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Vassall Damien's Form 4 filing

NOS4-1, Inc. (WLMS) · filed Dec 6, 2021

Accession no.
0001104659-21-146800
Filed
Dec 6, 2021
Trade date
Dec 3, 2021
Filing delay
3 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market purchases total $20.3K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Vassall DamienCIK 0001892340Officer (VP, Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 3, 2021Common Stock, $0.01 par value per sharePPurchaseAcquired+6,200$3.27F1+$20,2746,200Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $3.23 to $3.27 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

Remarks

Power of Attorney is attached hereto as Exhibit 24.

Read the full filing on SEC EDGAR (opens in a new tab)