Sprott Physical Platinum & Palladium Trust
SPPP- Exchange
- NYSE
- Industry
- Commodity Contracts Brokers & Dealers
- SEC CIK
- 0001539190
No open-market purchases or sales by Sprott Physical Platinum & Palladium Trust insiders were filed in the last 90 days; 79 institutions reported holding it in 13F filings for Q2 2026, worth $142.0M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Sprott Physical Platinum & Palladium Trust as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 52
- +4 vs. Q4 2022
- Shares held
- 1.62M
- −4.53K (−0.3%) vs. Q4 2022
- Total value
- $19.7M
- −$2.27M (−10.3%) vs. Q4 2022
- New holders
- 7
- 14 more added
- Sold out
- 3
- 11 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPPP on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 79 | $142.0M |
| Q1 2026 | 79 | $189.2M |
| Q4 2025 | 69 | $192.4M |
| Q3 2025 | 58 | $66.1M |
| Q2 2025 | 67 | $63.1M |
| Q1 2025 | 56 | $23.5M |
| Q4 2024 | 57 | $28.6M |
| Q3 2024 | 46 | $17.6M |
| Q2 2024 | 45 | $21.1M |
| Q1 2024 | 42 | $15.8M |
| Q4 2023 | 48 | $18.4M |
| Q3 2023 | 46 | $21.4M |
| Q2 2023 | 46 | $19.7M |
| Q1 2023 | 52 | $19.7M |
| Q4 2022 | 49 | $22.0M |
| Q3 2022 | 46 | $27.7M |
| Q2 2022 | 49 | $28.3M |
| Q1 2022 | 43 | $22.3M |
| Q4 2021 | 38 | $16.9M |
| Q3 2021 | 38 | $17.6M |
| Q2 2021 | 35 | $22.9M |
| Q1 2021 | 36 | $21.5M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Sprott Physical Platinum & Palladium Trust; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Federation des caisses Desjardins du Quebec | 230,420 | $2.77M | 0.03% | +177+0.1% | Added |
| Polar Asset Management Partners Inc. | 205,916 | $2.51M | 0.04% | 00.0% | Unchanged |
| Jane Street Group, LLC | 102,448 | $1.25M | 0.00% | −60,725−37.2% | Reduced |
| IHT Wealth Management, LLC | 98,835 | $1.21M | 0.07% | +2,160+2.2% | Added |
| Morgan Stanley | 90,942 | $1.11M | 0.00% | −753−0.8% | Reduced |
| Stifel Financial Corp | 80,060 | $977.5K | 0.00% | +19,921+33.1% | Added |
| Raymond James & Associates | 79,878 | $975.3K | 0.00% | −20,773−20.6% | Reduced |
| Envestnet Asset Management Inc | 77,121 | $941.6K | 0.00% | +59,872+347.1% | Added |
| Sprott Inc. | 64,900 | $792.4K | 0.07% | −200−0.3% | Reduced |
| Cohen & Steers, Inc. | 61,774 | $754.0K | 0.00% | 00.0% | Unchanged |
| Lincoln Capital Corp | 51,200 | $625.2K | 0.36% | +15,000+41.4% | Added |
| Boothbay Fund Management, LLC | 41,562 | $507.5K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 38,885 | $474.8K | 0.00% | +1,599+4.3% | Added |
| Live Oak Private Wealth LLC | 35,000 | $427.4K | 0.09% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 32,697 | $399.2K | 0.00% | −3,315−9.2% | Reduced |
| Claudia M.P. Batlle, CRP (R) LLC | 32,000 | $390.7K | 0.13% | 00.0% | Unchanged |
| LPL Financial LLC | 25,722 | $314.1K | 0.00% | −4,936−16.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 25,325 | $309.0K | 0.00% | −637−2.5% | Reduced |
| Commonwealth Equity Services, LLC | 24,800 | $302.0K | 0.00% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 23,032 | $281.2K | 0.01% | +100+0.4% | Added |
| Tocqueville Asset Management L.P. | 23,000 | $280.8K | 0.01% | +8,000+53.3% | Added |
| Pekin Hardy Strauss, Inc. | 18,200 | $222.2K | 0.03% | −575−3.1% | Reduced |
| Ameritas Advisory Services, LLC | 17,258 | $210.7K | 0.01% | +17,258 | New |
| Veracity Capital LLC | 17,246 | $210.6K | 0.10% | +1,488+9.4% | Added |
| US Bancorp | 15,777 | $192.6K | 0.00% | +2,177+16.0% | Added |
| Brookstone Capital Management | 14,051 | $180.8K | 0.00% | +260+1.9% | Added |
| Main Street Financial Solutions, LLC | 14,400 | $175.8K | 0.03% | +400+2.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 11,875 | $145.0K | 0.00% | −1,330−10.1% | Reduced |
| Advisor Group Holdings, Inc. | 10,613 | $129.6K | 0.00% | −1,926−15.4% | Reduced |
| HC Advisors, LLC | 10,464 | $127.8K | 0.08% | 00.0% | Unchanged |
| Royal Bank of Canada | 8,794 | $107.0K | 0.00% | +500+6.0% | Added |
| Ancora Advisors, LLC | 8,500 | $103.8K | 0.00% | +8,500 | New |
| Hollencrest Capital Management | 3,340 | $40.8K | 0.00% | 00.0% | Unchanged |
| Toronto Dominion Bank | 2,249 | $27.0K | 0.00% | +249+12.5% | Added |
| JPMorgan Chase & Co | 2,173 | $27.0K | 0.00% | +2,173 | New |
| IFP Advisors, Inc | 3,000 | $25.8K | 0.00% | −4,000−57.1% | Reduced |
| AXS Investments LLC | 1,815 | $23.9K | 0.01% | +1,815 | New |
| UBS Group AG | 1,901 | $23.2K | 0.00% | +1,901 | New |
| TCI Wealth Advisors, Inc. | 1,750 | $21.4K | 0.00% | 00.0% | Unchanged |
| Caldwell Trust Co | 1,640 | $20.0K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 1,054 | $12.9K | 0.00% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 1,000 | $12.2K | 0.00% | 00.0% | Unchanged |
| Baldwin Brothers Inc | 1,000 | $12.2K | 0.00% | 00.0% | Unchanged |
| Twin Lakes Capital Management, LLC | 1,000 | $12.2K | 0.01% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 1,000 | $12.2K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 741 | $9.00K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 500 | $6.11K | 0.00% | +500 | New |
| Belpointe Asset Management LLC | 265 | $3.24K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 177 | $2.00K | 0.00% | +177 | New |
| Geneos Wealth Management Inc. | 150 | $1.83K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 125 | $1.53K | 0.00% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 100 | $1.22K | 0.00% | 00.0% | Unchanged |
| WMS Partners, LLC | 0 | $0 | 0.00% | −29,590−100.0% | Sold out |
| Bank of Nova Scotia Trust Co | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Align Wealth Management, LLC | – | – | – | – | Not filed |