| Fieldpoint Private Securities, LLC | 508 | $3.10 萬 | 0.01% | 00.0% | 不變 |
| Activest Wealth Management | 419 | $2.60 萬 | 0.02% | 00.0% | 不變 |
| Gables Capital Management Inc. | 400 | $2.50 萬 | 0.02% | 00.0% | 不變 |
| Captrust Financial Advisors | 377 | $2.40 萬 | 0.00% | +27+7.7% | 加碼 |
| JJJ Advisors Inc. | 358 | $2.20 萬 | 0.01% | 00.0% | 不變 |
| Tortoise Investment Management, LLC | 340 | $2.10 萬 | 0.00% | 00.0% | 不變 |
| Massmutual Trust Co FSB | 317 | $2.00 萬 | 0.00% | −74−18.9% | 減碼 |
| Huntington National Bank | 297 | $1.80 萬 | 0.00% | 00.0% | 不變 |
| Front Row Advisors LLC | 284 | $1.80 萬 | 0.01% | −30−9.6% | 減碼 |
| Pinnacle Bancorp, Inc. | 281 | $1.70 萬 | 0.01% | 00.0% | 不變 |
| EverSource Wealth Advisors, LLC | 238 | $1.50 萬 | 0.00% | −6−2.5% | 減碼 |
| Aspire Private Capital, LLC | 237 | $1.50 萬 | 0.00% | 00.0% | 不變 |
| Koshinski Asset Management, Inc. | 238 | $1.48 萬 | 0.00% | +238 | 新進 |
| Umb Bank N A | 182 | $1.20 萬 | 0.00% | −40−18.0% | 減碼 |
| Hoese & Co LLP | 200 | $1.20 萬 | 0.01% | 00.0% | 不變 |
| Steward Partners Investment Advisory, LLC | 154 | $1.00 萬 | 0.00% | −146−48.7% | 減碼 |
| Global Retirement Partners, LLC | 143 | $9,000 | 0.00% | +143 | 新進 |
| Proequities, Inc. | 107 | $7,000 | 0.00% | −4,540−97.7% | 減碼 |
| Covington Capital Management | 106 | $7,000 | 0.00% | 00.0% | 不變 |
| Roble, Belko & Company, Inc | 114 | $7,000 | 0.00% | +114 | 新進 |
| Optiver Holding B.V. | 115 | $7,000 | 0.00% | +115 | 新進 |
| Earnest Partners LLC | 100 | $6,000 | 0.00% | 00.0% | 不變 |
| Trustcore Financial Services, LLC | 92 | $6,000 | 0.00% | 00.0% | 不變 |
| Hexagon Capital Partners LLC | 100 | $6,000 | 0.00% | 00.0% | 不變 |
| Fortitude Advisory Group L.L.C. | 99 | $6,000 | 0.00% | 00.0% | 不變 |
| Beacon Capital Management, LLC | 100 | $6,000 | 0.00% | +100 | 新進 |
| Copeland Capital Management, LLC | 84 | $5,000 | 0.00% | −13−13.4% | 減碼 |
| TFC Financial Management | 85 | $5,000 | 0.00% | +85 | 新進 |
| SRS Capital Advisors, Inc. | 62 | $4,000 | 0.00% | +34+121.4% | 加碼 |
| Gemmer Asset Management LLC | 62 | $3,000 | 0.00% | 00.0% | 不變 |
| Private Ocean, LLC | 50 | $3,000 | 0.00% | 00.0% | 不變 |
| Zions Bancorporation, N.A. | 48 | $3,000 | 0.00% | 00.0% | 不變 |
| Dixon Hughes Goodman Wealth Advisors LLC | 51 | $3,000 | 0.00% | +21+70.0% | 加碼 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 35 | $2,000 | 0.00% | −26−42.6% | 減碼 |
| Patriot Financial Group Insurance Agency, LLC | 40 | $2,000 | 0.00% | 00.0% | 不變 |
| Ahrens Investment Partners LLC | 39 | $2,000 | 0.00% | 00.0% | 不變 |
| Tevis Investment Management | 40 | $2,000 | 0.00% | 00.0% | 不變 |
| Retirement Group, LLC | 32 | $2,000 | 0.00% | 00.0% | 不變 |
| Pittenger & Anderson Inc | 36 | $2,000 | 0.00% | +36 | 新進 |
| Raffa Wealth Management, LLC | 24 | $1,488 | 0.00% | 00.0% | 不變 |
| Mark Sheptoff Financial Planning, LLC | 24 | $1,000 | 0.00% | 00.0% | 不變 |
| Leonteq Securities AG | 1 | $62 | 0.00% | −549−99.8% | 減碼 |
| Tortoise Capital Advisors, L.L.C. | 4 | $0 | 0.00% | 00.0% | 不變 |
| Beutel, Goodman & Co Ltd. | 2 | $0 | 0.00% | −1−33.3% | 減碼 |
| Gradient Investments LLC | 1 | $0 | 0.00% | 00.0% | 不變 |
| Sofos Investments, Inc. | 62 | – | – | +62 | 新進 |
| Schroder Investment Management Group | 0 | $0 | 0.00% | −917,846−100.0% | 清倉 |
| CIBC World Markets Corp | 0 | $0 | 0.00% | −1,065,271−100.0% | 清倉 |
| MUFG Securities (Canada), Ltd. | 0 | $0 | 0.00% | −629,338−100.0% | 清倉 |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −255,649−100.0% | 清倉 |
| Calamos Advisors LLC | 0 | $0 | 0.00% | −178,347−100.0% | 清倉 |
| Scout Investments, Inc. | 0 | $0 | 0.00% | −162,121−100.0% | 清倉 |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −150,750−100.0% | 清倉 |
| Banco Bilbao Vizcaya Argentaria, S.A. | 0 | $0 | 0.00% | −66,217−100.0% | 清倉 |
| Lincluden Management Ltd | 0 | $0 | 0.00% | −63,677−100.0% | 清倉 |
| Virtus ETF Advisers LLC | 0 | $0 | 0.00% | −58,098−100.0% | 清倉 |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −51,418−100.0% | 清倉 |
| Polar Asset Management Partners Inc. | 0 | $0 | 0.00% | −50,000−100.0% | 清倉 |
| SIG North Trading, ULC | 0 | $0 | 0.00% | −45,000−100.0% | 清倉 |
| Edgestream Partners, L.P. | 0 | $0 | 0.00% | −37,749−100.0% | 清倉 |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −32,858−100.0% | 清倉 |
| Allspring Global Investments Holdings, LLC | 0 | $0 | 0.00% | −32,200−100.0% | 清倉 |
| Bluefin Capital Management, LLC | 0 | $0 | 0.00% | −30,500−100.0% | 清倉 |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −27,902−100.0% | 清倉 |
| Black Swift Group, LLC | 0 | $0 | 0.00% | −20,000−100.0% | 清倉 |
| HAP Trading, LLC | 0 | $0 | 0.00% | −17,220−100.0% | 清倉 |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −13,283−100.0% | 清倉 |
| New England Research & Management, Inc. | 0 | $0 | 0.00% | −13,050−100.0% | 清倉 |
| MBB Public Markets I LLC | 0 | $0 | 0.00% | −9,773−100.0% | 清倉 |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −8,876−100.0% | 清倉 |
| Morningstar Investment Services LLC | 0 | $0 | 0.00% | −7,165−100.0% | 清倉 |
| Quantitative Investment Management, LLC | 0 | $0 | 0.00% | −6,941−100.0% | 清倉 |
| HRT Financial LP | 0 | $0 | 0.00% | −5,999−100.0% | 清倉 |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −5,087−100.0% | 清倉 |
| GWM Advisors LLC | 0 | $0 | 0.00% | −4,964−100.0% | 清倉 |
| CenterStar Asset Management, LLC | 0 | $0 | 0.00% | – | 清倉 |
| SG3 Management, LLC | 0 | $0 | 0.00% | −1,200−100.0% | 清倉 |
| Bank Julius Baer & Co. Ltd, Zurich | 0 | $0 | 0.00% | −750−100.0% | 清倉 |
| Daiwa Securities Group Inc. | 0 | $0 | 0.00% | −450−100.0% | 清倉 |
| Providence Capital Advisors, LLC | 0 | $0 | 0.00% | −204−100.0% | 清倉 |
| Jones Financial Companies LLLP | 0 | $0 | 0.00% | −106−100.0% | 清倉 |
| RGT Wealth Advisors, LLC | 0 | $0 | 0.00% | −39−100.0% | 清倉 |
| Ravenstone Capital Management Inc. | 0 | $0 | 0.00% | −37−100.0% | 清倉 |
| Chilton Capital Management LLC | 0 | $0 | 0.00% | −30−100.0% | 清倉 |
| Snowden Capital Advisors LLC | 0 | $0 | 0.00% | −31−100.0% | 清倉 |
| SJS Investment Consulting Inc. | 0 | $0 | 0.00% | −8−100.0% | 清倉 |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −5−100.0% | 清倉 |
| Harbour Investments, Inc. | – | – | – | – | 本季未申報 |
| AlphaCentric Advisors LLC | – | – | – | – | 本季未申報 |
| NEXT Financial Group, Inc | – | – | – | – | 本季未申報 |
