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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2024 年第 2 季持倉

持倉截至 2024/6/30,2024/8/6 申報。只含多頭部位,變化是跟 2024 年第 1 季比股數。

機構總覽
持股檔數
1,178
較 2024 年第 1 季 −37
總值
$31.5 億
較 2024 年第 1 季 −$2,687 萬 (−0.8%)
申報日
2024/8/6
SEC
Sigma Planning Corp 在 2024 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
AMPAmeriprise Financial IncCOM480$20.5 萬<0.1%+1+0.2%加碼歷史
ASIXAdvanSix Inc.COM8,960$20.5 萬<0.1%+1,628+22.2%加碼歷史
SCCOSouthern Copper CorpStock1,906$20.5 萬<0.1%+1,906新進歷史
NEMNEWMONT CorpStock4,915$20.6 萬<0.1%−850−14.7%減碼歷史
CDECoeur Mining, Inc.COM NEW36,695$20.6 萬<0.1%00.0%不變歷史
LWLamb Weston Holdings, Inc.Stock2,457$20.7 萬<0.1%+2,457新進歷史
iShares Tr464287622RUS 1000 ETF695$20.7 萬<0.1%+695新進–
INGRIngredion IncCOM1,808$20.7 萬<0.1%−39−2.1%減碼歷史
Bondbloxx ETF Trust09789C820BLOOMBERG SEVEN4,417$20.8 萬<0.1%+184+4.3%加碼–
UTFCohen & Steers Infrastructure Fund IncCOM9,241$20.8 萬<0.1%−290−3.0%減碼歷史
WHRWhirlpool CorpStock2,040$20.8 萬<0.1%+2,040新進歷史
CRSPCRISPR Therapeutics AGNAMEN AKT3,861$20.9 萬<0.1%+3,861新進歷史
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX2,566$21.0 萬<0.1%−132−4.9%減碼–
First Tr Exch Traded FD III33739P830SHRT DUR MNG MUN10,695$21.1 萬<0.1%−248−2.3%減碼–
UVVUniversal CorpCOM4,395$21.2 萬<0.1%+4,395新進歷史
ARK Next Generation Technology ETF00214Q401ETF2,728$21.3 萬<0.1%+19+0.7%加碼–
Innovator ETFs Trust45783Y681NASDAQ 100 MANA7,781$21.3 萬<0.1%+7,781新進–
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI9,024$21.4 萬<0.1%−1,455−13.9%減碼–
MFCManulife Financial CorpCOM8,030$21.4 萬<0.1%+8,030新進歷史
ARK ETF Tr00214Q302GENOMIC REV ETF9,111$21.4 萬<0.1%−1,757−16.2%減碼–
First Tr Exchng Traded FD VI33740F847FT VEST US EQT4,660$21.5 萬<0.1%−1,115−19.3%減碼–
ASHAshland Inc.COM2,277$21.5 萬<0.1%00.0%不變歷史
LKQLKQ CorpCOM5,186$21.6 萬<0.1%−1,131−17.9%減碼歷史
ZSZscaler, Inc.Stock1,122$21.6 萬<0.1%−105−8.6%減碼歷史
CHTRCharter Communications, Inc.CL A722$21.6 萬<0.1%−38−5.0%減碼歷史
WELLWelltower Inc.REIT2,076$21.6 萬<0.1%−618−22.9%減碼歷史
NVTnVent Electric plcSHS2,826$21.7 萬<0.1%−81−2.8%減碼歷史
Fidelity MSCI Materials Index ETF316092881ETF4,398$21.7 萬<0.1%−5,366−55.0%減碼–
WisdomTree Tr97717W109US TOTAL DIVIDND3,071$21.8 萬<0.1%+212+7.4%加碼–
METMetlife IncStock3,100$21.8 萬<0.1%+224+7.8%加碼歷史
Timothy Plan887432359US LRGMD CP CORE5,370$21.8 萬<0.1%+5,370新進–
VVVValvoline IncCOM5,045$21.8 萬<0.1%−225−4.3%減碼歷史
WNCWabash National CorpCOM10,010$21.9 萬<0.1%00.0%不變歷史
Amplify ETF Tr032108409CWP ENHANCED DIV5,660$21.9 萬<0.1%−12,422−68.7%減碼–
Innovator ETFs Trust45782C342US SML CP PWR ET7,122$21.9 萬<0.1%+7,122新進–
iShares Core MSCI Europe ETF46434V738ETF3,856$22.0 萬<0.1%+193+5.3%加碼–
SPDR Series Trust78468R531SPDR S&P 500 ESG4,144$22.0 萬<0.1%+4,144新進–
FTITechnipFMC plcCOM8,421$22.0 萬<0.1%−1,214−12.6%減碼歷史
iShares U.S. Treasury Bond ETF46429B267ETF9,758$22.0 萬<0.1%+395+4.2%加碼–
First Tr Exchange Trad FD VI33739H101FST TR GLB FD9,217$22.0 萬<0.1%−464−4.8%減碼–
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX2,245$22.1 萬<0.1%−933−29.4%減碼–
SYBTStock Yards Bancorp, Inc.COM4,455$22.1 萬<0.1%00.0%不變歷史
iShares Esg Aware US Aggregate Bond ETF46435U549ETF4,755$22.2 萬<0.1%+19+0.4%加碼–
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT8,101$22.2 萬<0.1%−57−0.7%減碼歷史
LTCLTC Properties IncREIT6,483$22.4 萬<0.1%−527−7.5%減碼歷史
Etfis Ser Tr I26923G772INFRAC ACT MLP5,443$22.4 萬<0.1%+84+1.6%加碼–
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM10,120$22.4 萬<0.1%00.0%不變歷史
Flagstar Bank, National Association649445103COM70,323$22.6 萬<0.1%−36−0.1%減碼–
iShares Tr464288612INTRM GOV CR ETF2,185$22.7 萬<0.1%−28−1.3%減碼–
PCARPaccar IncCOM2,207$22.7 萬<0.1%−822−27.1%減碼歷史
HIGHartford Insurance Group, Inc.Stock2,267$22.8 萬<0.1%−15−0.7%減碼歷史
Cambria ETF Tr132061300CAMBRIA FGN SHR8,681$22.9 萬<0.1%−809−8.5%減碼–
MRNAModerna, Inc.Stock1,939$23.0 萬<0.1%−1,374−41.5%減碼歷史
iShares Tr464287739U.S. REAL ES ETF2,624$23.0 萬<0.1%−3,695−58.5%減碼–
Simplify Exchange Traded Fun82889N632ENHANCED INM ETF9,477$23.0 萬<0.1%−255−2.6%減碼–
ProShares Tr74347B680S&P MDCP 400 DIV3,150$23.2 萬<0.1%−1,300−29.2%減碼–
Fidelity Merrimack STR Tr316188101CORP BOND ETF5,038$23.2 萬<0.1%−177−3.4%減碼–
INTSIntensity Therapeutics, Inc.COM47,869$23.5 萬<0.1%00.0%不變歷史
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT6,313$23.5 萬<0.1%+11+0.2%加碼–
EIXEdison InternationalStock3,279$23.5 萬<0.1%+17+0.5%加碼歷史
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG11,827$23.7 萬<0.1%00.0%不變–
TXRHTexas Roadhouse, Inc.COM1,378$23.7 萬<0.1%−9−0.6%減碼歷史
First Tr Exchange-Traded FD33734X168MATERIALS ALPH3,656$23.7 萬<0.1%+324+9.7%加碼–
iShares Tr46434V381FUTU EXPO TE ETF4,044$23.8 萬<0.1%+6+0.1%加碼–
Invesco Exch TRD SLF Idx FD46138J577BULETSHS 202913,103$23.8 萬<0.1%+2,650+25.4%加碼–
RBLXRoblox CorpStock6,402$23.8 萬<0.1%−433−6.3%減碼歷史
AGOAssured Guaranty LtdCOM3,107$24.0 萬<0.1%+10.0%加碼歷史
ALLYAlly Financial Inc.Stock6,056$24.0 萬<0.1%+106+1.8%加碼歷史
First Tr Exchange Traded FD33741L108DORSY WR MOMNT7,953$24.1 萬<0.1%−22−0.3%減碼–
MCHPMicrochip Technology IncStock2,632$24.1 萬<0.1%−406−13.4%減碼歷史
CQPCheniere Energy Partners, L.P.COM UNIT4,918$24.2 萬<0.1%−81−1.6%減碼歷史
GPKGraphic Packaging Holding CoCOM9,217$24.2 萬<0.1%−1,809−16.4%減碼歷史
WBSWebster Financial CorpCOM5,564$24.3 萬<0.1%00.0%不變歷史
iShares Tr46435G524INTL DIV GRWTH3,603$24.3 萬<0.1%+3,603新進–
Simplify Exchange Traded Fun82889N723AGGREGATE BD ETF11,729$24.3 萬<0.1%−262−2.2%減碼–
TPLTexas Pacific Land CorpStock332$24.4 萬<0.1%+332新進歷史
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW2,600$24.4 萬<0.1%−1,257−32.6%減碼–
DOCUDocuSign, Inc.Stock4,597$24.6 萬<0.1%−400−8.0%減碼歷史
UNMUnum GroupStock4,814$24.6 萬<0.1%−452−8.6%減碼歷史
Fidelity Covington Trust316092790QLTY FCTOR ETF4,058$24.9 萬<0.1%−141−3.4%減碼–
CPACopa Holdings, S.A.CL A2,620$24.9 萬<0.1%+2,620新進歷史
COFCapital One Financial CorpStock1,808$25.0 萬<0.1%−214−10.6%減碼歷史
SPDR Series Trust78468R622ST BLOO HIGH ETF2,657$25.0 萬<0.1%−969−26.7%減碼–
Innovator ETFs Trust45782C474US SML CP PWR B7,181$25.1 萬<0.1%−6,438−47.3%減碼–
ELFe.l.f. Beauty, Inc.COM1,190$25.1 萬<0.1%−95−7.4%減碼歷史
LUVSouthwest Airlines CoCOM8,778$25.1 萬<0.1%−484−5.2%減碼歷史
JBLJabil IncStock2,311$25.1 萬<0.1%+2,311新進歷史
Doubleline ETF Trust25861R105OPPO CORE BD ETF5,540$25.2 萬<0.1%+10+0.2%加碼–
iShares Tr464287812US CONSM STAPLES3,826$25.2 萬<0.1%+10+0.3%加碼–
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM28,805$25.3 萬<0.1%+519+1.8%加碼歷史
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL4,359$25.3 萬<0.1%−195−4.3%減碼–
NEANuveen AMT-Free Quality Municipal Income FundCOM22,096$25.3 萬<0.1%+123+0.6%加碼歷史
Invesco Exchange Traded FD T46137V548INTL DIVI ACHI14,195$25.4 萬<0.1%−6,964−32.9%減碼–
PPGPPG Industries IncStock2,021$25.4 萬<0.1%−195−8.8%減碼歷史
SPDR Series Trust78468R861STATE STRET SPDR13,827$25.6 萬<0.1%+92+0.7%加碼–
First Tr Exchng Traded FD VI33740F797ACTV FCTR SMCP9,045$25.6 萬<0.1%+9,045新進–
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX2,595$25.7 萬<0.1%−205−7.3%減碼–
Invesco Exchange Traded FD T46137V597RAFI US 15006,752$25.8 萬<0.1%+1,276+23.3%加碼–
SPDR Series Trust78464A284ST NUVE HIGH ETF10,124$25.8 萬<0.1%−96−0.9%減碼–
iShares Tr464288703MRNING SM CP ETF4,452$25.8 萬<0.1%00.0%不變–

選擇權(12 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2024 年第 2 季的選擇權部位
證券類別賣權買權
Invesco QQQ Trust Series I46090E103ETF$57.4 萬–
NVDANVIDIA CorpStock–$24.9 萬
SPYSPDR S&P 500 ETF TrustETF$2.63 萬–
ASIXAdvanSix Inc.COM$1.70 萬–
Flagstar Bank, National Association649445103COM–$1.52 萬
ECPGEncore Capital Group IncCOM$7,270–
BABoeing CoStock$2,875–
BFHBread Financial Holdings, Inc.COM$2,570–
OLEDUniversal Display CorpCOM$2,567–
XRXXerox Holdings CorpCOM NEW$1,919–
NWLNewell Brands Inc.Stock$1,575–
UBSUBS Group AGStock–$250

2024 年第 1 季之後清倉(97 檔)

2024 年第 1 季季末還持有、這份申報已經沒有的部位。

Sigma Planning Corp 在 2024 年第 1 季之後清倉的部位
證券類別2024 年第 1 季股數2024 年第 1 季市值2024 年第 1 季佔組合 %紀錄
iShares Tr464289859CORE 80 20 ETF56,464$414.8 萬0.1%–
PIMCO ETF Tr72201R2051-5 US TIP IDX79,419$409.0 萬0.1%–
FICOFair Isaac CorpCOM1,865$233.1 萬0.1%歷史
EXPEExpedia Group, Inc.Stock15,659$215.7 萬0.1%歷史
Bondbloxx ETF Trust09789C812BLOOMBERG TEN YR35,571$166.2 萬0.1%–
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF43,773$164.1 萬0.1%–
CELHCelsius Holdings, Inc.COM NEW18,677$154.9 萬<0.1%歷史
NBIXNeurocrine Biosciences IncStock10,100$139.3 萬<0.1%歷史
iShares Tr464288166AGENCY BOND ETF12,285$132.7 萬<0.1%–
Innovator ETFs Trust45782C615GRWT100 PWR BUF22,585$107.4 萬<0.1%–
Innovator ETFs Trust45782C425US EQT ULTRA BFR28,638$88.2 萬<0.1%–
Capital Grp Fixed Incm ETF T14020Y409SHORT DURATION34,348$87.2 萬<0.1%–
PUBMPubMatic, Inc.COM CL A35,000$83.0 萬<0.1%歷史
PXDPioneer Natural Resources CoCOM3,106$81.6 萬<0.1%歷史
Innovator ETFs Trust45782C375US EQT ULTRA BF23,525$76.8 萬<0.1%–
RPMRPM International IncCOM6,275$74.7 萬<0.1%歷史
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A19,951$71.9 萬<0.1%歷史
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF25,586$69.1 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 2832,553$65.3 萬<0.1%–
EVGEaton Vance Short Duration Diversified Income FundCOM56,363$59.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740U208FT VEST US EQT12,754$56.7 萬<0.1%–
iShares Tr46436E288INVT GRD CORP BD19,339$56.7 萬<0.1%–
STNEStoneCo Ltd.COM29,425$48.9 萬<0.1%歷史
PATHUiPath, Inc.Stock20,489$46.4 萬<0.1%歷史
ONOn Semiconductor CorpStock6,062$44.6 萬<0.1%歷史
CPECallon Petroleum CoCOM11,644$41.6 萬<0.1%歷史
BEPCBrookfield Renewable CorpCL A SUB VTG16,799$41.3 萬<0.1%歷史
CTRACoterra Energy Inc.Stock13,509$37.7 萬<0.1%歷史
DJTTrump Media & Technology Group Corp.Stock5,968$37.0 萬<0.1%歷史
First Tr Energy Income & Gro33738G104COM21,179$34.6 萬<0.1%–
ANAutonation, Inc.COM2,086$34.6 萬<0.1%歷史
SITESiteOne Landscape Supply, Inc.COM1,974$34.5 萬<0.1%歷史
SYNASYNAPTICS IncStock3,499$34.1 萬<0.1%歷史
PSAPublic StorageCOM1,131$32.8 萬<0.1%歷史
iShares Tr46432F859CORE 1 5 YR USD6,791$32.2 萬<0.1%–
ASOAcademy Sports & Outdoors, Inc.COM4,756$32.1 萬<0.1%歷史
BERYBerry Global Group, Inc.COM5,170$31.3 萬<0.1%歷史
BRBroadridge Financial Solutions, Inc.Stock1,515$31.1 萬<0.1%歷史
TAPMolson Coors Beverage CoCL B4,556$30.6 萬<0.1%歷史
NGGNational Grid PLCSPONSORED ADR NE4,435$30.3 萬<0.1%歷史
JPMorgan Chase & Co46625H365ALERIAN ML ETN10,563$30.1 萬<0.1%–
Innovator ETFs Trust45782C672US EQT ULTRA BF9,010$29.4 萬<0.1%–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF11,542$29.4 萬<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF8,090$29.2 萬<0.1%–
iShares Tr46434V1000-5YR INVT GR CP5,869$28.9 萬<0.1%–
BLDRBuilders FirstSource, Inc.Stock1,382$28.8 萬<0.1%歷史
DBX ETF Tr233051820XTRACK MSCI ALL8,587$28.2 萬<0.1%–
RABrookfield Real Assets Income Fund Inc.SHS BEN INT20,674$26.7 萬<0.1%歷史
ODFLOld Dominion Freight Line, Inc.COM1,199$26.3 萬<0.1%歷史
DRIDarden Restaurants IncCOM1,574$26.3 萬<0.1%歷史
iShares Tr46435U697IBONDS DEC10,085$26.2 萬<0.1%–
BCEBce IncCOM NEW7,695$26.1 萬<0.1%歷史
iShares Tr464287192US TRSPRTION3,577$25.2 萬<0.1%–
MLMMartin Marietta Materials IncCOM409$25.2 萬<0.1%歷史
FLNGFlex LNG Ltd.SHS9,852$25.1 萬<0.1%歷史
RIVRivernorth Opportunities Fund, Inc.COM20,725$25.0 萬<0.1%歷史
Global X FDS37960A651SUPERDVDND REIT11,615$23.7 萬<0.1%–
First Tr Exchng Traded FD VI33740U687FT VEST U.S EQT7,200$23.7 萬<0.1%–
RBARB Global Inc.COM3,089$23.5 萬<0.1%歷史
APAMArtisan Partners Asset Management Inc.CL A5,075$23.2 萬<0.1%歷史
State Street SPDR S&P Regional Banking ETF78464A698ETF4,605$23.2 萬<0.1%–
CHDNChurchill Downs IncCOM1,860$23.0 萬<0.1%歷史
Innovator ETFs Trust45782C276GRWT100 PWR BUF3,975$22.9 萬<0.1%–
First Tr Exchng Traded FD VI33740U844FT VEST U.S6,323$22.9 萬<0.1%–
iShares Tr464288372GLB INFRASTR ETF4,797$22.8 萬<0.1%–
NEUNewmarket CorpCOM359$22.8 萬<0.1%歷史
iShares Tr46435U432IBONDS DEC 258,599$22.8 萬<0.1%–
Innovator ETFs Trust45783Y343INNOVATOR INTL D8,800$22.7 萬<0.1%–
SYMSymbotic Inc.Stock5,015$22.6 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F425FT VEST U.S6,739$22.4 萬<0.1%–
iShares Tr464288737GLB CNSM STP ETF3,641$22.2 萬<0.1%–
iShares Tr46429B408MSCI PHILIPS ETF8,038$22.2 萬<0.1%–
CNCCentene CorpStock2,822$22.2 萬<0.1%歷史
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF4,447$21.8 萬<0.1%–
DXCMDexcom IncCOM1,569$21.8 萬<0.1%歷史
iShares Tr464288562RESIDENTIAL MULT3,003$21.6 萬<0.1%–
OVVOvintiv Inc.COM4,155$21.6 萬<0.1%歷史
RIORio Tinto PLCADR3,357$21.4 萬<0.1%歷史
Great Ajax Corp38983D4097.25 CV SR NT 248,586$21.4 萬<0.1%–
NTGTortoise Midstream Energy Fund, Inc.COM5,516$21.1 萬<0.1%歷史
PHMPultegroup IncCOM1,709$20.6 萬<0.1%歷史
Vanguard Emerging Markets Government Bond ETF921946885ETF3,219$20.6 萬<0.1%–
OMCOmnicom Group Inc.COM2,112$20.4 萬<0.1%歷史
iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259ETF8,040$20.4 萬<0.1%–
Invesco Exchange Traded FD T46137V373S&P500 EQL STP6,161$20.3 萬<0.1%–
ANSSAnsys IncCOM583$20.2 萬<0.1%歷史
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF6,300$20.1 萬<0.1%–
EGLEEagle Bulk Shipping Inc.COM3,220$20.1 萬<0.1%歷史
WisdomTree Tr97717X594ITL HDG QTLY DIV4,376$20.1 萬<0.1%–
BCXBlackRock Resources & Commodities Strategy TrustSHS20,528$18.6 萬<0.1%歷史
Crescent PT Energy Corp22576C101COM18,831$15.4 萬<0.1%–
EFTEaton Vance Floating-Rate Income TrustCOM10,310$13.7 萬<0.1%歷史
First Tr MLP & Energy Incom33739B104COM12,732$12.3 萬<0.1%–
HLNHaleon plcADR13,998$11.9 萬<0.1%歷史
CIMChimera Investment CorpCOM NEW16,185$7.46 萬<0.1%歷史
NKLANikola CorpCOM22,549$2.35 萬<0.1%歷史
Portage Biotech IncG7185A128COM10,680$6,016<0.1%–