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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2022 年第 2 季持倉

持倉截至 2022/6/30,2022/8/11 申報。只含多頭部位,變化是跟 2022 年第 1 季比股數。

機構總覽
持股檔數
1,275
較 2022 年第 1 季 −71
總值
$27.5 億
較 2022 年第 1 季 −$5.82 億 (−17.5%)
申報日
2022/8/11
SEC
Sigma Planning Corp 在 2022 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT19,455$15.7 萬<0.1%+55+0.3%加碼歷史
ABRArbor Realty Trust IncCOM11,960$15.7 萬<0.1%+1,634+15.8%加碼歷史
Amplify ETF Tr032108847CEF HIGH INCOME12,638$16.0 萬<0.1%−5,132−28.9%減碼–
MTTRMatterport, Inc.COM CL A43,785$16.0 萬<0.1%+8,865+25.4%加碼歷史
TPVGTriplePoint Venture Growth BDC Corp.COM12,667$16.1 萬<0.1%+12,667新進歷史
VMOInvesco Municipal Opportunity TrustCOM15,736$16.3 萬<0.1%+146+0.9%加碼歷史
GFNew Germany Fund IncCOM19,326$16.3 萬<0.1%+1,474+8.3%加碼歷史
VODVodafone Group Public Ltd CoADR10,736$16.7 萬<0.1%−234−2.1%減碼歷史
SLRCSLR Investment Corp.COM11,551$16.9 萬<0.1%−578−4.8%減碼歷史
NVGNuveen AMT-Free Municipal Credit Income FundCEF13,097$17.2 萬<0.1%−316−2.4%減碼歷史
HSTHost Hotels & Resorts, Inc.COM11,030$17.3 萬<0.1%+11,030新進歷史
ATOMAtomera IncCOM18,550$17.4 萬<0.1%+2,170+13.2%加碼歷史
EFCEllington Financial Inc.COM12,167$17.8 萬<0.1%+729+6.4%加碼歷史
CMLSQCumulus Media IncCOM CL A23,022$17.8 萬<0.1%−3,978−14.7%減碼歷史
Prospect Cap Corp74348TAT9NOTE 6.375% 3/0175,000$17.9 萬<0.1%00.0%不變–
HPSJohn Hancock Preferred Income Fund IIICOM11,492$18.1 萬<0.1%−496−4.1%減碼歷史
JRONuveen Floating Rate Income Opportunity FundCOM SHS22,246$18.2 萬<0.1%+726+3.4%加碼歷史
Prospect Cap Corp74348TAR3NOTE 4.950% 7/1188,000$18.9 萬<0.1%+109,000+138.0%加碼–
EVVEaton Vance Ltd Duration Income FundCOM18,376$19.0 萬<0.1%−8,407−31.4%減碼歷史
AGNCAGNC Investment Corp.REIT17,243$19.1 萬<0.1%+656+4.0%加碼歷史
BBNBlackRock Taxable Municipal Bond TrustSHS10,010$19.2 萬<0.1%−3,469−25.7%減碼歷史
OXLCOxford Lane Capital Corp.COM33,832$19.2 萬<0.1%+33,832新進歷史
Health Assurn Acquisition Co42226W208UNIT 99/99/999919,575$19.4 萬<0.1%00.0%不變–
SONOSonos IncCOM10,798$19.5 萬<0.1%00.0%不變歷史
BTZBlackRock Credit Allocation Income TrustCOM18,294$19.9 萬<0.1%−2,053−10.1%減碼歷史
BKNGBooking Holdings Inc.Stock114$20.1 萬<0.1%−1−0.9%減碼歷史
EFREaton Vance Senior Floating-Rate TrustCOM16,373$20.1 萬<0.1%+3,530+27.5%加碼歷史
First Tr Exchng Traded FD VI33740F862FT VEST US EQT5,805$20.1 萬<0.1%+300+5.4%加碼–
WisdomTree Tr97717X669US QTLY DIV GRT3,504$20.1 萬<0.1%+158+4.7%加碼–
EDITEditas Medicine, Inc.COM17,059$20.2 萬<0.1%+2,187+14.7%加碼歷史
XXII22nd Century Group, Inc.COM95,100$20.3 萬<0.1%00.0%不變歷史
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF1,787$20.4 萬<0.1%−15,125−89.4%減碼–
EAElectronic Arts Inc.COM1,677$20.4 萬<0.1%−4,972−74.8%減碼歷史
CPCanadian Pacific Kansas City LtdCOM2,925$20.4 萬<0.1%−458−13.5%減碼歷史
HIIHuntington Ingalls Industries, Inc.COM943$20.5 萬<0.1%+943新進歷史
Dimensional U.S. Core Equity 2 ETF25434V708ETF8,895$20.7 萬<0.1%+10.0%加碼–
APAAPA CorpStock5,941$20.7 萬<0.1%+883+17.5%加碼歷史
AGOAssured Guaranty LtdCOM3,703$20.7 萬<0.1%−199−5.1%減碼歷史
LANDGladstone Land CorpCOM9,346$20.7 萬<0.1%+595+6.8%加碼歷史
SAMBoston Beer Co IncCL A690$20.9 萬<0.1%−17−2.4%減碼歷史
HQHabrdn Healthcare InvestorsSH BEN INT11,177$20.9 萬<0.1%+11,177新進歷史
LYVLive Nation Entertainment, Inc.COM2,530$20.9 萬<0.1%−45−1.7%減碼歷史
BBWBuild-A-Bear Workshop IncCOM12,786$21.0 萬<0.1%−4,742−27.1%減碼歷史
ARLPAlliance Resource Partners LPStock11,579$21.1 萬<0.1%−1,021−8.1%減碼歷史
VanEck ETF Trust92189H805RARE EARTH AND S2,437$21.2 萬<0.1%−53−2.1%減碼–
IRIngersoll Rand Inc.COM5,037$21.2 萬<0.1%−128−2.5%減碼歷史
Invesco Exch TRD SLF Idx FD46138J775BLOO PRI PWR ETF3,351$21.3 萬<0.1%−1,728−34.0%減碼–
ProShares Tr74348A541HGH YLD INT RATE3,753$21.3 萬<0.1%+144+4.0%加碼–
JPMorgan Chase & Co46625H365ALERIAN ML ETN11,283$21.4 萬<0.1%00.0%不變–
Advisorshares Tr00768Y438Q DYNAMIC GROWTH9,850$21.6 萬<0.1%−1,500−13.2%減碼–
Innovator ETFs Trust45782C367INTRNL DEV APRL9,518$21.7 萬<0.1%+9,518新進–
Northern LTS FD Tr IV66538H393INSPIRE TACTICAL9,025$21.7 萬<0.1%−200−2.2%減碼–
First Tr Exchng Traded FD VI33740U307FT VEST US EQT6,837$21.8 萬<0.1%00.0%不變–
ETF Managers Tr26924G102PRIME JUNIR SLVR22,877$21.8 萬<0.1%−11,500−33.5%減碼–
EXRExtra Space Storage Inc.COM1,288$21.9 萬<0.1%−1,770−57.9%減碼歷史
DOVDOVER CorpCOM1,805$21.9 萬<0.1%+11+0.6%加碼歷史
NBBNuveen Taxable Municipal Income FundCOM12,300$21.9 萬<0.1%+12,300新進歷史
GIBCgi IncCL A2,772$22.1 萬<0.1%+2,772新進歷史
INABIN8BIO, Inc.COM97,750$22.1 萬<0.1%00.0%不變歷史
Global X FDS37954Y848GLOBAL X SILVER8,567$22.2 萬<0.1%00.0%不變–
UTLUnitil CorpCOM3,778$22.2 萬<0.1%+3,778新進歷史
Amplify Blockchain Technology ETF032108607ETF12,326$22.3 萬<0.1%−336−2.7%減碼–
BENFranklin Templeton IncCOM9,583$22.3 萬<0.1%+559+6.2%加碼歷史
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF6,148$22.3 萬<0.1%−1,058−14.7%減碼–
GLUGabelli Global Utility & Income TrustCOM SH BEN INT13,842$22.3 萬<0.1%+220+1.6%加碼歷史
FRPTFreshpet, Inc.Stock4,310$22.4 萬<0.1%−137−3.1%減碼歷史
ZZillow Group, Inc.CL C CAP STK7,065$22.4 萬<0.1%−40−0.6%減碼歷史
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM26,905$22.5 萬<0.1%+647+2.5%加碼歷史
KEYKeycorpCOM13,079$22.5 萬<0.1%+207+1.6%加碼歷史
SNYSanofiSPONSORED ADR4,501$22.5 萬<0.1%+436+10.7%加碼歷史
iShares Tr464288844US OIL EQ&SV ETF14,071$22.5 萬<0.1%−1,347−8.7%減碼–
RHPRyman Hospitality Properties, Inc.COM2,995$22.8 萬<0.1%−61−2.0%減碼歷史
BGBunge Global SACOM2,510$22.8 萬<0.1%−4,089−62.0%減碼歷史
DYDycom Industries IncCOM2,460$22.9 萬<0.1%−3,916−61.4%減碼歷史
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW5,166$23.0 萬<0.1%−226−4.2%減碼–
iShares Tr464287333GLOBAL FINLS ETF3,496$23.0 萬<0.1%−4,055−53.7%減碼–
WisdomTree Tr97717Y790US EFFIC CORE FD6,929$23.1 萬<0.1%−733−9.6%減碼–
TSITCW Strategic Income Fund IncCOM47,758$23.1 萬<0.1%+600+1.3%加碼歷史
BCXBlackRock Resources & Commodities Strategy TrustSHS25,841$23.2 萬<0.1%+3,912+17.8%加碼歷史
RYRoyal Bank of CanadaStock2,406$23.3 萬<0.1%+147+6.5%加碼歷史
Invesco Exchange Traded FD T46137V738LARGE CAP VALUE5,336$23.3 萬<0.1%−162−2.9%減碼–
MTBM&T Bank CorpCOM1,470$23.4 萬<0.1%+1,470新進歷史
iShares MSCI Acwi Ex U.S. ETF464288240ETF5,212$23.5 萬<0.1%+3+0.1%加碼–
KDPKeurig Dr Pepper Inc.COM6,642$23.5 萬<0.1%−3,409−33.9%減碼歷史
WBSWebster Financial CorpCOM5,579$23.5 萬<0.1%00.0%不變歷史
VanEck ETF Trust92189F429PREFERRED SECURT12,967$23.5 萬<0.1%−216−1.6%減碼–
iShares Tr46436E569ESG SELECT SCRE8,272$23.5 萬<0.1%+514+6.6%加碼–
ALLEAllegion plcORD SHS2,418$23.7 萬<0.1%00.0%不變歷史
Fidelity Covington Trust316092386STOCK FOR INFL8,137$23.7 萬<0.1%+8,137新進–
BDJBlackRock Enhanced Equity Dividend TrustCOM27,090$23.9 萬<0.1%−371−1.4%減碼歷史
OLNOLIN CorpStock5,210$24.1 萬<0.1%−219−4.0%減碼歷史
SPDR Series Trust78468R721STATE STREET SPD5,255$24.1 萬<0.1%−159−2.9%減碼–
iShares Tr46436E874IBONDS 24 TRM TS9,853$24.1 萬<0.1%+9,853新進–
SPXXNuveen S&P 500 Dynamic Overwrite FundCOM15,500$24.3 萬<0.1%00.0%不變歷史
BNSBank of Nova ScotiaCOM4,104$24.3 萬<0.1%+7+0.2%加碼歷史
Innovator ETFs Trust45783Y756LADDERED ALC BFR10,900$24.3 萬<0.1%+10,900新進–
CHYCalamos Convertible & High Income FundCOM SHS21,785$24.3 萬<0.1%+252+1.2%加碼歷史
EVGEaton Vance Short Duration Diversified Income FundCOM22,566$24.3 萬<0.1%+2,006+9.8%加碼歷史
DSLDoubleLine Income Solutions FundCOM20,013$24.3 萬<0.1%−4,459−18.2%減碼歷史
PFCPremier Financial CorpCOM9,582$24.3 萬<0.1%+8+0.1%加碼歷史

選擇權(10 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2022 年第 2 季的選擇權部位
證券類別賣權買權
Invesco QQQ Trust Series I46090E103ETF$7,035 萬–
SPYSPDR S&P 500 ETF TrustETF$5,553 萬$75.5 萬
AAPLApple Inc.Stock$32.8 萬$27.3 萬
MSFTMicrosoft CorpStock$25.7 萬$33.4 萬
GOOGAlphabet Inc.Stock–$21.9 萬
MRNAModerna, Inc.Stock$21.4 萬–
HRTXHeron Therapeutics, Inc.COM–$4.90 萬
FCELFuelcell Energy IncCOM–$4.70 萬
AGENAgenus IncCOM NEW–$3.50 萬
VHCVirnetX Holding CorpCOM–$1.30 萬

2022 年第 1 季之後清倉(177 檔)

2022 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 177 檔。

Sigma Planning Corp 在 2022 年第 1 季之後清倉的部位
證券類別2022 年第 1 季股數2022 年第 1 季市值2022 年第 1 季佔組合 %紀錄
iShares Tr4642874571 3 YR TREAS BD248,977$2,075 萬0.6%–
PEPPepsiCo IncStock46,572$779.5 萬0.2%歷史
SPDR Series Trust78464A755ST STR SP METAL81,789$501.3 萬0.2%–
BROBrown & Brown, Inc.Stock56,529$408.5 萬0.1%歷史
Invesco Exchange Traded FD T46137V290S&P500 EQL REL74,713$302.7 萬0.1%–
American Centy ETF Tr025072505DIVERSIFIED MU36,581$188.9 萬0.1%–
Vanguard World FD921910709EXTENDED DUR14,271$173.7 萬0.1%–
First Tr Exchange Traded FD33738R845NASDQ OIL GAS55,234$146.3 萬<0.1%–
First Tr Exchange Traded FD33734X812INDXX GLOBAL AGR39,333$131.5 萬<0.1%–
Invesco Exchange Traded FD T46137V761ENERG EXPL ETF46,739$129.7 萬<0.1%–
Vanguard Index FDS922908652EXTEND MKT ETF6,897$114.3 萬<0.1%–
MSTRStrategy IncStock2,040$99.2 萬<0.1%歷史
AAPAdvance Auto Parts IncCOM4,717$97.6 萬<0.1%歷史
iShares Tr464287622RUS 1000 ETF3,706$92.7 萬<0.1%–
iShares Inc46434G855MSCI GBL GOLD MN29,310$91.1 萬<0.1%–
GFIGold Fields LtdSPONSORED ADR58,646$90.7 萬<0.1%歷史
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF10,870$80.6 萬<0.1%–
TASKTaskUs, Inc.CLASS A COM20,700$79.6 萬<0.1%歷史
MOSMosaic CoCOM11,847$78.8 萬<0.1%歷史
EXKEndeavour Silver CorpCOM143,460$66.7 萬<0.1%歷史
NGNovagold Resources IncCOM NEW85,752$66.3 萬<0.1%歷史
SSRMSSR Mining Inc.Stock30,278$65.9 萬<0.1%歷史
CSGPCostar Group, Inc.COM9,860$65.7 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E297S&P EMRNG MKTS25,205$65.1 萬<0.1%–
HMYHarmony Gold Mining Co LtdADR126,000$63.4 萬<0.1%歷史
UUnity Software Inc.COM6,299$62.5 萬<0.1%歷史
EQXEquinox Gold Corp.COM75,345$62.3 萬<0.1%歷史
UGIUgi CorpStock17,104$62.0 萬<0.1%歷史
AUAngloGold Ashanti PLCSPONSORED ADR24,334$57.6 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY56,557$56.7 萬<0.1%–
MPLXMPLX LPCOM UNIT REP LTD16,682$55.4 萬<0.1%歷史
ZBRAZebra Technologies CorpCL A1,285$53.2 萬<0.1%歷史
AAAlcoa CorpStock5,826$52.5 萬<0.1%歷史
CPBCAMPBELL'S CoCOM11,657$52.0 萬<0.1%歷史
CHXChampionX CorpCOM20,600$50.4 萬<0.1%歷史
DJTTrump Media & Technology Group Corp.Stock7,740$49.9 萬<0.1%歷史
Osi ETF Tr67110P407OSHARES US QUALT10,332$45.4 萬<0.1%–
Flexshares Tr33939L829INT QLTDVDYNAM15,080$43.2 萬<0.1%–
PALLabrdn Palladium ETF TrustPHYSICAL PALLADM1,948$40.7 萬<0.1%歷史
ASMLASML Holding NVADR602$40.3 萬<0.1%歷史
Starboard Invt Tr85521B742ADAPTIVE ALPHA16,291$38.9 萬<0.1%–
CRCrane CoCOM3,579$38.8 萬<0.1%歷史
TNDMTandem Diabetes Care IncCOM NEW3,313$38.5 萬<0.1%歷史
ASOAcademy Sports & Outdoors, Inc.COM9,732$38.3 萬<0.1%歷史
AONAon plcCL A1,144$37.3 萬<0.1%歷史
SPDR Index Shs FDS78463X541ST STR NAT ETF5,655$35.5 萬<0.1%–
Kraneshares Tr500767587QUADRATIC DEFLA13,789$35.3 萬<0.1%–
TRGPTarga Resources Corp.COM4,520$34.1 萬<0.1%歷史
iShares Inc464286400MSCI BRAZIL ETF8,930$33.8 萬<0.1%–
CDWCDW CorpCOM1,879$33.6 萬<0.1%歷史
GHGuardant Health, Inc.COM4,932$32.7 萬<0.1%歷史
Flexshares Tr33939L605IBOXX 5YR TRGT11,848$32.1 萬<0.1%–
SCCOSouthern Copper CorpStock4,211$32.0 萬<0.1%歷史
ZENZendesk, Inc.COM2,650$31.9 萬<0.1%歷史
First Tr Exchange-Traded Alp33734Y109COM SHS3,470$31.8 萬<0.1%–
State Street SPDR S&P Semiconductor ETF78464A862ETF1,516$31.5 萬<0.1%–
EGLEEagle Bulk Shipping Inc.COM4,625$31.5 萬<0.1%歷史
Osi ETF Tr67110P704OSHS GBL INTER8,333$31.4 萬<0.1%–
WYNNWynn Resorts LtdCOM3,873$30.9 萬<0.1%歷史
SNAPSnap IncStock8,520$30.7 萬<0.1%歷史
Renaissance Cap Greenwich FD759937204IPO ETF6,890$30.4 萬<0.1%–
RCLRoyal Caribbean Cruises LtdCOM3,612$30.3 萬<0.1%歷史
UALUnited Airlines Holdings, Inc.COM6,358$29.5 萬<0.1%歷史
STRLSterling Infrastructure, Inc.COM10,950$29.3 萬<0.1%歷史
CNQCanadian Natural Resources LtdCOM4,694$29.1 萬<0.1%歷史
JKHYJack Henry & Associates IncStock1,421$28.0 萬<0.1%歷史
ICEIntercontinental Exchange, Inc.Stock2,102$27.8 萬<0.1%歷史
WisdomTree Tr97717Y691CLOUD COMPUTNG6,750$27.6 萬<0.1%–
ARTWArts Way Manufacturing Co IncCOM49,600$27.4 萬<0.1%歷史
PBCTPeople's United Financial, Inc.COM13,553$27.1 萬<0.1%歷史
RILYBRC Group Holdings, Inc.COM3,838$26.9 萬<0.1%歷史
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT3,471$26.8 萬<0.1%–
MURMurphy Oil CorpCOM6,605$26.7 萬<0.1%歷史
PENNPENN Entertainment, Inc.COM6,277$26.6 萬<0.1%歷史
DBX ETF Tr233051101XTRACK MSCI EMRG10,872$26.6 萬<0.1%–
Atlantica Sustainable Infr PG0751N103SHS7,587$26.6 萬<0.1%–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF6,233$26.2 萬<0.1%–
STAGSTAG Industrial, Inc.COM6,280$26.0 萬<0.1%歷史
ARK Blockchain & Fintech Innovation ETF00214Q708ETF8,904$25.9 萬<0.1%–
SPDR Series Trust78464A656ST STR TIPS ETF8,571$25.9 萬<0.1%–
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY3,391$25.6 萬<0.1%–
EXPEExpedia Group, Inc.Stock1,297$25.4 萬<0.1%歷史
STMSTMicroelectronics N.V.NY REGISTRY5,884$25.4 萬<0.1%歷史
SOYBTeucrium Commodity TrustSOYBEAN FD9,390$25.1 萬<0.1%歷史
CHGGChegg, IncCOM6,878$25.0 萬<0.1%歷史
Global X FDS37954Y442CLOUD COMPUTNG11,273$24.8 萬<0.1%–
LHLabcorp Holdings Inc.COM NEW934$24.6 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E636INTL CORP BD9,670$24.5 萬<0.1%–
KKRKKR & Co. Inc.COM4,131$24.2 萬<0.1%歷史
AGCOAGCO CorpCOM1,626$23.8 萬<0.1%歷史
Amplify ETF Tr032108102ONLIN RETL ETF3,608$23.7 萬<0.1%–
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS1,818$23.6 萬<0.1%–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF4,270$23.5 萬<0.1%–
CTASCintas CorpStock544$23.2 萬<0.1%歷史
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL1,385$23.2 萬<0.1%–
MNSTMonster Beverage CorpCOM2,892$23.1 萬<0.1%歷史
PFGPrincipal Financial Group IncCOM3,150$23.1 萬<0.1%歷史
BBYBest Buy Co IncStock2,534$23.0 萬<0.1%歷史
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP4,693$22.9 萬<0.1%–
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM9,000$22.9 萬<0.1%歷史