Brown David A B's Form 4 filing
NOS4-1, Inc. (WLMS) · filed Nov 24, 2021
- Accession no.
- 0001104659-21-143746
- Filed
- Nov 24, 2021
- Trade date
- Nov 22-23, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $318.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brown David A BCIK 0001112508 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2021 | Common Stock, $0.01 par value per share | PPurchaseAcquired | +55,778 | $3.60F1 | +$200,800.8 | 355,375 | Direct | |
| Nov 23, 2021 | Common Stock, $0.01 par value per share | PPurchaseAcquired | +32,682 | $3.59F2 | +$117,328.38 | 388,057 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $3.55 to $3.60 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $3.55 to $3.60 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.