Obus Nelson's Form 4 filing
NOS4-1, Inc. (WLMS) · filed Aug 30, 2022
- Accession no.
- 0001104659-22-096103
- Filed
- Aug 30, 2022
- Trade date
- Aug 26-29, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $81.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Obus NelsonCIK 0001017043 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 26, 2022 | Common Stock, $0.01 par value per share | PPurchaseAcquired | +40,007 | $1.65F3 | +$66,011.55 | 6,448,613 | Indirect | |
| Aug 29, 2022 | Common Stock, $0.01 par value per share | PPurchaseAcquired | +9,543 | $1.65F4 | +$15,745.95 | 6,458,156 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $1.62 to $1.67 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $1.64 to $1.65 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.