Sprott Physical Platinum & Palladium Trust
SPPP- Exchange
- NYSE
- Industry
- Commodity Contracts Brokers & Dealers
- SEC CIK
- 0001539190
No open-market purchases or sales by Sprott Physical Platinum & Palladium Trust insiders were filed in the last 90 days; 79 institutions reported holding it in 13F filings for Q2 2026, worth $142.0M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Sprott Physical Platinum & Palladium Trust as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 52
- +4 vs. Q4 2022
- Shares held
- 1.62M
- −4.53K (−0.3%) vs. Q4 2022
- Total value
- $19.7M
- −$2.27M (−10.3%) vs. Q4 2022
- New holders
- 7
- 14 more added
- Sold out
- 3
- 11 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPPP on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 79 | $142.0M |
| Q1 2026 | 79 | $189.2M |
| Q4 2025 | 69 | $192.4M |
| Q3 2025 | 58 | $66.1M |
| Q2 2025 | 67 | $63.1M |
| Q1 2025 | 56 | $23.5M |
| Q4 2024 | 57 | $28.6M |
| Q3 2024 | 46 | $17.6M |
| Q2 2024 | 45 | $21.1M |
| Q1 2024 | 42 | $15.8M |
| Q4 2023 | 48 | $18.4M |
| Q3 2023 | 46 | $21.4M |
| Q2 2023 | 46 | $19.7M |
| Q1 2023 | 52 | $19.7M |
| Q4 2022 | 49 | $22.0M |
| Q3 2022 | 46 | $27.7M |
| Q2 2022 | 49 | $28.3M |
| Q1 2022 | 43 | $22.3M |
| Q4 2021 | 38 | $16.9M |
| Q3 2021 | 38 | $17.6M |
| Q2 2021 | 35 | $22.9M |
| Q1 2021 | 36 | $21.5M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Sprott Physical Platinum & Palladium Trust; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Baystate Wealth Management LLC | 100 | $1.22K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 125 | $1.53K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 150 | $1.83K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 177 | $2.00K | 0.00% | +177 | New |
| Belpointe Asset Management LLC | 265 | $3.24K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 500 | $6.11K | 0.00% | +500 | New |
| Tradition Wealth Management, LLC | 741 | $9.00K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 1,000 | $12.2K | 0.00% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 1,000 | $12.2K | 0.00% | 00.0% | Unchanged |
| Baldwin Brothers Inc | 1,000 | $12.2K | 0.00% | 00.0% | Unchanged |
| Twin Lakes Capital Management, LLC | 1,000 | $12.2K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 1,054 | $12.9K | 0.00% | 00.0% | Unchanged |
| Caldwell Trust Co | 1,640 | $20.0K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 1,750 | $21.4K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1,901 | $23.2K | 0.00% | +1,901 | New |
| AXS Investments LLC | 1,815 | $23.9K | 0.01% | +1,815 | New |
| IFP Advisors, Inc | 3,000 | $25.8K | 0.00% | −4,000−57.1% | Reduced |
| Toronto Dominion Bank | 2,249 | $27.0K | 0.00% | +249+12.5% | Added |
| JPMorgan Chase & Co | 2,173 | $27.0K | 0.00% | +2,173 | New |
| Hollencrest Capital Management | 3,340 | $40.8K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 8,500 | $103.8K | 0.00% | +8,500 | New |
| Royal Bank of Canada | 8,794 | $107.0K | 0.00% | +500+6.0% | Added |
| HC Advisors, LLC | 10,464 | $127.8K | 0.08% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 10,613 | $129.6K | 0.00% | −1,926−15.4% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 11,875 | $145.0K | 0.00% | −1,330−10.1% | Reduced |
| Main Street Financial Solutions, LLC | 14,400 | $175.8K | 0.03% | +400+2.9% | Added |
| Brookstone Capital Management | 14,051 | $180.8K | 0.00% | +260+1.9% | Added |
| US Bancorp | 15,777 | $192.6K | 0.00% | +2,177+16.0% | Added |
| Veracity Capital LLC | 17,246 | $210.6K | 0.10% | +1,488+9.4% | Added |
| Ameritas Advisory Services, LLC | 17,258 | $210.7K | 0.01% | +17,258 | New |
| Pekin Hardy Strauss, Inc. | 18,200 | $222.2K | 0.03% | −575−3.1% | Reduced |
| Tocqueville Asset Management L.P. | 23,000 | $280.8K | 0.01% | +8,000+53.3% | Added |
| Wealthcare Advisory Partners LLC | 23,032 | $281.2K | 0.01% | +100+0.4% | Added |
| Commonwealth Equity Services, LLC | 24,800 | $302.0K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 25,325 | $309.0K | 0.00% | −637−2.5% | Reduced |
| LPL Financial LLC | 25,722 | $314.1K | 0.00% | −4,936−16.1% | Reduced |
| Claudia M.P. Batlle, CRP (R) LLC | 32,000 | $390.7K | 0.13% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 32,697 | $399.2K | 0.00% | −3,315−9.2% | Reduced |
| Live Oak Private Wealth LLC | 35,000 | $427.4K | 0.09% | 00.0% | Unchanged |
| Wells Fargo & Company | 38,885 | $474.8K | 0.00% | +1,599+4.3% | Added |
| Boothbay Fund Management, LLC | 41,562 | $507.5K | 0.01% | 00.0% | Unchanged |
| Lincoln Capital Corp | 51,200 | $625.2K | 0.36% | +15,000+41.4% | Added |
| Cohen & Steers, Inc. | 61,774 | $754.0K | 0.00% | 00.0% | Unchanged |
| Sprott Inc. | 64,900 | $792.4K | 0.07% | −200−0.3% | Reduced |
| Envestnet Asset Management Inc | 77,121 | $941.6K | 0.00% | +59,872+347.1% | Added |
| Raymond James & Associates | 79,878 | $975.3K | 0.00% | −20,773−20.6% | Reduced |
| Stifel Financial Corp | 80,060 | $977.5K | 0.00% | +19,921+33.1% | Added |
| Morgan Stanley | 90,942 | $1.11M | 0.00% | −753−0.8% | Reduced |
| IHT Wealth Management, LLC | 98,835 | $1.21M | 0.07% | +2,160+2.2% | Added |
| Jane Street Group, LLC | 102,448 | $1.25M | 0.00% | −60,725−37.2% | Reduced |
| Polar Asset Management Partners Inc. | 205,916 | $2.51M | 0.04% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 230,420 | $2.77M | 0.03% | +177+0.1% | Added |
| WMS Partners, LLC | 0 | $0 | 0.00% | −29,590−100.0% | Sold out |
| Bank of Nova Scotia Trust Co | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Align Wealth Management, LLC | – | – | – | – | Not filed |