Obus Nelson's Form 4 filing
NOS4-1, Inc. (WLMS) · filed Dec 7, 2021
- Accession no.
- 0001104659-21-147329
- Filed
- Dec 7, 2021
- Trade date
- Dec 3-6, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $31.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Obus NelsonCIK 0001017043 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 3, 2021 | Common Stock, $0.01 par value per share | PPurchaseAcquired | +2,966 | $3.24F3 | +$9,609.84 | 6,401,572 | Indirect | |
| Dec 6, 2021 | Common Stock, $0.01 par value per share | PPurchaseAcquired | +6,603 | $3.24F4 | +$21,393.72 | 6,408,175 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $3.24 to $3.25 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $3.23 to $3.25 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.