Smith Micro Software, Inc.
SMSI- Exchange
- Nasdaq
- Industry
- Services-Prepackaged Software
- SEC CIK
- 0000948708
No open-market purchases or sales by Smith Micro Software, Inc. insiders were filed in the last 90 days; 18 institutions reported holding it in 13F filings for Q2 2026, worth $1.17M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Smith Micro Software, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 81
- −14 vs. Q1 2021
- Shares held
- 19.1M
- +654.2K (+3.5%) vs. Q1 2021
- Total value
- $100.0M
- −$1.87M (−1.8%) vs. Q1 2021
- New holders
- 11
- 40 more added
- Sold out
- 25
- 23 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SMSI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 18 | $1.17M |
| Q1 2026 | 22 | $1.13M |
| Q4 2025 | 25 | $1.00M |
| Q3 2025 | 29 | $1.07M |
| Q2 2025 | 26 | $1.24M |
| Q1 2025 | 27 | $941.0K |
| Q4 2024 | 30 | $1.52M |
| Q3 2024 | 32 | $901.0K |
| Q2 2024 | 26 | $3.80M |
| Q1 2024 | 33 | $2.83M |
| Q4 2023 | 44 | $7.89M |
| Q3 2023 | 48 | $12.0M |
| Q2 2023 | 46 | $9.95M |
| Q1 2023 | 45 | $10.1M |
| Q4 2022 | 47 | $17.4M |
| Q3 2022 | 47 | $20.4M |
| Q2 2022 | 67 | $26.1M |
| Q1 2022 | 71 | $54.8M |
| Q4 2021 | 82 | $78.5M |
| Q3 2021 | 83 | $85.7M |
| Q2 2021 | 81 | $100.0M |
| Q1 2021 | 95 | $101.8M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Smith Micro Software, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allworth Financial LP | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 111 | $1.00K | 0.00% | +13+13.3% | Added |
| Iron Horse Wealth Management, LLC | 107 | $1.00K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 300 | $2.00K | 0.00% | +300 | New |
| McCarthy Asset Management, Inc. | 655 | $3.00K | 0.00% | 00.0% | Unchanged |
| Panagora Asset Management Inc | 921 | $5.00K | 0.00% | −3,869−80.8% | Reduced |
| Citigroup Inc | 2,116 | $11.0K | 0.00% | −150−6.6% | Reduced |
| Ameritas Investment Partners, Inc. | 2,954 | $15.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 3,490 | $18.0K | 0.00% | +464+15.3% | Added |
| Legal & General Group Plc | 3,544 | $19.0K | 0.00% | −367−9.4% | Reduced |
| West Paces Advisors Inc. | 4,135 | $21.6K | 0.01% | +4,135 | New |
| Tower Research Capital LLC (TRC) | 7,144 | $38.0K | 0.00% | +4,319+152.9% | Added |
| Barclays PLC | 7,707 | $40.0K | 0.00% | −20,920−73.1% | Reduced |
| Cutler Group LP | 7,957 | $41.0K | 0.00% | +4,688+143.4% | Added |
| Manatuck Hill Partners, LLC | 10,400 | $54.0K | 0.02% | +10,400 | New |
| ProShare Advisors LLC | 11,539 | $60.0K | 0.00% | +11,539 | New |
| Invesco Ltd. | 11,606 | $61.0K | 0.00% | −10,182−46.7% | Reduced |
| Parametric Portfolio Associates LLC | 11,849 | $62.0K | 0.00% | −2,602−18.0% | Reduced |
| HighVista Strategies LLC | 11,704 | $62.0K | 0.04% | 00.0% | Unchanged |
| Paloma Partners Management Co | 12,892 | $67.0K | 0.00% | −19,670−60.4% | Reduced |
| Eqis Capital Management, Inc. | 12,782 | $67.0K | 0.00% | +12,782 | New |
| BNP Paribas Arbitrage, SA | 13,892 | $72.5K | 0.00% | +9,522+217.9% | Added |
| Victory Capital Management Inc | 14,780 | $77.0K | 0.00% | −500−3.3% | Reduced |
| PEAK6 Investments LLC | 17,301 | $90.0K | 0.00% | +17,301 | New |
| Voya Investment Management LLC | 18,492 | $96.0K | 0.00% | +1,496+8.8% | Added |
| American International Group, Inc. | 24,922 | $130.0K | 0.00% | +4,965+24.9% | Added |
| Caption Management, LLC | 25,790 | $136.0K | 0.01% | +25,790 | New |
| Jane Street Group, LLC | 26,150 | $137.0K | 0.00% | −29,459−53.0% | Reduced |
| FMR LLC | 28,997 | $151.0K | 0.00% | −723,119−96.1% | Reduced |
| Manufacturers Life Insurance Company, The | 30,744 | $160.0K | 0.00% | +8,344+37.3% | Added |
| New York State Common Retirement Fund | 38,354 | $200.0K | 0.00% | +23,054+150.7% | Added |
| Wells Fargo & Company | 41,126 | $214.0K | 0.00% | −384,410−90.3% | Reduced |
| Acadian Asset Management LLC | 41,428 | $217.0K | 0.00% | +41,428 | New |
| JPMorgan Chase & Co | 42,577 | $222.0K | 0.00% | −77,705−64.6% | Reduced |
| Jump Financial, LLC | 43,301 | $226.0K | 0.02% | +721+1.7% | Added |
| Rhumbline Advisers | 48,279 | $252.0K | 0.00% | +24,518+103.2% | Added |
| Kovack Advisors, Inc. | 51,350 | $268.0K | 0.03% | +500+1.0% | Added |
| Cito Capital Group, LLC | 55,000 | $287.0K | 0.13% | +55,000 | New |
| Black Maple Capital Management LP | 57,938 | $302.0K | 0.47% | −7,062−10.9% | Reduced |
| California State Teachers Retirement System | 61,349 | $320.0K | 0.00% | +9,715+18.8% | Added |
| Simplex Trading, LLC | 63,985 | $334.0K | 0.01% | +18,836+41.7% | Added |
| IndexIQ Advisors LLC | 73,490 | $384.0K | 0.01% | +648+0.9% | Added |
| Millennium Management LLC | 76,059 | $397.0K | 0.00% | −170,821−69.2% | Reduced |
| Redmond Asset Management, LLC | 82,985 | $433.0K | 0.13% | 00.0% | Unchanged |
| Skylands Capital, LLC | 89,408 | $467.0K | 0.06% | +89,408 | New |
| Tudor Investment Corp Et Al | 95,112 | $496.0K | 0.01% | −25,000−20.8% | Reduced |
| Group One Trading, L.P. | 96,095 | $502.0K | 0.01% | +15,368+19.0% | Added |
| Bank of America Corp | 108,268 | $566.0K | 0.00% | −1,832−1.7% | Reduced |
| Charles Schwab Investment Management Inc | 108,318 | $566.0K | 0.00% | +22,879+26.8% | Added |
| NorthRock Partners, LLC | 108,596 | $567.0K | 0.05% | +45,000+70.8% | Added |
| First Trust Advisors LP | 112,108 | $585.0K | 0.00% | +21,948+24.3% | Added |
| UBS Group AG | 132,927 | $694.0K | 0.00% | −4,664−3.4% | Reduced |
| Goldman Sachs Group Inc | 158,045 | $825.0K | 0.00% | −27,433−14.8% | Reduced |
| CM Management, LLC | 160,000 | $835.0K | 0.60% | 00.0% | Unchanged |
| Bluefin Capital Management, LLC | 166,267 | $868.0K | 0.06% | −44,010−20.9% | Reduced |
| Equitec Proprietary Markets, LLC | 187,300 | $978.0K | 0.70% | +187,300 | New |
| Shay Capital LLC | 190,874 | $996.0K | 0.24% | −218,228−53.3% | Reduced |
| Eidelman Virant Capital | 202,000 | $1.06M | 0.41% | +142,000+236.7% | Added |
| Bank of Montreal | 216,210 | $1.16M | 0.00% | +53,641+33.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 232,541 | $1.21M | 0.00% | +32,122+16.0% | Added |
| Gsa Capital Partners LLP | 240,692 | $1.26M | 0.14% | +150,886+168.0% | Added |
| Citadel Advisors LLC | 253,337 | $1.32M | 0.00% | +12,540+5.2% | Added |
| Two Sigma Advisers, LP | 254,200 | $1.33M | 0.00% | +156,100+159.1% | Added |
| AQR Capital Management LLC | 257,335 | $1.34M | 0.00% | −2,129−0.8% | Reduced |
| Dimensional Fund Advisors LP | 275,554 | $1.44M | 0.00% | +81,701+42.1% | Added |
| Bank of New York Mellon Corp | 286,626 | $1.50M | 0.00% | +37,347+15.0% | Added |
| Renaissance Technologies LLC | 300,700 | $1.57M | 0.00% | +181,066+151.3% | Added |
| Nuveen Asset Management, LLC | 367,060 | $1.92M | 0.00% | +16,932+4.8% | Added |
| Two Sigma Investments, LP | 392,574 | $2.05M | 0.01% | +104,846+36.4% | Added |
| Northern Trust Corp | 417,160 | $2.18M | 0.00% | +60,351+16.9% | Added |
| Morgan Stanley | 465,553 | $2.43M | 0.00% | −505,728−52.1% | Reduced |
| Susquehanna International Group, LLP | 546,053 | $2.85M | 0.00% | −43,675−7.4% | Reduced |
| State Street Corp | 584,256 | $3.05M | 0.00% | +57,911+11.0% | Added |
| Neuberger Berman Group LLC | 650,561 | $3.40M | 0.00% | +19,426+3.1% | Added |
| Deutsche Bank AG | 710,025 | $3.71M | 0.00% | +495,367+230.8% | Added |
| Geode Capital Management, LLC | 820,585 | $4.28M | 0.00% | +215,865+35.7% | Added |
| Wellington Management Group LLP | 931,300 | $4.86M | 0.00% | +256,300+38.0% | Added |
| Polar Asset Management Partners Inc. | 975,000 | $5.09M | 0.06% | +100,000+11.4% | Added |
| Pacific Ridge Capital Partners, LLC | 1,762,647 | $9.20M | 1.67% | +484,870+37.9% | Added |
| Vanguard Group Inc | 2,500,575 | $13.1M | 0.00% | +442,279+21.5% | Added |
| BlackRock Inc. | 2,687,778 | $14.0M | 0.00% | +459,702+20.6% | Added |
| Nokomis Capital, L.L.C. | 0 | $0 | 0.00% | −325,000−100.0% | Sold out |
| Kepos Capital LP | 0 | $0 | 0.00% | −300,000−100.0% | Sold out |
| Pentwater Capital Management LP | 0 | $0 | 0.00% | −95,000−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −76,249−100.0% | Sold out |
| California Public Employees Retirement System | 0 | $0 | 0.00% | −67,700−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −52,490−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| Clearline Capital LP | 0 | $0 | 0.00% | −49,000−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −42,171−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −24,800−100.0% | Sold out |
| PDT Partners, LLC | 0 | $0 | 0.00% | −18,681−100.0% | Sold out |
| Alpha Paradigm Partners, LLC | 0 | $0 | 0.00% | −17,391−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −17,031−100.0% | Sold out |
| Old Mission Capital LLC | 0 | $0 | 0.00% | −16,891−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −16,177−100.0% | Sold out |
| Castle Creek Arbitrage, LLC | 0 | $0 | 0.00% | −13,542−100.0% | Sold out |
| Altshuler Shaham Ltd | 0 | $0 | 0.00% | −9,031−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −5,917−100.0% | Sold out |