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Upstart Holdings, Inc.

UPST
Exchange
Nasdaq
Industry
Finance Services
SEC CIK
0001647639

In the last 90 days, Upstart Holdings, Inc. insiders filed 1 open-market purchase and 8 sales; 370 institutions reported holding it in 13F filings for Q2 2026, worth $2.07B in total; Coatue Management is the only superinvestor holding it.

13F holders, Q3 2023

Institutional positions in Upstart Holdings, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
291
−11 vs. Q2 2023
Shares held
37.7M
+1.62M (+4.5%) vs. Q2 2023
Total value
$1.08B
−$211.8M (−16.4%) vs. Q2 2023
New holders
48
90 more added
Sold out
59
72 more reduced

1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting UPST on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2023: 291 institutions
Q1 2021: 132 institutionsQ2 2021: 254 institutionsQ3 2021: 428 institutionsQ4 2021: 480 institutionsQ1 2022: 496 institutionsQ2 2022: 347 institutionsQ3 2022: 306 institutionsQ4 2022: 267 institutionsQ1 2023: 266 institutionsQ2 2023: 303 institutionsQ3 2023: 291 institutionsQ4 2023: 334 institutionsQ1 2024: 278 institutionsQ2 2024: 275 institutionsQ3 2024: 349 institutionsQ4 2024: 391 institutionsQ1 2025: 387 institutionsQ2 2025: 421 institutionsQ3 2025: 412 institutionsQ4 2025: 393 institutionsQ1 2026: 340 institutionsQ2 2026: 370 institutions
Value heldQ3 2023: $1.08B
Q1 2021: $5.12BQ2 2021: $5.00BQ3 2021: $13.3BQ4 2021: $5.83BQ1 2022: $4.43BQ2 2022: $1.17BQ3 2022: $658.8MQ4 2022: $388.9MQ1 2023: $471.6MQ2 2023: $1.30BQ3 2023: $1.08BQ4 2023: $1.70BQ1 2024: $1.00BQ2 2024: $919.5MQ3 2024: $1.99BQ4 2024: $3.59BQ1 2025: $2.77BQ2 2025: $3.98BQ3 2025: $3.27BQ4 2025: $2.83BQ1 2026: $1.45BQ2 2026: $2.07B
Institutions holding UPST and their total value by quarter
QuarterHoldersValue
Q2 2026370$2.07B
Q1 2026340$1.45B
Q4 2025393$2.83B
Q3 2025412$3.27B
Q2 2025421$3.98B
Q1 2025387$2.77B
Q4 2024391$3.59B
Q3 2024349$1.99B
Q2 2024275$919.5M
Q1 2024278$1.00B
Q4 2023334$1.70B
Q3 2023291$1.08B
Q2 2023303$1.30B
Q1 2023266$471.6M
Q4 2022267$388.9M
Q3 2022306$658.8M
Q2 2022347$1.17B
Q1 2022496$4.43B
Q4 2021480$5.83B
Q3 2021428$13.3B
Q2 2021254$5.00B
Q1 2021132$5.12B

Institutions, Q3 2023

Shares, value and share of portfolio for each institution holding Upstart Holdings, Inc.; share changes are against Q2 2023.

Institutions holding UPST in Q3 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Albion Financial Group1,000$28.5K0.00%00.0%Unchanged
C M Bidwell & Associates Ltd1,017$29.0K0.02%−1,120−52.4%Reduced
Northwestern Mutual Wealth Management Co1,050$30.0K0.00%−660−38.6%Reduced
Parallel Advisors, LLC1,093$31.2K0.00%−25−2.2%Reduced
State of Wyoming1,112$31.7K0.01%+1,112New
Shell Asset Management Co1,144$33.0K0.00%00.0%Unchanged
CWM, LLC1,169$33.0K0.00%+422+56.5%Added
Ancora Advisors, LLC1,200$34.2K0.00%00.0%Unchanged
GPS Wealth Strategies Group, LLC1,283$36.6K0.01%+31+2.5%Added
Venturi Wealth Management, LLC1,559$44.5K0.00%00.0%Unchanged
KBC Group NV1,646$47.0K0.00%+1,646New
Storebrand Asset Management AS1,657$47.3K0.00%00.0%Unchanged
Signaturefd, LLC1,775$50.7K0.00%−50−2.7%Reduced
Skandinaviska Enskilda Banken AB (publ)1,780$51.0K0.00%−6,030−77.2%Reduced
Lazard Asset Management LLC1,799$51.0K0.00%+435+31.9%Added
DekaBank Deutsche Girozentrale1,799$51.0K0.00%+1,799New
Asset Management One Co.,Ltd.1,831$52.3K0.00%+279+18.0%Added
Gs Investments, Inc.2,000$57.1K0.03%00.0%Unchanged
The PNC Financial Services Group, Inc.2,096$59.8K0.00%−2,334−52.7%Reduced
Leonteq Securities AG2,197$62.7K0.01%−12,609−85.2%Reduced
Compagnie Lombard Odier SCmA2,200$62.8K0.00%+550+33.3%Added
Cassady Schiller Wealth Management, LLC2,221$63.4K0.04%+526+31.0%Added
Nisa Investment Advisors, LLC2,397$68.4K0.00%−49,500−95.4%Reduced
Cutler Group LP3,004$85.0K0.01%−17,282−85.2%Reduced
Daiwa Securities Group Inc.2,965$85.0K0.00%00.0%Unchanged
GWM Advisors LLC3,278$93.6K0.00%+244+8.0%Added
EMC Capital Management3,700$106.0K0.08%+3,700New
Amundi4,207$114.1K0.00%−760−15.3%Reduced
Federation des caisses Desjardins du Quebec4,101$117.0K0.00%−465−10.2%Reduced
Metropolitan Life Insurance Co4,163$118.8K0.01%+206+5.2%Added
AdvisorNet Financial, Inc4,165$118.9K0.01%+1,000+31.6%Added
US Bancorp4,540$129.6K0.00%−1,690−27.1%Reduced
National Bank of Canada4,803$132.3K0.00%−147,535−96.8%Reduced
Tradition Wealth Management, LLC4,694$134.0K0.02%+240+5.4%Added
Orion Capital Management LLC4,820$137.6K0.09%−890−15.6%Reduced
Newbridge Financial Services Group, Inc.4,860$138.7K0.07%−3,175−39.5%Reduced
AtonRa Partners5,191$148.2K0.31%+5,191New
Harel Insurance Investments & Financial Services Ltd.5,440$155.0K0.00%00.0%Unchanged
Public Employees Retirement Association of Colorado5,524$158.0K0.00%00.0%Unchanged
Liberty One Investment Management, LLC5,717$163.2K0.02%−183−3.1%Reduced
Wolverine Asset Management LLC5,775$164.8K0.00%00.0%Unchanged
Westside Investment Management, Inc.5,815$166.0K0.05%00.0%Unchanged
Arcadia Investment Management Corp6,515$185.9K0.04%+25+0.4%Added
Mitsubishi UFJ Kokusai Asset Management Co., Ltd.6,577$187.7K0.00%−245−3.6%Reduced
Mezzasalma Advisors, LLC7,135$203.6K0.13%−30−0.4%Reduced
Ameritas Investment Partners, Inc.7,164$204.5K0.01%+1,209+20.3%Added
Natixis7,330$209.2K0.00%−2,776−27.5%Reduced
Mitchell McLeod Pugh & Williams Inc7,375$210.5K0.06%00.0%Unchanged
Principal Financial Group Inc7,534$215.0K0.00%−979−11.5%Reduced
Oppenheimer Asset Management Inc.7,747$221.1K0.00%+7,747New
State of Wisconsin Investment Board7,799$222.6K0.00%+7,799New
AQR Capital Management LLC7,856$224.2K0.00%+7,856New
Strategic Family Wealth Counselors, L.L.C.7,992$228.1K0.11%00.0%Unchanged
Gemmer Asset Management LLC8,126$231.9K0.03%00.0%Unchanged
Cetera Investment Advisers8,392$239.5K0.00%−580−6.5%Reduced
Inspire Advisors, LLC8,411$240.1K0.04%−10,885−56.4%Reduced
Balyasny Asset Management LLC8,554$244.1K0.00%+8,554New
International Assets Investment Management, LLC9,077$244.4K0.03%+1,910+26.6%Added
Prime Capital Investment Advisors, LLC8,717$248.8K0.01%+40.0%Added
Mercer Global Advisors Inc8,722$249.0K0.00%+1,268+17.0%Added
ProShare Advisors LLC9,368$267.4K0.00%−10−0.1%Reduced
Cipher Capital LP9,488$270.8K0.19%+9,488New
Apollon Wealth Management, LLC9,652$275.5K0.01%+1,498+18.4%Added
Belvedere Trading LLC9,682$276.3K0.04%+4,649+92.4%Added
Handelsbanken Fonder AB10,000$285.0K0.00%00.0%Unchanged
Kercheville Advisors, LLC10,000$285.4K0.18%00.0%Unchanged
Wolverine Trading, LLC10,198$291.1K0.00%−9,398−48.0%Reduced
Amalgamated Bank11,066$316.0K0.00%+138+1.3%Added
Stratos Wealth Partners, LTD.11,186$319.2K0.01%+2,337+26.4%Added
Valeo Financial Advisors, LLC12,382$353.4K0.02%−1,799−12.7%Reduced
FMR LLC12,664$361.4K0.00%−89−0.7%Reduced
Point72 Asset Management, L.P.13,084$373.4K0.00%+13,084New
Zurcher Kantonalbank (Zurich Cantonalbank)13,356$381.2K0.00%+1,668+14.3%Added
Gsa Capital Partners LLP14,669$419.0K0.04%+14,669New
Baader Bank INC15,000$428.1K0.04%−2,097−12.3%Reduced
AE Wealth Management LLC15,129$431.8K0.00%−1,381−8.4%Reduced
Jump Financial, LLC15,200$433.8K0.02%+7,210+90.2%Added
Creative Planning15,377$438.9K0.00%−296−1.9%Reduced
Private Advisor Group, LLC15,891$453.5K0.00%+9,167+136.3%Added
Harbour Investments, Inc.16,216$462.8K0.02%−222−1.4%Reduced
Virtu Financial LLC16,457$470.0K0.05%+16,457New
Truist Financial Corp17,696$505.0K0.00%+9,099+105.8%Added
Duality Advisers, LP18,210$519.7K0.06%+18,210New
Quadrature Capital Ltd18,745$534.6K0.01%+18,745New
Rockefeller Capital Management L.P.18,930$540.3K0.00%−1,316−6.5%Reduced
Capital Impact Advisors, LLC19,447$555.0K0.93%+16,812+638.0%Added
Arizona State Retirement System20,008$571.0K0.00%+290+1.5%Added
State Board of Administration of Florida Retirement System20,576$587.2K0.00%+110+0.5%Added
Algert Global LLC21,430$611.6K0.03%+21,430New
Pearl River Capital, LLC21,957$626.7K0.10%+21,957New
Edgestream Partners, L.P.22,562$643.9K0.05%+22,562New
Rafferty Asset Management, LLC24,430$697.2K0.00%−299−1.2%Reduced
Dimensional Fund Advisors LP24,626$702.8K0.00%−20,946−46.0%Reduced
Millennium Management LLC25,352$723.5K0.00%+25,352New
Cambridge Investment Research Advisors, Inc.26,074$744.0K0.00%+1,730+7.1%Added
SG Americas Securities, LLC26,390$753.0K0.01%+19,445+280.0%Added
Boston Private Wealth LLC26,436$754.5K0.02%−90.0%Reduced
Ensign Peak Advisors, Inc26,600$759.2K0.00%00.0%Unchanged
Prospera Financial Services Inc27,057$772.2K0.03%−7,652−22.0%Reduced
HSBC Holdings PLC27,309$784.0K0.00%+2,942+12.1%Added