Vaxxinity, Inc.
VAXXDelisted Apr 29, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001851657
Vaxxinity, Inc. was delisted on Apr 29, 2024; its insiders filed their last Form 4 on Apr 29, 2024; 58 institutions reported holding it in 13F filings for Q1 2024, worth $8.73M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Vaxxinity, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 31
- +2 vs. Q3 2022
- Shares held
- 22.7M
- −3.58M (−13.6%) vs. Q3 2022
- Total value
- $31.8M
- −$16.8M (−34.5%) vs. Q3 2022
- New holders
- 8
- 4 more added
- Sold out
- 6
- 9 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting VAXX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 1 | $43 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 1 | $31 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 1 | $1.42K |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 8 | $67.8K |
| Q1 2024 | 58 | $8.73M |
| Q4 2023 | 60 | $11.7M |
| Q3 2023 | 53 | $35.8M |
| Q2 2023 | 50 | $71.7M |
| Q1 2023 | 49 | $56.9M |
| Q4 2022 | 31 | $31.8M |
| Q3 2022 | 29 | $48.5M |
| Q2 2022 | 29 | $38.2M |
| Q1 2022 | 12 | $76.6M |
| Q4 2021 | 17 | $101.6M |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Vaxxinity, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| GWM Advisors LLC | 3 | $4 | 0.00% | +3 | New |
| Sandy Spring Bank | 100 | $140 | 0.00% | +100 | New |
| Wells Fargo & Company | 244 | $342 | 0.00% | +6+2.5% | Added |
| Tower Research Capital LLC (TRC) | 400 | $1.00K | 0.00% | +400 | New |
| Federation des caisses Desjardins du Quebec | 825 | $1.16K | 0.00% | +825 | New |
| UBS Group AG | 1,275 | $1.78K | 0.00% | −4,581−78.2% | Reduced |
| Glassman Wealth Services | 2,386 | $3.34K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 4,526 | $6.34K | 0.00% | −3,907−46.3% | Reduced |
| Advisor Group Holdings, Inc. | 6,136 | $8.00K | 0.00% | +2,500+68.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 12,000 | $17.0K | 0.00% | +12,000 | New |
| Lido Advisors, LLC | 13,824 | $19.4K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 17,842 | $25.0K | 0.00% | +17,842 | New |
| Hollencrest Capital Management | 20,000 | $28.0K | 0.00% | 00.0% | Unchanged |
| Clarius Group, LLC | 20,000 | $28.0K | 0.00% | 00.0% | Unchanged |
| Truist Financial Corp | 20,738 | $29.0K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 22,917 | $32.1K | 0.00% | 00.0% | Unchanged |
| ETF Managers Group, LLC | 31,427 | $44.0K | 0.00% | −5,762−15.5% | Reduced |
| Bank of New York Mellon Corp | 34,796 | $48.7K | 0.00% | +34,796 | New |
| State Street Corp | 54,734 | $76.6K | 0.00% | +54,734 | New |
| Northern Trust Corp | 62,833 | $88.0K | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 72,407 | $101.0K | 0.00% | +56,244+348.0% | Added |
| Bridgeway Capital Management, LLC | 74,400 | $104.2K | 0.00% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 107,594 | $151.0K | 0.00% | −76,041−41.4% | Reduced |
| Scoggin Management LP | 149,350 | $209.1K | 0.27% | −101,819−40.5% | Reduced |
| Creative Planning | 279,445 | $391.2K | 0.00% | −1,000−0.4% | Reduced |
| Geode Capital Management, LLC | 350,357 | $490.0K | 0.00% | +13,527+4.0% | Added |
| BlackRock Inc. | 373,261 | $522.6K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 552,423 | $773.4K | 0.00% | −2,650,797−82.8% | Reduced |
| Adage Capital Partners GP, L.L.C. | 1,001,670 | $1.40M | 0.00% | 00.0% | Unchanged |
| Vanguard Group Inc | 2,143,317 | $3.00M | 0.00% | −68,869−3.1% | Reduced |
| Prime Movers Lab LLC | 17,254,728 | $24.2M | 28.62% | −348,548−2.0% | Reduced |
| First Republic Investment Management, Inc. | 0 | $0 | 0.00% | −199,022−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −178,258−100.0% | Sold out |
| Ghisallo Capital Management LLC | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −24,947−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −10,483−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −92−100.0% | Sold out |