NOS4-1, Inc.
WLMSDelisted Aug 1, 2023- Industry
- Heavy Construction Other Than Bldg Const - Contractors
- SEC CIK
- 0001136294
NOS4-1, Inc. was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 24 institutions reported holding it in 13F filings for Q2 2023, worth $4.26M in total; no superinvestor held it.
Open-market trades, last 90 days
Open-market purchases (P) and sales (S) by NOS4-1, Inc. insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.
- Open-market buys
- 0 filings
- Open-market sells
- 0 filings
- Insiders trading
- 0
- Net value
- $0
- Purchases minus sales
Insider roster
Directors, officers and 10% owners who have filed a Form 4 for NOS4-1, Inc., current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.
| Name | Title | Last reported holding | Last filing | Filings, past year |
|---|---|---|---|---|
| Pagliara Tracy D | President and CEO | 681,084 | Apr 4, 2023 | 0 |
| Lay Randall R | EVP, Chief Operating Officer | 163,339 | Apr 4, 2023 | 0 |
| Wheelock Charles E. | SVP, Chief Admin Off, GC, Sec | 140,186 | Apr 4, 2023 | 0 |
| Jenkins Dawn | VP, Human Resources | 56,710 | Apr 4, 2023 | 0 |
| Vassall Damien | VP, Chief Financial Officer | 29,995 | Apr 4, 2023 | 0 |
| Bruno Michael J. Jr. | EVP, Business Development | 13,759 | Apr 4, 2023 | 0 |
| Obus Nelson | Director, 10% Owner | 381,706 | Feb 3, 2023 | 0 |
| Brown David A B | Director | 936,576 | Feb 3, 2023 | 0 |
| Goodspeed Linda | Director | 134,470 | Feb 3, 2023 | 0 |
| Quain Mitchell I | Director | 182,168 | Feb 3, 2023 | 0 |
| Davis Steven D | Director | 259,442 | Feb 3, 2023 | 0 |
| Mills Robert B | Director | 487,284 | Feb 3, 2023 | 0 |
| Wynnefield Partners Small Cap Value LP | 10% Owner | 3,951,844Indirect | Sep 2, 2022 | 0 |
| Wynnefield Small Cap Value Offshore Fund Ltd | 10% Owner | 3,951,844Indirect | Sep 2, 2022 | 0 |
| Wynnefield Capital Management LLC | 10% Owner | 3,951,844Indirect | Sep 2, 2022 | 0 |
| Wynnefield Partners Small Cap Value LP I | 10% Owner | 3,951,844Indirect | Sep 2, 2022 | 0 |
| Wynnefield Capital Inc | 10% Owner | 3,951,844Indirect | Sep 2, 2022 | 0 |
| Landes Joshua | 10% Owner | 3,951,844Indirect | Sep 2, 2022 | 0 |
| Wynnefield Capital, Inc. Profit Sharing Plan | 10% Owner | 3,951,844Indirect | Sep 2, 2022 | 0 |
| Hruby Raymond A. Jr. | EVP, Business Development | 56,865 | May 19, 2022 | 0 |
Insider trades
Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Aug 25, 2021 (view filing) | Aug 23 | 2 days | Obus NelsonDirector, 10% Owner | PPurchaseCommon Stock, $0.01 par value per share | +46.7K | $4.03 | +$188.2K | +0.7%6.40M after | |
| Nov 24, 2021 (view filing) | Nov 22-23 | 2 days | Brown David A BDirector | PPurchaseCommon Stock, $0.01 par value per share | +88.5K | $3.60 | +$318.1K | +29.5%388.1K after | 2 lots |
| Nov 26, 2021 (view filing) | Nov 24-26 | 2 days | Brown David A BDirector | PPurchaseCommon Stock, $0.01 par value per share | +12.5K | $3.60 | +$45.2K | +3.2%400.6K after | 2 lots |
| Dec 3, 2021 (view filing) | Dec 1 | 2 days | Hruby Raymond A. Jr.EVP, Business Development | PPurchaseCommon Stock, $0.01 par value per share | +1.00K | $3.50 | +$3.50K | +100.0%2.00K after | |
| Dec 6, 2021 (view filing) | Dec 3 | 3 days | Vassall DamienVP, Chief Financial Officer | PPurchaseCommon Stock, $0.01 par value per share | +6.20K | $3.27 | +$20.3K | New position6.20K after | |
| Dec 7, 2021 (view filing) | Dec 3-6 | 4 days | Obus NelsonDirector, 10% Owner | PPurchaseCommon Stock, $0.01 par value per share | +9.57K | $3.24 | +$31.0K | +0.1%6.41M after | 2 lots |
| Dec 7, 2021 (view filing)8:14 PM ET | Dec 3-6 | 4 days | Wynnefield Partners Small Cap Value LP and 7 others10% Owner | PPurchaseCommon Stock, par value $0.01 per share | +4.67K | $3.24 | +$15.1K | +0.2%2.48M after | 2 lots |
| Dec 7, 2021 (view filing)8:14 PM ET | Dec 3-6 | 4 days | Wynnefield Partners Small Cap Value LP and 7 others10% Owner | PPurchaseCommon Stock, par value $0.01 per share | +4.90K | $3.24 | +$15.9K | +0.1%3.92M after | 2 lots |
| Dec 10, 2021 (view filing) | Dec 8 | 2 days | Obus NelsonDirector, 10% Owner | PPurchaseCommon Stock, $0.01 par value per share | +431 | $3.25 | +$1.40K | 0.0%6.41M after | |
| Dec 10, 2021 (view filing)4:15 PM ET | Dec 8 | 2 days | Wynnefield Partners Small Cap Value LP and 7 others10% Owner | PPurchaseCommon Stock, par value $0.01 per share | +431 | $3.25 | +$1.40K | 0.0%2.48M after | |
| Mar 23, 2022 (view filing) | Mar 21-22 | 2 days | Brown David A BDirector | PPurchaseCommon Stock, $0.01 par value per share | +100.0K | $1.76 | +$175.9K | +22.3%549.2K after | 2 lots |
| Mar 23, 2022 (view filing) | Mar 21-22 | 2 days | Hruby Raymond A. Jr.EVP, Business Development | PPurchaseCommon Stock, $0.01 par value per share | +28.0K | $1.76 | +$49.4K | +1,400.0%30.0K after | 2 lots |
| Mar 23, 2022 (view filing) | Mar 22 | 1 day | Pagliara Tracy DPresident and CEO | PPurchaseCommon Stock, $0.01 par value per share | +2.69K | $1.81 | +$4.87K | +0.5%518.4K after | |
| Mar 23, 2022 (view filing) | Mar 21 | 2 days | Quain Mitchell IDirector | PPurchaseCommon Stock, $0.01 par value per share | +10.0K | $1.65 | +$16.5K | +11.6%96.3K after | |
| Mar 25, 2022 (view filing) | Mar 23 | 2 days | Lay Randall REVP, Chief Operating Officer | PPurchaseCommon Stock, $0.01 par value per share | +7.50K | $1.73 | +$13.0K | +5.9%134.6K after | |
| Mar 25, 2022 (view filing) | Mar 23 | 2 days | Vassall DamienVP, Chief Financial Officer | PPurchaseCommon Stock, $0.01 par value per share | +11.5K | $1.83 | +$21.0K | +185.5%17.7K after | |
| May 19, 2022 (view filing) | May 17-19 | 2 days | Brown David A BDirector | PPurchaseCommon Stock, $0.01 par value per share | +163.7K | $1.50 | +$246.4K | +29.8%713.0K after | 3 lots |
| May 23, 2022 (view filing) | May 23 | Same day | Jenkins DawnVP, Human Resources | PPurchaseCommon Stock, $0.01 par value per share | +5.95K | $1.68 | +$10.0K | +15.4%44.6K after | |
| May 24, 2022 (view filing) | May 20-24 | 4 days | Brown David A BDirector | PPurchaseCommon Stock, $0.01 par value per share | +36.8K | $1.69 | +$62.3K | +5.2%749.7K after | 3 lots |
| Aug 30, 2022 (view filing) | Aug 26-29 | 4 days | Obus NelsonDirector, 10% Owner | PPurchaseCommon Stock, $0.01 par value per share | +49.5K | $1.65 | +$81.8K | +0.8%6.46M after | 2 lots |
| Aug 30, 2022 (view filing)4:14 PM ET | Aug 26 | 4 days | Wynnefield Partners Small Cap Value LP and 7 others10% Owner | PPurchaseCommon Stock, par value $0.01 per share (the "Common Stock") | +19.5K | $1.65 | +$32.2K | +0.8%2.50M after | |
| Aug 30, 2022 (view filing)4:14 PM ET | Aug 26-29 | 4 days | Wynnefield Partners Small Cap Value LP and 7 others10% Owner | PPurchase | +25.4K | $1.65 | +$41.9K | +0.6%3.95M after | 2 lots |
| Aug 30, 2022 (view filing)4:14 PM ET | Aug 29 | 1 day | Wynnefield Partners Small Cap Value LP and 7 others10% Owner | PPurchase | +4.66K | $1.65 | +$7.67K | +0.2%2.51M after | |
| Sep 2, 2022 (view filing) | Aug 31-Sep 1 | 2 days | Obus NelsonDirector, 10% Owner | PPurchaseCommon Stock, $0.01 par value per share | +3.18K | $1.65 | +$5.24K | 0.0%6.46M after | 2 lots |
| Sep 2, 2022 (view filing)4:15 PM ET | Aug 31 | 2 days | Wynnefield Partners Small Cap Value LP and 7 others10% Owner | PPurchaseCommon Stock, par value $0.01 per share (the "Common Stock") | +464 | $1.65 | +$765.6 | 0.0%2.51M after | |
| Sep 2, 2022 (view filing)4:15 PM ET | Aug 31-Sep 1 | 2 days | Wynnefield Partners Small Cap Value LP and 7 others10% Owner | PPurchase | +1.63K | $1.65 | +$2.68K | 0.0%3.95M after | 2 lots |
| Sep 2, 2022 (view filing)4:15 PM ET | Sep 1 | 1 day | Wynnefield Partners Small Cap Value LP and 7 others10% Owner | PPurchase | +1.09K | $1.65 | +$1.79K | 0.0%2.51M after | |
| Nov 18, 2022 (view filing) | Nov 17-18 | 1 day | Brown David A BDirector | PPurchaseCommon Stock, $0.01 par value per share | +101.0K | $1.02 | +$102.9K | +13.5%850.8K after | 2 lots |