Upstart Holdings, Inc.
UPST- Exchange
- Nasdaq
- Industry
- Finance Services
- SEC CIK
- 0001647639
In the last 90 days, Upstart Holdings, Inc. insiders filed 1 open-market purchase and 8 sales; 370 institutions reported holding it in 13F filings for Q2 2026, worth $2.07B in total; Coatue Management is the only superinvestor holding it.
13F holders, Q1 2023
Institutional positions in Upstart Holdings, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 266
- +4 vs. Q4 2022
- Shares held
- 29.6M
- +252.9K (+0.9%) vs. Q4 2022
- Total value
- $471.6M
- +$83.1M (+21.4%) vs. Q4 2022
- New holders
- 47
- 78 more added
- Sold out
- 43
- 64 more reduced
5 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UPST on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 370 | $2.07B |
| Q1 2026 | 340 | $1.45B |
| Q4 2025 | 393 | $2.83B |
| Q3 2025 | 412 | $3.27B |
| Q2 2025 | 421 | $3.98B |
| Q1 2025 | 387 | $2.77B |
| Q4 2024 | 391 | $3.59B |
| Q3 2024 | 349 | $1.99B |
| Q2 2024 | 275 | $919.5M |
| Q1 2024 | 278 | $1.00B |
| Q4 2023 | 334 | $1.70B |
| Q3 2023 | 291 | $1.08B |
| Q2 2023 | 303 | $1.30B |
| Q1 2023 | 266 | $471.6M |
| Q4 2022 | 267 | $388.9M |
| Q3 2022 | 306 | $658.8M |
| Q2 2022 | 347 | $1.17B |
| Q1 2022 | 496 | $4.43B |
| Q4 2021 | 480 | $5.83B |
| Q3 2021 | 428 | $13.3B |
| Q2 2021 | 254 | $5.00B |
| Q1 2021 | 132 | $5.12B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Upstart Holdings, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Toronto Dominion Bank | 4 | $0 | 0.00% | +4 | New |
| MBM Wealth Consultants, LLC | 5 | $0 | 0.00% | 00.0% | Unchanged |
| Evolution Advisers, Inc. | 16 | $0 | 0.00% | +16 | New |
| Pathway Financial Advisers, LLC | 2 | $32 | 0.00% | 00.0% | Unchanged |
| NewSquare Capital LLC | 3 | $48 | 0.00% | 00.0% | Unchanged |
| Financial Synergies Wealth Advisors, Inc. | 3 | $48 | 0.00% | +1+50.0% | Added |
| Riggs Asset Managment Co. Inc. | 4 | $64 | 0.00% | 00.0% | Unchanged |
| Investors Research Corp | 5 | $79 | 0.00% | −11−68.8% | Reduced |
| Raffa Wealth Management, LLC | 5 | $79 | 0.00% | 00.0% | Unchanged |
| Private Ocean, LLC | 7 | $111 | 0.00% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 8 | $128 | 0.00% | 00.0% | Unchanged |
| Castleview Partners, LLC | 10 | $159 | 0.00% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 10 | $159 | 0.00% | 00.0% | Unchanged |
| American State Bank (Iowa) | 10 | $159 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 13 | $207 | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 14 | $223 | 0.00% | 00.0% | Unchanged |
| Iron Horse Wealth Management, LLC | 15 | $238 | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 17 | $270 | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 18 | $287 | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 19 | $302 | 0.00% | +19 | New |
| Focused Wealth Management, Inc | 20 | $318 | 0.00% | 00.0% | Unchanged |
| Missouri Trust & Investment Co | 22 | $350 | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 24 | $381 | 0.00% | 00.0% | Unchanged |
| JJJ Advisors Inc. | 25 | $385 | 0.00% | 00.0% | Unchanged |
| West Oak Capital, LLC | 25 | $397 | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 31 | $440 | 0.00% | +31 | New |
| IFP Advisors, Inc | 15 | $442 | 0.00% | −1,909−99.2% | Reduced |
| Baker Avenue Asset Management, LP | 31 | $493 | 0.00% | +31 | New |
| Horan Securities, Inc. | 35 | $551 | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 35 | $556 | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 37 | $588 | 0.00% | 00.0% | Unchanged |
| Gould Capital, LLC | 38 | $604 | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 40 | $636 | 0.00% | +40 | New |
| Anchor Investment Management, LLC | 41 | $651 | 0.00% | 00.0% | Unchanged |
| NVWM, LLC | 43 | $683 | 0.00% | +23+115.0% | Added |
| PayPay Securities Corp | 45 | $715 | 0.05% | +14+45.2% | Added |
| Pacifica Partners Inc. | 44 | $744 | 0.00% | −25−36.2% | Reduced |
| Oakworth Capital, Inc. | 50 | $795 | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 50 | $795 | 0.00% | 00.0% | Unchanged |
| Financial Freedom, LLC | 50 | $795 | 0.00% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 50 | $795 | 0.00% | +16+47.1% | Added |
| Sandy Spring Bank | 57 | $906 | 0.00% | 00.0% | Unchanged |
| RE Dickinson Investment Advisors, LLC | 51 | $1.00K | 0.00% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 60 | $1.00K | 0.00% | 00.0% | Unchanged |
| Accel Wealth Management | 66 | $1.05K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 100 | $1.22K | 0.00% | +16+19.0% | Added |
| Beacon Capital Management, LLC | 80 | $1.27K | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 90 | $1.43K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 100 | $1.59K | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 100 | $1.59K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 100 | $1.59K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 104 | $1.65K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 104 | $1.65K | 0.00% | +104 | New |
| Natixis | 106 | $1.68K | 0.00% | 00.0% | Unchanged |
| Gordian Capital Singapore Pte Ltd | 81 | $2.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 129 | $2.05K | 0.00% | +66+104.8% | Added |
| Stonebridge Capital Advisors LLC | 130 | $2.07K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 141 | $2.24K | 0.00% | −13−8.4% | Reduced |
| Bell Investment Advisors, Inc | 145 | $2.31K | 0.00% | +41+39.4% | Added |
| Adirondack Trust Co | 150 | $2.38K | 0.00% | 00.0% | Unchanged |
| Armstrong Advisory Group, Inc | 150 | $2.38K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 135 | $2.83K | 0.00% | 00.0% | Unchanged |
| Colonial Trust Advisors | 178 | $2.83K | 0.00% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 160 | $3.00K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 759 | $3.04K | 0.00% | +355+87.9% | Added |
| Massmutual Trust Co FSB | 200 | $3.18K | 0.00% | −200−50.0% | Reduced |
| Machina Capital S.A.S. | 200 | $3.18K | 0.00% | +200 | New |
| Rise Advisors, LLC | 210 | $3.34K | 0.00% | −67−24.2% | Reduced |
| SJS Investment Consulting Inc. | 233 | $3.70K | 0.00% | 00.0% | Unchanged |
| Rosenberg Matthew Hamilton | 300 | $4.77K | 0.00% | 00.0% | Unchanged |
| Ridgewood Investments LLC | 300 | $4.77K | 0.00% | +300 | New |
| Covestor Ltd | 293 | $5.00K | 0.00% | −157−34.9% | Reduced |
| Quent Capital, LLC | 354 | $5.63K | 0.00% | −8,403−96.0% | Reduced |
| City State Bank | 400 | $6.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 395 | $6.28K | 0.00% | −150−27.5% | Reduced |
| Plante Moran Financial Advisors, LLC | 411 | $6.53K | 0.00% | +411 | New |
| Northwestern Mutual Wealth Management Co | 445 | $7.07K | 0.00% | +38+9.3% | Added |
| Contravisory Investment Management, Inc. | 500 | $7.95K | 0.00% | +500 | New |
| TSFG, LLC | 507 | $8.00K | 0.00% | −34−6.3% | Reduced |
| Toth Financial Advisory Corp | 533 | $8.47K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 539 | $8.56K | 0.00% | −70−11.5% | Reduced |
| Optimum Investment Advisors | 560 | $8.90K | 0.00% | 00.0% | Unchanged |
| PEAK6 Investments LLC | 608 | $9.66K | 0.00% | +608 | New |
| Column Capital Advisors, LLC | 610 | $9.69K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 611 | $9.71K | 0.00% | +343+128.0% | Added |
| Founders Capital Management | 600 | $10.0K | 0.01% | +300+100.0% | Added |
| CWM, LLC | 673 | $11.0K | 0.00% | +23+3.5% | Added |
| CKW Financial Group | 683 | $11.0K | 0.00% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 717 | $11.0K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 706 | $11.2K | 0.00% | −361−33.8% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 780 | $12.0K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 769 | $12.2K | 0.00% | +705+1,101.6% | Added |
| American International Group, Inc. | 774 | $12.3K | 0.00% | −19−2.4% | Reduced |
| WR Wealth Planners, LLC | 780 | $12.4K | 0.01% | −4,049−83.8% | Reduced |
| Fifth Third Bancorp | 800 | $12.7K | 0.00% | 00.0% | Unchanged |
| Bellwether Advisors, LLC | 800 | $12.7K | 0.00% | 00.0% | Unchanged |
| WealthPLAN Partners, LLC | 810 | $12.9K | 0.00% | +810 | New |
| Parallel Advisors, LLC | 995 | $15.8K | 0.00% | +214+27.4% | Added |
| Advisors Asset Management, Inc. | 998 | $15.9K | 0.00% | −48−4.6% | Reduced |
| Albion Financial Group | 1,000 | $15.9K | 0.00% | 00.0% | Unchanged |