Upstart Holdings, Inc.
UPST- Exchange
- Nasdaq
- Industry
- Finance Services
- SEC CIK
- 0001647639
In the last 90 days, Upstart Holdings, Inc. insiders filed 1 open-market purchase and 8 sales; 370 institutions reported holding it in 13F filings for Q2 2026, worth $2.07B in total; Coatue Management is the only superinvestor holding it.
13F holders, Q3 2023
Institutional positions in Upstart Holdings, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 291
- −11 vs. Q2 2023
- Shares held
- 37.7M
- +1.62M (+4.5%) vs. Q2 2023
- Total value
- $1.08B
- −$211.8M (−16.4%) vs. Q2 2023
- New holders
- 48
- 90 more added
- Sold out
- 59
- 72 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UPST on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 370 | $2.07B |
| Q1 2026 | 340 | $1.45B |
| Q4 2025 | 393 | $2.83B |
| Q3 2025 | 412 | $3.27B |
| Q2 2025 | 421 | $3.98B |
| Q1 2025 | 387 | $2.77B |
| Q4 2024 | 391 | $3.59B |
| Q3 2024 | 349 | $1.99B |
| Q2 2024 | 275 | $919.5M |
| Q1 2024 | 278 | $1.00B |
| Q4 2023 | 334 | $1.70B |
| Q3 2023 | 291 | $1.08B |
| Q2 2023 | 303 | $1.30B |
| Q1 2023 | 266 | $471.6M |
| Q4 2022 | 267 | $388.9M |
| Q3 2022 | 306 | $658.8M |
| Q2 2022 | 347 | $1.17B |
| Q1 2022 | 496 | $4.43B |
| Q4 2021 | 480 | $5.83B |
| Q3 2021 | 428 | $13.3B |
| Q2 2021 | 254 | $5.00B |
| Q1 2021 | 132 | $5.12B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Upstart Holdings, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| American Century Companies Inc | 27,897 | $796.2K | 0.00% | +2,896+11.6% | Added |
| Magnetar Financial LLC | 28,599 | $816.2K | 0.02% | +28,599 | New |
| Voya Investment Management LLC | 28,718 | $819.6K | 0.00% | +262+0.9% | Added |
| Tyler-Stone Wealth Management | 28,727 | $820.0K | 0.47% | +1,390+5.1% | Added |
| Royal Bank of Canada | 29,909 | $853.0K | 0.00% | +4,803+19.1% | Added |
| Envestnet Asset Management Inc | 29,902 | $853.4K | 0.00% | +10,443+53.7% | Added |
| Maxi Investments CY Ltd | 30,100 | $859.0K | 0.40% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 30,548 | $871.8K | 0.00% | +19,145+167.9% | Added |
| New York State Common Retirement Fund | 30,588 | $873.0K | 0.00% | +535+1.8% | Added |
| TCI Wealth Advisors, Inc. | 30,792 | $878.8K | 0.11% | +5,049+19.6% | Added |
| UBS Group AG | 30,994 | $884.6K | 0.00% | −66,570−68.2% | Reduced |
| Janus Henderson Group PLC | 32,638 | $931.0K | 0.00% | +100.0% | Added |
| Ameriprise Financial Inc | 32,935 | $940.0K | 0.00% | −3,213−8.9% | Reduced |
| MML Investors Services, LLC | 32,988 | $941.0K | 0.01% | +2,367+7.7% | Added |
| Legacy Capital Group California, Inc. | 33,758 | $963.5K | 0.41% | +599+1.8% | Added |
| Advisor Group Holdings, Inc. | 33,789 | $964.3K | 0.00% | +1,863+5.8% | Added |
| Level Four Advisory Services, LLC | 35,125 | $1.00M | 0.06% | −120−0.3% | Reduced |
| Manchester Capital Management LLC | 35,393 | $1.01M | 0.15% | 00.0% | Unchanged |
| Coastal Bridge Advisors, LLC | 35,688 | $1.02M | 0.27% | 00.0% | Unchanged |
| American International Group, Inc. | 35,988 | $1.03M | 0.01% | +1,280+3.7% | Added |
| Rollins Financial | 37,692 | $1.08M | 0.26% | +30,072+394.6% | Added |
| Price T Rowe Associates Inc | 37,700 | $1.08M | 0.00% | +2,124+6.0% | Added |
| Mariner, LLC | 37,910 | $1.08M | 0.00% | +13,032+52.4% | Added |
| MetLife Investment Management | 38,182 | $1.09M | 0.01% | 00.0% | Unchanged |
| Hilltop Holdings Inc. | 39,044 | $1.11M | 0.14% | +14,815+61.1% | Added |
| Bailard, Inc. | 39,531 | $1.13M | 0.04% | −9,967−20.1% | Reduced |
| Wells Fargo & Company | 39,810 | $1.14M | 0.00% | −19,603−33.0% | Reduced |
| Manufacturers Life Insurance Company, The | 39,927 | $1.14M | 0.00% | +10,441+35.4% | Added |
| Miracle Mile Advisors, LLC | 40,305 | $1.15M | 0.04% | −100−0.2% | Reduced |
| Citigroup Inc | 42,087 | $1.20M | 0.00% | −10,223−19.5% | Reduced |
| Commonwealth Equity Services, LLC | 44,419 | $1.27M | 0.00% | −93−0.2% | Reduced |
| Walleye Capital LLC | 46,292 | $1.32M | 0.02% | +46,292 | New |
| Advisory Services Network, LLC | 49,121 | $1.40M | 0.04% | +49,121 | New |
| Gryphon Financial Partners LLC | 50,000 | $1.43M | 0.34% | +50,000 | New |
| Trexquant Investment LP | 53,575 | $1.53M | 0.04% | +53,575 | New |
| Bayesian Capital Management, LP | 53,609 | $1.53M | 0.17% | +5,009+10.3% | Added |
| Bank Julius Baer & Co. Ltd, Zurich | 53,970 | $1.54M | 0.01% | +3,031+6.0% | Added |
| WMG Financial Advisors, LLC | 54,497 | $1.56M | 1.32% | −25,423−31.8% | Reduced |
| LPL Financial LLC | 56,148 | $1.60M | 0.00% | +5,192+10.2% | Added |
| Robeco Institutional Asset Management B.V. | 57,356 | $1.64M | 0.00% | −272,644−82.6% | Reduced |
| Credit Suisse AG | 67,141 | $1.92M | 0.00% | −8,671−11.4% | Reduced |
| Legal & General Group Plc | 68,723 | $1.96M | 0.00% | −4,405−6.0% | Reduced |
| CTC LLC | 72,637 | $2.07M | 0.09% | +52,703+264.4% | Added |
| UBS Asset Management Americas Inc | 73,015 | $2.08M | 0.00% | −43,360−37.3% | Reduced |
| Deutsche Bank AG | 73,137 | $2.09M | 0.00% | +3,121+4.5% | Added |
| State of New Jersey Common Pension Fund D | 74,959 | $2.14M | 0.01% | −12,993−14.8% | Reduced |
| California State Teachers Retirement System | 78,089 | $2.23M | 0.00% | −7,671−8.9% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 79,250 | $2.26M | 0.01% | +21,668+37.6% | Added |
| Raymond James Financial Services Advisors, Inc. | 79,935 | $2.28M | 0.00% | +30,708+62.4% | Added |
| Banque Pictet & Cie SA | 80,000 | $2.28M | 0.03% | +80,000 | New |
| Basswood Capital Management, L.L.C. | 88,794 | $2.53M | 0.19% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 91,350 | $2.61M | 0.00% | +200+0.2% | Added |
| Invesco Ltd. | 92,520 | $2.64M | 0.00% | −98,067−51.5% | Reduced |
| Carnegie Capital Asset Management, LLC | 93,337 | $2.66M | 0.10% | +82,370+751.1% | Added |
| Pictet Asset Management Holding SA | 94,063 | $2.68M | 0.00% | +94,063 | New |
| Rhumbline Advisers | 103,151 | $2.94M | 0.00% | +1,860+1.8% | Added |
| Seven Eight Capital, LP | 105,683 | $3.02M | 0.35% | +50,702+92.2% | Added |
| Two Sigma Securities, LLC | 106,643 | $3.04M | 0.14% | +106,643 | New |
| Victory Capital Management Inc | 118,769 | $3.39M | 0.00% | +111,283+1,486.5% | Added |
| Susquehanna International Group, LLP | 130,439 | $3.72M | 0.01% | −91,844−41.3% | Reduced |
| Barclays PLC | 146,159 | $4.17M | 0.00% | +41,261+39.3% | Added |
| Swiss National Bank | 154,500 | $4.41M | 0.00% | +1,700+1.1% | Added |
| Cubist Systematic Strategies, LLC | 160,186 | $4.57M | 0.06% | +160,186 | New |
| Zweig-DiMenna Associates LLC | 188,693 | $5.39M | 0.65% | 00.0% | Unchanged |
| Nuveen Asset Management, LLC | 201,221 | $5.74M | 0.00% | −937−0.5% | Reduced |
| Freshford Capital Management, LLC | 218,468 | $6.24M | 1.04% | 00.0% | Unchanged |
| Liontrust Investment Partners LLP | 225,000 | $6.42M | 0.10% | +15,000+7.1% | Added |
| Jane Street Group, LLC | 228,386 | $6.52M | 0.01% | −317,759−58.2% | Reduced |
| First Trust Advisors LP | 235,308 | $6.72M | 0.01% | +235,308 | New |
| Bank of New York Mellon Corp | 248,090 | $7.08M | 0.00% | +763+0.3% | Added |
| Two Sigma Investments, LP | 300,300 | $8.57M | 0.02% | +300,300 | New |
| Bank of America Corp | 339,311 | $9.68M | 0.00% | +177,242+109.4% | Added |
| JPMorgan Chase & Co | 367,798 | $10.5M | 0.00% | +32,740+9.8% | Added |
| Pathstone Family Office, LLC | 397,061 | $11.3M | 0.09% | +4,395+1.1% | Added |
| Norges Bank | 423,904 | $12.1M | 0.00% | −12,011−2.8% | Reduced |
| Optiver Holding B.V. | 469,902 | $13.4M | 0.38% | +421,036+861.6% | Added |
| Fred Alger Management, LLC | 508,050 | $14.5M | 0.08% | +279,110+121.9% | Added |
| Charles Schwab Investment Management Inc | 555,713 | $15.9M | 0.00% | +21,344+4.0% | Added |
| Citadel Advisors LLC | 661,117 | $18.9M | 0.02% | +389,264+143.2% | Added |
| Northern Trust Corp | 718,745 | $20.5M | 0.00% | +8,091+1.1% | Added |
| Mirae Asset Global Investments Co., Ltd. | 1,012,479 | $28.9M | 0.06% | −8,088−0.8% | Reduced |
| Voloridge Investment Management, LLC | 1,248,863 | $35.6M | 0.18% | +217,297+21.1% | Added |
| Goldman Sachs Group Inc | 1,429,242 | $40.8M | 0.01% | +128,221+9.9% | Added |
| Geode Capital Management, LLC | 1,501,826 | $42.9M | 0.01% | +65,249+4.5% | Added |
| Bank of Montreal | 1,385,177 | $45.1M | 0.03% | −684,658−33.1% | Reduced |
| Coatue Management LLCSuperinvestorCoatue Management | 1,664,843 | $47.5M | 0.24% | 00.0% | Unchanged |
| State Street Corp | 1,748,743 | $49.9M | 0.00% | +24,279+1.4% | Added |
| Morgan Stanley | 1,914,933 | $54.7M | 0.01% | +758,669+65.6% | Added |
| D. E. Shaw & Co., Inc. | 2,817,075 | $80.4M | 0.13% | +239,506+9.3% | Added |
| BlackRock Inc. | 5,022,853 | $143.4M | 0.00% | −351,909−6.5% | Reduced |
| Vanguard Group Inc | 6,856,199 | $195.7M | 0.00% | +87,832+1.3% | Added |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −212,917−100.0% | Sold out |
| Holocene Advisors, LP | 0 | $0 | 0.00% | −94,581−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −93,525−100.0% | Sold out |
| Retireful, LLC | 0 | $0 | 0.00% | −48,944−100.0% | Sold out |
| Capital Fund Management S.A. | 0 | $0 | 0.00% | −47,269−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −46,993−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −43,916−100.0% | Sold out |
| Capula Management Ltd | 0 | $0 | 0.00% | −42,580−100.0% | Sold out |
| EAM Investors, LLC | 0 | $0 | 0.00% | −38,250−100.0% | Sold out |