Upstart Holdings, Inc.
UPST- Exchange
- Nasdaq
- Industry
- Finance Services
- SEC CIK
- 0001647639
In the last 90 days, Upstart Holdings, Inc. insiders filed 1 open-market purchase and 8 sales; 370 institutions reported holding it in 13F filings for Q2 2026, worth $2.07B in total; Coatue Management is the only superinvestor holding it.
13F holders, Q3 2023
Institutional positions in Upstart Holdings, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 291
- −11 vs. Q2 2023
- Shares held
- 37.7M
- +1.62M (+4.5%) vs. Q2 2023
- Total value
- $1.08B
- −$211.8M (−16.4%) vs. Q2 2023
- New holders
- 48
- 90 more added
- Sold out
- 59
- 72 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UPST on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 370 | $2.07B |
| Q1 2026 | 340 | $1.45B |
| Q4 2025 | 393 | $2.83B |
| Q3 2025 | 412 | $3.27B |
| Q2 2025 | 421 | $3.98B |
| Q1 2025 | 387 | $2.77B |
| Q4 2024 | 391 | $3.59B |
| Q3 2024 | 349 | $1.99B |
| Q2 2024 | 275 | $919.5M |
| Q1 2024 | 278 | $1.00B |
| Q4 2023 | 334 | $1.70B |
| Q3 2023 | 291 | $1.08B |
| Q2 2023 | 303 | $1.30B |
| Q1 2023 | 266 | $471.6M |
| Q4 2022 | 267 | $388.9M |
| Q3 2022 | 306 | $658.8M |
| Q2 2022 | 347 | $1.17B |
| Q1 2022 | 496 | $4.43B |
| Q4 2021 | 480 | $5.83B |
| Q3 2021 | 428 | $13.3B |
| Q2 2021 | 254 | $5.00B |
| Q1 2021 | 132 | $5.12B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Upstart Holdings, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Prudential Financial Inc | 0 | $0 | 0.00% | −33,225−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −28,336−100.0% | Sold out |
| IPG Investment Advisors LLC | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −14,700−100.0% | Sold out |
| Cetera Advisors LLC | 0 | $0 | 0.00% | −12,533−100.0% | Sold out |
| Sherbrooke Park Advisers LLC | 0 | $0 | 0.00% | −11,752−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −10,524−100.0% | Sold out |
| Independent Financial Group, LLC | 0 | $0 | 0.00% | −9,845−100.0% | Sold out |
| Quantamental Technologies LLC | 0 | $0 | 0.00% | −9,405−100.0% | Sold out |
| Gotham Asset Management, LLC | 0 | $0 | 0.00% | −8,842−100.0% | Sold out |
| Oak Thistle LLC | 0 | $0 | 0.00% | −8,774−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −8,540−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −8,316−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −8,171−100.0% | Sold out |
| Johnson Financial Group, LLC | 0 | $0 | 0.00% | −8,000−100.0% | Sold out |
| Axq Capital, LP | 0 | $0 | 0.00% | −7,600−100.0% | Sold out |
| Independent Advisor Alliance | 0 | $0 | 0.00% | −7,230−100.0% | Sold out |
| CenterStar Asset Management, LLC | 0 | $0 | 0.00% | −7,225−100.0% | Sold out |
| V Wealth Advisors LLC | 0 | $0 | 0.00% | −6,742−100.0% | Sold out |
| Vontobel Holding Ltd. | 0 | $0 | 0.00% | −6,600−100.0% | Sold out |
| Ieq Capital, LLC | 0 | $0 | 0.00% | −6,593−100.0% | Sold out |
| Franklin Resources Inc | 0 | $0 | 0.00% | −6,530−100.0% | Sold out |
| Synergy Financial Group, LTD | 0 | $0 | 0.00% | −6,446−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −6,357−100.0% | Sold out |
| Avantax Advisory Services, Inc. | 0 | $0 | 0.00% | −6,190−100.0% | Sold out |
| Prosperity Wealth Management, Inc. | 0 | $0 | 0.00% | −3,807−100.0% | Sold out |
| ICA Group Wealth Management, LLC | 0 | $0 | 0.00% | −1,726−100.0% | Sold out |
| WealthPLAN Partners, LLC | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Exchange Traded Concepts, LLC | 0 | $0 | 0.00% | −1,143−100.0% | Sold out |
| Baker Avenue Asset Management, LP | 0 | $0 | 0.00% | −531−100.0% | Sold out |
| Ridgewood Investments LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| CGC Financial Services, LLC | 0 | $0 | 0.00% | −75−100.0% | Sold out |
| Oakworth Capital, Inc. | 0 | $0 | 0.00% | −50−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −38−100.0% | Sold out |
| Hollencrest Capital Management | 0 | $0 | 0.00% | −35−100.0% | Sold out |
| Horan Securities, Inc. | 0 | $0 | 0.00% | −35−100.0% | Sold out |
| Clearview Wealth Advisors LLC | 0 | $0 | 0.00% | −30−100.0% | Sold out |
| Horrell Capital Management, Inc. | 0 | $0 | 0.00% | −15−100.0% | Sold out |
| 25 LLC | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| Sound Income Strategies, LLC | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| Iron Horse Wealth Management, LLC | 0 | $0 | 0.00% | −15−100.0% | Sold out |
| TFC Financial Management | 0 | $0 | 0.00% | −12−100.0% | Sold out |
| Raffa Wealth Management, LLC | 0 | $0 | 0.00% | −5−100.0% | Sold out |
| Riggs Asset Managment Co. Inc. | 0 | $0 | 0.00% | −4−100.0% | Sold out |
| NewSquare Capital LLC | 0 | $0 | 0.00% | −3−100.0% | Sold out |
| O'Dell Group, LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Resources Management Corp | 0 | $0 | 0.00% | −5−100.0% | Sold out |
| Ronald Blue Trust, Inc. | 0 | $0 | 0.00% | −8−100.0% | Sold out |
| Evolution Advisers, Inc. | 0 | $0 | 0.00% | −16−100.0% | Sold out |
| VitalStone Financial, LLC | 0 | $0 | 0.00% | −8−100.0% | Sold out |
| Pictet Asset Management SA | – | – | – | – | Not filed |