Upstart Holdings, Inc.
UPST- Exchange
- Nasdaq
- Industry
- Finance Services
- SEC CIK
- 0001647639
In the last 90 days, Upstart Holdings, Inc. insiders filed 1 open-market purchase and 8 sales; 370 institutions reported holding it in 13F filings for Q2 2026, worth $2.07B in total; Coatue Management is the only superinvestor holding it.
13F holders, Q4 2023
Institutional positions in Upstart Holdings, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 334
- +45 vs. Q3 2023
- Shares held
- 41.6M
- +4.36M (+11.7%) vs. Q3 2023
- Total value
- $1.70B
- +$636.1M (+59.5%) vs. Q3 2023
- New holders
- 83
- 92 more added
- Sold out
- 38
- 86 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UPST on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 370 | $2.07B |
| Q1 2026 | 340 | $1.45B |
| Q4 2025 | 393 | $2.83B |
| Q3 2025 | 412 | $3.27B |
| Q2 2025 | 421 | $3.98B |
| Q1 2025 | 387 | $2.77B |
| Q4 2024 | 391 | $3.59B |
| Q3 2024 | 349 | $1.99B |
| Q2 2024 | 275 | $919.5M |
| Q1 2024 | 278 | $1.00B |
| Q4 2023 | 334 | $1.70B |
| Q3 2023 | 291 | $1.08B |
| Q2 2023 | 303 | $1.30B |
| Q1 2023 | 266 | $471.6M |
| Q4 2022 | 267 | $388.9M |
| Q3 2022 | 306 | $658.8M |
| Q2 2022 | 347 | $1.17B |
| Q1 2022 | 496 | $4.43B |
| Q4 2021 | 480 | $5.83B |
| Q3 2021 | 428 | $13.3B |
| Q2 2021 | 254 | $5.00B |
| Q1 2021 | 132 | $5.12B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Upstart Holdings, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Toth Financial Advisory Corp | 533 | $21.8K | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 553 | $22.6K | 0.00% | +553 | New |
| Optimum Investment Advisors | 560 | $22.9K | 0.01% | 00.0% | Unchanged |
| Fifth Third Bancorp | 600 | $24.5K | 0.00% | 00.0% | Unchanged |
| Itau Unibanco Holding S.A. | 688 | $28.1K | 0.00% | −273−28.4% | Reduced |
| Quadrant Capital Group LLC | 736 | $30.1K | 0.00% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 850 | $34.7K | 0.00% | 00.0% | Unchanged |
| Shell Asset Management Co | 929 | $38.0K | 0.00% | −215−18.8% | Reduced |
| Comerica Bank | 948 | $38.7K | 0.00% | +10+1.1% | Added |
| Benjamin F. Edwards & Company, Inc. | 965 | $39.0K | 0.00% | +185+23.7% | Added |
| Albion Financial Group | 1,000 | $40.9K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 1,093 | $44.7K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 1,101 | $45.0K | 0.00% | −674−38.0% | Reduced |
| Farther Finance Advisors, LLC | 1,125 | $46.0K | 0.00% | +669+146.7% | Added |
| CWM, LLC | 1,131 | $46.0K | 0.00% | −38−3.3% | Reduced |
| Ancora Advisors, LLC | 1,200 | $49.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 1,238 | $50.6K | 0.01% | −45−3.5% | Reduced |
| STRS Ohio | 1,400 | $57.0K | 0.00% | +1,400 | New |
| Asset Management One Co.,Ltd. | 1,334 | $58.9K | 0.00% | −497−27.1% | Reduced |
| ICA Group Wealth Management, LLC | 1,486 | $60.7K | 0.01% | +1,486 | New |
| BOCHK Asset Management Ltd | 1,500 | $61.3K | 0.04% | +1,500 | New |
| Hollencrest Capital Management | 1,500 | $61.3K | 0.01% | +1,500 | New |
| Storebrand Asset Management AS | 1,513 | $61.8K | 0.00% | −144−8.7% | Reduced |
| Compagnie Lombard Odier SCmA | 1,600 | $65.4K | 0.00% | −600−27.3% | Reduced |
| KBC Group NV | 1,646 | $67.0K | 0.00% | 00.0% | Unchanged |
| Skandinaviska Enskilda Banken AB (publ) | 1,812 | $74.0K | 0.00% | +32+1.8% | Added |
| The PNC Financial Services Group, Inc. | 1,813 | $74.1K | 0.00% | −283−13.5% | Reduced |
| Harvest Fund Management Co., Ltd | 1,859 | $76.0K | 0.01% | +1,859 | New |
| Gs Investments, Inc. | 2,000 | $81.7K | 0.04% | 00.0% | Unchanged |
| Leonteq Securities AG | 2,279 | $93.1K | 0.01% | +82+3.7% | Added |
| Daiwa Securities Group Inc. | 2,395 | $98.0K | 0.00% | −570−19.2% | Reduced |
| Cassady Schiller Wealth Management, LLC | 2,748 | $112.3K | 0.06% | +527+23.7% | Added |
| State of Wyoming | 2,805 | $114.6K | 0.02% | +1,693+152.2% | Added |
| GWM Advisors LLC | 3,485 | $142.4K | 0.00% | +207+6.3% | Added |
| EMC Capital Management | 3,700 | $151.0K | 0.10% | 00.0% | Unchanged |
| US Bancorp | 3,868 | $158.0K | 0.00% | −672−14.8% | Reduced |
| AtonRa Partners | 3,959 | $161.8K | 0.32% | −1,232−23.7% | Reduced |
| Westside Investment Management, Inc. | 4,050 | $165.5K | 0.04% | −1,765−30.4% | Reduced |
| Metropolitan Life Insurance Co | 4,163 | $170.1K | 0.01% | 00.0% | Unchanged |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 5,474 | $190.6K | 0.00% | −1,103−16.8% | Reduced |
| National Bank of Canada | 4,930 | $191.3K | 0.00% | +127+2.6% | Added |
| Tradition Wealth Management, LLC | 4,693 | $192.0K | 0.02% | −10.0% | Reduced |
| Federation des caisses Desjardins du Quebec | 4,741 | $193.7K | 0.00% | +640+15.6% | Added |
| Newbridge Financial Services Group, Inc. | 4,751 | $194.1K | 0.09% | −109−2.2% | Reduced |
| Oppenheimer Asset Management Inc. | 4,958 | $202.6K | 0.00% | −2,789−36.0% | Reduced |
| HighTower Advisors, LLC | 5,095 | $206.0K | 0.00% | +5,095 | New |
| Mandatum Life Insurance Co Ltd | 5,100 | $208.4K | 0.08% | +5,100 | New |
| AdvisorNet Financial, Inc | 5,165 | $211.0K | 0.02% | +1,000+24.0% | Added |
| Headlands Technologies LLC | 5,179 | $211.6K | 0.06% | +5,179 | New |
| Wealth Enhancement Advisory Services, LLC | 5,310 | $217.0K | 0.00% | +5,310 | New |
| Nwam LLC | 5,340 | $218.2K | 0.02% | +5,340 | New |
| QRG Capital Management, Inc. | 5,355 | $218.8K | 0.00% | +5,355 | New |
| Wedbush Securities Inc | 5,404 | $221.0K | 0.01% | +5,404 | New |
| Gotham Asset Management, LLC | 5,525 | $225.8K | 0.00% | +5,525 | New |
| Public Employees Retirement Association of Colorado | 5,524 | $226.0K | 0.00% | 00.0% | Unchanged |
| Prudential Financial Inc | 5,695 | $232.7K | 0.00% | +5,695 | New |
| Orion Capital Management LLC | 5,700 | $232.9K | 0.14% | +880+18.3% | Added |
| Natixis | 5,738 | $234.5K | 0.00% | −1,592−21.7% | Reduced |
| Captrust Financial Advisors | 5,766 | $235.6K | 0.00% | +5,766 | New |
| Liberty One Investment Management, LLC | 6,013 | $245.7K | 0.03% | +296+5.2% | Added |
| Independent Financial Group, LLC | 6,160 | $251.7K | 0.01% | +6,160 | New |
| Ieq Capital, LLC | 6,394 | $261.3K | 0.00% | +6,394 | New |
| CIBC World Markets Inc. | 6,423 | $262.0K | 0.00% | +6,423 | New |
| Wolverine Asset Management LLC | 6,441 | $263.2K | 0.00% | +666+11.5% | Added |
| Arcadia Investment Management Corp | 6,515 | $266.2K | 0.05% | 00.0% | Unchanged |
| Independent Advisor Alliance | 6,569 | $268.4K | 0.01% | +6,569 | New |
| Synergy Financial Group, LTD | 6,588 | $269.2K | 0.33% | +6,588 | New |
| Sierra Summit Advisors LLC | 6,664 | $272.3K | 0.08% | +6,664 | New |
| Mezzasalma Advisors, LLC | 6,705 | $274.0K | 0.15% | −430−6.0% | Reduced |
| IPG Investment Advisors LLC | 6,775 | $276.8K | 0.06% | +6,775 | New |
| Summit Financial Strategies, Inc. | 6,780 | $277.0K | 0.04% | +6,780 | New |
| Keeler & Nadler Financial Planning & Wealth Management | 7,147 | $292.0K | 0.21% | +7,147 | New |
| Cetera Investment Advisers | 7,148 | $292.1K | 0.00% | −1,244−14.8% | Reduced |
| Kingswood Wealth Advisors, LLC | 7,200 | $294.2K | 0.03% | +7,200 | New |
| Atria Wealth Solutions, Inc. | 7,327 | $299.4K | 0.00% | +7,327 | New |
| State of Wisconsin Investment Board | 7,363 | $300.9K | 0.00% | −436−5.6% | Reduced |
| Valeo Financial Advisors, LLC | 7,431 | $303.6K | 0.01% | −4,951−40.0% | Reduced |
| Ameritas Investment Partners, Inc. | 7,582 | $309.8K | 0.01% | +418+5.8% | Added |
| National Wealth Management Group, LLC | 7,979 | $326.0K | 0.32% | +7,979 | New |
| Strategic Family Wealth Counselors, L.L.C. | 7,992 | $326.6K | 0.14% | 00.0% | Unchanged |
| Magnetar Financial LLC | 8,062 | $329.4K | 0.01% | −20,537−71.8% | Reduced |
| International Assets Investment Management, LLC | 8,070 | $329.7K | 0.04% | −1,007−11.1% | Reduced |
| Gemmer Asset Management LLC | 8,126 | $332.0K | 0.04% | 00.0% | Unchanged |
| Principal Financial Group Inc | 8,450 | $345.3K | 0.00% | +916+12.2% | Added |
| Wolverine Trading, LLC | 8,509 | $347.7K | 0.00% | −1,689−16.6% | Reduced |
| Amundi | 11,099 | $386.9K | 0.00% | +6,892+163.8% | Added |
| Qube Research & Technologies Ltd | 9,748 | $398.3K | 0.00% | +9,748 | New |
| Victory Capital Management Inc | 9,754 | $398.5K | 0.00% | −109,015−91.8% | Reduced |
| Duality Advisers, LP | 9,861 | $402.9K | 0.04% | −8,349−45.8% | Reduced |
| Kercheville Advisors, LLC | 10,000 | $408.6K | 0.23% | 00.0% | Unchanged |
| Amalgamated Bank | 10,344 | $423.0K | 0.00% | −722−6.5% | Reduced |
| Cetera Advisors LLC | 10,359 | $423.3K | 0.01% | +10,359 | New |
| Prime Capital Investment Advisors, LLC | 10,755 | $439.4K | 0.01% | +2,038+23.4% | Added |
| Connective Portfolio Management, LLC | 11,000 | $449.5K | 0.92% | +11,000 | New |
| Baader Bank INC | 11,266 | $457.5K | 0.04% | −3,734−24.9% | Reduced |
| J.W. Cole Advisors, Inc. | 11,425 | $466.8K | 0.03% | +11,425 | New |
| Y-Intercept (Hong Kong) Ltd | 11,434 | $467.2K | 0.04% | +11,434 | New |
| Cubist Systematic Strategies, LLC | 11,664 | $476.6K | 0.01% | −148,522−92.7% | Reduced |
| Stratos Wealth Partners, LTD. | 11,805 | $482.4K | 0.01% | +619+5.5% | Added |
| Handelsbanken Fonder AB | 12,000 | $490.0K | 0.00% | +2,000+20.0% | Added |