Hruby Raymond A. Jr.'s Form 4 filing
NOS4-1, Inc. (WLMS) · filed Mar 23, 2022
- Accession no.
- 0001104659-22-037167
- Filed
- Mar 23, 2022
- Trade date
- Mar 21-22, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $49.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hruby Raymond A. Jr.CIK 0001895128 | Officer (EVP, Business Development) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 21, 2022 | Common Stock, $0.01 par value per share | PPurchaseAcquired | +18,000 | $1.75F1 | +$31,500 | 20,000 | Direct | |
| Mar 22, 2022 | Common Stock, $0.01 par value per share | PPurchaseAcquired | +10,000 | $1.79F2 | +$17,900 | 30,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $1.7198 to $1.7597 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $1.7696 to $1.7996 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.