Upstart Holdings, Inc.
UPST- Exchange
- Nasdaq
- Industry
- Finance Services
- SEC CIK
- 0001647639
In the last 90 days, Upstart Holdings, Inc. insiders filed 1 open-market purchase and 8 sales; 370 institutions reported holding it in 13F filings for Q2 2026, worth $2.07B in total; Coatue Management is the only superinvestor holding it.
13F holders, Q4 2021
Institutional positions in Upstart Holdings, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 480
- +56 vs. Q3 2021
- Shares held
- 38.7M
- −4.90M (−11.2%) vs. Q3 2021
- Total value
- $5.83B
- −$7.45B (−56.1%) vs. Q3 2021
- New holders
- 166
- 206 more added
- Sold out
- 110
- 74 more reduced
4 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UPST on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 370 | $2.07B |
| Q1 2026 | 340 | $1.45B |
| Q4 2025 | 393 | $2.83B |
| Q3 2025 | 412 | $3.27B |
| Q2 2025 | 421 | $3.98B |
| Q1 2025 | 387 | $2.77B |
| Q4 2024 | 391 | $3.59B |
| Q3 2024 | 349 | $1.99B |
| Q2 2024 | 275 | $919.5M |
| Q1 2024 | 278 | $1.00B |
| Q4 2023 | 334 | $1.70B |
| Q3 2023 | 291 | $1.08B |
| Q2 2023 | 303 | $1.30B |
| Q1 2023 | 266 | $471.6M |
| Q4 2022 | 267 | $388.9M |
| Q3 2022 | 306 | $658.8M |
| Q2 2022 | 347 | $1.17B |
| Q1 2022 | 496 | $4.43B |
| Q4 2021 | 480 | $5.83B |
| Q3 2021 | 428 | $13.3B |
| Q2 2021 | 254 | $5.00B |
| Q1 2021 | 132 | $5.12B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Upstart Holdings, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| NVWM, LLC | 162 | $24.0K | 0.01% | +100+161.3% | Added |
| CWM, LLC | 159 | $24.0K | 0.00% | +159 | New |
| Outfitter Financial LLC | 165 | $25.0K | 0.02% | +165 | New |
| Bank Julius Baer & Co. Ltd, Zurich | 175 | $26.0K | 0.00% | +175 | New |
| Tyler-Stone Wealth Management | 173 | $26.0K | 0.01% | +173 | New |
| Proequities, Inc. | 189 | $29.0K | 0.00% | +53+39.0% | Added |
| JFS Wealth Advisors, LLC | 200 | $30.0K | 0.00% | −50−20.0% | Reduced |
| TSFG, LLC | 201 | $30.0K | 0.01% | 00.0% | Unchanged |
| Central Trust Co | 200 | $30.0K | 0.00% | +100+100.0% | Added |
| Plante Moran Financial Advisors, LLC | 200 | $30.0K | 0.00% | +200 | New |
| Penserra Capital Management LLC | 223 | $33.0K | 0.00% | −31,379−99.3% | Reduced |
| Vestcor Inc | 240 | $36.0K | 0.00% | +240 | New |
| KRS Capital Management, LLC | 255 | $38.0K | 0.03% | +255 | New |
| Fortitude Advisory Group L.L.C. | 250 | $38.0K | 0.02% | +250 | New |
| Bedel Financial Consulting, Inc. | 264 | $40.0K | 0.01% | +14+5.6% | Added |
| Rise Advisors, LLC | 265 | $40.1K | 0.04% | +265 | New |
| Cribstone Capital Management, LLC | 300 | $45.0K | 0.02% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 300 | $45.0K | 0.00% | +55+22.4% | Added |
| Man Group plc | 295 | $45.0K | 0.00% | +295 | New |
| JJJ Advisors Inc. | 305 | $46.0K | 0.01% | +305 | New |
| Fuller & Thaler Asset Management, Inc. | 311 | $47.0K | 0.00% | −92,483−99.7% | Reduced |
| National Bank of Canada | 313 | $47.0K | 0.00% | +313 | New |
| Focused Wealth Management, Inc | 320 | $48.0K | 0.01% | +320 | New |
| IFP Advisors, Inc | 354 | $53.0K | 0.00% | −443−55.6% | Reduced |
| Alpha Paradigm Partners, LLC | 382 | $58.0K | 0.02% | −864−69.3% | Reduced |
| Total Clarity Wealth Management, Inc. | 487 | $74.0K | 0.03% | +11+2.3% | Added |
| Eaton Vance Management | 515 | $78.0K | 0.00% | +413+404.9% | Added |
| Harbor Investment Advisory, LLC | 520 | $79.0K | 0.01% | 00.0% | Unchanged |
| Toth Financial Advisory Corp | 543 | $82.0K | 0.01% | +43+8.6% | Added |
| Russell Investments Group, Ltd. | 598 | $92.0K | 0.00% | −6,898−92.0% | Reduced |
| Warren Street Wealth Advisors, LLC | 620 | $94.0K | 0.09% | +620 | New |
| CKW Financial Group | 682 | $100.0K | 0.02% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 678 | $103.0K | 0.00% | +178+35.6% | Added |
| Geneos Wealth Management Inc. | 704 | $106.0K | 0.00% | +488+225.9% | Added |
| Tower Research Capital LLC (TRC) | 708 | $107.0K | 0.00% | −5,257−88.1% | Reduced |
| Optimum Investment Advisors | 725 | $110.0K | 0.04% | +565+353.1% | Added |
| Acadian Asset Management LLC | 740 | $111.0K | 0.00% | −33,158−97.8% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 780 | $118.0K | 0.01% | −4,203−84.3% | Reduced |
| Fifth Third Bancorp | 800 | $121.0K | 0.00% | +500+166.7% | Added |
| Storebrand Asset Management AS | 841 | $127.2K | 0.00% | +841 | New |
| American International Group, Inc. | 866 | $131.0K | 0.00% | −19−2.1% | Reduced |
| TD Waterhouse Canada Inc. | 847 | $139.4K | 0.00% | +847 | New |
| Manchester Capital Management LLC | 937 | $142.0K | 0.02% | +837+837.0% | Added |
| Meeder Asset Management Inc | 956 | $145.0K | 0.01% | +946+9,460.0% | Added |
| Albion Financial Group | 1,000 | $151.0K | 0.01% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 1,000 | $151.0K | 0.00% | +1,000 | New |
| Signet Financial Management, LLC | 1,000 | $151.0K | 0.02% | +1,000 | New |
| Captrust Financial Advisors | 1,007 | $152.0K | 0.00% | +298+42.0% | Added |
| Salem Investment Counselors Inc | 1,050 | $159.0K | 0.01% | +350+50.0% | Added |
| Liberty One Investment Management, LLC | 1,092 | $165.0K | 0.02% | +1,092 | New |
| Skandinaviska Enskilda Banken AB (publ) | 1,100 | $171.0K | 0.00% | +1,100 | New |
| Steward Partners Investment Advisory, LLC | 1,164 | $176.0K | 0.00% | −1,701−59.4% | Reduced |
| Baldwin Brothers Inc | 1,200 | $182.0K | 0.02% | 00.0% | Unchanged |
| CSS LLC | 1,334 | $202.0K | 0.01% | 00.0% | Unchanged |
| Insight Folios Inc | 1,342 | $203.0K | 0.10% | +1,342 | New |
| Mirador Capital Partners LP | 1,350 | $204.0K | 0.04% | +1,350 | New |
| Rathbone Brothers plc | 1,367 | $207.0K | 0.00% | +1,367 | New |
| Manufacturers Life Insurance Company, The | 1,379 | $209.0K | 0.00% | −637−31.6% | Reduced |
| Alps Advisors Inc | 1,379 | $209.0K | 0.00% | +28+2.1% | Added |
| Intersect Capital LLC | 1,380 | $209.0K | 0.04% | +637+85.7% | Added |
| PFG Advisors | 1,380 | $209.0K | 0.02% | +1,380 | New |
| Brown Advisory Inc | 1,386 | $210.0K | 0.00% | +1,386 | New |
| Hilltop Holdings Inc. | 1,460 | $221.0K | 0.02% | +1,460 | New |
| Impax Asset Management Group plc | 1,481 | $224.0K | 0.00% | +1,481 | New |
| Compagnie Lombard Odier SCmA | 1,490 | $226.0K | 0.00% | +890+148.3% | Added |
| South Shore Capital Advisors | 1,493 | $226.0K | 0.37% | +1,493 | New |
| Highland Capital Management, LLC | 1,500 | $227.0K | 0.01% | +1,500 | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 1,505 | $228.0K | 0.07% | +580+62.7% | Added |
| Arcadia Investment Management Corp | 1,507 | $228.0K | 0.04% | +1,507 | New |
| XR Securities LLC | 1,514 | $229.0K | 0.03% | +1,514 | New |
| J.W. Cole Advisors, Inc. | 1,556 | $235.0K | 0.02% | +268+20.8% | Added |
| Edmonds Duncan Registered Investment Advisors, LLC | 2,245 | $238.0K | 0.07% | +331+17.3% | Added |
| Wealth Management Associates, Inc. | 1,574 | $238.1K | 0.13% | +177+12.7% | Added |
| Federation des caisses Desjardins du Quebec | 1,581 | $239.2K | 0.00% | +431+37.5% | Added |
| Essex LLC | 1,600 | $242.0K | 0.06% | 00.0% | Unchanged |
| Western Wealth Management, LLC | 1,616 | $244.0K | 0.02% | +1,616 | New |
| Spire Wealth Management | 1,479 | $245.0K | 0.01% | +537+57.0% | Added |
| Jasper Ridge Partners, L.P. | 1,620 | $245.0K | 0.01% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 1,639 | $248.0K | 0.02% | +540+49.1% | Added |
| Oppenheimer & Co Inc | 1,653 | $250.0K | 0.00% | +575+53.3% | Added |
| Shell Asset Management Co | 1,661 | $251.0K | 0.01% | +9+0.5% | Added |
| Nordea Investment Management AB | 1,631 | $252.0K | 0.00% | +1,631 | New |
| Stokes Family Office, LLC | 1,675 | $253.0K | 0.03% | +1,675 | New |
| Prudential Financial Inc | 1,656 | $255.0K | 0.00% | −26−1.5% | Reduced |
| Avantax Advisory Services, Inc. | 1,695 | $256.0K | 0.00% | −48−2.8% | Reduced |
| Lazard Asset Management LLC | 1,701 | $257.0K | 0.00% | +1,201+240.2% | Added |
| Legacy Advisors, LLC | 1,710 | $259.0K | 0.10% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 1,781 | $269.0K | 0.00% | +1,014+132.2% | Added |
| Integrated Wealth Concepts LLC | 1,807 | $273.0K | 0.01% | +702+63.5% | Added |
| Harbour Investments, Inc. | 1,846 | $279.0K | 0.02% | +1,278+225.0% | Added |
| Paradigm Financial Advisors, LLC | 1,868 | $283.0K | 0.06% | +429+29.8% | Added |
| Envestnet Asset Management Inc | 1,913 | $289.0K | 0.00% | −3,324−63.5% | Reduced |
| Moloney Securities Asset Management, LLC | 1,978 | $299.0K | 0.05% | −79−3.8% | Reduced |
| Clare Market Investments LLC | 1,990 | $301.1K | 0.08% | +1,160+139.8% | Added |
| First Foundation Advisors | 1,997 | $302.0K | 0.01% | +77+4.0% | Added |
| Clear Street Markets LLC | 2,000 | $303.0K | 0.03% | −6,500−76.5% | Reduced |
| Flagship Harbor Advisors, LLC | 2,005 | $303.0K | 0.03% | +2,005 | New |
| LGT Fund Management Co Ltd. | 2,000 | $303.0K | 0.09% | +2,000 | New |
| Commons Capital, LLC | 2,000 | $303.0K | 0.30% | +2,000 | New |
| Verdence Capital Advisors LLC | 2,021 | $306.0K | 0.04% | −1,178−36.8% | Reduced |