.1% | – | – | – |
| ADNTAdient plc | Stock | 273,237 | $12.1M | <0.1% | – | – | History |
| CALCaleres Inc | COM | 551,556 | $12.0M | <0.1% | – | – | History |
| CXPColumbia Property Trust, Inc. | COM NEW | 702,529 | $12.0M | <0.1% | – | – | History |
| MKCMcCormick & Co Inc | Stock | 134,305 | $12.0M | <0.1% | – | – | History |
| Applied Optoelectronics, Inc.03823UAB8 | NOTE 5.000% 3/1 | – | $11.9M | <0.1% | – | – | – |
| ROLRollins Inc | COM | 345,684 | $11.9M | <0.1% | – | – | History |
| DCIDonaldson Co Inc | Stock | 204,323 | $11.9M | <0.1% | – | – | History |
| EXPREXP OldCo Winddown, Inc. | COM | 2,947,558 | $11.8M | <0.1% | – | – | History |
| ORealty Income Corp | REIT | 186,063 | $11.8M | <0.1% | – | – | History |
| SEICSEI Investments Co | COM | 193,441 | $11.8M | <0.1% | – | – | History |
| LSCCLattice Semiconductor Corp | COM | 261,746 | $11.8M | <0.1% | – | – | History |
| DNLIDenali Therapeutics Inc. | COM | 206,162 | $11.8M | <0.1% | – | – | History |
| GILGildan Activewear Inc. | Stock | 381,280 | $11.7M | <0.1% | – | – | History |
| ACAArcosa, Inc. | COM | 179,082 | $11.7M | <0.1% | – | – | History |
| ChemoCentryx, Inc.16383L106 | COM | 227,273 | $11.6M | <0.1% | – | – | – |
| BPBP PLC | ADR | 478,197 | $11.6M | <0.1% | – | – | History |
| Omeros Corp682143AE2 | NOTE 6.250%11/1 | – | $11.6M | <0.1% | – | – | – |
| ASHAshland Inc. | COM | 130,993 | $11.6M | <0.1% | – | – | History |
| CARSCars.com Inc. | COM | 896,574 | $11.6M | <0.1% | – | – | History |
| MGNXMacrogenics Inc | COM | 362,417 | $11.5M | <0.1% | – | – | History |
| Realpage Inc75606NAB5 | NOTE 1.500%11/1 | – | $11.5M | <0.1% | – | – | – |
| PRPBCC Neuberger Principal Holdings II | SHS CL A | 1,160,528 | $11.4M | <0.1% | – | – | History |
| EQCEQC Liquidating Trust | COM SH BEN INT | 411,048 | $11.4M | <0.1% | – | – | History |
| RAMPLiveRamp Holdings, Inc. | COM | 219,757 | $11.4M | <0.1% | – | – | History |
| BRBroadridge Financial Solutions, Inc. | Stock | 74,294 | $11.4M | <0.1% | – | – | History |
| AMCXAMC Global Media Inc. | CL A | 213,639 | $11.4M | <0.1% | – | – | History |
| ARCHArch Resources, Inc. | CL A | 272,853 | $11.4M | <0.1% | – | – | History |
| VNDAVanda Pharmaceuticals Inc. | COM | 754,429 | $11.3M | <0.1% | – | – | History |
| TRNTrinity Industries Inc | COM | 396,595 | $11.3M | <0.1% | – | – | History |
| WHWyndham Hotels & Resorts, Inc. | COM | 161,689 | $11.3M | <0.1% | – | – | History |
| LKQLKQ Corp | COM | 266,384 | $11.3M | <0.1% | – | – | History |
| IDTIdt Corp | CL B NEW | 496,421 | $11.2M | <0.1% | – | – | History |
| DGDollar General Corp | COM | 55,508 | $11.2M | <0.1% | – | – | History |
| TGNATegna Inc | COM | 593,406 | $11.2M | <0.1% | – | – | History |
| CPSCooper-Standard Holdings Inc. | COM | 307,216 | $11.2M | <0.1% | – | – | History |
| CENTACentral Garden & Pet Co | CL A NON-VTG | 215,014 | $11.2M | <0.1% | – | – | History |
| FCNCAFirst Citizens Bancshares Inc | CL A | 13,327 | $11.1M | <0.1% | – | – | History |
| WBSWebster Financial Corp | COM | 201,509 | $11.1M | <0.1% | – | – | History |
| VRNSVaronis Systems Inc | COM | 216,124 | $11.1M | <0.1% | – | – | History |
| SWTXSpringWorks Therapeutics, Inc. | COM | 150,241 | $11.1M | <0.1% | – | – | History |
| ALNYAlnylam Pharmaceuticals, Inc. | COM | 77,903 | $11.0M | <0.1% | – | – | History |
| TPGYTPG Pace Beneficial Finance Corp. | CL A COM | 559,436 | $11.0M | <0.1% | – | – | History |
| CMPRCIMPRESS plc | SHS EURO | 109,129 | $10.9M | <0.1% | – | – | History |
| CRONCronos Group Inc. | COM | 1,153,588 | $10.9M | <0.1% | – | – | History |
| LILi Auto Inc. | SPONSORED ADS | 435,275 | $10.9M | <0.1% | – | – | History |
| ONOn Semiconductor Corp | Stock | 260,984 | $10.9M | <0.1% | – | – | History |
| CHTRCharter Communications, Inc. | CL A | 17,572 | $10.8M | <0.1% | – | – | History |
| QUOTQuotient Technology Inc. | COM | 663,267 | $10.8M | <0.1% | – | – | History |
| FOSLFossil Group, Inc. | COM | 873,101 | $10.8M | <0.1% | – | – | History |
| OCOwens Corning | Stock | 117,457 | $10.8M | <0.1% | – | – | History |
| HOUSAnywhere Real Estate Inc. | COM | 713,419 | $10.8M | <0.1% | – | – | History |
| AOSLAlpha & Omega Semiconductor Ltd | SHS | 329,513 | $10.8M | <0.1% | – | – | History |
| SYYSysco Corp | Stock | 136,179 | $10.7M | <0.1% | – | – | History |
| OCULOcular Therapeutix, Inc | COM | 652,128 | $10.7M | <0.1% | – | – | History |
| PCPCPeriphas Capital Partnering Corp | COM CL A | 450,000 | $10.7M | <0.1% | – | – | History |
| SAHSonic Automotive Inc | CL A | 215,386 | $10.7M | <0.1% | – | – | History |
| EYENational Vision Holdings, Inc. | COM | 242,943 | $10.6M | <0.1% | – | – | History |
| PBIPitney Bowes Inc | COM | 1,291,812 | $10.6M | <0.1% | – | – | History |
| NSCNorfolk Southern Corp | Stock | 39,563 | $10.6M | <0.1% | – | – | History |
| KTKT Corp | SPONSORED ADR | 853,800 | $10.6M | <0.1% | – | – | History |
| ARAYAccuray Inc | COM | 2,128,272 | $10.5M | <0.1% | – | – | History |
| Granite Real Estate Invt Tr387437114 | UNIT 99/99/9999 | 172,568 | $10.5M | <0.1% | – | – | – |
| CONXCONX Corp. | COM CL A | 1,046,915 | $10.4M | <0.1% | – | – | History |
| HCSGHealthcare Services Group Inc | COM | 371,693 | $10.4M | <0.1% | – | – | History |
| FNKOFunko, Inc. | COM CL A | 528,815 | $10.4M | <0.1% | – | – | History |
| Decarbonization Plus Acqu II24279D204 | UNIT 03/19/2026 | 1,041,176 | $10.4M | <0.1% | – | – | – |
| MSMorgan Stanley | Stock | 133,180 | $10.3M | <0.1% | – | – | History |
| NLYAnnaly Capital Management Inc | COM | 1,202,340 | $10.3M | <0.1% | – | – | History |
| BYNDBeyond Meat, Inc. | COM | 79,410 | $10.3M | <0.1% | – | – | History |
| JBTMJBT Marel Corp | COM | 77,206 | $10.3M | <0.1% | – | – | History |
| QVCGAOld QVC Group, Inc. | COM SER A | 872,235 | $10.3M | <0.1% | – | – | History |
| CM Life Sciences II Inc125842203 | UNIT 02/25/2028 | 800,000 | $10.2M | <0.1% | – | – | – |
| SVCService Properties Trust | COM SH BEN INT | 863,031 | $10.2M | <0.1% | – | – | History |
| LCILannett Co Inc | COM | 1,933,017 | $10.2M | <0.1% | – | – | History |
| SAMBoston Beer Co Inc | CL A | 8,459 | $10.2M | <0.1% | – | – | History |
| EBAYeBay Inc | COM | 166,601 | $10.2M | <0.1% | – | – | History |
| CPFCentral Pacific Financial Corp | COM NEW | 382,235 | $10.2M | <0.1% | – | – | History |
| BKEBuckle Inc | COM | 259,557 | $10.2M | <0.1% | – | – | History |
| DFINDonnelley Financial Solutions, Inc. | COM | 366,113 | $10.2M | <0.1% | – | – | History |
| Acorda Therapeutics, Inc.00484MAC0 | NOTE 6.000%12/0 | – | $10.1M | <0.1% | – | – | – |
| Go Acquisition Corp362019200 | UNIT 08/31/2027 | 995,000 | $10.1M | <0.1% | – | – | – |
| Kirkland Lake Gold Ltd49741E100 | COM | 298,424 | $10.1M | <0.1% | – | – | – |
| PACWPacwest Bancorp | COM | 264,007 | $10.1M | <0.1% | – | – | History |
| DMRCDigimarc Corp | COM | 339,116 | $10.1M | <0.1% | – | – | History |
Options (686)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 686 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $935.3M | $522.9M |
| AMZNAmazon Com Inc | Stock | $659.3M | $187.2M |
| MELIMercadolibre Inc | COM | $416.6M | $246.7M |
| XYZBlock, Inc. | CL A | $534.0M | $126.6M |
| BABAAlibaba Group Holding Ltd | ADR | $251.7M | $288.0M |
| CCitigroup Inc | Stock | $267.2M | $120.7M |
| WFCWells Fargo & Company | Stock | $228.8M | $125.7M |
| BKNGBooking Holdings Inc. | Stock | $64.5M | $243.9M |
| AAPLApple Inc. | Stock | $272.4M | $25.2M |
| SHOPShopify Inc. | Stock | $208.5M | $77.9M |
| GMGeneral Motors Co | COM | $160.0M | $101.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $195.5M | $64.9M |
| BABoeing Co | Stock | $167.6M | $90.3M |
| GOOGLAlphabet Inc. | Stock | $65.6M | $182.9M |
| XOMExxonMobil Holdings Corp | COM | $173.1M | $75.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $192.1M | $41.2M |
| DISWalt Disney Co | Stock | $103.2M | $126.7M |
| SESea Ltd | SPONSORD ADS | $129.6M | $99.2M |
| SNAPSnap Inc | Stock | $118.6M | $104.2M |
| GOOGAlphabet Inc. | Stock | $41.4M | $176.0M |
| CRMSalesforce, Inc. | Stock | $146.6M | $70.6M |
| INTCIntel Corp | Stock | $141.5M | $75.0M |
| JPMJPMorgan Chase & Co | Stock | $113.0M | $99.7M |
| ZMZoom Communications, Inc. | Stock | $159.7M | $52.8M |
| BACBank of America Corp | Stock | $129.7M | $82.7M |
| PYPLPayPal Holdings, Inc. | Stock | $160.0M | $46.6M |
| NIONIO Inc. | ADR | $146.0M | $57.9M |
| WWayfair Inc. | CL A | $62.4M | $139.7M |
| TAT&T Inc. | Stock | $150.6M | $47.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $157.6M | $37.5M |
| CMGChipotle Mexican Grill Inc | COM | $99.3M | $91.4M |
| MSMorgan Stanley | Stock | $122.7M | $53.9M |
| GSGoldman Sachs Group Inc | Stock | $109.9M | $61.0M |
| PFEPfizer Inc | Stock | $153.2M | $12.8M |
| MUMicron Technology Inc | Stock | $138.6M | $20.2M |
| ROKURoku, Inc | COM CL A | $94.0M | $64.5M |
| UBERUber Technologies, Inc | Stock | $99.0M | $59.1M |
| PTONPeloton Interactive, Inc. | CL A COM | $77.6M | $70.8M |
| TWTRTwitter, Inc. | COM | $79.9M | $68.1M |
| PINSPinterest, Inc. | CL A | $136.8M | $8.10M |
| METAMeta Platforms, Inc. | Stock | $35.8M | $105.6M |
| BIDUBaidu, Inc. | ADR | $128.3M | $12.5M |
| CHTRCharter Communications, Inc. | CL A | $42.0M | $91.9M |
| TTDTrade Desk, Inc. | Stock | $76.0M | $54.9M |
| BYNDBeyond Meat, Inc. | COM | $86.7M | $42.3M |
| BILIBilibili Inc. | SPONS ADS REP Z | $112.1M | $16.1M |
| KOCoca Cola Co | Stock | $74.2M | $53.5M |
| DALDelta Air Lines, Inc. | COM NEW | $98.0M | $26.2M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $61.8M | $53.8M |
| NFLXNetflix Inc | Stock | $91.8M | $22.4M |
| MRNAModerna, Inc. | Stock | $45.1M | $64.7M |
| AALAmerican Airlines Group Inc. | Stock | $58.9M | $49.8M |
| COUPCoupa Software Inc | COM | $51.9M | $55.5M |
| UPSUnited Parcel Service Inc | Stock | $15.2M | $90.9M |
| FDXFedEx Corp | Stock | $57.8M | $39.5M |
| RHRH | COM | $64.1M | $29.2M |
| FFord Motor Co | Stock | $68.3M | $23.6M |
| ETSYEtsy Inc | COM | $55.5M | $36.3M |
| ABBVAbbVie Inc. | Stock | $55.4M | $34.9M |
| IBMInternational Business Machines Corp | Stock | $54.5M | $33.7M |
| WYNNWynn Resorts Ltd | COM | $49.7M | $38.5M |
| TDOCTeladoc Health, Inc. | COM | $55.1M | $31.6M |
| AZOAutoZone Inc | COM | $14.6M | $70.2M |
| AMDAdvanced Micro Devices Inc | Stock | $84.7M | – |
| SPGSimon Property Group Inc. | REIT | $55.5M | $28.4M |
| UALUnited Airlines Holdings, Inc. | COM | $51.6M | $31.9M |
| MGMMGM Resorts International | Stock | $53.7M | $28.0M |
| NOWServiceNow, Inc. | Stock | $52.8M | $28.8M |
| DKNGDraftKings Inc. | COM CL A | $30.3M | $49.4M |
| BPBP PLC | ADR | $44.4M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $27.1M | $52.3M |
| LYFTLyft, Inc. | CL A COM | $43.6M | $35.5M |
| CATCaterpillar Inc | Stock | $47.6M | $30.8M |
| TWLOTwilio Inc | CL A | $51.1M | $27.0M |
| NVDANVIDIA Corp | Stock | $68.8M | $8.81M |
| MRKMerck & Co., Inc. | Stock | $63.1M | $14.5M |
| Paramount Global92556H206 | CL B | $21.5M | $55.8M |
| SPOTSpotify Technology S.A. | Stock | $56.0M | $20.0M |
| FSLYFastly, Inc. | CL A | $53.0M | $22.9M |
| HUBSHubSpot Inc | COM | $40.9M | $32.9M |
| ADBEAdobe Inc. | Stock | $32.6M | $38.0M |
| JDJD.com, Inc. | SPON ADS CL A | $55.3M | $15.2M |
| FCXFreeport-McMoran Inc | Stock | $37.8M | $32.0M |
| CVSCVS Health Corp | Stock | $49.8M | $19.8M |
| SEDGSolaredge Technologies, Inc. | COM | $52.6M | $16.4M |
| CVXChevron Corp | Stock | $34.7M | $34.2M |
| RCLRoyal Caribbean Cruises Ltd | COM | $29.3M | $39.0M |
| EXPEExpedia Group, Inc. | Stock | $28.7M | $38.2M |
| ENPHEnphase Energy, Inc. | Stock | $48.2M | $17.0M |
| LMTLockheed Martin Corp | Stock | $27.8M | $35.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $48.5M | $14.2M |
| DDOGDatadog, Inc. | CL A COM | $42.5M | $19.3M |
| DXCMDexcom Inc | COM | $34.8M | $26.0M |
| ZSZscaler, Inc. | Stock | $28.9M | $31.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $30.6M | $29.9M |
| SAMBoston Beer Co Inc | CL A | $55.6M | $3.98M |
| VALEVale S.A. | SPONSORED ADS | $25.0M | $34.1M |
| RNGRingCentral, Inc. | CL A | $31.8M | $26.6M |
| Barrick Gold Corp067901108 | COM | $47.8M | $9.30M |
| WMTWalmart Inc. | Stock | $52.1M | $4.25M |