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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2025 年第 4 季持倉

持倉截至 2025/12/31,2026/1/30 申報。只含多頭部位,變化是跟 2025 年第 3 季比股數。

機構總覽
持股檔數
1,287
較 2025 年第 3 季 +5
總值
$36.2 億
較 2025 年第 3 季 +$1.06 億 (+3.0%)
申報日
2026/1/30
SEC
Sigma Planning Corp 在 2025 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Amplify ETF Tr032108649AMPLIFY JUNIOR S7,731$21.4 萬<0.1%−6,495−45.7%減碼–
First Tr Exchng Traded FD VI33740U307FT VEST US EQT4,161$21.5 萬<0.1%+55+1.3%加碼–
HUBBHubbell IncCOM485$21.5 萬<0.1%−76−13.5%減碼歷史
Goldman Sachs ETF Tr38149W630NASDA 100 ETF4,090$21.6 萬<0.1%+4,090新進–
AJGArthur J. Gallagher & Co.COM836$21.6 萬<0.1%−2,966−78.0%減碼歷史
PCARPaccar IncCOM1,985$21.7 萬<0.1%+1,985新進歷史
Nushares ETF Tr67092P201NUVEEN ESG LRGCP2,231$21.8 萬<0.1%−3−0.1%減碼–
UGIUgi CorpStock5,834$21.8 萬<0.1%−1,067−15.5%減碼歷史
SANMSanmina CorpCOM1,460$21.9 萬<0.1%+1,460新進歷史
Innovator ETFs Trust45782C417US EQTY PWR BUF5,377$21.9 萬<0.1%−50−0.9%減碼–
iShares Tr46434V381FUTU EXPO TE ETF3,140$21.9 萬<0.1%−46−1.4%減碼–
CHRWC. H. Robinson Worldwide, Inc.COM NEW1,363$21.9 萬<0.1%+1,363新進歷史
First Tr Exchng Traded FD VI33740F656FT VEST INTE8,375$21.9 萬<0.1%+8,375新進–
iShares Tr46438G505IBONDS OCT 20268,591$22.0 萬<0.1%−8,971−51.1%減碼–
UTFCohen & Steers Infrastructure Fund IncCOM9,131$22.0 萬<0.1%+223+2.5%加碼歷史
First Tr Exchng Traded FD VI33740U828FT VEST INT EQ M8,477$22.1 萬<0.1%−8,513−50.1%減碼–
ESLTElbit Systems LtdStock382$22.1 萬<0.1%+382新進歷史
iShares U S ETF Tr46431W606IT RT HDG HGYL2,566$22.1 萬<0.1%+2,566新進–
CLHClean Harbors IncCOM944$22.1 萬<0.1%−118−11.1%減碼歷史
iShares Tr464287812US CONSM STAPLES3,315$22.2 萬<0.1%+17+0.5%加碼–
Innovator ETFs Trust45782C284US SML CP PWR B6,999$22.2 萬<0.1%−2,514−26.4%減碼–
Hartford FDS Exchange Traded41653L503MUN OPORTUNITE5,705$22.3 萬<0.1%+49+0.9%加碼–
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT5,408$22.3 萬<0.1%−5,428−50.1%減碼–
RIOTRiot Platforms, Inc.COM17,672$22.4 萬<0.1%−526−2.9%減碼歷史
Calamos ETF Tr12811T803S&P 500 STRUCTUR8,351$22.5 萬<0.1%−40−0.5%減碼–
Innovator ETFs Trust45783Y681NASDAQ 100 MANA6,551$22.5 萬<0.1%+200+3.1%加碼–
iShares Tr464287374NORTH AMERN NAT4,474$22.5 萬<0.1%+10.0%加碼–
CNTACentessa Pharmaceuticals plcSPONSORED ADS9,000$22.5 萬<0.1%+9,000新進歷史
First Tr Exchange-Traded FD33738R647S-NETWORK STREAM6,000$22.5 萬<0.1%00.0%不變–
CQPCheniere Energy Partners, L.P.COM UNIT4,219$22.6 萬<0.1%+70+1.7%加碼歷史
PIMCO ETF Tr72201R585MULTISECTOR BD8,457$22.6 萬<0.1%−710−7.7%減碼–
BIDUBaidu, Inc.ADR1,734$22.7 萬<0.1%+22+1.3%加碼歷史
EXPDExpeditors International of Washington IncCOM1,523$22.7 萬<0.1%+1,523新進歷史
J P Morgan Exchange Traded F46641Q852INTL BD OPP ETF4,658$22.7 萬<0.1%−307−6.2%減碼–
Calamos ETF Tr12811T860NASDAQ 100 STRUC8,343$22.7 萬<0.1%00.0%不變–
iShares Tr46435G425ESG AWR MSCI USA1,527$22.7 萬<0.1%−33−2.1%減碼–
Calamos ETF Tr12811T837RUSSELL 2000 STR8,503$22.8 萬<0.1%00.0%不變–
Tidal Tr II88636R586RETURN STACKED B10,914$22.8 萬<0.1%−7,091−39.4%減碼–
WTRGEssential Utilities, Inc.COM5,936$22.8 萬<0.1%−269−4.3%減碼歷史
METMetlife IncStock2,888$22.8 萬<0.1%−231−7.4%減碼歷史
FSLRFirst Solar, Inc.Stock873$22.8 萬<0.1%+873新進歷史
BABAAlibaba Group Holding LtdADR1,557$22.8 萬<0.1%−1,051−40.3%減碼歷史
PIMCO ETF Tr72201R718ENHNCD LW DUR AC2,395$23.0 萬<0.1%−241−9.1%減碼–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF4,904$23.0 萬<0.1%−938−16.1%減碼–
PSIXPower Solutions International, Inc.Stock4,035$23.1 萬<0.1%+4,035新進歷史
iShares Inc464286525MSCI GBL MIN VOL1,946$23.1 萬<0.1%+267+15.9%加碼–
CPCanadian Pacific Kansas City LtdCOM3,143$23.1 萬<0.1%+12+0.4%加碼歷史
Franklin Templeton ETF Tr35473P439INCOME FOCUS ETF8,312$23.3 萬<0.1%+13+0.2%加碼–
Vanguard BD Index FDS92203C303VANGUARD ULTRA4,684$23.3 萬<0.1%+4,684新進–
AGIAlamos Gold IncStock11,795$23.4 萬<0.1%+557+5.0%加碼歷史
Cohen & Steers ETF Trust19249U302NATURAL RES ACTI7,582$23.4 萬<0.1%−968−11.3%減碼–
DKNGDraftKings Inc.Stock6,802$23.4 萬<0.1%−2,368−25.8%減碼歷史
UNMUnum GroupStock3,026$23.4 萬<0.1%−195−6.1%減碼歷史
iShares Tr464287754US INDUSTRIALS1,584$23.5 萬<0.1%+1+0.1%加碼–
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD4,241$23.6 萬<0.1%−11−0.3%減碼–
ARMArm Holdings PLCADR2,161$23.6 萬<0.1%−65−2.9%減碼歷史
Innovator ETFs Trust45782C342US SML CP PWR ET6,737$23.7 萬<0.1%−5−0.1%減碼–
iShares Esg Aware US Aggregate Bond ETF46435U549ETF4,953$23.7 萬<0.1%−73−1.5%減碼–
Innovator ETFs Trust45782C748US EQTY PWR BUF5,677$23.8 萬<0.1%00.0%不變–
WBDWarner Bros. Discovery, Inc.Stock8,266$23.8 萬<0.1%+8,266新進歷史
IBKRInteractive Brokers Group, Inc.Stock3,706$23.8 萬<0.1%−11−0.3%減碼歷史
Innovator ETFs Trust45782C474US SML CP PWR B5,070$23.9 萬<0.1%−93−1.8%減碼–
ZIMZIM Integrated Shipping Services Ltd.SHS11,259$23.9 萬<0.1%−18,269−61.9%減碼歷史
RSReliance, Inc.COM830$24.0 萬<0.1%−120−12.6%減碼歷史
TSCOTractor Supply CoCOM4,799$24.0 萬<0.1%−2,691−35.9%減碼歷史
Capital Group International14021T102SHS7,415$24.1 萬<0.1%+5+0.1%加碼–
Fidelity Merrimack STR Tr316188408LOW DURTIN ETF4,823$24.2 萬<0.1%+4,823新進–
PIMCO ETF Tr72201R866INTER MUN BD ACT4,632$24.3 萬<0.1%+202+4.6%加碼–
TEMTempus AI, Inc.CL A4,129$24.4 萬<0.1%−19,302−82.4%減碼歷史
Innovator ETFs Trust45782C623EMERGING MKT PWR7,730$24.4 萬<0.1%+7,730新進–
iShares Inc46434G822MSCI JAPAN ETF3,032$24.5 萬<0.1%+3,032新進–
iShares Tr464289180MSCI EURO FL ETF6,611$24.5 萬<0.1%+98+1.5%加碼–
AGFirst Majestic Silver CorpCOM14,735$24.5 萬<0.1%−524−3.4%減碼歷史
Innovator ETFs Trust45783Y541EQUITY DEF PROTN8,337$24.7 萬<0.1%00.0%不變–
Pacer FDS Tr69374H634AMERICAN ENERGY6,491$24.8 萬<0.1%+6,491新進–
Neos ETF Trust78433H576NASDAQ 100 HDGD4,577$24.9 萬<0.1%−142−3.0%減碼–
Franklin Templeton ETF Tr35473P421FOCUSED DYNAMIC5,314$24.9 萬<0.1%+242+4.8%加碼–
WisdomTree Tr97717X578EM EX ST-OWNED6,380$24.9 萬<0.1%−407−6.0%減碼–
SGISomnigroup International Inc.COM2,789$24.9 萬<0.1%+98+3.6%加碼歷史
CASHPathward Financial, Inc.COM3,536$25.1 萬<0.1%−6,440−64.6%減碼歷史
Timothy Plan887432359US LRGMD CP CORE5,551$25.2 萬<0.1%+473+9.3%加碼–
CICigna GroupStock919$25.3 萬<0.1%−226−19.7%減碼歷史
EVEREverQuote, Inc.COM CL A9,435$25.5 萬<0.1%−30,227−76.2%減碼歷史
EXRExtra Space Storage Inc.COM1,958$25.5 萬<0.1%−22−1.1%減碼歷史
iShares Tr464288273EAFE SML CP ETF3,295$25.5 萬<0.1%+117+3.7%加碼–
iShares U.S. Treasury Bond ETF46429B267ETF11,099$25.6 萬<0.1%+1,600+16.8%加碼–
WYWeyerhaeuser CoCOM NEW10,634$25.6 萬<0.1%+736+7.4%加碼歷史
EZPWEzcorp IncCL A NON VTG13,197$25.6 萬<0.1%−9−0.1%減碼歷史
EQIXEquinix IncCOM335$25.7 萬<0.1%−29−8.0%減碼歷史
Simplify Exchange Traded Fun82889N772HEALTH CARE ETF7,043$25.8 萬<0.1%+550+8.5%加碼–
EXELExelixis, Inc.COM5,932$26.0 萬<0.1%+5,932新進歷史
MFCManulife Financial CorpCOM7,174$26.0 萬<0.1%−806−10.1%減碼歷史
WABWestinghouse Air Brake Technologies CorpStock1,220$26.0 萬<0.1%+40+3.4%加碼歷史
Doubleline ETF Trust25861R105OPPO CORE BD ETF5,664$26.3 萬<0.1%−75−1.3%減碼–
WisdomTree Tr97717Y527FLOATNG RAT TREA5,243$26.4 萬<0.1%−780−13.0%減碼–
DRDDrdgold LtdSPON ADR REPSTG8,543$26.5 萬<0.1%+300+3.6%加碼歷史
Cyberark Software LtdM2682V108SHS598$26.7 萬<0.1%+1+0.2%加碼–
AGOAssured Guaranty LtdCOM2,982$26.8 萬<0.1%−97−3.2%減碼歷史
MSIMotorola Solutions, Inc.Stock1,018$26.8 萬<0.1%+91+9.8%加碼歷史
iShares Inc464286319EM MKTS DIV ETF8,620$26.9 萬<0.1%−508−5.6%減碼–

選擇權(8 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2025 年第 4 季的選擇權部位
證券類別賣權買權
NVDANVIDIA CorpStock–$24.4 萬
CNCCentene CorpStock–$23.4 萬
FFord Motor CoStock–$15.0 萬
SPYSPDR S&P 500 ETF TrustETF$8.86 萬–
XRXXerox Holdings CorpCOM NEW$4,430–
UBERUber Technologies, IncStock–$4,370
NWLNewell Brands Inc.Stock$3,927–
AIC3.ai, Inc.Stock–$3,200

2025 年第 3 季之後清倉(118 檔)

2025 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 118 檔。

Sigma Planning Corp 在 2025 年第 3 季之後清倉的部位
證券類別2025 年第 3 季股數2025 年第 3 季市值2025 年第 3 季佔組合 %紀錄
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB83,903$173.6 萬<0.1%–
Innovator ETFs Trust45783Y285INTL DE PW JUNE54,690$155.3 萬<0.1%–
J P Morgan Exchange Traded F46654Q609ACTIVE GROWTH14,593$136.8 萬<0.1%–
KKellanovaStock15,921$130.6 萬<0.1%歷史
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF45,486$114.6 萬<0.1%–
FCFSFirstCash Holdings, Inc.COM7,229$114.5 萬<0.1%歷史
AMBAAmbarella IncSHS13,819$114.0 萬<0.1%歷史
AGXArgan IncStock4,196$113.3 萬<0.1%歷史
OUSTOuster, Inc.COM NEW41,394$112.0 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J141CHINA ALPHADEX38,500$111.5 萬<0.1%–
ROADConstruction Partners, Inc.COM CL A7,890$100.2 萬<0.1%歷史
TWTradeweb Markets Inc.Stock8,921$99.0 萬<0.1%歷史
LRNStride, Inc.COM6,506$96.9 萬<0.1%歷史
Vanguard Scottsdale FDS92206C623VNG RUS2000GRW4,015$93.9 萬<0.1%–
VITLVital Farms, Inc.COM22,651$93.2 萬<0.1%歷史
MDGLMadrigal Pharmaceuticals, Inc.COM2,000$91.7 萬<0.1%歷史
ULUnilever PLCSPON ADR NEW15,164$89.9 萬<0.1%歷史
UIUbiquiti Inc.COM1,357$89.6 萬<0.1%歷史
Innovator ETFs Trust45782C730US EQT ULTRA BF23,927$87.8 萬<0.1%–
Fidelity Covington Trust316092378FIDELITY US MLTF22,345$85.9 萬<0.1%–
RBRKRubrik, Inc.Stock10,194$83.8 萬<0.1%歷史
Innovator ETFs Trust45783Y269INNOVATOR GW 10026,007$80.1 萬<0.1%–
Innovator ETFs Trust45784N759US SMALL CAP PWR28,563$79.4 萬<0.1%–
RACEFerrari N.V.COM1,629$79.0 萬<0.1%歷史
RLRalph Lauren CorpCL A2,520$79.0 萬<0.1%歷史
IBPInstalled Building Products, Inc.COM3,166$78.1 萬<0.1%歷史
NTESNetEase, Inc.SPONSORED ADS5,011$76.2 萬<0.1%歷史
CVLTCommvault Systems IncCOM4,009$75.7 萬<0.1%歷史
FFIVF5, Inc.Stock2,341$75.7 萬<0.1%歷史
MCHPMicrochip Technology IncStock11,770$75.6 萬<0.1%歷史
PGYPagaya Technologies Ltd.CL A NEW25,450$75.6 萬<0.1%歷史
MWAMueller Water Products, Inc.COM SER A29,214$74.6 萬<0.1%歷史
FISVFiserv IncStock5,759$74.2 萬<0.1%歷史
DEODiageo PLCSPON ADR NEW7,440$71.0 萬<0.1%歷史
LIFLife360, Inc.COM6,675$71.0 萬<0.1%歷史
LMNDLemonade, Inc.Stock13,125$70.3 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F441FT VEST U.S EQT17,148$69.4 萬<0.1%–
First Tr Exchange-Traded FD33738D606LNG DUR OPRTUN31,864$69.3 萬<0.1%–
PODDInsulet CorpStock2,212$68.3 萬<0.1%歷史
POOLPool CorpCOM2,193$68.0 萬<0.1%歷史
AMSCAmerican Superconductor CorpStock10,293$61.1 萬<0.1%歷史
First Tr Exchange Traded FD33738R845NASDQ OIL GAS21,301$60.6 萬<0.1%–
First Tr Exchange-Traded FD33733E807NAT GAS ETF25,344$59.5 萬<0.1%–
ASAmer Sports, Inc.COM SHS17,060$59.3 萬<0.1%歷史
HNGEHinge Health, Inc.CL A11,855$58.2 萬<0.1%歷史
CVSACovista Inc.COM3,762$58.1 萬<0.1%歷史
EXPEExpedia Group, Inc.Stock2,591$55.4 萬<0.1%歷史
DXPEDXP Enterprises IncCOM NEW4,483$53.4 萬<0.1%歷史
GWREGuidewire Software, Inc.COM2,151$49.4 萬<0.1%歷史
USFDUS Foods Holding Corp.COM6,422$49.2 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US6,426$48.4 萬<0.1%–
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY9,666$47.1 萬<0.1%–
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU23,352$46.9 萬<0.1%–
OPRXOptimizeRx CorpCOM NEW22,298$45.7 萬<0.1%歷史
iShares Ibonds 2025 Term High Yield & Income ETF46435U168ETF19,439$45.1 萬<0.1%–
TTANServiceTitan, Inc.SHS CL A4,434$44.7 萬<0.1%歷史
BEBloom Energy CorpCOM CL A5,025$42.5 萬<0.1%歷史
Innovator ETFs Trust45783Y129GROW 100 PWR AUG14,100$40.8 萬<0.1%–
TTDTrade Desk, Inc.Stock8,214$40.3 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F417FT VEST U.S15,156$38.0 萬<0.1%–
First Tr Exchng Traded FD VI33740F292FT VEST US SMALL16,629$37.9 萬<0.1%–
First Tr Exchng Traded FD VI33740F573FT VEST INTER EQ14,200$37.3 萬<0.1%–
Dimensional ETF Trust25434V666US LARG VALU ETF11,253$37.0 萬<0.1%–
ELFe.l.f. Beauty, Inc.COM2,758$36.5 萬<0.1%歷史
American Centy ETF Tr025072885US EQT ETF3,209$34.9 萬<0.1%–
JCAPJefferson Capital, Inc.COM20,000$34.5 萬<0.1%歷史
KRMNKarman Holdings Inc.COMMON STOCK4,223$30.5 萬<0.1%歷史
iShares Tr46436E858IBONDS 26 TRM TS11,771$27.0 萬<0.1%–
QUREuniQure N.V.SHS4,500$26.3 萬<0.1%歷史
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF3,075$26.1 萬<0.1%–
ProShares Tr74347B680S&P MDCP 400 DIV3,050$26.0 萬<0.1%–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF1,816$25.9 萬<0.1%–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH1,424$25.5 萬<0.1%–
Innovator ETFs Trust45783Y277US SM CA PW JUNE9,294$25.4 萬<0.1%–
SNPSSynopsys IncCOM514$25.4 萬<0.1%歷史
iShares Ibonds 2026 Term High Yield and Income ETF46436E528ETF10,791$25.2 萬<0.1%–
MIRMMirum Pharmaceuticals, Inc.COM3,400$24.9 萬<0.1%歷史
SESea LtdSPONSORD ADS1,394$24.9 萬<0.1%歷史
NXHNeighborhood Intelligence, Inc.COM24,863$24.3 萬<0.1%歷史
PTCPTC Inc.Stock1,196$24.3 萬<0.1%歷史
NGGNational Grid PLCSPONSORED ADR NE3,317$24.1 萬<0.1%歷史
iShares Tr46436E866IBONDS 25 TRM TS10,277$24.0 萬<0.1%–
PSLVSprott Physical Silver TrustPHYSICAL SILVER15,254$23.9 萬<0.1%歷史
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG7,637$23.3 萬<0.1%–
LTCLTC Properties IncREIT6,258$23.1 萬<0.1%歷史
LENLennar CorpCL A1,805$22.8 萬<0.1%歷史
HPQHP IncStock8,335$22.7 萬<0.1%歷史
FUTUFutu Holdings LtdSPON ADS CL A1,300$22.6 萬<0.1%歷史
CCICrown Castle Inc.REIT2,322$22.4 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH8,262$22.4 萬<0.1%–
SWKSSkyworks Solutions, Inc.Stock2,871$22.1 萬<0.1%歷史
Fidelity Merrimack STR Tr316188101CORP BOND ETF4,590$22.0 萬<0.1%–
Bondbloxx ETF Trust09789C846BLOOMBERG THREE4,362$21.7 萬<0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF6,005$21.4 萬<0.1%–
SONYSony Group CorpSPONSORED ADR7,412$21.3 萬<0.1%歷史
iShares Tr46436E403MSCI US GARP ETF3,250$21.3 萬<0.1%–
VRSNVerisign IncCOM760$21.3 萬<0.1%歷史
AB Active ETFs Inc00039J608HIGH YIELD ETF5,533$21.0 萬<0.1%–
SFMSprouts Farmers Market, Inc.COM1,907$20.7 萬<0.1%歷史
Innovator ETFs Trust45783Y814LADERD ALCTN PWR4,246$20.7 萬<0.1%–