Vaxxinity, Inc.
VAXXDelisted Apr 29, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001851657
Vaxxinity, Inc. was delisted on Apr 29, 2024; its insiders filed their last Form 4 on Apr 29, 2024; 58 institutions reported holding it in 13F filings for Q1 2024, worth $8.73M in total; no superinvestor held it.
13F holders, Q1 2024
Institutional positions in Vaxxinity, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
VAXX is no longer listed, so this page shows Q1 2024. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 58
- −2 vs. Q4 2023
- Shares held
- 12.2M
- −1.60M (−11.6%) vs. Q4 2023
- Total value
- $8.73M
- −$2.97M (−25.4%) vs. Q4 2023
- New holders
- 7
- 11 more added
- Sold out
- 9
- 15 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting VAXX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 1 | $43 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 1 | $31 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 1 | $1.42K |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 8 | $67.8K |
| Q1 2024 | 58 | $8.73M |
| Q4 2023 | 60 | $11.7M |
| Q3 2023 | 53 | $35.8M |
| Q2 2023 | 50 | $71.7M |
| Q1 2023 | 49 | $56.9M |
| Q4 2022 | 31 | $31.8M |
| Q3 2022 | 29 | $48.5M |
| Q2 2022 | 29 | $38.2M |
| Q1 2022 | 12 | $76.6M |
| Q4 2021 | 17 | $101.6M |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Vaxxinity, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Capital Advisors, Ltd. LLC | 62 | $0 | 0.00% | +62 | New |
| Robinswood Financial LLC | 55 | $39 | 0.00% | 00.0% | Unchanged |
| Sandy Spring Bank | 100 | $72 | 0.00% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 708 | $508 | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 825 | $592 | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 974 | $1.00K | 0.00% | −12,784−92.9% | Reduced |
| Amalgamated Bank | 1,437 | $1.00K | 0.00% | −4,597−76.2% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,056 | $1.48K | 0.00% | +6+0.3% | Added |
| Ameritas Investment Partners, Inc. | 3,519 | $2.52K | 0.00% | 00.0% | Unchanged |
| California State Teachers Retirement System | 4,840 | $3.47K | 0.00% | −2,175−31.0% | Reduced |
| Legal & General Group Plc | 5,269 | $3.78K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 7,101 | $5.09K | 0.00% | +1,033+17.0% | Added |
| Advisor Group Holdings, Inc. | 7,636 | $5.48K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 8,422 | $6.04K | 0.00% | +5,622+200.8% | Added |
| Spire Wealth Management | 8,969 | $6.46K | 0.00% | −9,986−52.7% | Reduced |
| Integrated Wealth Concepts LLC | 11,000 | $7.89K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 11,170 | $8.01K | 0.00% | −7,325−39.6% | Reduced |
| HSBC Holdings PLC | 12,301 | $8.83K | 0.00% | +12,301 | New |
| Cambridge Investment Research Advisors, Inc. | 12,000 | $9.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 12,640 | $9.08K | 0.00% | +58+0.5% | Added |
| Wells Fargo & Company | 12,731 | $9.13K | 0.00% | +1,704+15.5% | Added |
| Three Bridge Wealth Advisors, LLC | 14,178 | $10.2K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 17,304 | $13.0K | 0.00% | −4,772−21.6% | Reduced |
| Invesco Ltd. | 18,756 | $13.5K | 0.00% | −165−0.9% | Reduced |
| XTX Topco Ltd | 18,858 | $13.5K | 0.00% | +18,858 | New |
| Glenmede Trust Co NA | 19,158 | $13.7K | 0.00% | +19,158 | New |
| Wedbush Securities Inc | 20,000 | $14.0K | 0.00% | 00.0% | Unchanged |
| Clarius Group, LLC | 20,000 | $14.3K | 0.00% | 00.0% | Unchanged |
| Truist Financial Corp | 20,738 | $14.9K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 21,003 | $15.1K | 0.00% | −182−0.9% | Reduced |
| New York State Common Retirement Fund | 23,642 | $17.0K | 0.00% | 00.0% | Unchanged |
| Titleist Asset Management, LLC | 27,649 | $19.8K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 29,835 | $21.4K | 0.00% | −28,657−49.0% | Reduced |
| Toroso Investments, LLC | 32,617 | $23.4K | 0.00% | +32,617 | New |
| Renaissance Technologies LLC | 35,100 | $25.0K | 0.00% | +35,100 | New |
| Blue Zone Wealth Advisors, LLC | 41,000 | $29.4K | 0.01% | 00.0% | Unchanged |
| Lincoln National Corp | 41,070 | $29.5K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 42,787 | $30.7K | 0.00% | −233−0.5% | Reduced |
| Rhumbline Advisers | 44,603 | $32.0K | 0.00% | +5,510+14.1% | Added |
| JPMorgan Chase & Co | 44,902 | $32.2K | 0.00% | +17,048+61.2% | Added |
| Millennium Management LLC | 48,194 | $34.6K | 0.00% | +5,306+12.4% | Added |
| Nuveen Asset Management, LLC | 58,029 | $41.6K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 62,229 | $44.6K | 0.00% | −168,287−73.0% | Reduced |
| McAdam, LLC | 78,281 | $56.2K | 0.00% | 00.0% | Unchanged |
| Ieq Capital, LLC | 83,262 | $59.7K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 91,981 | $66.0K | 0.00% | −266,275−74.3% | Reduced |
| Bank of New York Mellon Corp | 110,015 | $78.9K | 0.00% | −10,650−8.8% | Reduced |
| Charles Schwab Investment Management Inc | 120,334 | $86.3K | 0.00% | 00.0% | Unchanged |
| Stelac Advisory Services LLC | 140,402 | $100.7K | 0.05% | +140,402 | New |
| Pathstone Holdings, LLC | 153,846 | $110.4K | 0.00% | 00.0% | Unchanged |
| Bridgeway Capital Management, LLC | 229,100 | $164.4K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 286,862 | $205.8K | 0.00% | +1,773+0.6% | Added |
| Northern Trust Corp | 333,250 | $239.1K | 0.00% | −1,248−0.4% | Reduced |
| State Street Corp | 799,273 | $573.5K | 0.00% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 878,543 | $630.4K | 0.00% | +36,529+4.3% | Added |
| Vanguard Group Inc | 2,411,679 | $1.73M | 0.00% | +20,843+0.9% | Added |
| BlackRock Inc. | 2,623,052 | $1.88M | 0.00% | −90,864−3.3% | Reduced |
| Adage Capital Partners GP, L.L.C. | 3,000,000 | $2.15M | 0.00% | 00.0% | Unchanged |
| Prime Movers Lab LLC | 0 | $0 | 0.00% | −1,201,994−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −79,444−100.0% | Sold out |
| Hollencrest Capital Management | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −14,766−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −11,684−100.0% | Sold out |
| State Board of Administration of Florida Retirement System | 0 | $0 | 0.00% | −11,074−100.0% | Sold out |
| Kayne Anderson Rudnick Investment Management LLC | 0 | $0 | 0.00% | −7,089−100.0% | Sold out |
| Glassman Wealth Services | 0 | $0 | 0.00% | −2,386−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −600−100.0% | Sold out |